Two More Greats Gone: Simon Barton and Mark Whittow

This is a kind of repetition I really hope stops arising. The pressure is not off my life in such a way that blogging as we knew it, or anything like, can yet be resumed, but the one thing that I can’t justly not write about is people I wish hadn’t just died, and just a bit more than a year since I last posted it is, awfully, that that once more brings me out of hiding. I’m sorry if anyone was hoping for better, and I’m sorry that the news I have is so terrible, but I owe both these men a lot and have to say something in their honours.

Professor Simon Barton of Central Florida University

Professor Simon Barton, of Central Florida University and previously of Exeter University, photographed by James d’Emilio in 2017 and borrowed from Professor D’Emilio’s Twitter stream

I still don’t know what happened to Simon Barton. There is nothing on the web about his death anywhere that doesn’t apparently go back to a tweet by Simon Doubleday on 17th December publicising an announcement on the Facebook page of the Sociedad Española de Estudios Medievales, and for a while that seemed like such an odd place for the news to crop up, and it so odd that it was not repeated, that I was very much hoping that an obituary notice had been prematurely posted and that it would soon be contradicted. But that contradiction has not come and other places have begun to post tributes, and I guess it must be true. I first ran into Simon Barton because when still at Exeter, long ago in I think 2003, he accepted a paper I’d offered to the Second Conference of the Historians of Medieval Iberia. That was a good and very friendly conference, and while the paper never actually got finished I apparently did well enough to be invited back in 2005, and that paper became my infamous Aprisio article. Basically, Simon kept inviting me back to things, even at times when surely unbeknownst to him I felt as if I would have to be leaving the profession soon and was no kind of real scholar. His cheerful encouragement whenever I had contact with him has been a reliable constant for quite a lot of my academic career, all the more valuable because there was no reason he needed to provide it. It was a recent pleasure for me in the previous academic year to start using his work more thoroughly in my teaching by way of repayment, and it was only getting more interesting as he went on; his most recent, and now I guess last, book, really transcends the institutional and political sort of history in the tradition of which he had begun. And now there will be no more, and of course there are also all the ruptured personal ties and grief that death leaves behind it about which I really can’t say anything meaningful except how sorry I am.

Dr Mark Whittow at Corpus Christi College, Oxford

Dr Mark Whittow at Corpus Christi College, Oxford

That inarticulacy in the face of death hurts all the more for the other victim of the season, Dr Mark Whittow. Here, horribly, there is no doubt: Mark was driving home from Banbury on the 23rd December, there was a collision and he was killed. Why this is a blow for the subject, others have already put far better than I ever could—the article on the website of St Peter’s College, where he was a fellow for many years, has him perfectly written up—but here, what I can’t say of Simon, I can picture the house that will now be emptier and the people who must grieve and it’s awful. I’ve sat round that breakfast table and on those sofas, with Mark being controversial because the conversation was more fun that way, and again I was made welcome there when that mattered a good deal. Within days of my arrival in Oxford, indeed, Mark had made himself known to me and roped me into giving a paper at short notice (a paper which, by a horrible irony, until very recently rested with none other than Simon Barton, who was editing a book in which it was finally to appear), but he made up for it with dinner and that famous welcome, and for the remaining years I was in Oxford we plied each other with college and other hospitality and made grand plans whose minuscule chance of realisation, given how busy we both were with other things, didn’t make them any less entertaining. He also enjoyed the blog, and it seems especially perverse, however obvious, that he can’t comment on this post. He would have been pleased at least, I imagine, to know that his death would make both the Times and the Telegraph, but there’s no question that he’d rather have been around still having fun, and he had, perhaps more than anyone else I know, worked out how to have it. The timing and the family he leaves behind make this all seem very cruel already, but so does the sheer vivacity with which Mark lived and of which he and we would all have enjoyed so much more. I shall miss him and Simon both and I wish they weren’t dead.

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Duncan Probert

It is more than two months since I have been able to post here, and though the blog is recently now a full ten years old it is also fair to ask what kind of health it is in. I may now have an answer to that question and time to frame it, but today is not the day where that happens, because news reached me by e-mail today of the unexpected death of fellow medievalist and stalwart member of the black-clad and long-haired, Duncan Probert, a couple of weeks after suffering a stroke. Duncan, who had come to medieval studies as a second or even third career, I met when he was at Birmingham and I was at the Fitzwilliam, and over our occasional meetings at conferences and seminars over the next few years he developed into a respected and highly productive scholar of medieval English names, place- and personal, who could make that work comprehensible to outsiders despite handling large datasets by preference. He worked on many projects, most recently at Kings College London, and managed to combine the hard-headedness of real-world employment experience with an irrepressible belief in the power of human ingenuity to solve problems. He also drew good maps. He will be missed by many; with this post I count myself among them. Rest well, Duncan.

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Ein schlechter Tag für Europa

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Leaving my own politics out of it, I wake this morning to the likelihoods that two funding bids I’m involved in will now collapse, that all our current European doctoral students are now going to have to rush to finish before the conditions of their residency in the UK change in unpredictable fashion, that working in Catalonia, Spain or France is shortly to get more expensive and hostile and that my chosen sector of employment will now see yet another shrinkage of income, with presumably resultant cuts in jobs. I am also going to have completely respin the next lecture I give on Charlemagne. The longer-term consequences… who knows?

Anglo-Saxon England and the European Union

It is a time of weighty decisions in this part of the world right now. I don’t just mean in the Academy, although today and tomorrow much of the UK one is on strike because of pay that has not kept pace with inflation for some years and personally I am in the middle of quite a lot of marking, some of which will affect people’s fates in ways I can’t foresee but can still worry about. No, I mean that on June 23rd the UK will be turning out to express its opinion about whether it should be in the European Union any longer, even on the rather specialised terms we currently enjoy. As with every political issue these days this has become a matter of men in suits insulting each other and making up random stuff to frighten their electorates, and in some cases other people’s electorates: the President of the USA and the Prime Minister of Canada have both weighed in effectively to threaten Britain, apparently not realising how much of the ‘Leave’ campaign is being driven exactly by a resentment at other countries seemingly intervening in Britain’s decisions. Perhaps they’re actually trying to make sure the ‘Leave’ vote wins. In any case, it all has me wondering what perspective a historian can take on it all. Sheffield’s excellent History Matters blog has a Brexit category but so far only one post under it, and I feel as if more can be said.

Map of the Carolingian Empire under Charlemagne

Map of the Carolingian Empire under Charlemagne

It seems to me that this is one of the rare episodes where the most relevant parallels are from the early Middle Ages, because there is really only one point prior to the twentieth century when Europe could be considered a single political entity and, importantly, its ruler had not declared an intent to add the British Isles to that (as in the times of Carausius, Napoleon or the guy with the moustache and the painting qualification). That time is the period of the Carolingian Empire, albeit with some pre-echoes under the Carolingians’ Merovingian predecessors, and actually there are some thought-provoking parallels. There’s nothing really new in what follows except its application to now, but I still think that’s worth doing.1

A silver penny of King Offa

Obverse of a silver penny of King Offa of Mercia, struck in London by Ethelwald around 785

For a start, we can look at English-European relations in a time of breakdown here and see what happened. In around 796 Charlemagne, King of the Franks and Lombards and Patrician of the Romans, had a letter sent to King Offa of Mercia.2 At this point in time Offa was pretty much number one king in England; not only did his Midland kingdom stretch from the Welsh border and the Hwicce (around Gloucestershire) to Lindsey (modern Lincolnshire) but he also held control over Essex, East Anglia (just about), the south-eastern Home Counties and the city of London and had marriage alliances with both King Beorhtric of Wessex and King Æthelred of Northumbria.3 This put him in charge of quite a chunk of the Channel coast and its ports, and whether either side liked it or not that put him in contact with Charlemagne.

A Mayen quernstone

A Mayen quernstone, of the sort that Charlemagne probably refers to in his letter to Offa

In that letter Charlemagne was responding to one of Offa’s that we no longer have, and had a number of queries to answer. The letter is thus very revealing about the kind of things that kings dealt with in this era: the free movement of pilgrims from England through Francia, and how to distinguish them from merchants who disguised themselves as pilgrims to escape paying toll; the proper treatment of merchants who admitted as much, and should be protected by the Frankish king according to an old agreement; a renegade priest whom Offa feared had come to Charlemagne to spread accusations about Offa at the Frankish court, but whom Charlemagne had sent on to the pope at Rome; and black quernstones which had until recently been imported into England and which would now be again, as long as Offa would make sure that those exporting English wool cloaks to Francia made them at the old, full length rather than a new shorter one that the Franks didn’t like.4 Charlemagne also sent ceremonial clothing to both Offa and Æthelred with which their churchmen could hold memorial services for the recently-deceased Pope Hadrian I, whose death had, we know, grieved Charlemagne deeply.5

Charlemagne's epitaph for Pope Hadrian I, on display in San Pietro di Roma

More black stone, Charlemagne’s epitaph for Pope Hadrian I, still on display in San Pietro di Roma

A lot of this doesn’t seem too far from the modern day, suggesting that some issues keep coming up: we have a kind of Schengen Agreement for certain kinds of travellers, but not those with goods to declare; a certain sort of acceptance of responsibility for foreign nationals; some controversy over appeals to the European court system (here manifest as the king and the pope, but still); and fine-detailed specifications of goods with which, just like the fabled EU regulations on the curvature of certain vegetables, one is surprised and even dismayed to see the European world’s top legislators wasting their time when warfare, migrants and agricultural crisis all needed dealing with.6 We know from other letters that Offa and Charlemagne had at one point been sufficiently at odds for Charlemagne actually to close the Frankish Channel ports to traders from Offa’s territories, which will hopefully remain unparalleled whatever happens but reminds us that access is not guaranteed, and Offa was also persistently bothered about Charlemagne playing host to powerful exiles from England, either from Kent or from Northumbria (where King Æthelred would be killed later in 796, making Charlemagne extremely cross with the Northumbrians).7 Offa himself would die later that year, indeed, which reminds us that the people who make such treaties tend not to last as long as the consequences, but if you remember the furore about Julian Assange taking refuge in the Ecuadorian Embassy in London you can probably understand that people being protected from vengeance by foreign powers is not a phenomenon that’s stopped nowadays.

Map of England in the time of Offa's rule, c. 795

Map of England in the time of Offa’s rule, c. 795; I think we could argue about Sussex, but it gives you the idea…

There are also plenty of things that damage the comparison, of course. One of the other things that Offa and Charlemagne seem to have argued about was a possible marriage pact between their children, in which the problem was which side got the other’s daughter for their son.8 The UK still has its royalty, of course, but if one of them married into a European royal line (if they could find one with whom they aren’t already consanguineous) it would no longer make a massive difference to the UK’s relations with Europe. That should serve to remind us that whatever the things the early medieval situation shares with the current one, democracy was not one of them; not only would Offa and Charlemagne both have been bewildered by the concept of a referendum, but once you’d explained it they would have thought it subversive and dangerous, and maybe even illegal, and there the modern parallel is really elsewhere in Europe. There’s also important differences in the scale of trade revenue involved, which for our kings might have been significant but was still only a tiny part of their kingdoms’ economy.9 And finally, of course, among many other objections that could be raised, the England of Offa was a patchwork of uncomfortably allied rival kingdoms of varying size and strength, all of whom could negotiate with the Franks separately as our letters show, and so is almost more like the European Union of now in structure than like the unified, monarchic and hardly-devolved kingdom of Charlemagne, despite the rough territorial match.

So does the parallel I’ve set up actually tell us anything about the current situation? I think that it does, at least, bring some particular aspects of the situation out that are perhaps not as obvious as they should be. The first of these has already been mentioned, that whatever the outcome is on June 23rd it’s hard to believe the arrangement it sets up will last for long before being modified; all the people who made it will be out of power before very long, and the new lot will have a choice about how much continuity they want. The UK has tinkered with its relationship to Europe every few years for as long as I can remember, after all. The second thing we might take from all this is the reminder that even if the UK does leave the EU, relations with Europe will not just stop dead; the migrant crisis, the continuing importance of NATO, and the simple fact of Europe’s being right there and linked to the UK by a tunnel and high-speed rail link all mean that some kind of relationship between the UK and most of the Continental European states must continue. The referendum will help decide what kind of relationship that will be, but it won’t end it any more than Charlemagne closing the Channel ports ended trade relations between the two powers. That did, however, apparently make quernstones impossible to get for a few years and some parallel to that is very easy to imagine. What European foods do you currently eat you’d be sorry to go without?

Buffalo mozzarella cheese

My personal candidate: looks horrible, tastes magnificent. By Luigi VersaggiFlickr, CC BY-SA 2.0, https://commons.wikimedia.org/w/index.php?curid=397091.

But the last thing we might not think of without this prompt is the rôle of Northumbria. Obviously, now that’s part of England, but Scotland is not, and while in Charlemagne’s time the Picts were a whole separate quantity (albeit also in contact with the Continent) now we might be reminded by Offa’s rival kings that Scotland may yet be in a position to reach its own agreements with Europe, when the current alliance falls apart as did that between Mercia and Northumbria and the campaign for secession heats up again.10 What would that mean? When Scotland looked like devolving properly last time many people talked about moving there to benefit from various more friendly aspects of its fiscal system and so on; if the UK left the EU and then a subsequently separated Scotland rejoined, I think a lot of businesses might look to relocate, and Scotland’s economic case for devolution start to look a lot more survivable. I can’t quite imagine it doing to England what Wessex eventually did to Mercia, but this, and the other points above, might all serve to remind the uncertain voter that there are more voices in this dispute than just UK voters and Brussels.11 Whatever your own priorities are, it might be worth thinking before you vote about Offa, Charlemagne, pilgrims, exiles and even quernstones, and considering just which bits of history we’re about to repeat.


1. There are two obvious books that cover this theme, Wilhelm Levison, England and the Continent in the Eighth Century: the Ford Lectures, 1943 (Oxford 1946) and Joanna Story, Carolingian Connections: Anglo-Saxon England and Carolingian Francia, c. 750-870 (Aldershot 2003); both of them offer much more context for all of what follows than I can give here.

2. The letter was probably written by the Northumbrian cleric and teacher Alcuin, since it survives in collections of his other letters, but it went out in Charlemagne’s name. It is printed in Ernst Dümmler (ed.), “Alcuini sive Albini Epistolae” in Dümmler (ed.), Epistolae Ævi Karolini II, Monumenta Germaniae Historica (Epistolae in quarto) IV (Berlin 1895, repr. Hannover 1994), online here, pp. 1-481 at no. 100, and translated in Steven Allott (transl.), Alcuin of York, c. A. D. 732 to 804: his life and letters (York 1974), ep. 100, and in Dorothy Whitelock (transl.), English Historical Documents, vol. 1: c. 500-1042, 2nd edn. (London 1979), doc. no. 197.

3. For background on Offa see most quickly Simon Keynes, “The kingdom of the Mercians in the eighth century” in David Hill & Margaret Worthington (edd.), Aethelbald and Offa: two eighth-century kings of Mercia. Papers from a conference held in Manchester in 2000, Manchester Centre for Anglo-Saxon studies, British Archaeological Reports (British Series) 383 (Oxford 2005), pp. 1-26.

4. On the black stones, see Meinrad Pohl, “Quern-Stones and Tuff as Indicators of Medieval European Trade Patterns” in Papers from the Institute of Archaeology Vol. 20 (London 2010), pp. 148-153, DOI: 10.5334/pia.348, whence the illustration (fig. 1).

5. Charlemagne’s biographer Einhard tells us of the king’s grief at this event in his Vita Karoli, ed. Oswald Holder-Egger as Einhardi Vita Karoli Magni, Monumenta Germaniae Historica (Scriptores Rerum Germanicarum in usum scholarum separatim editi) XXV (Hannover 1911, repr. 1965), online here, trans. David Ganz in idem (ed.), Two Lives of Charlemagne: Einhard and Notker the Stammerer (London 2009), pp. 17-44, III.19. I’m not sure where the memorial is edited, but it is translated in Paul Edward Dutton (transl.), Carolingian Civilization: a reader, 2nd edn. (Peterborough ON 2005), no. 9.4.

6. Admittedly, the obvious migrants, the Vikings, hadn’t really started migrating as yet, though as we have seen here they were a danger; as to the agricultural crisis, 792 and 793 had been famine years in the Carolingian Empire, as is recorded in the Royal Frankish Annals, printed as Friedrich Kurze (ed.), Annales regni Francorum inde ab a. 741 usque ad a. 829, qui dicuntur Annales Laurissenses maiores et Einhardi, Monumenta Germaniae Historica (Scriptores Rerum Germanicum) VI (Hannover 1895; repr. 1950), online here, transl. in Bernard Scholz & Barbara Rogers (transl.), Carolingian Chronicles: Royal Frankish Annals and Nithard’s Histories (Michigan 1972), online here, pp. 35-125, with commentary pp. 2-21, s. aa 792 & 793.

7. In addition to the works in n. 1 above see here Janet L. Nelson, “Carolingian Contacts” in Michelle P. Brown and Carol Ann Farr (edd.), Mercia: an Anglo-Saxon kingdom in Europe (London 2001), pp. 126-143.

8. The source here is the Gesta Abbatum Fontellanensium, printed as Fernand Lohier & Jean Laporte (edd.), Gesta sanctorum patrum Fontanellensis coenobii (Rouen 1936), but I don’t have a detailed cite, only the knowledge that the relevant extract is translated in Whitelock, English Historical Documents doc. no. 20.

9. Opinions differ here, of course: see Chris Wickham, “Overview: production, distribution and demand” in Inge Lyse Hansen & Wickham (edd.), The Long Eighth Century: production, distribution and demand, The Transformation of the Roman World 11 (Leiden 2000), pp. 345-377.

10. On Scotland’s connections to Europe in this era see Patrick Wormald, “The emergence of the ‘Regnum Scottorum’: a Carolingian hegemony?” in Barbara Crawford (ed.), Scotland in Dark Age Britain: the proceedings of a day conference held on 18 February 1995, St John’s House Papers 5 (St Andrews 1996), pp. 131-160; Edward James, “The Continental Context” in Sally M. Foster (ed.), The St. Andrews sarcophagus: a Pictish masterpiece and its international connections (Dublin 1998), pp. 240-249.

11. Simon Keynes, “Mercia and Wessex in the ninth century” in Brown & Farr, Mercia, pp. 310-328.

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Parting Shots: two Michaels and a Leo

This gallery contains 6 photos.

For once I don’t feel the need to apologise for the lapse in posting here: moving house (including buying a house), starting a new job, learning my way around a new university and city, attending many many meetings, doing the … Continue reading

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Crusaders and money, seen in a different way

This gallery contains 10 photos.

This strategy I have adopted of putting the current content up top and the backlog below is getting somewhat top-heavy, but there is just one more thing to announce, and then I expect actually to start letting some of these … Continue reading

Society for the Medieval Mediterranean 2015 (in Lincoln), parts 2 & 3

[Context: this post was half-written before I ground to a complete halt in hiatus last year. It’s clear that I can’t continue this scale of write-up, but because it was part-done, and because it involves the recently-lamented Simon Barton, I want to do this last one as it was meant to be done. I am, however, combining what would originally have been two posts, because this is an indulgence I can’t go on permitting myself. After this, we can talk about what happens next but I am hoping, hoping that this is the cough of the blogger’s virtual throat being cleared before saying something in a more regular fashion. We’ll see, but I have hopes and reasons to do it and that’s a powerful combination. This post’s still a composite hodge-podge, though, so I’ve added headings to show where its layers separate.]

The Voice of October 2016

This is, as grimly predicted, the busiest term ever in my life so far, and at some point in it I’m moving house! Yay! Before that point, I can at least crunch out a few more posts, though, I hope [Edit: ha!], and the next in the queue is a report on the second day of the conference of the Society for the Medieval Mediterranean, which as you will recall was in Lincoln in mid-July 2015. This post deals with the papers and so on from the 14th July, and then we’ll talk about something completely different before returning for the third and final day. [Edit: no we won’t, it’s all happening here.]

Brayford Campus of the University of Lincoln

The Brayford Campus of Lincoln University, just for context

There were up to five parallel sessions running at all times except during the keynotes in this conference and so there was always plenty to choose from, including plenty of early medieval. As it happens, I underestimated the time it would take me to get from my (rather good) bed and breakfast to the university and so missed the first paper I’d chosen to see, which was a shame but at least, as its presenter told me, it was substantially the paper I’d seen him give in Leeds. Nonetheless, the questions seemed to reach to different things and I was sorry I hadn’t seen this version. The session as it happened, even where I didn’t see, was like this.

Law in the Post-Roman West

  • Graham Barrett, “Legislation and Codification after Rome”
  • Michael Kelly, “Transhistoricality in Early Medieval Hispania: Law as Narrative and Cultural Episteme”
  • Thomas Gobbitt, “Framing the Laws: prologues, epilogues and peritext. The Liber Leges Langobardorum in the Eleventh and Twelfth Century”
  • So as said, I missed Graham pronouncing his wisdom, but it got a better hearing here than it had at the slightly odd session in which it had been aired at Leeds, and his paper dominated discussion, so it’s worth reprising its central point, that law after the end of Empire in the West was probably mostly used in small bits, which were occasionally recombined into codes but used quite differently in the field (or in court). Questions focused on issues of formality of, well, issue, and the audiences for the different sorts of law people were detecting bundled into codes like the Salic Law, and this discussion also included Graham asking what the difference is between a ‘capitulary’ and a ‘novel’, a question that could only matter to a legal historian you’d think but has everything to do with our confused relationship with the Roman Empire, both imitative and successive.

    I didn’t really understand Michael Kelly’s paper, I will confess. It may, from my notes, have been intended to argue that all our sources were constructed by their authors to convey a particular version of the past, not reality, and that our sources therefore are really only sources for their context, the Visigothic Law being no exception and very full of contemporary bias that belies its deliberate impression of antiquity, in which case OK, but phrases like, “transhistoricality must be a purely discursive phenomenon,” meant that I’m not sure.

    Lastly Dr Gobbitt gave us a spirited run-through of the survival of Lombard laws in the eleventh century in the form of a text known as the Liber leges langobardorum [sic], which gathered up the Edict of Rothari and various other bits of genuinely Lombardic legislation along with some laws of Charlemagne and a reasonable salting of historical material (much of it already travelling with Rothari), apparently all for study at or around Pavia in a kind of pre-Bologna legal college. He too emphasised variation: no two of the seven eleventh-century manuscripts gather quite the same materials or lay them out in the same way. This stuff was of interest to a range of people but their purposes were not all the same. Quite what those purposes were was work still to be done but the evidence base seemed well established.

Justice and Judicial Practices in Early Medieval North-Western Iberia (II): punishment and justice in Castile and León

  • Julio Escalona, “Follow the Money? Justice and Authority in the Sanction Clauses of Tenth-Century Castilian Charters”
  • Álvaro Carvajal Castro, “Authority and Liability in Ninth- and Tenth-Century North-Western Iberia: the evidence from the sanction clauses”
  • Igor Santos Salazar, “Rule Through Courts: the settlement of disputes in Castile and Tuscany during the tenth-century”
  • It would probably be hard to pick three Iberian-peninsula scholars who have worked harder to link up with other areas and fields, and especially the English-speaking world, than these three, but because of the occasion they had a substantially Iberian-peninsula audience too and this was probably as close as I shall get to attending a seminar in Spain until I can take a year out to improve my spoken languages or something, which is to say, valuable. Not least, of course, because this was effectively a charters session! Julio’s was illuminating: doing more or less the exercise I had done the previous year with Vic’s charters by going through the clauses in which they lay down what will happen to those who infringe the charter’s provisions, he noted that alongside the threats of excommunication, less common in sales than in donations as I too had found, there are many fines, levied largely in the name of the king. This being tenth-century Castile, however, the king was far away, and the count doesn’t turn up as much as you’d expect and was not clearly a royal delegate for these purposes. Instead, the money seems to have gone to local lords whom we otherwise struggle to identify, those much-vaunted ‘local élites’, domini, whom Julio argued should be the focus of our questions about community formation in these areas rather than the traditional village grouping of the alfoz. This paper had some seriously subversive connotations bubbling up out of those sanction clauses.

    Álvaro had meanwhile done something similar with charters from further west, in Asturias-León, and found a judicial system anchored in the same ideas but based very much on guarantee and surety, whether explicit or implicit; instructions on who was to pay if something went wrong show no particular regularity over whether actor or recipient, or either of their families, was expected to be liable. Instead, we have to assume that these situations were being judged, negotiated and arranged according to how people felt the various options which the traditional legal library gave them were best deployed in each case. Igor, meanwhile, lacking a precisely comparable charter base in Tuscany, looked instead at the actual trials there and in Castile, which was valuable because unlike in Julio’s documents, the counts of Castile rarely appear in actual court cases; instead, again, their roles were delegated down to locals, this presumably being one way in which the counts attached themselves to such communities via the local headmen whose station they thus enhanced.

I am absolutely fine with this, but what was interesting was the comparison with Italy, where Igor saw the same trick being played with a different deck of cards, a working system of public courts becoming less effective in the face of decentralising power and being met with a recentralisation via an overhaul of that system that linked local ‘judges’ to the kingship. There is here a bigger dynamic about what failing states do to regain traction in their localities, I think, and it’s one we could probably do with taking out and showing people. The role of the king was quite different in the two cases, being distant in Asturias and active in Tuscany, but then, the kings in Italy were already a local response to detachment from the bigger system of the Carolingian Empire to which, in its Ottonian form, attachment would soon resume… I think it works! And I’m also not sure I realised this at the time… That may of course have been because I had other things on my mind right then, not just lunch though that did indeed come next, but my own paper, because I was in fact up next, in this august company.

Medieval Iberia

  • Jonathan Jarrett, “Ceremonies of Property Transfer in Carolingian Catalonia: a model of documented transaction”
  • James d’Emilio, “The Formulaic Clauses of Charters: tradition, variation and originality”
  • Laura Cayrol Bernando, “« Hermana del emperador »: (re)constructing the memory of the Infanta Sancha Raimundez (d. 1159)”

The voice of January 2018 now takes up the story…

    Predictably, my own paper in this session is the hardest for me to remember because I wasn’t making notes, but I’ve just re-read it and gosh-darn if it isn’t actually one of my better ones and I should probably send it out. What I was doing was something I’ve stabbed at here already, gathering up all the various testimonies I know from Catalan documents to the phenomenon specialists call reparatio scripturae, the replacement of documents that had been lost, and arguing that there is here evidence that not just churches but lay people went to some effort to get their friends and neighbours to remember not just the existence of charters but their actual textual content, and wondering what those efforts might have looked like. Josep María Salrach has already thrown a sentence or two away on this, but in the words of the late Captain Beefheart, “there’s more.” As I say, I should do something with this. Any suggestions?

    Monastery of San Julián de Samos

    It’s hard to think of images for a lot of these papers, given how much they were about concepts, but Professor D’Emilio’s one was at least partly located here at the monastery of San Julián de Samos, so here’s a picture! By José Antonio Gil Martínez from Vigo, GaliciaFlickr, CC BY 2.0, Link

    As to the other two speakers, James D’Emilio was on similar turf, but much later and in Castile; I was concerned about the apparent use of written formulae in my texts, but he can place some of his, from the Bible and Isidore of Seville. As that implies, his texts usually had grander aspirations and participants than mine, kings and bishops, but it’s still something to watch out for: who says charter formulae have to start in charters? Then Laura Cayrol Bernando looked at a different kind of creation of memory, using the vexed question of just what the infantado that royal heiresses in high medieval Castile held was, to expose quite late medieval processes of sanctification of female royal donors by their commemorating churches that have, basically, created the problems with that question. In the process, however, it showed how some family ties were remembered much longer than others because things like this hung upon them and so had active memorialisers. Because I was facing them, I don’t have much of a record of the questions from this session, and so without further ado I move on, as did we, to the second keynote address of the conference.

Keynote 2

Andrew Marsham, “Rituals of Accession in Early Islam: a comparative perspective”
With us all gathered in the same room again, Simon, may he rest well, introduced Andrew Marsham, who somewhat cautiously introduced his own attempt to imitate Jinty Nelson‘s early work on rituals of royal inauguration.1 Resting explicitly on that, he set out to try and compare her early medieval West to both Byzantium and Islam, using the moments at which a king, emperor or caliph assumed power to expose what people thought was most important about that office. He argued that all three political zones shared the Judæo-Christian inheritance of a conviction that power ultimately came from God, making the ruler in some way the representative of God on earth. In the West, this became a link that was mediated through the Church, by coronation and unction, even to the point where without the cooperation of churchmen kings could not in fact assume power sometimes; the same struggles do occur in Byzantium but the Church was never so clearly separate from the ruler’s control, and in Islam of course there is no Church, no liturgy as such, making other rituals like handclasping and popular acceptance much more significant, though they did operate in other areas too. Dr Marsham argued that what the caliphs lost, or saved themselves from, by not having that apparatus of religion to serve or obstruct them they however compensated for somewhat by also being the heirs of the Sasanian Persian monarchy, from which they could draw the representations of higher and divine power without which their office might have struggled to be free of direct interference from the ‘umma. I make this sound less tentative than I remember it being, but I didn’t think there was much wrong with it; Dr Marsham had been careful in stepping outside his own area and it was a thought-provoking lecture.

The Old Palace Hotel, Lincoln

The Old Palace Hotel, Lincoln

With that complete, we then wandered at varying length to the Old Palace, where a rather splendid dinner was set before us. I can remember thinking at point of registration that the cost of the dinner was fairly high, but the setting alone quickly explained why, and the food didn’t fall short either; looking back, I think that was probably money well spent. There were two sessions the next morning before we all dispersed, with hard choices to make about what to go to, but you’ll quickly see why I chose as I did. First up!

Justice and Judicial Practices in Early Medieval North-Western Iberia

  • Iñaki Martín Viso, “Authority and Justice in the Shaping of Asturleonese Monarchy”
  • Robert Portass, “Levels of Justice in Tenth-Century Northern Spain”
  • Fernando Luis-Corral & María Pérez Rodríguez, “Local Communities and the Uses of Justice in the Kingdom of León”
  • These are, as you can tell, my kind of questions and being asked of my period in a neighbouring area by some of the hot names in the field, so my choice was clear. Iñaki was looking at Asturias in its ninth-century expansion, and observing that while the kings are a big part of that so are counts and other nobles; he saw a difference between them in that the kings were always the highest court of judicial appeal, and managed often to claim overall hegemony in areas of new settlement even if they didn’t orchestrate it, but that even out there there were still areas where the kings held and could grant no lands because a count or a bishop had got there first; he pointed at Astorga and Coimbra for this. The following, and interesting, process, would thus be the one by which the various non-royal officers of justice in these areas were brought to recognise the king as their superior… Rob then brought out the judicial hearings from his pet area of Liébana, and argued that although office-holders like counts were visible in them they were often not the ones holding the court, which could be done by various individuals who had no ‘official’ right we can recognise except that they owned a lot of the local land; the local monastery was only one of these. Categories like ‘public’ and ‘private’ are really no use here, therefore. The paper involved a guy called Bagauda about whom I’ve written here before; I then thought that the obvious explanation of his position was that he owned the land the victims lived on, but Rob says that ain’t necessarily so. I need to read his book!2 And the last paper was a study of the enigmatic figures known as ‘worthy men’, boni homines, in the Iberian Peninsula’s charters, asking whether they were the tools of local communities or the means by which aristocrats asserted power over those communities. They concluded the latter, but without much attention to who the people in question actually were and how their position was manifested, and I felt quietly that if the speaker and his co-author had read, well, me, they’d have a more useful way of approaching this question.3

But the real worth of this session was the discussion, which was lengthy and erudite. I started by raising the point that power in Rob’s area need not have been solely economic, which Rob answered with a reflection about what actually made power here, and whether the ability to coordinate process or the ability to defy it was more ‘powerful’. I don’t think question an answer linked but both were good points if I do say so myself. Igor Santos asked if the fact that the winners write history means that we can’t see the weak in these trials, only the strong, but Iñaki asked if the Church, which is our source of record, must always be the strong party, and here again (as you may know) I agree. There then followed a lengthy tangle over what constituted the ‘public sphere’ in this area in this period, and specifically how the written law fitted into this, which was certainly not everywhere, and whether there was one ‘public sphere’ or many local senses of public practice, both questions raised by Julio Escalona. I suggested, as had Graham Barrett earlier, that law and custom were not necessarily separate either; the written law could be invoked as custom. But especially, because at this point I was still tangling with the questions about how someone powerful on the outside manoeuvered themselves into a local position of power in the frontier zones here at which I wrote at such length here a few years ago, I was interested in who set the limits of public office, and here Iñaki made a useful differentiation between sorts of royal property and rights that got me thinking, which Julio followed with the idea that kings and counts together tended to limit the number of people who could claim comital status. In both cases, it seemed to me (and seems) the crucial operation is to get other people recognising the rights you claim in your office. Afterwards, over coffee, Julio, Rob and I all agreed that this can be seen as convincing people that the public sphere you claim is the same one that they recognise. This is what the Asturian kings, and also the counts of Barcelona, achieved in the ninth and tenth centuries and I still want to know how. Then, onwards to the last session!

‘Del tuerto al dretto’: bridging the gap between lawcodes and society in the medieval Mediterranean world

  • Jeffrey Bowman, “Women Administering Justice in the High Middle Ages: a divergence of rule and practice”
  • Rodrigo García-Velasco, “Municipal Law at the Iberian frontier: the evidence of the fueros and cartas de población during the Iberian Reconquista, c. 1050-c.&nbsp:1150″
  • Belen Vicens, “Infançones, franchos, and Wannabees: rethinking status and identity in late medieval Aragón”
  • Here, of course, I had to be because I have learnt a lot from one of the participants, taught another and knew nothing of the third, all good reasons and the more so once combined. Professor Bowman was pointing out an obvious but neglected thing, that though as far as most of the rules on the subject we have from the Middle Ages say that women could not sit in judgement over men, they did nevertheless sometimes do so in the persons of countesses and viscountesses and probably more. Sometimes people argued about this: a legal specialist dealing with Matilda of Canossa wisely decided that her office carried the jurisdiction but in a case involving Ermengarde of Narbonne it went all the way to the king of France, who used it as a way to claim Narbonne as part of the French crown! There was, basically, usually a way to make it work whatever the rules said and fighting it as illegitimate doesn’t usually seem to have worked, which is worth keeping around to think with.

    Cathedral of SS Just & Pastor, Narbonne

    I like this picture of Narbonne Cathedral so much that even this weak excuse will do to use it again. By Benh LIEU SONG (Own work) [CC-BY-SA-3.0], via Wikimedia Commons.

    Rodrigo was looking at the various concessions of rights and local jurisdiction by kings that we group as fueros, a term that has come simply to mean ‘laws’ so commonly were these issued, and asking where the balance of power lay between the locals whose rights were here asserted and the kings who apparently granted them. He argued, however, that the texts we have represent a step after the balance had been found and agreed, and that the real processes of power lay in the circumstances that had led to the text’s issue. Again, the question of how to convince a potential subject you and they shared a sphere of power arises, which is of course why I cite Rodrigo’s work sometimes, but there was argument in questions about whether the fueros were somehow a bridge between the two public spheres or just an incentive dangled before the ungoverned by those who would govern them.4 Then the last paper looked at an episode of 1248 in which a number of people claiming free status were reduced to serfdom by royal judgement; the speaker argued that this was an exercise of consolidation of definitions of freedom which had previously been vague, imposing rules which left some people on the wrong side, and that trying to read the rules back from such cases was a mistake. That was why there needed to be a hearing! Well, maybe, but it was a good place to end.

And since thereafter we all said our goodbyes and dispersed, me towards the rather splendid cathedral—possibly the most impressive in the UK, but I sadly without my camera—and then the railway station, it’s where I have to end too, closing an era of far-too-intensive reporting in the hope that you can see why I found it all worthwhile to do. Next post: the new régime!

West front of Lincoln Cathedral

Likewise this one! Lincoln Cathedral’s west front, by Anthony Shreeve public domain via Wikimedia Commons


1. Collected in Janet L. Nelson, Politics and Ritual in Early Medieval Europe (London 1986).

2. It being Robert Portass, The Village World of Early Medieval Northern Spain: local community and the land market, Royal Historical Society Studies in History: New Series (Woodbridge 2017). In fact, two different journals have asked me if I wanted to review this, and I said no, partly because I know Rob too well, partly because I didn’t have time and mainly because I had already got myself a copy when I finally got round to paying my first subscription to the Royal Historical Society, which published it. Of course that still doesn’t mean I’ve read it, but I do intend to!

3. Specifically, if they’d read Jonathan Jarrett, Rulers and Ruled in Frontier Catalonia 880-1010: pathways of power, Royal Historical Society Studies in History: New Series (Woodbridge 2010), pp. 35-36 & n. 55.

4. The work of Rodrigo’s that I cite is his “Legislation and Resistance: limitations of royal power on the Catalan and Aragonese frontiers, 986–1134”, M.St. dissertation (University of Oxford 2013), which I had the fun of supervising, but I think he would say that his thinking has moved on a bit now and I await the completion of his doctoral thesis keenly! No pressure, Rodrigo…

From the Sources XIV: the Raffelstetten Inquest on Toll

Jumping out of the chronology of my backlog for a moment, as I settle into my largest ever teaching load this term I am very glad to be re-running at least one course, my Rule and Reform under Charlemagne and his Successors. Even that has changed, however, and it has just struck me that the changes mean that I will not this year be doing a seminar using the Raffelstetten Inquest on Toll. So I have the translation I used last year sitting around doing nothing, and I thought it could just as usefully go up here where others may be able to use it. What, you may patiently be asking, is the Raffelstetten Inquest? And fair enough if so, because you’d have to be quite deep into Carolingian history to catch even mentions of it.1 There is a quite reasonable Wikipedia page at the time of writing, but even that doesn’t provide a translation, because as far as I can see there isn’t one.

We are talking about more or less here, Raffelstetten being on the southern shore behind the Ausee, the lakelet at centre left; note that this is still a place where stuff is stuck across the river, though I don't know for what reason...

So, briefly, Raffelstetten is in modern-day Austria in the town of Asten, on the Danube river, and in about 900 it was on the very edge of the freshly-fragmented Carolingian Empire. To wit, it was on the edge of East Francia, under the rule of a king we now know as Louis the Child, son of King Arnulf, himself illegitimate son of King Carloman II, son of King Louis the German, son of Emperor Louis the Pious, son of Charlemagne. Louis ruled 899-911 and was the last Carolingian ruler of anything we could really call Germany, and between 903 and 906 his officials turned up at Raffelstetten, which was at this time a toll station for goods moving up and down the Danube, and recorded for the king what regulations were in force there. This, as you can imagine, is gold-dust for economic historians of the period, who usually have almost no data about types or volumes of trade except what they can intuit from other forms of evidence, but here we have a government actually demonstrating that it attempted to control bulk exchange across its borders.2 But, when you look at it, it does begin to appear that their priorities were not necessarily ours, and that was why I was using it to teach with. So, let me put it before you and see if you see what I see.3

Inquisition on the Tolls of Raffelstetten

Let the industry of all of the orthodox faithful, present indeed and future, know that the request and demand of all the Bavarians, namely the bishops, abbots and all of the counts, who were making journeys into eastern parts, had reached King Louis [the Child], saying that they were constrained and coerced by unjust toll and unfair exchanges in those parts. Hearing this with benign ears he, indeed, according to the custom of the kings his ancestors, ordered Margrave Arbo, along with the judges of the easterners, by whom let this be recorded, that he should look into the toll laws and the custom of toll; and he gave power to his messengers Archbishop Theotmar [of Salzburg], Burchard Bishop of the Church of Passau and Count Otachar, to correct this justly and legitimately in his place. And these are the people who swore about the toll in the county of Arbo: the vicar Walto, the vicar Durinc, Gundalperht, Amo, Gerpreht, Pazrich, Diotrich, Aschrich, Arbo, Tunzili, Salacho, Helmwin, Sigimar, Gerolt, Ysac, Salaman, Humperht, another Humperht, Englischah, Azo, Ortimuot, Ruotoh, Emilo, another Durinc, Reinolt, the vicar Eigil, Poto, Eigilo, Ellinger, Otlant, Gundpold, another Gerolt, Otperht, Adalhelm, Tento, Buoto, Wolfker, Rantolf, Kozperht, Graman, Heimo. These and other men, who were nobles in these three counties, having been interrogated (after swearing the oath) by Margrave Arbo in the presence of Archbishop Theotmar and Burchard Bishop of the church of Passau, with Count Otachar sitting with them, in the court in the place which is called Raffelstetten, reported on the toll places and the custom of the toll that used most justly to be paid in the times of Louis and Carloman and the other kings.

  1. Ships, indeed, which from the western regions, should afterwards have come out at the wood of Passau, and should wish to beach at Rosdorf or anywhere else and make trade, should give a half-drachm in toll, that is 1 scoto; if they should wish to go downriver to Linz, let there be paid three half-modii per ship, that is three scafils of salt. For slaves and other things let them pay nothing there, but afterwards have license for beaching and trading as far as the Bohemian forest, wherever they shall wish.
  2. If anyone from Bavaria should wish to move his salt to his own house, and the ship’s steersman affirms this with an oath, let them pay nothing, but go without trouble.
  3. If moreover any free man should have carried out a legitimate trade, paying or saying nothing there, and then this shall have been proved, let him be tolled for it both by ship and by goods. If moreover any slave perpetrates this, let him be bound there, until his lord comes and pays off his fine, and afterwards let him be permitted to leave.
  4. If moreover Bavarians or Slavs of that same country should have entered the selfsame region to obtain victuals with slaves or horses or cattle or other furnishings of theirs, let them buy what things are necessary without toll wherever they should wish in the selfsame region. If moreover they should have wished to cross to the selfsame marketplace, let them go halfway across the shore without any constraint; and in other places of the selfsame region let them buy what things they are able to without toll. If it please them better to trade in the selfsame marketplace, let them give the prescribed toll and let them buy whatever they should wish and however much better they can.
  5. On the salt paths, moreover, which cross the river Enns by the legitimate street, let them pay a full scafil at Url and let them be forced to pay nothing further. But let the ships there that are from the Traungau pay nothing, but cross without tax. This is to be observed with respect to the Bavarians.
  6. The Slavs, indeed, who came out from the Russians or from the Bohemians for purposes of trade, let them have marketplaces wherever [they want] on the bank of the Danube or wherever in Rotthales or in Ried, two lumps from one mule’s load of wax, of which both shall be worth 1 scoto; from one man’s load a lump of the same price; if indeed one should wish to sell slaves or horses, 1 tremissis from one female slave, similarly from 1 male horse, 1 saiga from a slave, similarly from a mare.
  7. Also of salt-ships, after they shall have crossed the Bohemian forest, let them have license to buy or sell or beach in no place before they arrive at Ebersburg. There from each legitimate ship, that is one which three man sail, let them pay 3 scafils of salt, and let nothing further be exacted from them, but let them reach Mutarim or wherever shall then have been constituted the salt-market at that time; and let them pay similarly, that is 3 scafils of salt, and no more; and afterwards they shall have free and secure license to sell and buy without any comital fine or the restraint of any person; but however much better a price the buyer and seller should wish to give for their property between themselves, let them have free license in all things.
  8. If moreover they should wish to cross to the marketplace of Marahorum, let them pay 1 solidus per ship, according to the estimation of the market at that time, and cross freely; on returning, moreover, let them be forced to pay nothing legitimate.
  9. Let merchants, that is, Jews and other traders, wherever they should come from in this same country or other countries, pay the just toll as much for slaves as for other goods, just as they always did in the times of previous kings.

There are many things that interest me about this document, but I don’t really have time to dig into them just now; there’s a lecture that needs finishing. So, just a list of talking points, maybe.

  • The tolls really only concern a few sorts of goods, salt most of all but also slaves and wax, horses too, and these are the only named goods. It seems clear that other stuff is being traded, but the state cares much less about it; these are the things for which toll levels are set.
  • Those tolls are to be paid in kind, where the goods are salt or wax, but otherwise in cash, except that none of the words used for that money, semidragma, scoto, tremissis, solidus, saiga, are actual Carolingian coins. (Solidus might just be, but it’s unlikely; none had been struck for nearly a century.) It’s not actually clear what people are paying in, but presumably at least some of the time it must have been goods to the agreed value of these units we can’t identify, as it says, “by the estimation of the market at that time”, iuxta estimationem mercationis tunc temporis. Pursuing that point a little distance usually makes peoples’ heads spin. How do we know what a pound, dollar, or whatever, is worth? Is that what’s happening here? And so forth.
  • There are ethnicities in play here, but they are not legal categories. There are Slavs on both sides of the river, and those from ‘Bavaria’ as it is here counted have the same rights as the Bavarians, those from Rus’ and Bohemia (the former being a long way to travel!) have different ones. Certainly, it seems to be better to be a Bavarian in these exchanges, but that’s unsurprising given that that’s the side that is running the toll station, and it seems to have been the erosion of that special status that led to the enquiry in the first place, so it obviously wasn’t what everyone wanted.
  • It is repeatedly stressed that if people can cut a better deal than these terms give them elsewhere, good luck to ’em. It’s interesting therefore that enough of them felt it was still worth coming to these controlled marketplaces. This tells us something about the opportunities for trade in this world. As with emporia in the West somewhat earlier, these tolls seem only to be practical if buyers were so few that sellers had to go where they were even if it cost them something to do that.
  • Another reason for the focus on this place, and for the prominence of salt in the details here, may be that a major route for salt seems to have crossed the Danube here (see no. 5 above), which is presumably why the toll station was where it was (which is, you’ll notice, never actually specified—Raffelstetten is just where the enquiry was held). The idea that salt moved along fixed routes is one we find elsewhere, but I’m not sure anyone’s really thought about why; if it cost you to go these ways, why not go others? The cost must presumably have been quite carefully balanced.4
  • Lastly, for now, that last clause is interesting, isn’t it? I can see how it could be read as evidence that Jews were dominant in long-distance trade, but to me what it actually seems to say is that there was a class of (professional?) traders, mercatores, among whom Jews were a recognised category, and indeed that all Jews here concerned could be assumed to be such traders, but that these people were actually separate from the normal business operations up and down the Danube here, even though people were apparently trekking all the way from the modern Ukraine to traffic. Is the difference here between people who live by trade and by people who trade what they make or get by other non-market means? If so, what does that do to our picture of early medieval trade, if it mostly wasn’t traders doing it? Yes, I know, generalisation from a single datum, but it’s such an interesting one…

I should leave it there, anyway, but I could go on, and one place I’m conciously not going is into the chronology and whether you’d have seen something like this if you’d been at, say, Frankfurt, a century before. Instead, I invite you to, if you like, and maybe put it before students and see what they see. Enjoy!


1. I first found out about it from François-Louis Ganshof, “Note sur l’« inquisitio de theloneis raffelstettensis »” in Le Moyen Âge : revue d’histoire et de philologie Vol. 72 (4e Séries Vol. 21) (Bruxelles 1966), pp. 197-224, which I was reading just because I had the volume out in order to read something else entirely (probably Lina Malbos, “L’annaliste royale sous Louis le Pieux”, ibid., pp. 225-233) and checked the contents page. I wish there was still time to do this with every volume I borrowed from a library, because you learn so much by doing it…

2. I’m thinking here, of course, of Michael McCormick, The Origins of the European Economy: communications and commerce 300-900 (Cambridge 2001), of which whatever you may think of it it can fairly be said the bulk of its evidence is not actually about trade.

3. Usually in these posts I give the original text in a footnote, but since here that original text is Alfred Boretius & Victor Krause (edd.), Capitularia regum Francorum, Monumenta Germaniae Historica (Legum sectio II: Capitularia regum francorum) (Hannover 1897, repr. 2001), 2 vols, II no. 253, which is online here, I won’t as you can just check it yourself. The translation is all my own and if you spot any errors please do say so!

4. There is some work on salt roads in England at least; I know of John Maddicott, “London and Droitwich, c. 650-750: trade, industry and the rise of Mercia” in Anglo-Saxon England Vol. 34 (Cambridge 2005), pp. 7-58, but there must be stuff for the Continent I haven’t found too. On emporia, I suppose we still see Richard Hodges, Dark Age Economics: the origins of towns and trade AD 600-1000, 2nd edn. (London 1989) but a quick search now produces Sauro Gelichi & Hodges (edd.), From One Sea to Another: trading places in the European and Mediterranean early Middle ages. Proceedings of the International Conference, Comacchio, 27th – 29th March 2009 (Turnhout 2012), which I didn’t know about and should obviously look at.

Society for the Medieval Mediterranean 2015 (in Lincoln), part 1

Medieval depiction of the city of Genoa

Masthead image from the conference website, a medieval depiction of Genoa whose source I can’t track down

We’re back into term and there’s even less time available for blogging than usual, but there is a huge backlog still, and so I suppose it behoves me to slog onwards. I went to a lot of conferences the summer before last, and it’s the, er, fourth of them that’s up next, which was the 2015 meeting of the Society for the Medieval Mediterranean, held at the University of Lincoln over the 13th to 15th of July. The title of the conference was Law, Custom and Ritual in the Medieval Mediterranean. Despite this, I hadn’t straight away wanted to go, mainly because it fell straight after the International Medieval Congress and I rightly expected to be exhausted, but Lincoln is nice and the conference programme was also full of people from Spain I wanted to meet or be met by. Also, in retrospect, since of the fifty-four papers five, at a stretch, mentioned Catalonia, and one of those only Catalunya Nova, I almost had to speak just to show the flag… So I was there, and this was a good decision.

West front of Lincoln Cathedral

The cathedral is at least five good reasons to go to Lincoln, but I seem not to have taken a camera with me, so you’ll have to make do with this one by Anthony Shreeve, public domain via Wikimedia Commons

We began at a civilised hour on the 13th, which is to say after lunch, and then I made what will immediately seem an obvious decision for those who know me, which was to go and hear Wendy Davies. The session broke down like this.

Judicial Practices in Early Medieval Northwestern Iberia (1)

  • Wendy Davies, “Partial (? and Impartial) Records of Judicial Practice in Northern Iberia pre-1000”
  • Isabel Alfonso, José M. Andrade and André Evangelista Marques, “Recording Judicial Information: a comparative approach”
  • Wendy set up a distinction between full records of court proceedings, which in her tenth-century north-western area as in my tenth-century north-eastern one tend to be full-size formal records redacted by the winners with an often extensive narrative explaining how the winner was right (sometimes not so extensive, but…) and, on the other hand, informal notes of process which we find, when we look, quoted in other texts or jotted in the margins or on the dorses of our more formal charters, less constructed but sometimes more formulaic, sometimes being verbatim copies of oaths, agreements to come to a further hearing and so on. I seem to have asserted, as per usual, that we could find this in Catalonia too, but looking back now (at a point when I am running unusually dull of brain, I should admit) I struggle to think of some and it sounds as if Wendy has more. All good reasons to read her new book, anyway!1

    A marriage pact of 951 witnessed by the newly-succeded King Ordoño II in 951, Madrid, Archivo Historical Nacional, Carp. 1430 N.16

    This is not a charter of the right sort, but it is at least a charter from the right monastery, Celanova, and the right period, being a marriage pact of 951 witnessed by the newly-succeded King Ordoño II in 951, Madrid, Archivo Historical Nacional, Carp. 1430 N.16. and what a charter it is!

    The second paper I was keen on seeing just because I have used José Andrade’s work, had occasional second-hand encouragement from him and wanted to meet the man, and he and his colleagues turned out to be presenting a new database, which should now be live though I can’t find it I’m afraid, and this had meant them having to think very hard about categories (which is, of course, one of the problems with that otherwise noble endeavour). They wound up with nine categories of which one was ‘mixed records’, which is how that usually works; it turns out that what people did doesn’t fit what we want to see… The database, anyway, includes the documents from the monastery of Sahagún as was and the much smaller but in some ways more interesting one of Otero de las Dueñas; Otero’s sample is much smaller (including physically) but far more of their records are judicial, and show a generally lower social level of action, local courts with decisions made by local worthies whereas Sahagún increasingly went to the king for its resolutions. Other components of the sample are the monasteries of Samos and Celanova, where the situation is partly inverse in as much as royally-founded Samos has much less information for us. Again, however, the smaller house preserved a greater proportion of lawsuits, including ones where they lost. The final components are the gathered samples from what is now Portugal, handled by André Evangelista, who compared the monasteries of Moreira and Guimaraes to a very similar effect: Guimaraes has less stuff but 40% of it is judicial records, all admittedly after the event, formal records as Wendy would have it. A short conclusion might be: if as a monastery you didn’t have wealth, you held power more aggressively.2

Interior view of the cloister at the Pousada Mosteiro de Guimaraes

The current state of the monastery of Guimaraes, which is to say, a rather expensive hotel

In discussion, however, the speakers were all keen to stress that the situation they had depicted changed a great deal in the eleventh century, not least because of King Alfonso VI. Here again, I feel sympathy; there is a divide between the societies I study and those of 1100 onwards that is, I think, why I find some kind of feudal transformation narrative compelling even as I disbelieve it in detail. People did things differently thereafter… Anyway, then after coffee from the mundane to the eternal, in subject matter at least.

Orthodoxy and Deviance

  • Elena Nonveiller, “‘Paganism’ in the 7th Century in Byzantium: the dynamics of exclusion and inclusion that defined Orthodoxy”
  • Laura Carlson, “Written & Oral Forms of Public Penitence during the Adoptionist Controversy”
  • Ms Nonveiller gave us a close analysis of the Council of Trullo of 692, in which Emperor Justinian II (of whom we have heard) tried to do a general regulation of belief that included, among other things, measures against Judaism and pagan practices. The word used for pagan in the council acts (which never got actually cited, so I can’t tell you where to find them) is apparently ‘hellenikos’, i. e. Classical Greek, but many of the usages they sought to ban were not Classical as far as we can tell, things like leaping over a fire at your door for the new year. Ms Nonveiler sought to reimpose the separation of origins that syncretism had, for her, by this time erased, and suggested that this custom was probably Jewish or Slavic; I saw no reason why it shouldn’t be local to wherever the relevant churchmen had found it, myself, and in general thought that tracking this stuff through texts was unlikely to relate much to what the people doing it actually thought. Ironically perhaps, Ms Nonveiller closed by noting that many of these provisions had to be repeated in the next council, and so were perhaps too theoretical to affect practice! But, warned by Carolingian precedent, I asked whether much of the council’s condemnations were themselves repeated from earlier texts, and of course it turned out that many of them were. A Western perspective would probably see this much less as active legislation and much more as an imperial performance of orthodoxy, speaking out against well-recognised bad things whether they were still happening since their first condemnation three centuries before or not, and I’m not sure that Westerner would be wrong.3

    Bibliothèque Carnegie de Reims, MS 385, fo. 134r

    The beginning of the profession of faith of Bishop Felix of Urgell, in Reims, Bibliothèque Carnegie de Reims, MS 385, fo. 134r

    Laura, meanwhile, had found in a single Reims manuscript apparently (of course, constructed for Archbishop Hincmar) a copy of Bishop Felix of Urgell’s final profession of faith.4 For those who don’t know him, Felix had been both the Carolingians’ main bishop in Catalonia when they took it over and, as they saw it, a dangerous heretic, being part of the Adoptionist movement that had grown up in the peninsular Church. He was repeatedly made to disavow this belief but somehow remained in office with it until 799, which is the date of this letter. And it is a letter, to his canons (who are listed, very exciting for me), assuming the state of a penitent and thus demitting his office. Laura proposed that this was effectively a public penance by letter, making it known through to all that he was defeated and that he admitted Adoptionism was wrong, effectively pouring poison into his network but also, as I argued in discussion, opening the way for a Carolingian-approved election at Urgell. By contrast, his previous two confessions could have been considered ‘private’, a compromise intended to allow him to stay in office as the Carolingians’ agent. In 799 that was apparently decided insufficient and he was made to take this step of self-removal, but as Laura also pointed out, since the Carolingians were then reforming the practice of penance, by 800 it would have been impossible.5 Nonetheless, the situation and the fact that Felix quotes the profession of faith of none other than Patriarch Nestorius of Constantinople, as condemned before Emperor Theodosius II at Ephesus in 431, made this council of 799 a kind of mirror of that one in which Charlemagne got to play Theodosius ending the divisive heresy in his lands. Again, I wonder how much Felix’s real practices mattered here against the possibility of the soon-to-be-imperial performance of orthodoxy…

    Alfonso X of Castile and his court, as shown in the 12th-century Libro de los Juegos

    Alfonso X of Castile and his court, as shown in the 12th-century Libro de los Juegos; from Wikimedia Commons

    Finally that day, we were treated to a keynote address by Professor Simon Doubleday, entitled “Illegitimate Concerns”. This was a lecture about bastardy, with specific reference to King Alfonso X of Castile, the Wise. Although his father Fernando I reportedly advised him to remain chaste, this seems to be something Alfonso had trouble with; as well as being betrothed to Yolanda, daughter of King Jaume of Aragón in 1246, marrying her in 1248 and starting to have children soon after, he was by then already father of one Beatriz by a long-term partner. At the point of Alfonso and Yolanda’s marriage, therefore, poor Beatriz, aged 8, was shipped off to Portugal to marry King Afonso III, despite him already being married. It’s complicated, as they say. But the point of the lecture lay in the relationship that King Alfonso and Beatriz maintained, especially after the coup that temporarily deposed him, during which time she came to live with him (although one may suspect that the 300 troops she apparently brought with her gladdened the king’s heart nearly as much). It doesn’t seem to have been a problem for the king to recognise that tie, nurture it with gifts of lands along the Portuguese border or exploit it in time of trouble, even though the law, to which of course Alfonso added, was pretty clear that children born out of wedlock had no real rights in the face of those legitimately born. Professor Doubleday wondered, therefore, where we’d lost this relative generosity to the illegitimate, and with those musings we wound up the day and headed for the wine reception, with brains pleasantly full.


    1. You didn’t know Wendy had a new book out? She does, and it is W. Davies, Windows on Justice in Northern Iberia, 800-1000 (London 2016). I need to read it before the end of term somehow, too…

    2. This must also be cyclical, and relate to Jinty Nelson’s long-ago point about how it takes time for monasteries to grow roots in the community, so they start by buying lands and only then go on to receiving donations and fighting people for their rights; see Janet L. Nelson, “Women and the Word in the Earlier Middle Ages” in W. J. Sheils & Diana Wood (edd.), Women in the Church: papers read at the 1989 summer meeting and the 1990 winter meeting of the Ecclesiastical History Society, Studies in Church History Vol. 27 (Oxford 1990), pp. 53-78, and indeed for early medieval Iberia Jonathan Jarrett, “Power over Past and Future: Abbess Emma and the Nunnery of Sant Joan de les Abadesses” in Early Medieval Europe Vol. 12 (Oxford 2005 for 2003), pp. 229-258.

    3. That Westerner would only have had to read Patrick Wormald, “Lex scripta and Verbum regis: legislation and Germanic kingship, from Euric to Cnut” in Peter Sawyer & Ian N. Wood (edd.), Early Medieval Kingship (Leeds 1977), pp. 105-138, but let’s remember how long it took me to do so I suppose…

    4. As in the caption above, this is Reims, Bibliothèque Carnegie de Reims, MS 385, fos 134r-138r and followed by a letter of his fos 138r-140r. If you care about such things, Archbishop Hincmar of Reims signed the bottom of fo. 136r…

    5. See Rob Meens, “The Frequency and Nature of Early Medieval Penance” in Peter Biller & A. J. Minnis (edd.), Handling Sin: Confession in the Middle Ages (Woodbridge 1998), pp. 35-61, and on the controversy over Felix and his beliefs, John C. Cavadini, The Last Christology of the West: Adoptionism in Spain and Gaul, 785-820 (Philadelphia 1993), a book I wish Pennsylvania University Press would reprint as there is so little else in English on this and it’s really expensive to get now.

Available for supervision

It’s the start of term and I have been away and everything is frantic, there is scarcely time even for a short post. But I have been meaning to post this for quite a while, and this doesn’t seem like a bad time. I have, of course, supervised student research, a number of undergraduate dissertations and a slightly larger number of Master’s theses, two of which, I’m glad to say, produced potentially publishable material. I have also had part-care of a few other people’s doctoral students, but up till now, with the years in this post hopefully stretching out ahead of me, I have never been able to offer full supervision of a doctoral thesis. But now I can!

Declaration of supervision interests: "I can offer supervision in most areas of research covering early and central medieval Europe in the West and the Byzantine Empire, and am slowly trying to close the gap. I am particularly interested in research questions involving frontiers, the Iberian Peninsula, the Carolingian Empire, coinage or charters or any combination of the above!"

Screenshotted just now from my Leeds profile page, linked through

A long time ago there used to be postgraduate students who read this blog, there may be yet. If you’re interested in what I’m interested in and want to take that interest further, consider the University of Leeds and its Institute of Medieval Studies, and get in touch if you want to know more…

Gallery

Kirkstall Abbey (first visit)

This gallery contains 30 photos.

We’re still back in time to July 2015 with this post, on the day after the end of the International Medieval Congress just reported, but a rather different sort of content, because we had business to do with my imminent … Continue reading