Name in Print XV

Cover of Antonella Ambrosio, Sébastien Barret & Georg Vogeler (edd.), Digital Diplomatics 2011: the computer as a tool for the diplomatist?

Cover of Antonella Ambrosio, Sébastien Barret & Georg Vogeler (edd.), Digital Diplomatics 2011: the computer as a tool for the diplomatist?

Second of the 2014 outputs now! In 2011, as you may remember, I went to a conference in Naples about digital study of charter material. It’s been a long time coming but the proceedings of that conference are now published, in the Beihefte of the Archiv für Diplomatik, and my paper is in there, the last in the volume indeed. It’s called “Poor Tools to Think With: the human space in digital diplomatics” and it’s about database techniques that try not to over-determine structure. Let me put that another way by exemplifying with a paragraph. Taking a data search from the Casserres material as an example, I write:

“I think that, where I have been prepared to deduce here, the deductions are all reasonable, but of course they are not certain. This is not a failing of the database, however; it is an accurate result. There is not enough information to make those judgements, and the data returned from the query accurately reflects that. This design is set up to require the human user to make the final decision, or not. This subset is small enough that I can, even without a computer, establish accurately that we cannot tell which of these [homonymous people] are the same on a logical basis, and I ought not, therefore, to entertain data schemas that would make me do so. We do not, in fact, have to make technical solutions for these problems, because the historian can do as much with the information presented this way as he or she can with it anchored to look-up tables and so on.”

This is coming out of the problem of building a structured database whose purpose is to allow one to identify people without having to identify them to build the database. If this sounds like a problem you too have faced, or expect to, I may have something to say to you! It’s probably as close to a publication of ‘my’ database method as there will be, and on a first read-through possibly actually free of typos, which I have never before managed. I humbly put it before you all.

Grim statistics: this was written in September 2011, revised and submitted in November 2011 and revised after editor’s comments in March 2012 and then again in April 2013. Proofs arrived in December 2013 and it’s taken 9 months to come to press, not what I expect from the Archiv which, last time I dealt with it, went through the whole submission process in that time. From first submission to press would thus be 2 years 11 months, rather below even my long average. But, fortunately indeed for a technical paper, my methods are so low-tech that they remain useful I think…


Full citation: J. Jarrett, “Poor tools to think with. The human space in digital diplomatics” in Antonella Ambrosio, Sébastien Barret & Georg Vogeler (edd.), Digital Diplomatics 2011: the computer as a tool for the diplomatist?, Archiv für Diplomatik Beihefte 14 (Köln 2014), pp. 291-302.

Name in Lights X

Cover of Josep María Salrach's Justícia i poder en Catalunya abans de l'any mil (Vic 2013)

Cover of Josep María Salrach’s Justícia i poder en Catalunya abans de l’any mil (Vic 2013)

The 2014 outputs have begun to appear at last! Though thankfully this is already not the last of them, it is the first, a review by me of Josep María Salrach’s new book as you see above for The Medieval Review; it is online here. The final version of this went off at the end of June, it was up some time earlier this month, not too bad; sometimes online publishing actually does live up to its promise for quick delivery. The book, by the way, is rather good, but if you want to know why I think so, well, read the review, it’s open-access… Some of the points I make there in a sentence or so will turn up here as worked-up blog posts in due course. Stay tuned also, however, for more publications news!


Full citation: J. Jarrett, review of Josep María Salrach, Justícia i poder en Catalunya abans de l’any mil (Vic 2013) in The Medieval Review 14.09.16, online at http://hdl.handle.net/2022/18731, last modified 15 September 2014 as of 27 September 2014.

Back where the money is

Some of you may have been wondering, if you knew how temporary my lecturing rôle at Birmingham was, what has happened to me since it ran down by way of employment, and now that I have some pictures to go with the announcement it’s time to answer that silent question. Since August 2014, I have been and will for the next little while be the Interim Curator of Coins at the Barber Institute of Fine Arts.

The Barber Institute of Fine Arts, University of Birmingham

My new place of employ, really pretty much next to the old one


Two of the cases of the Faith and Fortune exhibition currently on inthe coingallery of the Barber Institute of Fine Arts

Two of the cases of the Faith and Fortune exhibition, and a really big map, all down to Rebecca Darley and Daniel Reynolds with help from Maria Vrij and Ali Miynat

The Barber is to the University of Birmingham roughly as the Fitzwilliam Museum is to that of Cambridge, which is to say, a university museum blessed with an excellent fine art collection that has also been lucky enough to acquire a world-class coin collection. The Barber’s strengths are especially in Byzantine coinage, where they have—we have—probably the best collection in Europe, but because of staff leave and other factors this has been essentially inaccessible for the last couple of years, except in connection with the Faith and Fortune exhibition I’ve mentioned and in charge of which I now more or less am, but for which I can of course take absolutely no credit.

Library shelving in the Coin Study Room of the Barber Institute of Fine Arts, Birmingham

Shelves of the Coin Study Room, library currently undergoing audit and reorganisation

Anyway, part of my job is exactly to end that inaccessibility, and there’s plenty of people already wanting to come and do either research or teaching with it, which is great. Where my actual expertise comes in, however, is that much of this collection is catalogued but not to database-compatible standards, those catalogues are not on the web and almost none of it is published, so there is a lot to do to get it where its contents are as well-known as they deserve to be and can be searched and studied from outside. But, these are things in which I have past form, so I and a slowly-growing roster of willing volunteers will get something done on that; watch this space. Right now, to do much work on the coins will mean watching this space:

Doors of the Coin Study Room in the Barber Institute of Fine Arts, seen from inside with one of the coin vaults open and a tray out

Coin trays open and doors to coin room firmly shut. Security, you understand. But the real question is probably, which contains more gold? And actually we have plans to get data on the coins at least…

… but this is going to change. There are also some exciting research questions I’m looking forward to getting at with this collection. About those you’ll doubtless hear more as they develop but while a number of them are substantially other people’s ideas (not least Rebecca’s and Daniel’s, collaborators whom one could not hope to better) with which I’m able to help, some are my own fascinations which I had never previously thought of exploring. Stay tuned and I will tell you more! And for now, this is where I am and what I’m doing.

Seminar CXLIX: the importance of being eloquent in the Italian Church

I seem to have emerged from a hole somewhat in March 2014, suddenly going to lots of seminars after some time on rations. I put this partly down to the welcome presence of Another Damned Medievalist in London, which gave me a good extra reason to be in town, but also the new course I had been running that term was mostly unrolled and the Earlier Middle Ages Seminar at the Institute of Historical Research had several things on the programme that interested me, of which one was when Giorgia Vocino gave a paper on the 19th March called “Bishops in the Mirror: literary portraits and episcopal self-fashioning in early medieval Italy”.

Mosiac portrait of Saint Ambrose of Milan

Mosaic portrait of bishop no. 1 for this paper, Saint Ambrose of Milan. “AmbroseOfMilan“. Licensed under Public domain via Wikimedia Commons.

I knew Dottora Vocino as a face from Leeds but had never met her or her work, so this was valuable context. Her paper was about the standing of bishops in the early medieval world, and she took a complex and interesting approach to the question, taking several well-documented bishops and asking, respectively, how they presented themselves in their writings, how contemporaries report them and what their posthumous reputation was like. Her examples came from quite a chronological range: the earliest was Saint Ambrose of Milan (ruled 374-397) and the others were Pope Gregory the Great (ruled 590-604), Patriarch Paulinus of Aquileia (ruled 787-802×804) and Bishop Atto of Vercelli († 960), so perhaps it was not surprising that their own self-presentations, as Dottora Vocino characterised them, differed widely: Ambrose, despite his chiding emperors and leading mobs (this is my editorialising) presented himself primarily as a teacher of Scripture; Gregory saw the bishop as more active in the world, a shepherd more than a teacher (though a teacher too); Paulinus was most concerned with soldiering for Christ against the enemies of God, as befits one of the key scholars of the Carolingian Renaissance perhaps, by means of prayer, teaching and preaching but still more confrontational than the previous two; and Atto’s most revealing writing, a thing called the Perpendiculum is an anonymous prophetic condemnation of those who would depose kings, though it too got reused as a teaching text. Nonetheless, though they all taught only Ambrose seems really to have thought this definitional of his office, which evokes comparisons to the modern Academy that might be unkind but occur all the same.

Ivory carving of Pope Gregory the Great being inspired by the Holy Spirit, now in the Kunsthistorisches Museum, Vienna

Ivory carving of Pope Gregory the Great being inspired by the Holy Spirit, now in the Kunsthistorisches Museum, Vienna

It may then be that while those who have a quality in abundance don’t need to shout about it, those who do the same job without it still envy them, because what all of these bishops seem to have been remembered and praised (or even sometimes dispraised) for is none of the above, but instead their eloquence as speakers. Saint Augustine actually saw Ambrose speak and thought him amazing. Gregory was supposedly given his eloquence by the Holy Spirit (his senatorial education presumably assisting that gift somewhat), and although Gregory of Tours thought of his namesake as a scholar and the Liber Pontificalis remembers him mainly for building, as let’s face it it does every pope who didn’t get deposed violently, Isidore of Seville, whose brother knew Gregory, praised him mainly for public speaking. Paulinus is written up as having been preternaturally eloquent from infancy, and although we have no outside witness texts for Atto his own writings take trouble to refute charges of over-eloquence that had apparently been raised against him. This ars loquendi, art of speaking, is apparently the thing that Italian bishops got remembered for, whether they wanted that or not. Miracles, public works, and their own shared emphasis, instruction, all take a back seat to how they came over when they stood up in front of people.

Carolingian-period sculptural panel on a baptismal font ion the church of Cividale

I can’t find an illustration of Paulinus of Aquileia from earlier than 1790 but here at least is something he is believed to have had made, a panel from the baptismal font in the church of Cividale. Sailko [GFDL or CC-BY-SA-3.0], via Wikimedia Commons

There was some debate about why this should be. Dottora Vocino emphasised the politics that whirled around the writing of these bishops’ lives, and suggested that while miracles were a good way of indicating divine favour for the past bishops they might have been a tall order for the living ones who needed comparison to their predecessors; eloquence, on the other hand, could be presented as a divine inspiration but could also be performed by the current incumbents. Susan Reynolds wisely asked if any bishops were ever condemned for being bad speakers, but apparently there are some so it’s not just generic, however common. Alice Rio and Caroline Goodson both asked questions about regionality, seeing little of this emphasis in bishops’ lives from Francia and Southern Italy. Dottora Vocino thought that some comparisons in Francia could be found, but I think this is in some ways to be expected; she pointed out that the transmission of these famae, reputations or fames, probably needed schools, and I would add also audiences outside the schoolroom among whom such portrayals could be deployed, and both of these imply cathedral cities with urban populations, for which Northern Italy is about the most likely zone, though the South’s non-participation is still odd. It would be interesting to take the comparison across to the Byzantine world and see if the cities of Greece or Asia Minor thought of their bishops similarly. But the takeaway point for me was an old one, that people write history or similar for a reason; what someone did may not be as important for their memory as what someone later needed to do with it. Whether or not all these bishops were really talented orators we probably can’t tell, though Ambrose at least seems likely; what we can say is that while there was more to them than that, it was what served the interests of their successors to remember (perhaps because all other comparisons would have been unfavourable). As ever, it behoves us to think about what our sources did not need or want to mention before we decide what they knew.


I would have to do a lot of digging to pull together references to these various bishops works and the texts that Dottora Vocino was using, and it seems easier simply to refer you to her subsequent related publication, G. Vocino, “Under the aegis of the saints: hagiography and power in early Carolingian northern Italy” in Early Medieval Europe Vol. 22 (Oxford 2014), pp. 26-52, DOI: 10.1111/emed.12037, and hope that that will do. Sorry!

Inventing the Visgothic legal ordeal in Catalonia

The backlog in my posting is awful [he wrote in May], but there is obviously something in the period of delay that matches the rhythms of my scholarship: I keep finding that I stubbed posts to blog which I come to just as the thing they were about again comes up in my study. Perhaps this will be another, as I found in reading Josep María Salrach’s Justícia i poder a Catalunya abans de l’any mil that he touches on the issue I blogged about a while ago, that of judges in tenth-century Catalonia fabricating legal precedent for their decisions, and also on a much older post of mine elsewhere about the judicial ordeal, with a case that combines the two things. So obviously it’s necessary to follow those posts up with this one, and presumably by the time this goes up I shall have come up against the idea again! [As it happens, not this time; I have obviously caught up too much! But read on...]

Trial by the ordeal of hot water

The site I grabbed this from gave no source, so neither can I, but though wilfully Classicising it’s still a picture of the ordeal by hot water in ‘olden tyme’ and I can’t find another…

The case is interesting, which is why I blogged it before: it’s the only case of a judicial ordeal recorded in Catalonia before the year 1000, says Salrach, and this is true although the next one is from that year so it’s only just true.1 Never mind. There’s also an excellent clear report of it in Jeffrey Bowman’s book on Catalan justice around the year 1000, which as far as I can see Salrach did not use, which I paraphrase here.2 The events are in 988: one Sentemir was brought to court by the abbey of Sant Cugat del Vallès, who claimed that he had destroyed his brother’s will from which they should have had a large estate; they produced a witness to the will, but Sentemir refused to admit that he ever saw it and finally offered to go to the ordeal to prove his innocence. He chose the ordeal of hot water, in which the litgant plunged his arm full-length into a boiling cauldron and then the extent of his injuries and whether they were healing was assessed by a panel three days later. As Bowman points out, following Stephen White, the thing about ordeals is that the designed outcome almost never occurred as they’re recorded: here, the scribe says that Sentemir had intended to keep himself safe by incantantions and curses, but in fact as soon as his arm got near the cauldron his hand burst into flames, and he confessed. The court condemned him to penal servitude but the bishop let him off, though of course he lost the estate.

Now there’s a range of ways this is interesting: was Sentemir really attempting magic? Was that instead an accusation that one might slander someone with in this period? Either’s interesting. There is also the question of what we are supposed to think actually happened. The last time I blogged this trial, I wondered if Sentemir might have been trying something like coating his arm in pitch or similar to protect it against the boiling, and just caught the cauldron fire, but obviously we’ll never be able to tell from this. But for our immediate purposes the interesting question is why they went to the ordeal at all. It is commonly assumed that this was just something that happened in the early Middle Ages but as I said, this is the first one we have from Catalonia, and Catalonia’s principal source of jurisprudence, the Visigothic Liber Iudicum, Book of Judges, doesn’t mention the ordeal of hot water (or really any others except to outlaw them). So where did the idea come from?

A Catalan copy of the Visigothic Law, Abadia de Montserrat MS 1109, from Wikimedia Commons

An actual Catalan copy of the Visigothic Law, Abadia de Montserrat MS 1109. By Abadia de Montserrat [Public domain], via Wikimedia Commons.

Well, you may remember that in the previous post where I was talking about judges customising their precedents there came up a tenth-century copy of a version of the Liber Iudicum called the Liber Iudicum Popularis, one of two made by one of the judges of the era, a chap called Bonhom about whom I’ve often written, and whose copy is now online in scholarly edition.3 As it turns out, his version of the Liber Iudicum does contain a procedure for the ordeal of hot water, still claiming of course to be the legislation of the Visigothic princes of three hundred years before. And who do you suppose was the judge and scribe at Sentemir’s trial? Who else but Bonhom! So we have another adaptation of the letter of the law to the needs of the day, and one that works out in decidedly suspicious circumstances.

Nonetheless, it seems unlikely that Bonhom just invented the idea in whole cloth, or how on earth would he have convinced Sentemir to do it? As Bowman points out, there’s no sense in the charter that there was dispute about this. That’s perhaps not surprising since Bonhom wrote the document, but this was a man who tells us in his documents when he was sleepy in case it looks odd, so I’d expect more words rather than fewer if there was a problem. Even if it was not usual this was apparently an idea that was known to people. But whence had it come? There’s a famous trial by battle involving Bera I, Count of Barcelona, accused of treason, which the biography of the Emperor Louis the Pious by the anonymous known as ‘Astronomer’ says was done because both parties were Goths, and people have argued that since the Gothic Law has nothing of this, it was really a Frankish idea that got carried into Catalan judicial practice.4 Salrach raises the idea instead that the ordeal was in fact the ‘popular’ practice that Bonhom’s law’s adapted title suggests, excluded from proper practice by the Visigothic kings but locally maintained or innovated and so added in to Bonhom’s text because he knew it was sometimes done. Hey, maybe Sentemir had introduced him to the idea in 988! (Salrach doesn’t suggest that, but as usual, on a blog I can push these things further than I would in print.) That in turn implies that we really ought to look closely at the Liber Iudicum Popularis to find out what had needed changing since the seventh century; it may not all have been invented as needed, even if some of it probably was. This is the kind of thing I read to learn, after all.


1. Josep María Salrach, Justícia i poder en Catalunya abans de l’any mil, Referències 55 (Vic 2013), pp. 37-38.

2. Jeffrey Bowman, Shifting Landmarks: property, proof and dispute around the year 1000 (Ithaca 2004), pp. 119-140, and here esp. pp. 122-124; Stephen D. White, “Proposing the Ordeal and Avoiding It: strategy and power in Western French litigation, 1050-1110″ in Thomas N. Bisson (ed.), Cultures of Power: lordship, states and process in twelfth-century Europe (Philadelphia 1995), pp. 89-123, repr. in White, Feuding and Peace-Making in Eleventh Century France, Variorum Collected Studies 817 (Aldershot 2005), VII.

3. Jesús Alturo i Perucho, Joan Bellès, Josep M. Font Rius, Yolanda García & Anscari Mundó (edd.), Liber iudicum popularis. Ordenat pel jutge Bonsom de Barcelona (Barcelona 2003), VI.1.3.

4. Ernst Tremp (ed.), Thegan, Die Taten Kaser Ludwigs (Gesta Hludowici Imperatoris). Astronomus, Das Leben Kaiser Ludwigs (Vita Hludowici Imperatoris), Monumenta Germaniae Historica (Scriptores rerum Germanicarum in usum scholarum separatim editi LXIV (Hannover 1995), Astronomus cap. 32; A. Iglesia, El proceso del Conde Bera y el problema de las ordalías (Madrid 1980).

Seminar CXLVIII: steps towards an archæological theory for ritual

People who know the sad history of archæology as a subject at the University of Birmingham are usually surprised to learn that there still are any archæologists here, but there are, now housed in what is now Classics, Ancient History and Archaeology. None are primarily medievalists, however, so while I was a lecturer here I had direct business with them only through teaching (which, indeed, I was repeating only yesterday) or when, on the 18th March 2014, I turned up at the Anthropology Seminar to hear Professor Paul Garwood speaking with the title, “Ashes, Smoke and Fire: rethinking archaeologies of ritual”.1 This was off my usual map in several ways: I’ve not been to an anthropology seminar for years and never this one, there was nothing specifically medieval about the title and it turned out to be much more theoretical than usual for me, but I certainly got some things to think with from it so perhaps you will also.

As Professor Garwood acknowledged, there is a much-mocked but genuine tendency for archæologists to classify objects and contexts they can’t understand as ‘ritual’, which is in some ways a function of a definition of ‘ritual’ as non-functional behaviour; when an object doesn’t have a clear function, therefore… This, as Professor Garwood explained in a painstaking review of the field with due nods to the contributions of anthropological thinking to it, given what seminar he was in, stems from the belief of earlier archæologists that beliefs were not recoverable in material evidence, at least without unusually superb evidence. One of the places anthropology helped to change this was in giving archaæologists a greater appreciation of the rôle of systematised behaviours in orchestrating and regulating societies, which meant that examining things like fires with no cooking or object elements in them, stuff deposited under building foundations or in floors or boundary ditches or similar, could be got at by trying to work out what the rules of this particular system of behaviour were. Nonetheless, we still have people (in all our fields!) saying that ‘ritual’ just isn’t a useful concept because of how much ritual is everyday or even, of course, functional.2 I think, for example, of rituals that are not a specific activity so much as a way or order of doing that activity, like a Japanese tea ceremony, which with no other context might not be archæologically identifiable as anything other than a high-status means of making tea but obviously is.

Teapot, mug and strainer in my kitchen

Even outside the Japanese world, this functional equipment can serve ritual purposes, and anyone who thinks differently has never seen the reverence with which I brew up

So what is needed is some ways to think about ritual as an archæological target that might save it as a concept, and these have been generated, in particular that of seeing it as a performance where as archæologist one is looking not for the matter being communicated by its symobology but its physical outcome, its staging and the environment that guided action in the ways desired; here, recent approaches to Stonehenge are exemplary. Frequency might ideally be a factor here too: was such a setting used so much as to be everyday or was it deliberately unusual and ‘other’? (The tea comparison still makes me think that this isn’t fine enough: I have a couple of teas I will not be able to restock—some Mariage Frères stuff from Rwanda, for example, lovely but now rather hard to get—so that I brew them only when there seems some special reason, but I use the same kit to do so as usual…) Professor Garwood seemed himself to favour an approach he termed ‘chaines opératoires‘, constructing models from the evidence of what the sequence of events and types of object involved had to be for the ritual to ‘work’, so that the technology of the process rather than the outcome remains the target, and that’s certainly easier to approach from finds. (Though would it pick up how important it is to warm the pot and for the milk to go in first?) I found myself inwardly comparing this to Actor Network Theory and similar approaches and liking this better because it left agency clearer, myself, but I understand that those that like ANT do so not least because it spreads agency to the objects, and I suppose that with ritual that is worship, that could be important: look at the big early medieval debate over whether people believed icons themselves did things, after all, and how to stop those people doing so if they did.3 Professor Garwood also recommended a definitional approach in which one looked at the processes in terms of workflow, almost like industrial process analysis: what did people need in what order to do this and what do we find? These approaches could obviously run into one another, but as he said, they do get us out of the basic problem of saying what ritual actually is!4 Free your mind, as they say, and the rest will follow…


1. I don’t know Professor Garwood’s work really, but there are obviously bits of it that could be of interest to medievalists, not least P. Garwood, D. Jennings, R. Skeates and J. Thomas (edd.), Sacred and Profane: Proceedings of a Conference on Archaeology, Ritual and Religion, Oxford, 1989 (Oxford 1991) or P. Garwood, “Rites of Passage” in Timothy Insoll (ed.), The Oxford Handbook of Archaeology of Ritual and Religion (Oxford 2011), pp. 261-284, DOI: 10.1093/oxfordhb/9780199232444.013.0019.

2. I think straight away of Geoffrey Koziol, “The dangers of polemic: is ritual still an interesting topic of historical study?” in Early Medieval Europe Vol. 11 (Oxford 2002), pp. 367-388, DOI: 10.1111/j.0963-9462.2002.00116.x but Professor Garwood cited Joanna Brück, “Ritual and Rationality: some problems in interpretation in European archaeology” in European Journal of Archaeology Vol. 2 (Leeds 1999), 313-344, DOI: 10.1179/eja.1999.2.3.313 and Ian Hodder, “Triggering post-processual archaeology and beyond” in R. F. Williamson & M. S. Bisson (edd.), The archaeology of Bruce Trigger: theoretical empiricism (Montreal 2006), pp. 16-24.

3. I came to actor network theory as applied archæologically by Patricia Galloway, “Material Culture and Text: Exploring the Spaces Between and Within” in Martin Hall & Stephen W. Silliman (edd.), historical archaeology, Blackwell Studies in Global Archaeology 9 (Oxford 2006), pp. 42-64; I’m not sure what the canonical cites would be for any other uses. As for the debate over icons, you should now see Leslie Brubaker & John Haldon, Byzantium in the Iconoclast Era, c. 680–850: a history (Cambridge 2011), and Thomas F. X. Noble, Images, Iconoclasm, and the Carolingians (Philadelphia 2009).

4. As is ineluctable with a paper about theory, there were a great many names flying about and I didn’t catch them all. Those I did I haven’t yet followed up, indeed, but they included, as well as those in n. 2 above, Marcel Mauss, “Les techniques et la technologie” in Journal de psychologie normale et pathologique Vol. 41 (Paris 1948), pp. 71-78, Clifford Geertz, Negara: The Theatre State in Nineteenth-Century Bali (Princeton 1980), Victor W. Turner, From Ritual to Theatre (New York City 1982) and idem, The Edge of the Bush: anthropology as experience (Tucson 1985).

Working for San Salvatore III: what they got out of it

I have now gone on at great length about the polyptych of Santa Giulia di Brescia without really talking about my actual purpose in reading it, so it’s time to do that.1 You may remember a long time back that I had a go at the idea, repeated in textbook after textbook, that agriculture in the Carolingian period ran at yields hardly more than the grain that was sown.2 This is self-evidently ridiculous if you are familiar either with actual growing of crops (which I am only second-hand) or can do basic maths, but it persists, and the reason it persists, like many another medieval cliché, is Georges Duby.3

Georges Duby

The late Georges Duby

This is not entirely Duby’s fault. He wrote a couple of textbooks in the 1960s and 1970s that somehow remain the world standard for any history of the early medieval economy that actually contains agriculture, and he used the best thinking available and sources known at the time.4 He did a pretty good job of synthesis on that, and though one might wish he’d thought about it a bit harder, it’s really not just him who’s failed to do so, and those that have thought about it haven’t really looked hard enough at his evidence.5 That was, in large part, the Carolingian estate survey of the fiscal centre at Annapes preserved in the text known as the Brevium Exempla, and some time ago already now I gave a paper at Kalamazoo in which I showed that Duby had in fact read the text wrong, or rather failed to read all of its data, as had all those he used, even, I’m sorry to say, Philip Grierson, and I considered that dispatched and proceeded to writing it up.6 But Annapes was not Duby’s only source that seemed to support these awfully low yields, and so I needed to see if the same tricks could be performed with the others too, and you will by now have guessed or maybe already know that one of them was the polyptych of Santa Giulia di Brescia.

Santia Giulia di Brescia from the air

Santa Giulia di Brescia as it now stands, from the air

Duby dealt with the figures from Santa Giulia only in summary fashion. In Rural Economy and Country Life he works Annapes over extensively, coming up with output figures of between 1·5:1 and 2·2:1, and then goes on:

“We must not, of course, generalize from one set of figures obtained from a single source. But it is possible to find elsewhere some other traces of output, somewhat higher than that which can be derived from the Annapes inventory, but even so representing a low yield and a derisory rate of profit when compared with the value of the capital in land and seed corn. One significant fact is that compilers who visited the farms (cours [apparently left in French from Latin 'curtes']) of the abbey of San Giulia of Brescia in 905-906 to compile a polyptych found there reserves of grain in the barns which were barely higher and sometimes lower than the quantity needed for sowing. Thus at Prozano where the fields could take 300 muids of seed corn, the stocks in the estate barn amounted to only 360 muids of which 140 were of millet (mil). At Canella 90 muids were needed for sowing and 51 were in the barns; at Temulina 32 and 37.”

And with that he moved onto Saint-Germain-des-Prés near Paris and pulled a similar trick there.7 And in the slightly later and much shorter Early Growth of the European Economy he didn’t even give that much detail (or a reference to the primary source), limiting himself to dealing again with Annapes and then adding:

“The Lombard monastery of St Giulia of Bréscia [sic], which consumed some 6,600 measures of grain annually, would have 9,000 sown to cover its needs, which means that the return normally available to the lord was being estimated at 1·7 to 1.”8

The best way to see what is wrong with this is to look closely at how the compilers of Santa Giulia’s polyptych were using their figures, figures that I’ve already argued here they were receiving in a standard format. And doing so shows firstly that Duby, and Luzzatto before him, were again wrong in assuming that these figures mean what they wanted to mean, and in fact that using them to calculate yield is impossible except in one single case where the formula was bent, and in that case it comes out at at least 4·25:1 and probably rather higher. Don’t believe me? Watch this! Continue reading

Seminar CXLVII: de-emphasising Greece in Byzantine history

Long before I knew what my next job would be, on 13th March 2014, I was persuaded to attend the University of Birmingham’s General Seminar of the Centre of Byzantine, Ottoman and Modern Greek Studies. I have been doing this on and off since then, and naturally more regularly given my new employment, but I think I am still the only person not speaking who attends from outside the Centre, which is slightly odd. I came along because I was told by someone who should know that I’d be interested in this particular paper, however, and so it proved, that paper being one called “Byzantine Greece — Microcosm of Empire? Retrospect and Prospect”, by Dr Archie Dunn.

Map of Byzantine Greece c.900

Byzantine Greece c. 900. By Cplakidas (Own work) [CC-BY-SA-3.0 or GFDL], via Wikimedia Commons

Dr Dunn’s basic starting contention was that, at least since its revival as a nation in 1830, modern Greece has been central to Byzantine studies, since its area preserves or generated many of the major narratives and almost all the surviving Byzantine documentary material, and was the location of many of the pioneering digs in Byzantine archæology. It’s just taken places like Turkey who have less interest in claiming some kind of continuity with their Byzantine predecessor longer to decide this stuff might still be interesting, I think, though it is now happening, and a Greek-language academy presumably also helps. Anyway, this presents problems of generalisation, because Greece thus drives the older and still basic synthetic narratives of Byzantine history but wasn’t necessarily typical of the wider empire. So Dr Dunn here attempted, using the archæology that he knows best, to set up a new synthetic model of landscape development in Byzantine Greece and then test it against Thrace to see just how bad this problem is. The basic lynchpins of this picture were cities, castles and churches and their interrelations, so you can probably already see how I would find thinking material in this.

The Angelokastron in Corfu

The Angelokastro in Corfu, about the best copyright-free image of a Greek Byzantine kastron I can find even if well out of area… By Dr.K. (Own work) [CC-BY-SA-3.0], via Wikimedia Commons

The synthetic model for Greece went something like this. By the fifth century Greece, once a landscape of cities, still counted a lot of cities in its territorial organisation but far fewer than before and not all of them actually physically instantiated, rather than just being organisational constructs, settlement having moved out to rural settlements like Italian hill-villages (a comparison I thought of about a minute before Dr Dunn invoked it), walled in undressed timber-braced stone, and articulated also by churches separated by 4-10 km distances. Over the sixth to eighth centuries the cities continued to fade but from the seventh century on fortifications arise instead, partly as a reaction to Slav incursions. Those incursions were gathered under more or less willing jurisdiction eventually, however: by the ninth centuries some such notional groups have official seals, for example. These new kastroi, castles, often had bishops, despite the tiny territories thus implied, but even so were not poleis, cities, to the government but choria, villages, even when abandoned cities were close by. They were however centres for military organisation, and however they’d got there were incorporated into systems of government.

Castles at Didymoteicho in Thrace, now Greece

Castles at Didymoteicho, which we do have textual evidence was founded by Justinian I. By Aramgar (Own work) [GFDL or CC-BY-SA-3.0], via Wikimedia Commons

Dr Dunn then compared the situation of Thrace, roughly modern Bulgaria and a bit west into Greece, where a lot of the same factors could apply but somehow, don’t all. Here, though the scattering of new villages and kastroi did occur, it did so without the end of the urban network that had preceded it; the bishops stayed in the old poleis and the kastroi fitted in new places between these. Dr Dunn argued, I think from my notes, that this was an attempt by central govenment to impose a similar system to that that was being managed in Greece over a landscape whose old jurisdictional anchors were still in place, and which couldn’t be ignored—the Thracian cities did revive somewhat over the seventh to ninth centuries—but which weren’t the focus of attention from the state any more. Some of the new fortifications subsequently became towns, however, which prompted me as the then-temporary-Anglo-Saxonist to ask if, as with the fortress-towns of Alfred the Great’s burghal system, they took a long time to do this; sadly, the archæology hasn’t yet been done that would ground that comparison.

Walls of the Byzantine fortress at Komotini, Thrace, now in modern Greece

Walls of the Byzantine fortress at Komotini, Thrace, now in modern Greece. By User:Ggia (Own work) [CC-BY-SA-3.0], via Wikimedia Commons.

The main points that came out of this paper, then, were firstly and mainly that Greece can’t be taken as typical of Byzantium even if much of our information comes from it, but also a point about scales of comparison. To make a real point when dealing with a state of this size, one’s micro-regions need to be quite large. No one or few of these city districts would tell a typical story; comparing chosen themata across the two provinces would probably miss the general shape of change entirely. That then implies that to compare at this scale you have to look at something that occurs widely enough but thinly enough to be manageable; cities may be too slight, churches is heading for the feasible maximum, house types would be impossible, it seems to me. Other questions did arise, of course. The obvious one, asked by Ruth Macrides, was, well, why is Thrace different, to which the obvious answer seemed to be proximity to Constantinople, leading to better-funded development of both defences and agriculture because the capital needed them both in a way that it didn’t from further-off Greece. Someone I didn’t know asked about agency, whether these new foundations were necessarily top-down, to which the honest answer could only be that we know some are so there is some kind of central effort to do things, but whether other sites are in on the plan, who knows? And Rebecca Darley asked what was organising society at the village level before they started getting churches, and whether they might have replaced an older religious articulation, to which Dr Dunn said that if there was such an older sacred landscape, it is now largely invisible, though a few cases could be adduced. Here again it seems to me that scale of comparison is important. In the previous answer, a few cases were indicative because we know there was some linkage of them together; in this one a few cases were not, because we don’t have that linkage. Such a linkage would have to be some organised pagan Greek priesthood for which there’s no evidence, of course, so that’s probably OK, but looking at it now the argument from silence still sits oddly next to that from information. It would be nicest of all to be able to show this by digging of course, and I’m sure Dr Dunn would be more than happy to start on that given funding! It was certainly clear that he would know where to start or, indeed, carry on looking.

Metablog IX: the tenth century at A Corner of Tenth-Century Europe

The next post was supposed to be the third and final one wrestling with the figures from the polyptych of Santa Giulia di Brescia, but I realised while setting up the previous one that it was post no. 899, which means of course that this is post no. 900. A moment’s further reflection will then reveal to you that this means A Corner of Tenth-Century Europe has just entered its own tenth century, and I thought that was worth marking.

World history time chart for 800 to 1500 from H. G. Wells's The Outline of World History, p. 614

World history time chart for 800-1500, as drawn out in H. G. Wells’s The Outline of History, being a Plain History of Life and Mankind, revised edn. (London 1920), p. 614

As even this 1920s picture arguably has right, 900 was not a particularly auspicious time in world history, at least in political terms. Several great empires were in decline, with consequent dislocation, chaos and fragmentation, from China across to Western Francia, and the up-and-coming ones like Ottonian Germany, the Samanid emirate (not on Wells’s chart), Fatimid Egypt or the briefly revived Byzantium not yet evident in their trajectory. In Europe, at least, the climate’s slow improvement was probably leading to a slow increase in bottom-up prosperity, but the ways that was working out higher up the social scale where surplus was appropriated might have hidden any real benefit for the producers. I hope that little of this applies to the blog over its next hundred posts, but there will at least be a continuation of the kind of geographical spread that seems to have become typical here as I one way or another wind up working on or teaching almost everywhere in the Middle Ages.

Map of Europe c. 900

Map of Europe c. 900 care of Euratlas.com

I do still try and keep my focus on the tenth century, though, and I have therefore been asked whether I think there is any particular dynamic to the so-called ‘secolo di ferro’ that marks it out as an era to study. It seems to me that there is, and that it is the coincidental but contemporaneous disintegration of two superstates at opposite ends of the Mediterranean, the Carolingian Empire (a unit of sorts even in its divided form post-840) and the ‘Abbasid Caliphate, both continuing in some form but giving up much political space into which a myriad of new states intrude from around their peripheries, like young trees in a forest shooting up when big old trees falling opens holes in the canopy. By 1000 there would be several powerful polities in each of the zones these had dominated, Anglo-Saxon England, the Ottonian Holy Roman Empire, the Fatimid and Andalusi Caliphates, Byzantium enduring, the Turkic sultanates and the Samanid Emirate to name but a few, and the subsequent few centuries could be seen as a contest for supremacy that changed hands a lot in the East and that, in the West, no-one except maybe the papacy really won. When you’re looking at changes of centrality like these, it seems to me that the best place to be watching from is the edges, the old and new frontiers, where the consequences of such events can be seen as changes in political direction. That’s been my conviction for a long time and it continues to power my enquiries, and thus, my writing here. I hope it will also continue to keep you reading, at least until the millennium!

Seminar CXLVI: forgetting the Thuringian frontier with Willibald

My seminar reporting backlog now shrinks forwards to 26th February 2014, when Dr John-Henry Clay of Durham, another early medievalist blogger apart from anything else, came to speak to the Earlier Middle Ages Seminar at the Institute of Historical Research with the title, “St Boniface in Thuringia”. Boniface, born in Wessex as Wynfrið, is a saint who provokes strong reactions at the time and still does now: I remember speaking to one revered academic who had the previous day returned from a three-day conference about Boniface and who, in a shocking breach of their usual total refinement, told me that the conference conclusion had been that “Boniface was a bit of a prat”. But equally there are those who find him fascinating, and Dr Clay has done much with the material preserved about him.1 As a missionary and church-builder Boniface spent a lot of time at the edges of ‘known’ territory, anyway, and what Dr Clay had to tell us was one of those edges, the duchy of Thuringia.

Map of the territories of Merovingian Francia

A suitably old-fashioned map of the territories of Merovingian Francia, Thuringia being the long vertical strip at upper right. As long as you realise that this is almost completely hypothetical we’ll be fine. “Frankenreich unter den Merowingern” by Johann Gustav Droysen – Allgemeiner Historischer Handatlas. Licensed under Public domain via Wikimedia Commons.

Most of our information on Boniface as he is conventionally told comes from a Life written for his successor, Archbishop Lul of Mainz, by one Willibald, and he tells us of Boniface’s religious training in Wessex, an early attempt at a mission to pagan Frisia in 716 defeated by resistance from King Radbod and a subsequent papally-backed mission to Thuringia in 719-721. He shows us Boniface going back to Frisia in 721 and then being in Hesse and Saxony in 723-731, after which point he was more and more concerned with the organisation of the Frankish Church as it developed on the eastern edges of Christianity’s range so far and less and less with mission work.2 He died on the mission trail, however, in 754 in Frisia, aged nearly ninety and clearly, from the letters he wrote setting his affairs in order, aware that he could go on little longer and determined to go out a martyr.3 We can thus temper Willibald’s portrayal with the man’s own words here and there and this all gives a fairly consistent picture, but there are hints in it and in other sources that it is definitely not the whole story.4

Illustrations of Boniface baptising pagans, above, and receiving his martyrdom, below, from the eleventh-century Fulda Sacramentary

Illustrations of Boniface baptising pagans, above, and receiving his martyrdom, below, from the eleventh-century Fulda Sacramentary, a prized treasure of the monastery of Fulda which he had founded. “St Boniface – Baptising-Martyrdom – Sacramentary of Fulda – 11Century” by Unknown – Illustration from the Sacramentary of Fulda (Fuldaer Sakramentar), fol. 126 v. See here for more information on the manuscript.. Licensed under Public domain via Wikimedia Commons.

Lots of what is missing is, naturally enough, about Boniface’s opponents. He faces down heretic or just untrained priests and has to fight tooth and nail for their removal and replacement because they are backed by local élites;, and this has been read sensibly enough as a strategy of Frankish colonisation of the local Church with papal support, though as my first paragraph implied and Dr Clay also said, the popes don’t seem to have driven Boniface’s mission so much as support it with judgements and texts as required, when they could find them; Boniface seems to have expected a lot more authority and direction from the papacy than it was used to giving and some of his opponents are also therefore ‘backsliding’ Frankish bishops who didn’t understand why orthodoxy mattered and wouldn’t have looked to the pope for guidance ordinarily.5 But the other figures only just in the picture are the dukes of the Thuringians and the conflict and cultural exchange that was going on between Frankish- and Thuringian-controlled zones behind and outside the ecclesiastical context.

Ruins of the thirteenth-century castle at Frauenberg, Hesse

The ruins of the fortress of Frauenberg in Hesse, this building probably being thirteenth-century but apparently by no means the first on the site… „Frauenberg2wiki“ von Peter Voeth. Original uploader was Die silberlocke at de.wikipedia – Transferred from de.wikipedia; transferred to Commons by User:Kurpfalzbilder.de using CommonsHelper.(Original text : selbst photographiert). Lizenziert unter CC BY-SA 3.0 über Wikimedia Commons.

Noting various such omissions and demonstrable errors in Willibald’s account, therefore, Dr Clay brought in data from burial archæology and fortress excavations, or at least, a class of fortresses he sees in the area of which one in Hesse, Frauenberg, has been excavated and diagnosed Frankish by its material culture remains. The picture he got from this was one of a broader Frankicisation of the Thuringian duchy, visible in Frankish burial practices and funerary kit, and, as the reference to local priests above suggests, Christianity, this not least because St Willibrord of Utrecht, with whom Boniface worked in Frisia in 721-723, had run a mission in Thuringia around 714 already, something that Willibald doesn’t mention at all! So as Dr Clay told it what Willibald was doing was to turn a career that had essentially been one of fixing other people’s mission work with intermittent state backing, as part of a larger and ongoing process of Frankish acculturation of a border area, into a sanctified career of personal evangelisation that spearheaded all social change for the better in the area.

There were, I have to say, quite a lot of arguments with this thesis from the audience. I had two, one being that I wasn’t clear if Dr Clay was arguing for immigration from a material culture change—he was arguing for a distinct, Frankish funerary kit in the fortresses, as it turned out, which he therefore saw as military occupation rather than settlement on a broader scale—and the other of which being his diagnostic fortress type, which I could have paralleled quite happily from Pictland and therefore thought needn’t be any more than functional similarity. More excavation might of course show other links, what I would not deny. But there were wider issues about the opposition of Frankish and Thuringian as cultures in the first place, raised not least by Julie Hofmann, by whom the IHR was richer this spring and summer just gone and who knows a thing or two about Thuringia.6 The Thuringian aristocracy was long married into Frankish ones, just like the Bavarian one; whether this was anything more than a political branding exploited as convenient was, for Julie, very much to be doubted. That doesn’t prevent wars arising out of it, of course, as they plainly did, but marrying it to wider shifts in material culture as anything more than fashion, and linking those to other forms of political change is, I tend to think, unprovable.

Kloster Sankt Salvator Fulda

The centre of the cult of Boniface, the monastery of Sankt Salvator Fulda. „Catedral de Fulda“ von Author and original uploader was ThomasSD at de.wikipedia – Originally from de.wikipedia; description page is/was here.. Lizenziert unter Public domain über Wikimedia Commons.

Between these two Alice Taylor had asked what was perhaps the sharpest question, which was to wonder what Willibald’s purpose was in all this: Dr Clay said, and this seemed obviously correct once he’d said it, that the Vita was using the holiness of Boniface’s career to justify and sanctify the kinds of action towards Church reform that his successors for whom the text was written were still struggling to carry out. It is, in other words, a text about the politics of the 750s, not those of the 720s, and probably had little interest in being accurate, rather than partial (in both senses) about the earlier period. This was, to an extent, where we had begun, with the problems with Willibald’s Vita, but by now they looked serious enough that I think several of us were uncomfortable with using the text for a picture of the 720s at all. That time was perhaps not long forgotten when Willibald wrote, but having others remember it was apparently not his concern!


1. J.-H. Clay, In the Shadow of Death: Saint Boniface and the Conversion of Hessia, 721-54, Cultural Encounters in Late Antiquity and the Middle Ages 11 (Turnhout 2011).

2. The Life has been much translated, and Willibald, The Life of Saint Boniface, transl. George W. Robinson (Cambridge 1916) seems now to be all over the Internet to purchase, presumably because it is also online at the Internet Archive for free here; the one I am used to setting for students is that in C. H. Talbot (ed./transl.), The Anglo-Saxon missionaries in Germany, being the lives of SS. Willibrord, Boniface, Sturm, Leoba, and Libuin, together with the Hodœporicon of St Willibald and a selection from the correspondence of St Boniface (London 1954, repr. 1981), pp. 25-62, which is reprinted in Thomas F. X. Noble & Thomas Head (edd.), Soldiers of Christ: Saints and Saints’ Lives from Late Antiquity and the Early Middle Ages (Philadelphia 1995), pp. 107-140, but is also online for free (because copyright-free in the USA) via the Internet Medieval sourcebook here.

3. The letters are translated in Ephraim Emerton (transl.), The Correspondence of Saint Boniface, Records of Civilisation 31 (New York City, but a selection is also in Talbot, Anglo-Saxon Missionaries, pp. 64-149.

4. Cited here was Ian N. Wood, The Missionary Life: Saints and the Evangelisation of Europe 400-1050 (London 2001).

5. This is a perspective that I think I got from Rosamond McKitterick, Anglo-Saxon Missionaries in Germany: personal connections and local influences, Eighth Annual Brixworth Lecture, Vaughan Papers 36 (Leicester 1991), repr. in her The Frankish Kings and Culture in the Early Middle Ages, Variorum Collected Studies 477 (Aldershot 1995), I.

6. And we need her to publish some of what she knows! But in the meantime there is no standard work, at least in English, though there is now John Hines, Janine Fries-Knoblach & Heiko Steuer (edd.), The Baiuvarii and Thuringi: an ethnographic perspective, Studies in historical archaeoethnology 9 (Woodbridge 2014).