Category Archives: Eastern Europe

From the Sources XIV: the Raffelstetten Inquest on Toll

Jumping out of the chronology of my backlog for a moment, as I settle into my largest ever teaching load this term I am very glad to be re-running at least one course, my Rule and Reform under Charlemagne and his Successors. Even that has changed, however, and it has just struck me that the changes mean that I will not this year be doing a seminar using the Raffelstetten Inquest on Toll. So I have the translation I used last year sitting around doing nothing, and I thought it could just as usefully go up here where others may be able to use it. What, you may patiently be asking, is the Raffelstetten Inquest? And fair enough if so, because you’d have to be quite deep into Carolingian history to catch even mentions of it.1 There is a quite reasonable Wikipedia page at the time of writing, but even that doesn’t provide a translation, because as far as I can see there isn’t one.

We are talking about more or less here, Raffelstetten being on the southern shore behind the Ausee, the lakelet at centre left; note that this is still a place where stuff is stuck across the river, though I don't know for what reason...

So, briefly, Raffelstetten is in modern-day Austria in the town of Asten, on the Danube river, and in about 900 it was on the very edge of the freshly-fragmented Carolingian Empire. To wit, it was on the edge of East Francia, under the rule of a king we now know as Louis the Child, son of King Arnulf, himself illegitimate son of King Carloman II, son of King Louis the German, son of Emperor Louis the Pious, son of Charlemagne. Louis ruled 899-911 and was the last Carolingian ruler of anything we could really call Germany, and between 903 and 906 his officials turned up at Raffelstetten, which was at this time a toll station for goods moving up and down the Danube, and recorded for the king what regulations were in force there. This, as you can imagine, is gold-dust for economic historians of the period, who usually have almost no data about types or volumes of trade except what they can intuit from other forms of evidence, but here we have a government actually demonstrating that it attempted to control bulk exchange across its borders.2 But, when you look at it, it does begin to appear that their priorities were not necessarily ours, and that was why I was using it to teach with. So, let me put it before you and see if you see what I see.3

Inquisition on the Tolls of Raffelstetten

Let the industry of all of the orthodox faithful, present indeed and future, know that the request and demand of all the Bavarians, namely the bishops, abbots and all of the counts, who were making journeys into eastern parts, had reached King Louis [the Child], saying that they were constrained and coerced by unjust toll and unfair exchanges in those parts. Hearing this with benign ears he, indeed, according to the custom of the kings his ancestors, ordered Margrave Arbo, along with the judges of the easterners, by whom let this be recorded, that he should look into the toll laws and the custom of toll; and he gave power to his messengers Archbishop Theotmar [of Salzburg], Burchard Bishop of the Church of Passau and Count Otachar, to correct this justly and legitimately in his place. And these are the people who swore about the toll in the county of Arbo: the vicar Walto, the vicar Durinc, Gundalperht, Amo, Gerpreht, Pazrich, Diotrich, Aschrich, Arbo, Tunzili, Salacho, Helmwin, Sigimar, Gerolt, Ysac, Salaman, Humperht, another Humperht, Englischah, Azo, Ortimuot, Ruotoh, Emilo, another Durinc, Reinolt, the vicar Eigil, Poto, Eigilo, Ellinger, Otlant, Gundpold, another Gerolt, Otperht, Adalhelm, Tento, Buoto, Wolfker, Rantolf, Kozperht, Graman, Heimo. These and other men, who were nobles in these three counties, having been interrogated (after swearing the oath) by Margrave Arbo in the presence of Archbishop Theotmar and Burchard Bishop of the church of Passau, with Count Otachar sitting with them, in the court in the place which is called Raffelstetten, reported on the toll places and the custom of the toll that used most justly to be paid in the times of Louis and Carloman and the other kings.

  1. Ships, indeed, which from the western regions, should afterwards have come out at the wood of Passau, and should wish to beach at Rosdorf or anywhere else and make trade, should give a half-drachm in toll, that is 1 scoto; if they should wish to go downriver to Linz, let there be paid three half-modii per ship, that is three scafils of salt. For slaves and other things let them pay nothing there, but afterwards have license for beaching and trading as far as the Bohemian forest, wherever they shall wish.
  2. If anyone from Bavaria should wish to move his salt to his own house, and the ship’s steersman affirms this with an oath, let them pay nothing, but go without trouble.
  3. If moreover any free man should have carried out a legitimate trade, paying or saying nothing there, and then this shall have been proved, let him be tolled for it both by ship and by goods. If moreover any slave perpetrates this, let him be bound there, until his lord comes and pays off his fine, and afterwards let him be permitted to leave.
  4. If moreover Bavarians or Slavs of that same country should have entered the selfsame region to obtain victuals with slaves or horses or cattle or other furnishings of theirs, let them buy what things are necessary without toll wherever they should wish in the selfsame region. If moreover they should have wished to cross to the selfsame marketplace, let them go halfway across the shore without any constraint; and in other places of the selfsame region let them buy what things they are able to without toll. If it please them better to trade in the selfsame marketplace, let them give the prescribed toll and let them buy whatever they should wish and however much better they can.
  5. On the salt paths, moreover, which cross the river Enns by the legitimate street, let them pay a full scafil at Url and let them be forced to pay nothing further. But let the ships there that are from the Traungau pay nothing, but cross without tax. This is to be observed with respect to the Bavarians.
  6. The Slavs, indeed, who came out from the Russians or from the Bohemians for purposes of trade, let them have marketplaces wherever [they want] on the bank of the Danube or wherever in Rotthales or in Ried, two lumps from one mule’s load of wax, of which both shall be worth 1 scoto; from one man’s load a lump of the same price; if indeed one should wish to sell slaves or horses, 1 tremissis from one female slave, similarly from 1 male horse, 1 saiga from a slave, similarly from a mare.
  7. Also of salt-ships, after they shall have crossed the Bohemian forest, let them have license to buy or sell or beach in no place before they arrive at Ebersburg. There from each legitimate ship, that is one which three man sail, let them pay 3 scafils of salt, and let nothing further be exacted from them, but let them reach Mutarim or wherever shall then have been constituted the salt-market at that time; and let them pay similarly, that is 3 scafils of salt, and no more; and afterwards they shall have free and secure license to sell and buy without any comital fine or the restraint of any person; but however much better a price the buyer and seller should wish to give for their property between themselves, let them have free license in all things.
  8. If moreover they should wish to cross to the marketplace of Marahorum, let them pay 1 solidus per ship, according to the estimation of the market at that time, and cross freely; on returning, moreover, let them be forced to pay nothing legitimate.
  9. Let merchants, that is, Jews and other traders, wherever they should come from in this same country or other countries, pay the just toll as much for slaves as for other goods, just as they always did in the times of previous kings.

There are many things that interest me about this document, but I don’t really have time to dig into them just now; there’s a lecture that needs finishing. So, just a list of talking points, maybe.

  • The tolls really only concern a few sorts of goods, salt most of all but also slaves and wax, horses too, and these are the only named goods. It seems clear that other stuff is being traded, but the state cares much less about it; these are the things for which toll levels are set.
  • Those tolls are to be paid in kind, where the goods are salt or wax, but otherwise in cash, except that none of the words used for that money, semidragma, scoto, tremissis, solidus, saiga, are actual Carolingian coins. (Solidus might just be, but it’s unlikely; none had been struck for nearly a century.) It’s not actually clear what people are paying in, but presumably at least some of the time it must have been goods to the agreed value of these units we can’t identify, as it says, “by the estimation of the market at that time”, iuxta estimationem mercationis tunc temporis. Pursuing that point a little distance usually makes peoples’ heads spin. How do we know what a pound, dollar, or whatever, is worth? Is that what’s happening here? And so forth.
  • There are ethnicities in play here, but they are not legal categories. There are Slavs on both sides of the river, and those from ‘Bavaria’ as it is here counted have the same rights as the Bavarians, those from Rus’ and Bohemia (the former being a long way to travel!) have different ones. Certainly, it seems to be better to be a Bavarian in these exchanges, but that’s unsurprising given that that’s the side that is running the toll station, and it seems to have been the erosion of that special status that led to the enquiry in the first place, so it obviously wasn’t what everyone wanted.
  • It is repeatedly stressed that if people can cut a better deal than these terms give them elsewhere, good luck to ’em. It’s interesting therefore that enough of them felt it was still worth coming to these controlled marketplaces. This tells us something about the opportunities for trade in this world. As with emporia in the West somewhat earlier, these tolls seem only to be practical if buyers were so few that sellers had to go where they were even if it cost them something to do that.
  • Another reason for the focus on this place, and for the prominence of salt in the details here, may be that a major route for salt seems to have crossed the Danube here (see no. 5 above), which is presumably why the toll station was where it was (which is, you’ll notice, never actually specified—Raffelstetten is just where the enquiry was held). The idea that salt moved along fixed routes is one we find elsewhere, but I’m not sure anyone’s really thought about why; if it cost you to go these ways, why not go others? The cost must presumably have been quite carefully balanced.4
  • Lastly, for now, that last clause is interesting, isn’t it? I can see how it could be read as evidence that Jews were dominant in long-distance trade, but to me what it actually seems to say is that there was a class of (professional?) traders, mercatores, among whom Jews were a recognised category, and indeed that all Jews here concerned could be assumed to be such traders, but that these people were actually separate from the normal business operations up and down the Danube here, even though people were apparently trekking all the way from the modern Ukraine to traffic. Is the difference here between people who live by trade and by people who trade what they make or get by other non-market means? If so, what does that do to our picture of early medieval trade, if it mostly wasn’t traders doing it? Yes, I know, generalisation from a single datum, but it’s such an interesting one…

I should leave it there, anyway, but I could go on, and one place I’m conciously not going is into the chronology and whether you’d have seen something like this if you’d been at, say, Frankfurt, a century before. Instead, I invite you to, if you like, and maybe put it before students and see what they see. Enjoy!

1. I first found out about it from François-Louis Ganshof, “Note sur l’« inquisitio de theloneis raffelstettensis »” in Le Moyen Âge : revue d’histoire et de philologie Vol. 72 (4e Séries Vol. 21) (Bruxelles 1966), pp. 197-224, which I was reading just because I had the volume out in order to read something else entirely (probably Lina Malbos, “L’annaliste royale sous Louis le Pieux”, ibid., pp. 225-233) and checked the contents page. I wish there was still time to do this with every volume I borrowed from a library, because you learn so much by doing it…

2. I’m thinking here, of course, of Michael McCormick, The Origins of the European Economy: communications and commerce 300-900 (Cambridge 2001), of which whatever you may think of it it can fairly be said the bulk of its evidence is not actually about trade.

3. Usually in these posts I give the original text in a footnote, but since here that original text is Alfred Boretius & Victor Krause (edd.), Capitularia regum Francorum, Monumenta Germaniae Historica (Legum sectio II: Capitularia regum francorum) (Hannover 1897, repr. 2001), 2 vols, II no. 253, which is online here, I won’t as you can just check it yourself. The translation is all my own and if you spot any errors please do say so!

4. There is some work on salt roads in England at least; I know of John Maddicott, “London and Droitwich, c. 650-750: trade, industry and the rise of Mercia” in Anglo-Saxon England Vol. 34 (Cambridge 2005), pp. 7-58, but there must be stuff for the Continent I haven’t found too. On emporia, I suppose we still see Richard Hodges, Dark Age Economics: the origins of towns and trade AD 600-1000, 2nd edn. (London 1989) but a quick search now produces Sauro Gelichi & Hodges (edd.), From One Sea to Another: trading places in the European and Mediterranean early Middle ages. Proceedings of the International Conference, Comacchio, 27th – 29th March 2009 (Turnhout 2012), which I didn’t know about and should obviously look at.

Leeds IMC Report for 2015, part 4 and final

The last of these posts, though not the last of the 2015 conference reporting I fear, sees me up bright and early on the 9th July 2015. Why? Well, partly so as not to miss breakfast but also because as you may recall, the previous day had almost all been sessions in honour of Ian Wood to mark his retirement. In fact those sessions continued all the rest of the conference, but for reasons that will shortly become clear, I could only go to the first one, and that meant going to hear one of my undergraduate teachers for whom I long ago developed a practice of being good and prompt. What am I talking about? Witness!

1514. The Early Medieval Church: history and hagiography – sessions in honour of Ian Wood, V

  • Rosamond McKitterick, “Reflections on the Manuscript Transmission of Eusebius-Rufinus, Historia ecclesiastica in the Early Middle Ages”
  • Barbara Rosenwein, “Feeling Saints in Gregory of Tours”
  • Wendy Davies, “Unpicking the Early Strands of Becerro Gallicano of San Millán de Cogolla: the monasteries of old Castile”
  • Thomas F. X. Noble, “Response”
  • As a line-up of people whose work has influenced me this is hard to beat. Rosamond, furthermore, opened all our eyes, I think, by picking up on something that I at least knew but knew very little about, that Eusebius’s famous History of the Church, written in Greek around 312-24, was largely known to the West only in the form of the Latin translation of Rufinus, who made it in 401, he says as a distraction from the depradations of the Goths! Rosamond pointed out that he did not leave Eusebius’s text alone, but combined much of the last two books and added two more of his own, and this involved inserting the Nicene Creed, no less, where Eusebius’s report of the Council of Nicæa had only had the council canons. And this was basically the West’s most stable source for the Creed that is the centrepost of Christian worship. Rosamond had counted ten versions in circulation by the Carolingian era, but Rufinus’s was the most common. You can see why some people felt like a reform was needed, can’t you? Professor Rosenwein, meanwhile, reminded us that despite technically being in Heaven and above such concerns, saints as conceived in the Middle Ages still got angry and upset, lamenting and so forth, in much the ways that their followers on Earth did but for better reasons and with better outcomes; they were to an extent emotional guides for the faithful on how to use one’s feelings for the good. This paper was hampered somewhat by relying solely on Gregory, who may well have had his own emotional spectrum (I would centre it on crotchety entitlement, myself), and in questions Albrecht Diem mischeviously raised the prospect that Gregory had two or more different ideals of sanctity in which case, as Professor Rosenwein said in answer, all generalisation would become impossible. Lastly Wendy, taking advantage of the brand new digital version of the Aragonese monastery of San Millán’s oldest surviving cartulary, had dug into it to detect an initial compilation of geographically-focused dossiers, of which one, but only one, went much back before 1000, that dealing with one valley whose materials were, unlike the rest, not in standard diplomatic form; she characterised this as the diplomatic of breakdown, when the practice of charter-writing continued but no authority was left to require how. This is quite powerful as a tool for me and I need to go and look at those charters, not least because I have observed the same myself at Leire and Obarra without thinking about what it meant.1

Sam Ottewill-Soulsby, none other, closed that session by remarking that the frontier had its own characteristics that were worth seeing from a frontier perspective; little did he know how much of a choir he was speaking to… You see, the reason I couldn’t come to any more of the sessions for Ian Wood, be they never so luminaried, was that my own sessions got going after coffee this day. They were but two, and I could have wished they weren’t so late in the conference since the audience dropped with each one as people went home, but they were still fun and they went like this.

1630. Rethinking the Medieval Frontier, I: beyond the Reconquista

  • Álvaro Carvajal Castro, “A Kingdom with no Frontier: on the political identity of the Astur-Leonese monarchy, 9th-11th centuries”
  • Jonathan Jarrett, “De administrandis marcis: the 10th-century frontier with Islam seen from Barcelona and Byantium”
  • Rodrigo García-Velasco, “Place, Fringe, Society or Process? Rulers and Ruled at the Iberian Frontier through the evidence of the fueros and cartas de población, c. 1050-1150″
  • Remains of the church of San Benito de Sahagún, on the site of the earlier monastery

    Remains of the church of San Benito de Sahagún, on the site of the earlier monastery. Photo by Davidh820Trabajo propio, CC BY-SA 3.0 es,

    All three of us entered this session with historiographical beasts to slay, I think. For Álvaro it was the frontier itself: he focused on the Tierra de Campos around the monastery of Sahagún and noted that after it was notionally fully incorporated into the kingdom of Asturias at the end of the ninth century, with royal donations indicating a considerable scale of property in the general area, the kings could still effectively lose control to local strongmen after a while, and the monastery had first to become the kings’ chosen strongman and then, after a further while, to give up on the kings and focus on the counts of Castile for support. This was less a frontier zone than just an ineffectively-governed one (though I might still argue for that as a frontier space, like mountains2). This theme that frontier politics were maybe just like politics elsewhere came up a lot in discussion, and it was fellow contributor Nicholas Paul who drew us back on track by reminding us that what made it different was the possibility of and for warfare, and Rob Portass had already raised this possibility by reminding us that Sahagún suffered sacking by the armies of al-Mansur in the late tenth century, enough as we know to detach many an area from its notional protectors!
    Rodrigo’s chosen beast, which has withstood a lot of slaying so far, was the Reconquista. Despite doing the particularly difficult thing of giving a first paper before one’s old supervisor (I taught Rodrigo in Oxford, which was why I had gathered him into this effort), he made an eloquent and even impassioned attempt to use the five-hundred-plus local law codes known as fueros to argue for a fragmented, discontinuous and locally-negotiated process of incorporation of new territories into the Navarrese and Aragonese crowns, a process which military presence and the award of these codes only began, rather than concluding. The results remained at the mercy of local strongmen and contrary offers (meaning, for example, that Tudela, Rodrigo’s particular focus, actually switched from Aragón to Navarre after a while) for a long time after the supposed frontier had moved beyond them. This of course meant that the very processes that Rodrigo here thought defined the frontier were those which Álvaro had used to refute such a definition for Sahagún, so it is perhaps no wonder that the discussion was agnostic about whether we were really looking at a distinct phenomenon, but trying to put some definitional flesh on the skeletal concept of ‘frontier’ was what we were all doing there so that was OK by me.
    Archivo Municipal de Tudela, Pergamins A.0002.3

    One manuscript of the fuero of Tudela, Archivo Municipal de Tudela, Pergamins A.0002.3 I think, due to be published by Rodrigo García-Velasco whose image this is

    Speaking of me, I was of course the middle one here, and my beast was incomparability. Despite the apparent incongruities of culture, size, resource and agency I was determined to put my year of necessary Byzantinism to use here, which was where all the digging into Constantine VII‘s De Administrando Imperii had come from. Looking at Constantine VII and Borrell II of Barcelona, of course, who just about overlapped but who in the former case were writing of an earlier time, I gave due attention to the disparities but then argued that both leaders seemed to realise that their best strategy for asserting themselves beyond the borders of what they securely controlled was to locate and enlist a subordinate in whom they could really trust and then let them have their head. Borrell laid more conditions down on some of his chosen subordinates (some of whom, like those of the kings of Asturias, were monasteries) and arguably got less out of them, but the attraction and retention of somebody who could actually achieve things for you was apparently worth the price of their working for themselves. This is the kind of ‘rule’ I want this frontiers project to derive and test; how well has this worked when people have done it and are there context-specific factors that explain that? And so on. This was by way of a first try at what I want this project to be.
    Castell de Llordà, Isona, Catalunya

    The current state of the Castell de Llordà (image from Viquipèdia), populated for Borrell II by a monastic subsidiary

But, necessarily, such a project cannot be all about the Iberian Peninsula even if that’s where my personal networks are strongest. So there was lunch, and various people fading away and finally, the determined hold-out cohort reconvened for the last session of both conference and strand, as follows.

1730. Rethinking the Medieval Frontier, II: Eastern Europe and Eastern Mediterranean

  • Jakub Kabala, “Concepts of the Border in Early Medieval Central Europe”
  • Luca Zavagno, “Islands – Not the Last Frontier: Insular Models in the Early Medieval Byzantine Mediterranean, ca. 650-ca. 850
  • Nicholas Paul, “The Lord’s Tournament Ground: the performance of nobility in Crusader Outremer”
  • I was sorry about the small audience for this session, not just because I’d invited these people to speak from far away in all cases and could in the end offer them only a few hearers, but also because there were three quite different and testing conceptions of frontier space in operation, the discussion such as it was was very thought-provoking and I just wish there could have been more people in it. Kuba was dealing with early medieval ecclesiastical language for borders, which, unsurprisingly, was Biblical, coming from Exodus and Proverbs. While these were usually interpreted in commentaries as describing the boundaries of correct belief, beyond which only heretics would go, Kuba had many examples of churchmen invoking them to complain of more basically territorial infractions, Carolingian clerics writing of Brittany and Thuringia, Methodius of Bavarian infiltration of the province of Moravia, and so on. Clearly the Church had a sense of bounded space here, even if a Biblically-phrased one. Predictably, I therefore asked in questions how that space was bounded, given that it didn’t need to be politically controlled or defended and frequently wasn’t, and Kuba wisely said that the key question was who ordained its clerics.

    Fresco illustration from San Clemente di Roma, showing the apostles of the Slavs, Saints Cyril and Methodius, before the pope

    Fresco illustration from San Clemente di Roma, showing the apostles of the Slavs, Saints Cyril and Methodius, before the pope. By anonymous artistUnknown, Public Domain,

    This got me thinking. It is that nodal concept of territory with which early medievalists now like to play instead of lines on a map, and it could be represented almost fractally, as each individual cleric answering or not answering the claimant authority himself had a congregation composed of villages or even households who might go to him but might instead go to the priest next-door. In some sense, at this lowest level, if you could go back there and ask people which fields and streams were in which farm and so on you could build a map up from these tiny tiles, as indeed people did for the term of Santa Maria de Manresa in 978 in a way that Jordi Bolòs hs since mapped (my example not Kuba’s obviously), but it would be sort of missing the point: the resource demarcated by such lines was the hearts and minds of those behind them, not the stuff up to the edge.3 If such a person crossed that line to go and visit someone, and then died, would the priest he ordinarily confessed to still get to claim him for burial? Somehow these questions did not come to me at the time, and I don’t know if they could be answered, but I think I will probably be asking them of Kuba when next we meet…4
    The Byzantine-built castle of Saint Hilarion, Girne, Northern Cyprus

    The Byzantine-built castle of Saint Hilarion, Girne, Northern Cyprus. By Richard – originally posted to Flickr as Saint Hilarion Castle, Girne, Northern Cyprus, CC BY-SA 2.0,

    Luca, meanwhile, had and has a manifesto. A decent part of the Byzantine Empire was made up of large islands: if you count Sicily, Cyprus, Crete, Malta and the Balearics together you are looking at quite a lot of land-mass, yet they are almost always considered peripheral to the mainland’s interests, Sicily sometimes excepted. Luca argued instead that these are a third sort of space to range between the plains of the landward empire and the mess of islands that is the Ægean, places to which the sea is very important but which can function autonomously. They are also more than fortresses and defences, often being trade hubs and even—and this is the bit that catches me particularly—becoming sort of betweennesses once technically lost to the empire, with connections still visible in the form of ceramics, seals and coins after their conquest by or loss to opposing or local powers. Cyprus, indeed, was subject to something like a formal power-sharing agreement between the Empire and the Caliphate during the seventh century, and it’s persistently difficult to say whether it was really in the Empire or not thereafter; its officials used Byzantine titles and honours, but we’ve seen how that can work… Much of what seems problematic here stops being so if we start to see Luca’s islands as frontiers in the Islamic sense, as thughr, that is as passages from one space to another rather than barriers between them, and maybe that’s where we take it next.
    Manuscript illumination of Richard the Lionheart jousting with Saladin

    Manuscript illumination of Richard the Lionheart jousting with Saladin (N. B. this never actually happened)

    Similar reflections on a between-space came finally from Professor Paul, who pitched us a picture of Crusader Outremer as its visitors seem to have seen it by the twelfth century, not as a warzone but really more as a holiday camp where you came from the West to get your chivalry good and bronzed. An analysis of chronicles and literature both was behind this, from which emerged a picture of the lords of the Crusader kingdoms as the ultimate hosts and arbiters of chivalric conduct, rich and homed in exotic spaces where, yes, you might go fight Muslims but you might equally fight each other or hey, go hunting lions with trained cheetahs and go back home with a whole cluster of prestige stories whose attainment, rather than expanding Christendom, was really the point in going.6 Presumably not very many Crusaders’ journey was really like this but it was the story people wanted told, and for the audience raised questions about whether anyone saw this as the frontier of Christianity that we now see in it. Professor Paul’s answer was that the frontier became less visible the closer to it you got, and he linked this back to Kuba’s mission grounds with, I now suppose, that same sense of the reductive optic by which you could keep going down a level and define the boundary slightly differently each time you zoomed in. Of course, in Crusader Jerusalem there would be about five cross-cutting ways in which you could define it, which was exactly why I had been so keen to get a Crusader specialist in on this whole thing. Professor Paul did not disappoint.

So that was the end, and accordingly those of us still left went with one accord to the bar, and I can’t remember what eventually made us leave it but we must have done, because I have stuff to report from elsewhere on the next day as well. But to that, we will come next post! [Edit: I forgot the ending… !] Finally, to end with, proof that I will go on needing more shelves and more reading time as long as I keep going to this conference…

Books bought at the 2015 International Medieval Congress, Leeds

The book haul from 2015, assembled shortly after my return to Birmingham

1. In Jonathan Jarrett, “Comparing the Earliest Documentary Culture in Carolingian Catalonia” in idem & Allan Scott McKinley (edd.), Problems and Possibilities of Early Medieval Charters, International Medieval Research 19 (Turnhout 2013), pp. 89-128, DOI: 10.1484/M.IMR-EB.1.101679.

2. I’m thinking here mainly of Chris Wickham, The Mountains and the City: the Tuscan Appennines in the early middle ages (Oxford 1988), esp. pp. 357-365.

3. The Bull is printed in Ramon Ordeig i Mata (ed.), Catalunya Carolíngia IV: els comtats d’Osona i Manresa, Memòries de la Secció històrico-arqueològica LIII (Barcelona 1999), 3 vols, doc. no. 1245, and how long it seems since I’ve cited that work! I must have been teaching… The mapping is done in Jordi Bolòs & Victor Hurtado, Atles dels comtat de Manresa (798-993) (Barcelona 2004), p. 53.

4. The question about burial rights mainly occurs to me because they were significant in the demarcation of early English parishes: see John Blair, The Church in Anglo-Saxon Society (Oxford 2005), pp. 433-471 with particular disputes at pp. 450 & 463.

Ethnogenesis for every occasion

I now want to turn back for a post to the text I was reading at about this time last year, the De Administrando Imperio of Emperor Constantine VII Porphyrogenitus. I’ve already said something about the composite and confusing nature of this text, but I want here to look a little bit more closely at some of its internal contradictions, and that with particular regard to the variation it offers in national origin myths.1 This is clearest in the Balkans, and the interpretation of Constantine’s information there is a tricky matter, as is almost anything in the Balkans really. One can see why this is with no trouble: since 1918, and then again since 1992, there have been a number of different recognised nationalities there competing for space with each other and for either freedom or support from bigger powers to help them in that competition. Explaining all this has naturally enough resulted in work to establish the roots of the nationalities concerned in their desired home area, and Constantine seems to help with this as the stories he provides seem to testify, if not to actual events (though some would claim that they do), at least to long-established beliefs available to a tenth-century enquirer about what had happened when these various peoples arrived centuries before.2

Wikipedia map of early Serbian settlements in the Balkans

For example, this Wikipedian map claims that it is ‘mostly according to the De Administrando Imperio’, but I bet that you could construct another that would make Croatia the bigger territory, also ‘mostly’ on the basis of Constantine’s information…

In particular, our ailing emperor is the first source we have to use a word that is cognate to the modern ‘Croat’ for some of these people, and to distinguish the area inhabited by such Croats from other areas inhabited by Slavs. (He is also, I should say, fascinating about the innumerable separated ex-Roman peoples who were left along the coast by the Byzantine retreat, and their journey into ethnicity is one I would like someone to do more with–but of course, they became part of other people’s identities in the end, so don’t get their own history.3) It’s not just Balkan scholars who have leapt at this text, of course: scholars of the Russians and Hungarians, all working without the aid of home-grown historical writing this early, have also seen in Constantine’s apparent lack of editing some hope that the materials he preserved represent the authentic popular memory of authentic Slavic, Rus’ or Magyar informants, even if sometimes passed through Greek-literate intermediaries.4 Efforts to push back the date of the information he records may also have the same ultimate motives; thus Francis Dvornik developed a complex hypothesis about the Balkan material by which reports from officials dating from no later than 912 were compiled around 944 by Constantine and then combined with a newer but Slavic (and “truer”) story about the origin of the Croats around 952, all from clues within the text.5 I’m not going to say he was wrong, either, but really all we can say for sure is that Constantine had all the material he used by 952.

Paris, Bibliothèque Nationale de France, MS grec. 2009, fo. 3r

The opening page of the earliest mansucript of the De Administrando Imperio, Paris, Bibliothèque Nationale de France, MS grec. 2009, fo. 3r. The thing on the left is some tables from the Letter of Pythagoras to Laïs, which was later bound into the same codex.

He was also presumably not working without some editorial purpose, but sometimes it is very hard to perceive. He gives three accounts of the arrival of the Croats in the Balkans, in fact, none of which fully agree and one of which is internally self-contradictory. In the first place, he tells us that all was peaceful south of the Danube till the Romans crossed it one day in a spirit of adventure and, finding “unarmed Slavonic nations, who were also called Avars”, there, raided them fairly thoroughly and then garrisoned the Danube so as to go on doing that, whereupon the Slavs (“who were also called Avars”) decided that this had to stop, apparently armed themselves, ambushed a Roman detachment and then got through the frontier pass at Klis under their captured standard, whereafter they sprang upon Salona and established themselves there, and all the Romans of the land fled to the coastal cities where they remain.6 Now, not only do we know that this is not true—Slavs served in the Avar military effort but the peoples are distinguished fairly consistently by Roman authors, Salona took years to fall, in the seventh century (whereas Constantine later says this happened 500 years before his date of writing in 952!), and so on—but Constantine had different information too, in the form of the Chronicle of Theophanes that he quotes extensively and, indeed, from whose author he even claims descent.7 But this is the story he tells this time, and although several morals can be seen in it it’s hard to know exactly which one Romanos II was supposed to take from it: that the Balkans were lost because of Roman greed? that the Slavs are fierce, cunning and capable of deceit? or that modern-day Kotor, Dubrovnik, Split, Trogir, Rab, Bekla and Osor were all places that could still be claimed as Byzantine possessions?8

The bit that follows immediately doesn’t make this much clearer:

“Since the reign of Heraclius, emperor of the Romans, as will be related in the narrative concerning the Croats and Serbs, the whole of Dalmatia and the nations about it, such as Croats, Serbs, Zachlumi, Terbouniotes, Kanalites, Diocletians and Arentani, who are also called Pagani… But when the Roman Empire, through the sloth and inexperience of those who governed it and especially in the time of Michael from Amorion, the Lisper, had declined to the verge of total extinction, the inhabitants of the cities of Dalmatia became independent, subject neither to the emperor of the Romans nor to anybody else, and, what is more, the nations of those parts, the Croats and Serbs and Zachlumites, Terbouniotes and Kanalites and Diocletians and the Pagani, shook off the reins of the Empire of the Romans and became self-governing and independent, subject to none. Princes, as they say, these nations had none, but only ‘zupans’, elders, as is the rule in the other Slavonic regions. Moreover, the majority of these Slavs were not even baptised, and remained unbaptized for long enough. But in the time of Basil, the Christ-loving emperor, they sent diplomatic agents, begging and praying him that those of them who were unbaptized might receive baptism and that they might be, as they had originally been, subject to the empire of the Romans.”

Of course Basil II obliged, and his rather messy wars of conquest in the area are overlooked, as indeed is the earlier mission to these areas under Saints Cyril and Methodius.9 At one level the immediate political point of this is obvious: all these peoples are ours, by their own decision, and they owe us both liberty and Salvation, the latter no doubt having implications about authority over the local churchmen. But the claims made on the way are really curious: the whole area was in Byzantine hands until the reign of Michael II (820-29)? and became that way under Heraclius (610-41)? Most modern histories would regard Heraclius’s as the reign in which these areas were lost!10 Furthermore, Constantine seems to know that at some other level, because after a long run through the topography and history of the ‘Roman’ coastal cities, which is to me what this chapter is really about, he finds another way in the next chapter. First he retells the story about the Avars (definitely them this time) hitting back at Roman raiders and getting into Roman territory under false colours then taking Salona with the same trick. Then he goes on:

“Only the townships on the coast held out against them and continued to be in the hands of the Romans, because they obtained their livelihood from the sea. The Avars, then, seeing this land to be most fair, settled down in it. But the Croats at that time were dwelling beyond Bavaria, where the Belocroats are now. From them split off a family of five brothers, Kloukas and Lobelos and Kosentzis and Mouchlo and Chrobatos, and two sisters, Touga and Bouga, who came with their folk to Dalmatia and found the Avars in possession of that land. After they had fought one another for some years, the Croats prevailed and killed some of the Avars and the remainder they compelled to be subject to them. And so from that time the land was possessed by the Croats, and there are still in Croatia some who are of Avar descent and are recognized as Avars. The rest of the Croats stayed over against Francia, and are now called Belocroats, that is, white Croats, and have their own prince; they are subject to Otto, the great king of Francia, of Saxony, and are unbaptized, and intermarry and are friendly with the Turks. From the Croats who came to Dalmatia a part split off and possessed themselves of Illyricum and Pannonia; they too had an independent prince, who used to maintain friendly contact, though through envoys only, with the prince of Croatia.

'Dolazak Hrvata na Jadran' ('The Coming of the Croats to the Adriatic Sea'), painted in 1905 by Oton Iveković (d. 1939)

‘Dolazak Hrvata na Jadran’ (‘The Coming of the Croats to the Adriatic Sea’), painted in 1905 by Oton Iveković (d. 1939) [Public domain], via Wikimedia Commons. This, we might regard as a positivist reading of our source…

“For a number of years the Croats of Dalmatia also were subject to the Franks, as they had formerly been in their own country; but the Franks treated them with such brutality that they used to murder Croat infants at the breast and cast them to the dogs. The Croats, unable to endure such treatment from the Franks, revolted from them, and slew those of them whom they had for princes. On this, a large army from Francia marched against then, and after they had fought one another for seven years, at last the Croats managed to prevail and destroyed all the Franks with their leader, who was called Kotzilis. From that time they remained independent and autonomous, and they requested the holy baptism from the bishop of Rome, and bishops were sent who baptized them in the time of Porinos their prince.”11

So are you following? These people, who the previous chapter had been Byzantine subjects since at least 641, have now been independent ever since they threw off Frankish rule, in what is presumably a reference to the rebellions against Louis the Pious and his régime in Pannonia of the 820s.12 They were also baptised by Roman missionaries at about that time, but last chapter were still pagan in the reign of Basil II (886-912). Interestingly, they move as a family group with hangers-on: this really is something like a tribal migration as Constantine tells it, and that seems to be because whoever was telling it was aware of a family of princes with particular claims to the over-rule of connected peoples. In other words, where the previous chapter looked like a statement of a Byzantine political position, this looks much more like a Croat one, although it presumably still had a use for Constantine. My guess would be that this was the abrogation of any claim the Franks might make to the control of these people, voided by illegitimate brutality, just rebellion and right of combat. So again we can see a purpose, but then there is a third version…

“The Croats who now live in the region of Dalmatia are descended from the unbaptized Croats, also called ‘white’, who live beyond Turkey and next to Francia, and have for Slav neighbours the unbaptized Serbs. ‘Croats’ in the Slav tongue means ‘those who occupy much territory’. These same Croats arrived to claim the protection of the emperor of the Romans Heraclius before the Serbs claimed the protection of the same emperor Heraclius, at that time when the Avars had fought and expelled from those parts the Romani whom the emperor Diocletian had brought from Rome and settled there, and who were therefore called ‘Romani’ from their having been translated from Rome to those countries, I mean, to those now called Croatia and Serbia. These same Romani having been expelled by the Avars in the days of this same emperor of the Romans Heraclius, their countries were made desolate. And so, by command of the emperor Heraclius these same Croats defeated and expelled the Avars from those parts, and by mandate of Heraclius the emperor they settled down in that same country of the Avars, where they now dwell. These same Croats had at that time for prince the father of Porgas. The emperor Heraclius sent and brought priests from Rome, and made of them an archbishop and bishop and elders and deacons, and baptized the Croats; and at that time these Croats had Porgas for their prince.”13

So, in this version it’s not at all clear who controls the territory into which our migrants, again with a named prince, move. It’s waste, because the Romani have moved out; it’s Roman, because the Slavs come to Heraclius to get their permission to settle; it’s Avar, because the Avars have to be chucked out of it… But the important thing is that it’s Heraclius who decides, both on the settlement and on the Christianization; the pope’s rôle is reduced to ancillary of the emperor, and the mission of Cyril and Methodius is again apparently just too embarrassing or compromised to mention. This, alone of the three, looks like a fudge to match the previous stories and Byzantium’s claims to the contrary with the chronology of what actually happened, as far as we can tell, that the area fell under local control after Heraclius pulled out the troops to fight against Persia and that the papacy sent a mission into Dalmatia in the year of Heraclius’s death, although to recover relics and ransom captives rather than to convert Slavs.14 These may indeed have been things that were remembered at Split, which later claimed to have been made an archbishopric at about this time.15 The point, again, would seem to be that whoever was in control here it certainly wasn’t the Franks, but the papacy’s relegation to imperial auxiliary, actually truer than you might think given that Pope Martin I was imprisoned for some time in Constantinople for non-cooperation with the emperors, might also have had a special bite by the point where control of the Balkans and its bishoprics was once more on the Byzantine agenda.16

The cathedral of St Domnius, Split

The cathedral of St Domnius, Split, potentially source of a lot of Constantine’s confusion but itself also a testimony to the complexities it was trying to reconcile: the octagonal nave began as the mausoleum of Emperor Diocletian (284-307), who was of course a persecutor of Christians…

So what is to make of all this contradiction? Obviously there were different stories in circulation by the tenth century about what had happened in the seventh, which is not surprising. As we have them here, however, all of them can be read as serving a Byzantine political agenda: in the first case, the uninterrupted claim to the coastal cities of the Romani is the key, no matter what else it means admitting, but it is also worth asserting religious sponsorship of the Slavic peoples in those cities’ ecclesiastical orbits; in the second place, the key point is probably that any claim that the ‘Franks’ (which by Constantine’s time was the Ottonians for all functional purposes) could raise over the northern Balkans had been voided by their ancient conduct and the Croats’ brave resistance; in the third place, the point is that the peoples of this area hold their lands by imperial concession and that their Christianity ultimately also has such an origin. This probably makes it dangerous to assume that any of this stuff is reaching us unspun; Constantine may indeed have had local informants informing his sources, but what we have here is a selection of material to a purpose; you have to assume that if it had not served that purpose it could have been adjusted to do so.

But, you may say, it’s still a contradictory mess. How could Constantine put this stuff together and expect it all to work? Well, it works to its purpose, doesn’t it? If we think he was actually interested in recording the history of these peoples, we’re probably right, but this selection of the material he had was not being made for that purpose, but to underpin Byzantine diplomacy. This is a lot clearer in a much earlier part of the book that deals with how to handle excessive demands for treasure from barbarian ambassadors (apparently a common problem). Compare the above and the claims I have argued they probably support to this:

“Should they ever require and demand, whether they be Chazars, or Turks, or again Russians, or any other nation of the northerners and Scythians, as frequently happens, that some of the imperial vesture or diadems or state robes should be sent to them in return for some service or office performed by them, then thus you shall excuse yourself: «These robes of state and the diadems, which you call ‘kamelaukia’, were not fashioned by men, nor by human arts devised or elaborated, but, as we read in secret stories of old history, when God made emperor Constantine the great, who was the first Christian emperor, He sent him these robes of state by the hand of His angel, and the diadems which you call ‘kamelaukia’, and charged him to lay them in the great and holy Church of God, which… is called St. Sophia; and not to clothe himself in them every day, but only when it is a great public festival of the Lord… Moreover, there is a curse of the holy and great emperor Constantine engraved upon this holy table of the church if God, according as he was charged by God through the angel, that if an emperor for any use or occasion or unreasonable desire be minded to take of them and either himself misuse them or give them to others, he shall be anathematized as the foe and enemy of the commands of God, and shall be excommunicated from the church… And mighty dread hangs over them who are minded to transgress any of these divine ordinances. For one of the emperors, Leo by name, who also married a wife from Chazaria, out of his folly and rashness took up one of those diadems when no festival of the Lord was toward, and without the approval of the patriarch put it about his head. And straightway a carbuncle came forth upon his forehead so that in torment at the pains of it he evilly departed his evil life, and ran upon death untimely….»”17

That, judging by the wife, would be Leo IV (775-780), whose wife Eirini (797-802) was famously from Khazaria and apparently counted as one of his bad decisions, but obviously real history is not the concern here; what is concerned here is what sounds both impressive enough and ancient enough to shut up your peremptory barbarian visitors. There are I think, after putting this post together (it was originally supposed to be about migration, would you believe?), that we have to see the various Croat origin myths in the same way. Yes, so they contradict each other; who cares? You’ll only be using one of them when you need historical backing for the claim of the moment, choose the one that fits! This text is not a set of historical accounts, for all that it is often used as one; it is a grab-bag of historical justifications for claims the emperor might need to make in negotiations. “Oh no: we appoint the archbishops of Salona, no matter what this new pope may say. It’s been that way for hundreds of years.” “The Croats? Yes: valuable subjects! Did you know that the Bulgars have never ever defeated them? The Christ-loving Heraclius was right to let them settle in the Empire after the Franks betrayed God’s trust over them.” And so on. None of it has to be true; it had to be useful, and could have been crafted to be so. This goes some way to redeeming Constantine from some of the charges of boozy slapdash editing I was vaguely raising last time, perhaps, and makes us think harder about what his use for history really was. The pity for us is that as I have been saying for many many years, to use history is pretty much the same as to misuse it…

1. Constantine Porphyrogenitus, De Administrando Imperii, ed. Gyula Moravcsik & transl. Romilly J. H. Jenkins, new edn., Dumbarton Oaks Texts 1 (Washington DC 1967, repr. 1993).

2. Critical appraisals in Florin Curta, The Making of the Slavs: history and archaeology of the Lower Danube Region, c. 500-700 (Cambridge 2001), pp. 64-66, and John V. A. Fine Jr, When Ethnicity Did Not Matter in the Balkans: a study of identity in pre-nationalist Croatia, Dalmatia, and Slavonia in the medieval and early-modern periods (Kalamazoo 2006), pp. 23-26. For a more traditional reading see Francis Dvornik, “Cc. 29/1-53, 217-295; 30-36” in Romilly J. H. Jenkins (ed.), Constantine Porphyrogenitus, De Administrando Imperio: a commentary (London 1962, repr. Washington DC 2012), pp. 93-142 at pp. 93-101. Curta provides references to more modern pro-national readings of the text. As with some of the Catalan issues with which I work it’s rather uncomfortable here that all the voices denying these modern nations their ancient roots write in English (although not always only in English) and the pro-national opposition stays in the local languages, but some indication of the market for the old-fashioned reading might be found in the existence of K. Y. Grot (transl.), Izvestiya Konstantina Bagryanorodnogo O Serbah I Horvatah I Ih Rasselenii Na Balkanskom Poluostrove (n. p. 2013).

3. I’ve no idea what’s good to read on these coastal cities, but a quick search brings information to me on these: Ivo Goldstein, “Byzantine rule on the Adriatic (in Dalmatia, Istria and on the Western Adriatic): possibilities for a comparative study” in Acta Histriae Vol. 7 (Koper 1999), pp. 59-76; Ivan D. Stevovic, “Byzantium, Byzantine Italy and cities on the eastern coast of the Adriatic: the case of Kotor and Dubrovnik” in Zbornik radova Vizantoloskog Instituta Vol. 39 (Beograd 2001), pp. 165-182, DOI: 10.2298/ZRVI0239165S (no longer maintained); and Nenad Fejic, Dubrovnik (Raguse) au Moyen-Age : espace de convergence, espace menacé (Paris 2010).

4. Dvornik, “Cc. 29/1-53, 217-295; 30-36“, pp. 96-101, 112-114 & 118, esp. 114; Gyula Moravcsik, “Cc. 37-42” in Jenkins, Commentary, pp. 142-156 at pp. 143 & 145-146, esp. 146, does the same thing for Hungary and Dimitri Obolensky, “C. 9“, ibid. pp. 16-61 at pp. 19, 25-26 & 40-42, esp. 42, does it for the Rus’.

5. Dvornik as in n. 4 above, “truer” at p. 101.

6. Constantine, De Administrando Imperio, c.  29, ll. 13-49.

7. See Curta, Making of the Slavs, pp. 139-140; Fine, When Ethnicity Did Not Matter, pp. 22-23. Constantine’s claim to be descended from Theophanes is at De Administrando Imperii, c. 22, ll. 77-82.

8. These cities are all named in Greek ibid., c. 29, ll. 50-53; I take the Croatian names from Dvornik, “Cc. 29/1-53, 217-295; 30-36“, pp. 106-110.

9. On Basil II see Catherine Holmes, Basil II and the governance of Empire (976-1025) (Oxford 2005); for Cyril and Methodius I’m kind of still going on Alexis P. Vlasto, The entry of the Slavs into Christendom: an introduction to the medieval history of the Slavs (Cambridge 1970), and there must by now be something better, but I don’t know what it is. Any suggestions?

10. Summary of recent debates is available in Mitko B. Panov, “Reconstructing 7th century Macedonia: some neglected aspects of the miracles of St Demetrius” in Istorija: Journal of History Vol. 47 (Skopje 2012), pp. 93-115.

11. Constantine, De Administrando Imperio, c.  30, ll. 60-90.

12. My understanding here comes largely from the Royal Frankish Annals as presented in Bernard Scholz & Barbara Rogers (transl.), Carolingian Chronicles: Royal Frankish Annals and Nithard’s Histories (Michigan 1972), pp. 35-125 with commentary pp. 2-21, s. aa. 818-823, topped up with Miljenko Jurkovic and Ante Milosevic, “Split. Croatas y Carolingias: arte y arquitectura en Croacia en la alta edad media” in Jordi Camps (ed.), Cataluña Carolingia: arte y cultura antes del Románico (siglos IX y X) (Barcelona 1999), pp. 165-170, transl. as “Split. Croats and Carolingians: art and architecture in the early Middle Ages”, ibid. pp. 501-504.

13. Constantine, De Administrando Imperio, c.  31, ll. 3-25.

14. On the dating of the withdrawal, see Curta, Making of the Slavs, pp. 169-189. The papal mission is mentioned in the Liber Pontificalis, but I learn that from Dvornik, “Cc. 29/1-53, 217-295; 30-36“, pp. 125-126, and haven’t been to look.

15. Ibid.; this time the source is held to be reflected in the thirteenth-century History of Split by Thomas the Archdeacon, apparently published as Thomas Archidiaconus, Historia Salonitana, ed. Franjo Racki, Monumenta spectantia historiam Slavorum meridionalium (Scriptores) 26.3 (Zagreb 1894), but again I’ve not been to look and Thomas surely had his own agenda.

16. The easiest study on Pope Martin I’s troubles is probably Bronwen Neil, “Commemorating Pope Martin I: His Trial in Constantinople” in Studia Patristica Vol. 39 (Leuven 2006), pp. 77-82. On the situation in the Balkans in Constantine’s era see now Jonathan Shepard, “Equilibrium to Expansion (886–1025)” in idem (ed.), The Cambridge History of the Byzantine Empire (Cambridge 2008), pp. 493-536, doi: 10.1017/CHOL9780521832311.020 at pp. 503-518.

17. Constantine, De Administrando Imperio, c.  13, ll. 24-66.


Probably only one person reads my blog so closely as to notice this, but the backlog has actually advanced to the point where the ‘sticky’ posts on the front page that I have been using to hold current events and … Continue reading

The Carolingian Frontier III: points north and east

Picking up the now-legendary backlog once more we find me still in Cambridge in early July 2014 for the third day of the Carolingian Frontier and its Neighbours conference already described. This was the morning only, and so there were only four papers, in two pairs as follows.

  • Robert Smith, “Hedeby after Ansgar: the continued contacts with Carolingian Christianity in the border emporia of Hedeby”.
  • As you can see we started in Denmark, and indeed we were not wholly to leave it for the rest of the day. We started in Hedeby, founded by an aggressive transplantation of traders from the Baltic seaport of Reric by King Godefrid of Denmark in 808, and the last paper would come back to it. Mr Smith’s paper was however about how deep the impact of the Carolingian mission to Denmark in the 820s and 840s-850s was, and in fact there is thin evidence for continuing Christianity in the town into the 880s and beyond. It’s always hard to assert religion from material culture, especially when one’s main evidence is burials because the dead don’t bury themselves, but one surprising piece of evidence is a pair of church-bells that have been recovered from the harbour, one cracked as if the other might have been its replacement. I’m not sure how we date them, mind…

    The unbroken church bell recovered from Hedeby harbour

    The unbroken church bell recovered from Hedeby harbour, dated by the website where I found it (linked through) to 850, but seriously, how?

    Mr Smith’s point was that conversion did not bring any kind of political control, but that cultural exchange and mixing happened all the same. This raised the question of whether we were in fact on a frontier here or just at a port, but I think it’s probably arguable that a port of entry is a frontier of sorts… There were also arguments about whether coin finds necessarily demonstrate trade, which of course they do not, but that took us into the next paper.

  • Jens Christian Moesgaard, “Carolingian coins in Denmark: commerce and prestige”.
  • For Dr Moesgaard, his initial scepticism about that question had now somewhat reluctantly turned to acceptance; for him sites like Hausmarken, which has so far thrown up twenty single-finds of Louis the Pious deniers, are approaching the inarguable, so we have to accept that there was trade between Denmark and the Carolingian Empire coming through the Danish emporia, but he also noted that it very much died off in the 840s, and coin finds then become rarer as well as more international (and also less: Hedeby and Ribe start minting their own in the later ninth century, and Ribe seems never to have kept Carolingian coins so as to deposit them). That doesn’t however mean that all Carolingian coin finds are relics of trade, not least because as the discussion drew out, they seem often to have been recovered from relatively wealthy dwellings and also treated differently, being very rarely cut, unlike Islamic dirhams. That might be because they were largely arriving earlier, or it might be, well… Many possibilities remain but here there is at least the chance of a continuing increase in evidence to make patterns clearer.

Then there was coffee and then we resumed with what turned out to be quite the longest haul of the conference.

  • Joachim Henning, “The Fortified Carolingian Border Line with the Slavs along the Elbe and Saale: military defense and cultural exchange”.
  • I am quite conflicted about this paper, because it was extremely interesting and you can see how it would be vital comparative data for some of my interests, but on the other hand it was also twenty minutes longer than it was supposed to have been. It also raised some quite important questions that somehow never got asked, onto which I will come. We were introduced to a series of problems that have dogged the interpretation of fortress archæology on the German-Slavic border of the Carolingian Empire as was which modern archæological techniques, especially scientific dating, are beginning to solve. One has been even finding very many Slavic fortresses, which as we were told began to unstick once it was realised that they were probably small and earthen-ramparted rather than being big stone structures. The second has then been dating them, but with enough animal bone and radio-carbon tests that is also now being done and the problem is now that there are almost none to be dated before about 900. This apparent sudden fortress boom could be a reaction to campaigning by the Ottonians, as some would indeed have it, but raises some questions about what this frontier was like before then which are now harder to answer.1

    The Weinberg at Hohenwarthe

    The Weinberg at Hohenwarthe, where the fortress dug by Professor Henning has now gone under the Autobahn, if I understand the German article linked through correctly. Photo by Sigrun Tausche.

    Professor Henning did have some suggestions, however, including that Hohenwarthe, upriver from Magdeburg in Saxony, may be one such early Slav fortress in some sense. It was raised during Frankish campaigns of 806 according to the Chronicle of Moissac but according to the finds evidence is much older, going back to the second century. Other such fortresses built by others and thus hard to identify as Slavic typologically can be added to such a list: Professor Henning named Höhbeck and Potzlow, where there was also a battle grave including men, women and children, some killed with what seemed to be Viking arrowheads. All of this would indicate how dangerous an area and how many players there might be in it (and the next paper would also work to this effect), if I was only sure that identifying the users of a site by a culture remained viable now that archæology accepts that material culture was a choice made from what was available for many reasons that don’t have to be to do with ethnicity, and that doing so by the shape of buildings (since Professor Henning was ruling some sites out of being Slavic, whatever that would actually mean, because they were “too rectangular”) can survive in a context in which fortified settlements were being reused by forces other those that had built them, and could very easily change hands in quite short timeframes. As it was, while I’m intrigued by the empirical quality of this data—there’s lots of it, it’s been very well recovered and thoroughly analysed—this paper made me more, not less, suspicious that we cannot, in fact, say who was in any of these sites without resorting to textual evidence that we already had…

  • Daniel Melleno, “Between Borders: the place of the Slavs in the northern politics of the Danes and Frabks in the ninth century”.
  • In the little time that was left him, Dr Melleno then took us succintly through the various testimonies of the narrative sources for the groups we think of as Slavic who were part of the political contest between the two kingdoms of Franks and Danes in the long ninth century. His basic contention was that the Obodrites, a difficult group to pin down as we have discussed, were the most successful of several such groups in profiting from Carolingian support as a buffer state to get into a position where they were actually coherent and united enough as a polity to start interacting with the Carolingians, and indeed the Danes, on their own terms. Unfortunately for them, this left them much more obvious targets than the Franks once the Danish kingdom descended into Frankish-backed civil war in the 820s and they more or less ceased to be that coherent polity in the subsequent warfare. My only complaint about this paper was that it took everything in any source used as absolutely straightforward, and I did wonder what might have come out of trying to read the Carolingian presentation of these groups as either faithful or faithless allies as a product of the annalists’ political stances, rather than the Obodrites’.

Still, it was reasonable to close with a reminder that we had almost all, coins, Christianity and trade not withstanding, seen the Carolingian frontier as a warzone first and foremost. Dr Melleno was right to end with the famous line from Einhard’s Life of Charlemagne: “have a Frank for a friend, not for a neighbour”!2

1. This is a conclusion warmly adopted by, for example, David S. Bachrach, Warfare in Tenth-Century Germany (Woodbridge 2012), where see pp. 24 & 151.

2. Einhard, Vita Karoli, ed. Oswald Holder-Egger as Einhardi Vita Karoli Magni, Monumenta Germaniae Historica (Scriptores rerum Germanicum in usum scholarum separatim editi) XXV (Hannover 1911, repr. 1960), online here, transl. David Ganz in idem (transl.), Two Lives of Charlemagne: Einhard and Notker the Stammerer (Harmondsworth 2008), pp. 17-44, cap. 16.

The Carolingian Frontier II: groups and identities on all the edges

Putting coins aside for at least one post, I return to the way I spent roughly this time last year, i.  at conferences and in particular at The Carolingian Frontier and its Neighbours, which I started writing about a couple of posts ago. Resuming our tale on the 5th July, had you been in the JCR TV Room of Sidney Sussex College in Cambridge at 9 o’clock in the morning you would have found none other than me, leading off a session with a paper called “‘Completely Detached from the Kingdom of the Franks’? Political Identity in Catalonia in the Very Late Carolingian Era”. As you might expect, I don’t have notes on this,but I can give you the abstract and you can always ask for more.

The very last years of Carolingian rule in the West have been seen as decisive for the separation of the area that is now Catalonia from the larger West Frankish kingdom whence it had its origins as a political entity: between the sack of Barcelona 985 and the succession of King Hugh Capet in 987, the counties of the future Catalonia are held to have come to a collective realisation that they stood alone against the times in which they found themselves. Such a date is very late for the allegiance of any Carolingian periphery to the core, however: of what could such loyalties really consist? This paper explores the various forms of evidence that can be brought to bear on this question and concludes firstly that loyalty was strong enough that it could be exploited politically by counts and kings and their followers, but that its strength was too limited to assist in real crisis, and secondly that it was those crises, in 957 and in 985, that therefore broke the last ties to the Carolingians in Catalonia.

I have yet to work out what to do with this paper, which is more or less the latest instalment of some thoughts I’ve been having since midway through my doctorate, but I’m pretty sure it fitted the conference and hope it set things up well. But from there it was to Central Europe, Brittany, Burgundy and some other fiddly bits that might be either France or Germany depending on when you look, and back to Central Europe again. If I was an outlier, so was everyone! Writing this up, I realise that the crucial issues that joined us all up, for me, were one about group identity, how it was created and why it failed, and what the rôle of the frontier was in that. So if those interest you, read on! The papers broke down like this… Continue reading

Announcing Inheriting Rome

Publicity image for Inheriting Rome: the imperial legacy in coinage and culture, Barber Institute of Fine Arts, 27 February 2015 – 24 January 2016

Inheriting Rome: the imperial legacy in coinage and culture
Barber Institute of Fine Arts, 27 February 2015 – 24 January 2016
Coin Gallery

One of the very many things that have been keeping me from updating this blog as I would wish over recent months is now done, and can and should be announced. It is nothing less than the new exhibition in the Coin Gallery at the Barber Institute of Fine Arts, curated by none other than yours truly. It’s entitled Inheriting Rome: the imperial legacy in coinage and culture and I’m really very pleased with it. The designer has taken my ideas and content and made it into a feast for the eyes as well as the brain but people have also been telling me that it is clear and interesting and makes them think and all those things that one wants to hear when one has done this much work to put objects, text and images together for the delectation of the general public. The Barber’s current What’s On leaflet has this to encourage you to come and see:

Look at one of the coins you’re carrying today: you’ll see the Queen’s portrait facing right and Latin script around the royal head. It seems our coins have looked this way forever, and that’s nearly true. But why? This exhibition uses money to explore and question our deep-seated familiarity with the Roman Empire’s imagery. Britain is not the only nation, empire or state to channel ancient Rome in this way: the Barber’s excellent collection of coins from the Byzantine Empire – as well examples from Hungary, Georgia and Armenia – illustrate both the problems and possibilities of being genuine heirs of Rome. Attempting to uncover the political uses of Rome’s legacy, this exhibition encourages the visitor to ponder why we are so often told of the empire’s importance – and whose interests such imagery serves.

A little UK-centric in retrospect, but then I don’t think we send the leaflet out any further than that… You can see that I was and am out to make a point, anyway, but really, come for how great it all looks and stay for the interpretation. It’s open until the 24th January 2016, and there are gallery tours on the third Sunday of most months as well as a number of gallery talks by myself, of which you can find details on the Barber’s website at those links. Do come and see!

Entrance to the Coin Gallery, Barber Institute of Fine Arts, showing the banners for Inheritance of Rome

Entrance to the gallery

Meanwhile, I have to thank Robert Wenley, Chezzy Brownen and John van Boolen for making it clearer and better in various ways or in John’s case actually helping install it, as well as crawling in roof-spaces to try and fix broken lights, and most of all Selina Goodfellow of Blind Mice Design for making it into something everyone wants to look at. I’ll have as much credit as is going, you know, but these people deserve theirs too. Thanks to all and you, readers, come and see what we did!

Backdrops at the end of the coin gallery of Inheriting Rome

Backdrops at the end of the gallery

(Right. So that just leaves a website rewrite, children’s activities, auditing the collection, checking the library and uploading the entire set of catalogues onto the University of Birmingham’s website, ON WHICH MORE SHORTLY, as well as zapping things with X-rays for purposes of Science! What’ll I do tomorrow?)

The English and Hungarian coins in the exhibition Inheriting Rome

The English and Hungarian coins in the exhibition, in full splendour