Category Archives: Carolingians

Seminar CLXV: class warfare in ninth-century Saxony—or not

We now push on through my awful backlog to 19th November 2014, which was a great day because on it I was able to walk into the Institute of Historical Research in London for the first time in some years, it having completed its lengthy refurbishment. This made me very happy; it has been as close as I’m ever likely to get to having a London club for some years and I had missed it sorely. I’m not a huge fan of the new æsthetics of the Common Room but the tea and cake is the kind of value you don’t see elsewhere in London and they have expanded the Spain and Portugal Room to more than twice its previous size, so I could go and commune with my source materials knowing that it was no longer possible for one person determined to spread out the day’s newspapers together on the table to make it impossible for anyone else to work in there. But leaving such personal glee aside, what was I doing back in the old IHR? Why a seminar of course, namely Dr Ingrid Rembold, presenting to the now-legendary Earlier Middle Ages Seminar with the title “The Stellinga, the Saxon Elite and Carolingian Politics”.

You see there is this odd moment recorded in the sources for the wars between the sons of Emperor Louis the Pious (814-840 as I’m sure you know) over their succession, in which something that looks suspiciously like a popular revolt flared up in the not-long-conquered province of Saxony. The reluctant and unfortunate historian Nithard gives the fullest account:

“… The gens is divided into three orders, and indeed they are called in those parts edhilingui, frilingi and lazzi, that is in Latin noblemen, freemen and serfs. Yet a part of the Saxons, who are held to be noble in those parts, was divided into two factions in the dissension between Lothar and his brothers, and one part followed Lothar; the other, Louis. Considering these things, Lothar recognised that, following the victory of his brothers [at Fontenoy, 841], the people who had been with him might wish to defect, and, being obliged by various necessities, he sought help from whomever he could in any way possible. He therefore started putting public property to private use, giving freedom to some, promising others that he would reward them after victory, and he also sent into Saxony for the frilingi and lazzi, of whom there are an innumerable multitude, promising that if they would follow him, he would let them have from then on the law which their ancestors had had in the times when they were worshippers of idols. Desirous of this above all, they established a new name for themselves, that is Stellinga, and having pressed together into one group almost expelled the lords from the kingdom and were living by whatever law they wished in their former manner.”

This ended badly for them: once it had become clear that despite this and Viking backing Lothar was not going to be able to keep his younger brother Louis the German out of Saxony, in 842, Louis was more less left free, as Nithard put it, to ‘nobly curb the mutineers in Saxony… with lawful slaughter’. And thus ended the rebellion, though there was another brief burst of it a year or two later.1

Rather worryingly, there seems to be a lot of modern film made about this episode. I omit the one that manages to segue from a dramatisation of a Frankish rape of a Saxon woman straight to an interview with Johannes Fried—I kid you not—and instead use this one which seems mainly to be darkness and fire

Other sources vary the picture somewhat. The Annals of St Bertin, being written in the Western kingdom claimed by Charles the Bald, the other two’s younger half-brother, come much closer to saying that the Saxons went pagan again, choosing “to imitate the habits of the pagans rather than to preserve the sacraments of Christian faith”, and says that Louis executed 154 ringleaders. The Annals of Xanten, however, from Lothar’s kingdom, more or less explicitly call it a slave revolt that seriously weakened the local nobility, whereas the Annals of Fulda, from Louis the German’s side, say something similar but call the rebels liberti, ‘freedmen’ or ex-slaves and only mention the 842 part of the episode.2 It is, perhaps unsurprisingly, the lower-class revolt angle that’s been picked up by most modern writing about this so far, at the most extreme seeing it as a kind of proto-communism fuelled by the kind of Germanic democracy described by Tacitus seven centuries before by way of signalling to Rome what it had lost by abandoning the Republic for an emperor. The Stellinga thus get lumped together with the similarly ambiguous Bacaudae of the fifth century and the unfortunate ninth-century Frankish peasants who banded together against the Vikings, causing their nobility to put down such initiative “with fire (and according to certain obstinate historians, the sword)”.3

That tendency is understandable, since it looks like things we recognise from much more recent eras, but it has the whiff of anachronism about it, and Ingrid duly called it into question. If I read back through my notes well enough, she argued for an initiative by relatively low-level élites in Saxony looking to climb into the higher levels of status in the area by means of the imperial generosity, and finding themselves with either more liberty or less support than they had expected, and perhaps both, leaving them with no way back and their only hope being to take what they could now get and hope to hold onto some of it, in other words a not very abnormal power-grab entirely within the usual operation of Carolingian power politics.4 And this does make much more sense in terms of contemporary categories than proto-Communism, but I can’t help but object that it isn’t what the sources say. There was a language for such operations, which is focussed on leaders and the justice or otherwise of their claims, and I felt an alternative reading could easily be constructed and that Ingrid’s involved taking a rather fastidious route through the sources. To be fair, although questions forced her to broaden her admission of this dissonance, she managed to defend the basic core of her argument.

Weapons from the early Saxon cemetery of Liebenau

It’s hard to find very many illustrations for early Carolingian Saxony; these weapons, from the Liebenau cemetery, have at least a decent claim to be actually Saxon and have apparently been dated between the fourth and ninth centuries. Foto: Axel Hindemith / , via Wikimedia Commons.

I remain a bit uncomfortable with it, though. Chris Lewis made a point that I thought was probably right, that the sources’ authors seem to be recording something unusual which they don’t understand, and we have inherited their confusion. The things that emerge from all the reports for me are that this was a large-scale movement, involving people under lordship threatening those lords’ control, and that (to editorialise a little) Louis was therefore able to win those lords for his party by enforcing their lordship again. Some of our sources however seem to have remembered that in Saxony a deep hierarchy of lordship was a comparatively new phenomenon, and that the Saxons had used to be such a range of unconnected groups that it had been very hard to impose treaty terms made by any one of their leaders upon them at large.5 It seemed to me that what our sources feared was a return to those bad old ways in which there were fewer and less organised leaders and therefore less outside control, especially since many of those lords (domini, as Nithard and the Annals of Fulda both put it) were presumably immigrant Franks ruling over people whose background they did not share. This seems to me to fit well with how Nithard sententiously winds up his report: “And thus died by authority what had presumed to rise up without authority”; in other words, what killed them—Carolingian top-down lordship—was what they had aimed to escape. That said, Ingrid is right that this obviously didn’t seem like a danger to Lothar and she may therefore be right that the group’s aspirations changed as the war went on, but I still think that the roots of this revolt were more likely to be a wish for a return to older and lighter hierarchies of lordship (though not no lordship at all!) rather than certain people trying to climb higher in them.6

1. Nithard, Historia, ed. Philippe Lauer as Histoire des fils de Louis le Pieux (Paris 1964), rev. Sophie Glansdorff (Paris 2012), transl. in Bernhard Walter Scholz & Barbara Rogers (transl.), Carolingian Chronicles: Royal Frankish Annals and Nithard’s Histories (Ann Arbor 1972), pp. 127-174, IV.2, IV.4 & IV.6 (where quoted, quoted in Ingrid’s translation modified by me).

2. Annals of St-Bertin, ed. Félix Grat, Jeanne Vielliard & Suzanne Clemencet as Annales de Saint-Bertin (Paris 1964), trans. Janet L. Nelson as Annals of St-Bertin (Manchester 1992), s. aa 841-842; Annals of Xanten, ed. Bernhard von Simson in idem (ed.), Annales Xantenses et Annales Vedastini, Monumenta Germaniae Historica (Scriptores Rerum Germanicum in usum scholarum separatim editi) XII (Hannover 1909, repr. 2003), online here, s. aa. 841-842; Annals of Fulda, ed. Friedrich Kurze as Annales Fuldenses sive Annales regni Francorum orientalis, MGH (SRG) VII (Hannover 1891, repr. 1993), online here, transl. Timothy Reuter as The Annals of Fulda (Manchester 1991), s. a. 842.

3. References are collected in Eric J. Goldberg, “Popular Revolt, Dynastic Politics and Aristocratic Factionalism in the Early Middle Ages: the Saxon ‘Stellinga’ reconsidered” in Speculum Vol. 70 (Cambridge MA 1995), pp. 467-501, which until Ingrid gets this into print remains the best available treatment of the episode. The quote, however, is from W. C. Sellar & R. Yeatman, 1066 and All That: a Memorable History of England, comprising all the parts you can remember, including 103 Good Things, 5 Bad Kings and 2 Genuine Dates (London 1930, many reprints), p. 6.

4. Depending on what you think was usual, of course; cf. Matthew Innes, “Property, Politics and the Problem of the Carolingian State” in Walter Pohl & Veronika Wieser (edd.), Der frühmittelalterliche Staat – europäische Perspektiven, Forschungen zur Geschichte des Mittelalters 16 (Wien 2009), pp. 299-313.

5. A perspective that I admit starts with a straight reading of Einhard, Vita Karoli, ed. Oswald Holder-Egger as Einhardi Vita Karoli Magni, MGH (SRG) XXV (Hannover 1911, repr. 1965), trans. D. Ganz in idem (ed.), Two Lives of Charlemagne: Einhard and Notker the Stammerer (London 2009), pp. 17-44, cap. 7.

6. Lothar’s perspective is obviously harder to get at than his brothers’, given the lack of an obviously partisan source such as they have in the forms of the Annals of St-Bertin and the Annals of Fulda, but Elina Screen, “The Importance of the Emperor: Lothar I and the Frankish civil war, 840-843” in Early Medieval Europe Vol. 12 (Oxford 2003), pp. 25-52, is a good attempt at balance. Other relevant references might be Warren Brown, Unjust Seizure: conflict, interest, and authority in an early medieval society (Ithaca NY 2001), which is a good account of the imposition of Carolingian rule in Bavaria and which I don’t cite half enough, and Innes, “Property, Politics and the Problem of the Carolingian State”, to which see my suggested addition here.

Adding to the Law of the Goths once the Goths were gone

Joan Vilaseca has just mentioned, in comments on the post before last, an instance from Carolingian Catalonia where the pope was called on to amend the Visigothic Law. I had seen this before, at the beginning of my Ph. D., and been reminded of it occasionally since, but while I was looking at the lack of evidence for Carolingian-era liturgical enforcement I had come across it again, and it’s such a peculiar episode it’s worth writing about as an instance of the way that early medieval law was often much more about satisfying competing requirements from those demanding settlement than about following what a lawyer might now say should have applied.1

A Catalan copy of the Visigothic Law, Abadia de Montserrat MS 1109, from Wikimedia Commons

It’s time for the most available image of a Catalan copy of the Law again! Abadia de Montserrat ([1]) [Public domain], via Wikimedia Commons.

If you’ve been reading a while you’ll probably by now remember that as far as we can see, when the area that’s now Catalonia was adopted into the Frankish empire in the ninth century, it was allowed to continue using the Visigothic law that was still running in the area despite its originating kingdom having ceased to exist in the early eighth century.2 It is much cited and quoted in local documents and it covers most eventualities, but apparently not all, which left the governors of the late-ninth-century province with the question: what do you do when the law of the Goths needs modifying and there’re no Gothic legislators left to do it?

A fourteenth-century depiction of King Louis II of France

A fourteenth-century depiction of King Louis II of France, missing star of this story; as far as I know there is no earlier picture of him surviving. By Anonymous [Public domain], via Wikimedia Commons

We know that this problem arose because it was brought before the council of Troyes in 878. This was a tense time for the kingdom of the Western Franks under which what is now Catalonia then fell: Emperor Charles the Bald had died in Italy in 877 leaving his eldest, but deeply mistrusted, son Louis II, the ‘Stammerer’, to succeed not just to the kingdom but to the major revolt that Charles had been moving to suppress.3 By the time of the Council of Troyes much of this was quieted but the result was that major reassignments of offices had to be carried out; importantly for Catalonia, this seems to be when Count Guifré the Hairy was given Barcelona to run, because the previous incumbent, Marquis Bernard of Gothia, had been one of the rebels.4 Guifré himself wasn’t apparently present, but others were, including Archbishop Sigebod of Narbonne, who had a while before failed to find the relics of Saint Eulalie in Barcelona, and no less a figure than Pope John VIII. And it was Sigebod who brought up the problem of the law.

Portrait of Pope John VIII

Pope John VIII, actual star of the story, in a no less anachronistic portrait

As the papal bull that records this tells it, Sigebod showed the pope a copy of ‘the book of Gothic law’, and stressed that there was nothing in it about sacrilege and that the book explicitly prohibited its judges from hearing cases about things that it didn’t cover (which indeed it does). We don’t know why Sigebod had brought this up now, but his complaint is clear: “thus the right of the holy Church was being suffocated by the provincial inhabitants of Gaul and Spain”. So they went to look for other law. First up, presumably because they were asking the pope, Bishop of Rome after all, was the “law of the emperor Justinian”, which laid down a penalty of five pounds of the best gold for sacrilege, but they found a more lenient prescription “that was constituted by the pious prince Charles”, a fine of thirty pounds of silver, “that is, 600 solidi of the purest silver”. There’s a range of reasons that’s odd, not the least of which is that that conversion is two-and-a-half times the usual reckoning of twenty solidi to the pound, but anyway, the pope preferred the lighter penalty, and further ordained that anyone not paying this fine will be excommunicated until they do. John concludes: “And we ordered that this law should be written at the end of the book of worldly law.”5

Archivo de la Corona de Aragón MS Ripoll 40, fo. 9r

Actual Carolingian legislation from Catalonia, the Ripoll copy of Ansegis’s collection of capitularies, Archivo de la Corona de Aragón MS Ripoll 40, fo. 9r, from the PARES portal

A theoretically-minded lawyer would quite possibly find this very frustrating. Firstly, Catalonia is under a Carolingian king at this point, and as this council reveals there is Carolingian legislation that covers this, to which surely this area was theoretically subject. It’s not as if Carolingian legislation wasn’t known and used in the area, or known at least; we have copies of it from this era, as you see at right.6 All the same, that apparently didn’t work for Sigebod; he needed to be able to cite the Visigothic Law. Now, that confines the right to make legislation to ‘the prince’, which term surely encompasses whoever is in charge of the secular government.7 That, at this point, was surely King Louis, in whose very court they now stand, but it is not him they consult. And when the pope is consulted instead, his first port of call is not any local law, but the law of a man who had never ruled this area, Justinian I (though it is interesting to see Justinianic law in use here so early rather than the Codex Theodosianus or its derivatives). Admittedly, what they wind up with in the end is Carolingian law, all the same, so you could if you wanted to squint see this as an elaborate confirmation that the Carolingians have indeed replaced the old rulers of the Roman Empire, and if so then there’s no-one more fitting than the pope, whose predecessors had crowned the first Carolingian and raised Charlemagne to the rank of emperor, to make it apparent. But I don’t think that’s what was happening here, because Louis didn’t get to occupy that rôle; it wasn’t he who issued the new decree. He was thus neither emperor-substitute, even though he was son of the last emperor of the West, nor ‘prince’ of what his son would later call ‘our Gothic kingdom’.8

Let’s be as clear as we can: the king still ruled the area, or the relevant people wouldn’t have been asking about this at his council. At this same council, indeed, he would issue a precept to Bishop Frodoí of Barcelona, who was apparently there and whom you might think would be concerned with this legislation given the problems he apparently faced, confirming the rights of Barcelona’s cathedral, that same text which is first to mention the relics of Saint Eulalie being there.9 So the royal word and ruling was worth something still! Apparently not enough, though, for the king to be allowed to add to the Law of the Goths like the real princes of yesteryear. Instead, the pope, whom no-one would yet call a princeps, and the assembled churchmen in council with him, got to add to the “codex legis mundanae”. It seems then that royal authority in Catalonia was already fading into the half-light it occupied for the next century-plus here: it was useful, prestigious and traditional, but passive; it could not now do anything new any more, so for that new solutions were required. The one that was improvised here was not decisive, but it’s surprising. It surprises me not least because apparently Louis accepted this replacement of what we might think should have been his authority; only four years before, after all, his father was still dispatching missi to the Spanish March to check up on the misuse of royally-granted privileges.10 Louis’s position was weaker, but would Archbishop Sigebod really have dismissed it if Louis had issued a capitulary enforcing his great-grandfather’s rules once more? I don’t understand why it was the pope who got to do this, but I think that that fact shows us that something crucial had changed here, very recently.

1. The classic exposition of this view of early medieval law is Patrick Wormald, “Lex Scripta and Verbum Regis: legislation and Germanic kingship, from Euric to Cnut” in Peter Sawyer & Ian N. Wood (edd.), Early Medieval Kingship (Leeds 1977), pp. 105-138.

2. See now Jeffrey Bowman, Shifting Landmarks: Property, Proof, and Dispute in Catalonia around the Year 1000 (Ithaca 2004), pp. 33-55.

3. Rosamond McKitterick, The Frankish Kingdoms under the Carolingians (London 1983), pp. 258-259; cf. Janet L. Nelson, Charles the Bald (London 1992), pp. 250-255 for a more positive reading of the sources.

4. Ramon d’Abadal in de Vinyals, Els Primers Comtes de Catalunya, Biografies Catalanes: sèrie hist&oagrave;rica 1 (Barcelona 1958, repr. 1980), pp. 53-72; cf. now Joan Vilaseca, “Onze de setembre de 878” in idem, Recerques en la Alta Edat Mitjana Catalana (II) (Terrassa 2013), pp. 97-118; I haven’t made up my mind about this yet!

5. Ramond d’Abadal i de Vinyals (ed.), Catalunya Carolíngia II: els diplomes carolingis a Catalunya, Memòries de la Secció històrico-arqueològica 2 & 3 (Barcelona 1926-1952), 2 vols, ap. IX:

“… venit ante praesentiam nostram filius noster Sigebodus primae sedis Narbonensis episcopus cum suis suffraganeis episcopis, & detulit nobis librum Gothicae legis, ubi nihil habebatur de sacrilegiis; & in eisdem legibus scriptum erat ut causae quas illae leges non habent, non audirentur a judicibus illius patriae. Atque ita jus sanctae Ecclesiae suffocabatur ab incolis Galliae & Hispaniae provinciis. Unde nostra serenitas cum praescriptis episcopis, inespectus legibus Romanis, ubi habebatur de sacriliegiis, invenimus ibi a Justininiano imperatore legem compositionis sacrilegii constitutam, scilicet in quinque libras auri optimi. Sec nos leniorem legem praecipimus esse tenendam qua a Karolo est constituta pio principe de compositione sacrilegii, videlicet in triginta libras examinati argenti, id est, secxentorum [sic] solidorum argenti purissimi. Ideoque quisquis inventus fuerit reus sacrilegii, istam leviorem compositionem emendet ipsis episcopis vel abbatibis sive personis ad quos sacrilegii querimonia juste pertinuerit. Et si ipse reus sacrilegii facere noluerit, tamdiu excommunicationi subjaceat usquequo praedictam compositionem sexcentorum solidorum persolvat. Et si in hac obstinatione mortuus fuerit, corpus ejus cum psalmis et hymnis non deferatur ad sepulturam. Et praecipimus ut in fine codicis legis mundanae scribatur haec lex.”

6. Barcelona, Archivo de la Corona de Aragón, Manuscrits Ripoll 40, on which see M. E. Ibarbaru Asurmendi, “Translatio Sancti Stephani ab Hierosolymis Constantinopolim. Capitularia Regum Francorum (Arxiu de la Corona d’Aragó: Ms. Ripoll 40)” in Antoni Pladevall (ed.), Catalunya Romànica X: el Ripollès (Barcelona 1987), pp. 291-292.

7. Karl Zeumer (ed.), Leges Visigothorum, Monumenta Germaniae Historica (Leges Nationum Germanicum) I (Hannover 1902, repr. 2005), transl. S. P. Scott as The Visigothic Code (Boston 1922), II.1.XII.

9. Charles the Simple, in Abadal, Catalunya Carolíngia II, Elna IV.

9. Ibid., Barcelona: Esglesia Catedral de Santa Creu II.

10. Ibid., ap. VII.

Liturgy, coins and buried saints in 870s Barcelona: Bishop Frodoí of Barcelona reexamined

I’m sorry as usual about the gap between posts here; my excuse this time, apart from the treadmill of lecture preparation (which is actually teaching me stuff and making me think, as subsequent blog will eventually show), is that this post actually required research, because not least I know that one of the regular readers has written around this topic and I wanted to make sure I knew what they’d said before I charged in. The background to this post is a conversation at the Ecclesiastical History Society conference in 2014, when people were encouraging me to come to next year’s meeting, whose theme was translation. Someone making the point that for the Ecclesiastical History Society that could as well include the ‘translation’ of saints’ relics from one site to another got me thinking about Saint Eulalie of Barcelona, and from there I was tempted to try and intervene in the messy but inescapable historiographical circle that seems to orbit her early medieval cult. In the end, I never did offer the paper, but I did a bit of reading around it and realised all the problems afresh, consulted some of the primary evidence and wanted to express my uncertainty about what people have written. That meant I had to read more of it and now, here we are and I’ve written what’s nearly a paper anyway. But let me explain the problem.

Crypt of Saint Eulalie in cathedral of Santes Creu i Eulàlia de Barcelona

Crypt of Santa Eulalia” by Bernard GagnonOwn work. Licensed under CC BY-SA 3.0 via Commons.

Saint Eulalie, to whom the cathedral of Barcelona is jointly dedicated and where her remains are held to rest in the very snazzy Gothic sarcophagus above, was supposedly martyred under the auspices of the Roman Emperor Diocletian, as are a great many martyrs whose stories are only known from much later. After suffering various and eventually lethal tortures her body was laid to rest in Santa Maria de les Arenes, which was subsequently rebuilt into the rather lovely Santa Maria del Mar, on which more in a future post. According to the narrative of Eulalie’s own translatio, her remains were hidden in 713 when the city was about to fall to the Muslims, and only recovered at some point before 878 (perhaps 877), when Bishop Frodoí of Barcelona and the visiting Archbishop Sigebod of Narbonne made a determined search which came up with nothing, and then Frodoí made a return visit and was divinely guided to the spot where her body was. She was duly moved to the bishop’s cathedral of Santa Creu, with a certain amount of difficulty eventually overcome, and now the cathedral is Santes Creu i Eulàlia.1 So far so conventional, right?

Interior of the cloister of Santes Creu & Eulàlia de Barcelona

Interior of the cloister of Santes Creu & Eulàlia de Barcelona

Now, the earliest manuscript of the translatio is fourteenth-century, and the ninth and tenth centuries are periods that just don’t generate saints’ lives from Catalonia as far as we know, so it is likely that this was written up rather later than the events, but there is some reason to believe at least the chronology of the story.2 Sigebod and Frodoí were contemporaries and a royal precept for Frodoí of 878 mentions the saint’s remains at the cathedral, the first text to do so.3 Frodoí had been bishop of Barcelona since at least 862 but Sigebod archbishop only since 873 so if that detail’s right the window is actually quite tight. The problem is Frodoí, and the translatio is tied into this problem. Now, if you can find anything to read about Bishop Frodoí of Barcelona (attested 862-890), it will probably say three things:

  1. he was a Frank appointed by Charles the Bald;
  2. that he found the body of Saint Eulalie;
  3. and that he oversaw the change of the liturgy in Barcelona from the old Hispanic rite of worship to the Gallo-Roman one favoured by the Franks.

It will, indeed, usually link all these things: he was appointed to deal with the liturgical independence, so needed to be a Frank, and this was so unpopular that we find him poking round Santa Maria de las Arenes looking for some way to increase his standing and show God’s backing for his plans.4

Diner de transició supposedly of Bishop Teodoric of Barcelona (904-922)

Diner de transició supposedly of Bishop Teodoric of Barcelona (904-922), according at least to Martí Hervera S. L. in 5 July 2011, but they have the supposed tomb the wrong way up and didn’t sell it, so what did they know?

The other thing that whatever you’re reading may also say is that Frodoí was responsible for the beginning of independent minting in Barcelona. This also winds up being connected, because the reason that the particular coin type in question is assigned to him is that it may (or may not) show the tomb of Saint Eulalie.5 There at least we have the coins, and we also have a concession to his see of the right from King Louis II (877-879), though many such concessions exist that we can’t show were ever used.6 But for the first three points, and particularly the first and third, evidence is really very hard to find, and without them the basic interpretation of the second, in its fourteenth-century post facto write-up, becomes very shaky indeed. There is one key piece of evidence that is usually dragged into this, the records of a council at Attigny in 874 at which Frodoí and his see were most of the business dealt with, but if you look at it without these preconceptions it’s not at all clear to me that it supports this case, as I’ll show below.7 Instead, all of the suppositions cling to each other for mutual support but lack a solid footing. I started into this post because I’d just re-read the Attigny record and realised this afresh, but if I want you to believe my scepticism I need to tackle points (1) and (3) first, and I might as well also set out my stall about the coinage as I go.

The Palais de Charlemagne at Attigny

Lacking a more relevant image. I searched for the palace of Attigny and it turns out firstly that something survives called that, and secondly it was built in the sixteenth century but looks weirdly like whoever built it knew the Lorsch Torhalle. Doesn’t it? I guess, with no knowledge, that this is a rebuild of a palace gatehouse from before people could remember… “Palais de Charlemagne d’Attigny” by Adri08Own work. Licensed under CC BY-SA 3.0 via Commons.

So, was he Frankish? The only evidence for this that is ever adduced is his name, which is basically unparalleled in Catalonia. “On devine dejà par son nom qu’il était originaire d’une région germanique de l’empire”, wrote Anscarí Mundó without citation in 1971, for example.8 This is a dangerous thing to say from a local context; it may not look like a local name, sure, but that doesn’t tell you where it is from. But these days, we can check this thanks to the Nomen et Gens project. As it happens, they lump the name in under Chrodoin and have no cases of it spelt with an initial F. They have 65 cases of it spelt otherwise, but almost all of them are from Wissembourg, only two not and those two are someone acting as a scribe for a royal charter at the same sort of time, end of the seventh and beginning of the eighth centuries. The Wissembourg occurrences also feature a number of scribal appearances as notarius and so on, and so there is at least a starting possibility that these are in fact all the same guy.9 Even if not, it’s obviously not a common name anywhere as far as we can tell except maybe the modern Saarland two centuries before our bishop comes to notice, and he spells and pronounces it differently. So I’m calling suspicion on that conclusion; we obviously can’t say where Frodoí was from, we can’t even say where his name was from but if we could that wouldn’t prove anything, and while he did have dealings with Charles the Bald and his son Louis the Stammerer, so might any bishop of their kingdom have during the messy civil war of the era, in which Barcelona, famously (at least for old readers here) and unlike more ‘Germanic’ areas closer to the court, stayed loyal to the kings. So while I don’t say that Frodoí wasn’t a Frankish reformer, the evidence is weak apart unless we allow the liturgical change to be part of it.

Then, because I want to do the liturgy last, the coinage. This is pinned to Frodoí by the so-called tomb of Saint Eulalie—but if that’s what that symbol really is it would also work for any bishop of Barcelona after him (like Teodoric above). King Charles the Bald (840-877) had reformed the coinage of the West in 864 and this seems not to have been carried out in Catalonia, suggesting to some that they were already doing their own thing, but that still doesn’t mean that they had to start their own at the reform date; perhaps they just weren’t minting at Barcelona in 864 and when they resumed, perhaps in the 890s, Charles’s specifications were a dead letter.10 So the reasons to suppose they’re Frodoí’s are basically his association with Saint Eulalie, which his successors would have shared, and that assuming that that is what that coin shows, and that otherwise Barcelona would have had no coin in production, which is just horror vacui. Furthermore, if these coins are Frodoí’s, it messes somewhat with point 1, because they show him ignoring royal instructions rather than carrying them out despite opposition, and this from a man who would visit the Carolingian court at least twice more thereafter. So I do think, on balance, that they are more likely to be later.11

Crypt of Santa Eulàlia de Barcelona

A different shot of the crypt, this one chosen because you can just see the supposed original tomb in it, because it is stashed at the back of the crypt, here just visible between the pillars of the Gothic one in which the saint now resides. the crypt is kept locked and this is as good a camera angle as one can get on it, I know having tried. It’s really frustrating. This photo is by vinpet942 on Panoramio and used under their Creative Commons license.

So the translatio and the liturgical change are the crucial diad that anchors the rest of this, and you’ve seen what the evidence for the translatio is: a fourteenth-century copy of a text maybe little earlier (since it regards the cult as well established) which has some details in it that look right but could have come from the 878 charter. It’s not implausible but it’s not a lot and it certainly doesn’t mention liturgical reform. So what’s the evidence for that? Well, all too often it is just that Frodoí was a Frankish royal appointment and therefore must have danced to the conformist tunes of the Carolingian cultural project, but as we’ve seen the evidence for that is non-existent, if those coins are his he seems to have been willing to ignore royal legislation when it suited him and anyway we no longer believe so fervently in uniformity as a goal of the Carolingian project anyway.12 One other thing that has been linked is an apparent rebuild of part of the old cathedral of Barcelona at around this time, but although that could be significant it is also circular: the evidence for dating the works to Frodoí’s rule is that we ‘know’ he was instrumental in changing the liturgy, so we can’t really then use the cathedral works as proof that he did so!13 Is there nothing better? And to this, those who know this area will probably already be saying: of course there is, there’s the synod of Attigny in 874! And indeed there is, so let’s have a look at it. It survives as a capitulary, so it’s already conveniently in sections which can be summarised.14

  1. Bishop Frodoí reports that a Cordoban priest called Tirs has set up shop in a church, within the Barcelona city walls but without episcopal authorisation, and managed to appropriate two parts of the city’s tithe from the congregation he’s attracted; here are a whole bunch of canon law citations and cites from the laws of Charlemagne and Louis the Pious about how this is wrong (which actually comprise two-thirds of the document); since it’s a long way and dangerous to bring these people from the March (even though Frodoí had made it, but moving on), King Charles delegates dealing with this to his marquis in the area.
  2. Frodoí also demands that he should get back the ministry of the castle of Terrassa, which ‘by the insolence of the priest’ (presumably still Tirs) has been acquired by ‘the faction of Baió’; there are several council rulings about why that’s wrong too.
  3. Lastly, Frodoí also reports that a Goth called Madeix has taken over the church of Sant Esteve in Barcelona and turned it over to the ‘conversation of rustics’ and another Goth called Requesèn has grabbed the field of Santa Eulàlia, and both of them claim they have these things by royal precepts; the king thus being implicated, he sends missi to investigate this and they are to send a report to the court; if it turns out that these Goths do in fact hold by royal grant, then those grants are to be sealed and sent back to the king too, and examined according to the law so that he can see how they lied to get them and cancel it.

And that’s it. Now, do you see anything about liturgy in there? I mean, it is clear that Frodoí has problems; large parts of his congregation would rather go and listen to some fly-by-night from the south, who seems to be able to reorganise ecclesiastical property at whim, while Frodoí’s church’s property is being nibbled at by people who seem at least to have royal connections, but, even if I put the full text in here you’d see nothing about liturgy.

Now, it may be that liturgy is implied: it has been correctly observed that a priest from Córdoba at this time would be trained in the Hispanic rite still, and maybe this is why he had such an attraction to Frodoí’s flock, but if so in this lengthy complaint about all the things he was doing wrong, it never comes up; instead, his independent operation in the face of the diocesan bishop’s authority is the be-all and end-all of the ruling, some of which is actually supported from Visigothic councils! The other hidden factor that may be here is that Terrassa had once had a bishopric of its own, at Egara, swallowed into Barcelona by the Frankish reorganisation. This gives some context as to how a priest could set up there, presumably in the late antique complex of Sant Pere, Santa Maria and Sant Miquel de Terrassa below, and defy a bishop; but Tirs was working inside Barcelona, where it seems decently obvious Frodoí had almost no power, so while it’s likely that that’s in there somewhere, it’s not clear how.

What we can safely say from this document, then, is that in 874, very few people in Barcelona were willing to listen to their bishop, and were entertaining alternatives; it may be that that is because he was forcing upon them an unpopular but apparently somewhat delayed change of liturgy, but if so that isn’t what he asks for help with; it may because he was a foreigner, and ‘Goths’ do seem to be part of the problem, but Tirs was presumably hardly less so and you know what I think Goths are here anyway.15

Panoramic view of the three churches of Egara at Terrassa.

Panoramic view of the three churches of Egara at Terrassa. “Egara. Conjunt episcopal” by Oliver-BonjochOwn work. Licensed under CC BY-SA 3.0 via Commons.

So, really, you have already to believe that liturgy was an issue for Frodoí’s episcopate before you can see it here. So what is the basis for believing that there was a Carolingian attack on the Hispanic liturgy? Good question, to which the answer is basically that that liturgy goes away. There is no legislation against it as such, and in fact really no texts that mention it other than booklists. Now, from those, you can do something: the late Anscarí Mundó long ago argued, from the manuscripts he knew so well but cited so rarely, that the window of change is 785xc. 1000. He thought it was probably early in that window, by reason of it being unlikely that any imported personnel would know or use the Hispanic liturgy, so that with the steady replacement of local priests by immigrant ones or ones trained by the cathedrals of immigrant bishops, the Hispanic liturgy would be less and less used, and he listed the immigrant bishops and observed a near-total dropout of evidence for the copying of texts of the Hispanic liturgy over the ninth century.16

This all makes sense to me, and it is also roughly how I think charter formulae were changed, but where I differ from Mundó is in how much compulsion I think was involved and how total this replacement was. Booklists of course tend to be in the wills of people who had lots of stuff, and it’s at the lower levels that I think we see more interesting things. For example, do you remember my writing about Bishop Nantigis of Urgell and the non-heretical priest Adeudat, who in 901 had an ordo toletanum, a Toledan priest’s service-book, to give to his church at Guils de Cantó? It’s among a bunch of other service books which would probably have been Latin rite, but nonetheless he passed it on and Bishop Nantigis didn’t stop him doing so.17 This far out, having a priest who was able to carry out the ministry at all was probably more important than exactly which service they used. Probably in most cathedrals or old mother churches there would have been a copy, probably increasingly battered and hard to replace, for the rare occasions when the priests from there officiated at such places. And that’s in the early tenth century, pace Mundó.

Part of a leaf from a Hispanic-rite breviary from fourteenth-century Toledo, Madrid, Biblioteca Nacional, MS 10110, fo 2r

Part of a leaf from a Hispanic-rite breviary from fourteenth-century Toledo, Madrid, Biblioteca Nacional, MS 10110, fo 2r, borrowed from Ainoa Castro Correa, “Codex of the month (IX): Madrid, Biblioteca Nacional, ms 10110″. Littera Visigothica (October 2015), with thanks

So, if in fact there wasn’t an effective Carolingian campaign to stamp out the Hispanic liturgy, but a slow and opportunistic replacement of it instead, where does this leave Bishop Frodoí? Not obviously Frankish; not visibly any kind of reformer; extremely unpopular for a time at least in his episcopal city and with only grudging support from local secular authority; backed to the hilt, nonetheless, by the king whose orders some numismatists would have us believe he ignored; and held later, but not in contemporary evidence, to be the finder of Saint Eulalie’s relics. And that might well still be true, or at least I don’t think there’s any obvious reason to disbelieve it and plenty of signs that needed whatever support he could get; but I think any attempt to bring liturgical reform into the reasons he was disliked is just basically unfounded! And that means that everything that is founded on that belief is also in trouble…

1. The stock reference for all this is Ángel Fabrega Grau, Santa Eulalia de Barcelona: revisión de una problema histórico (Roma 1958), online here, which prints the source text pp. 151-155; the revised date of 877 is suggested in Joan Vilaseca Corbera, “Sant Vicenç i Santa Eulàlia, la cristianització del culte a Apol·lo i la política internacional carolíngia de la segona meitat del segle IX” in idem, Recerques sobre l’Alta Edat Mitjana Catalana (II) (Terrassa 2013), pp. 1-95 at pp. 64-65, and he certainly shows that it can’t easily have been 878. I should also mention that I owe my copy of this work to the generosity of the author; thankyou Joan, it has made me think!

2. Fabrega used Archivo de la Catedral de Barcelona, MSS 104, 105 & 108 which are early-fourteenth to early fifteenth-century in his estimation.

3. That precept printed as Ramon d’Abadal i de Vinyals (ed.), Catalunya Carolíngia II: els diplomes carolingis a Catalunya, Memòries de la Secció històrico-arqueològica 2 & 3 (Barcelona 1926-1952), 2 vols, Barcelona: Esglésie Catedral de Santa Creu II.

4. I think this must come from Fabrega, but I first met it in Miquel Crusafont i Sabater, “La moneda barcelonina del segle X. Altres novetats comtals” in Acta Numismàtica Vol. 38 (Barcelona 2008), pp. 91-121 at pp. 94-95, without citation, which is how I’ve usually met it since, as e. g. in J.-F. Cabestany, “El culte de Santa Eulàlia a la Catedral de Barcelona (S. IX-X)” in Lambard: estudis d’art medieval Vol. 9 (Barcelona 1996-1997), pp. 159-165, online here, last modified 8th February 2007 as of 20th June 2009, where the only relevant citation is to Ramon d’Abadal i de Vinyals, Els primers comtes catalans, Biografies catalanes: sèrie històrica 1 (Barcelona 1958, repr. 1980), which doesn’t in fact support the claims.

5. Crusafont, “Moneda barcelonina”, p. 96, again without citation; Miquel Crusafont, Anna M. Balaguer and Philip Grierson, Medieval European Coinage, with a Catalogue of the Coins in the Fitzwilliam Museum, 6: the Iberian Peninsula (Cambrdge 2013), p. 73, however says the first publication of the idea is Miquel Crusafont i Sabater, Numismàtica de la Corona Catalano-Aragonesa medieval (785-1516) (Madrid 1982), p. 31; cf. Joaquim Botet y Sisó, Les monedes catalanes (Barcelona 1908-1911), 3 vols, I p. 189, Xavier Sanahuja i Anguera, “La moneda de Barcelona al segle X segons les troballes Epsanya-1 i Espanya-2 (925)” in Acta Numismàtica Vol. 36 (Barcelona 2006), pp. 79-113 at p. 94 and Jonathan Jarrett, “Currency change in pre-millennial Catalonia: coinage, counts and economics” in Numismatic Chronicle Vol. 169 (London: Royal Numismatic Society 2010 for 2009), pp. 217-243 at p. 220, all of which argue that a modification of the Carolingian ‘temple’ reverse type seems more likely.

6. For the concession see n. 3 above; for unused minting concessions in the area see Jarrett, “Currency change”, pp. 224-225.

7. The Attigny record is printed in Abadal, Catalunya Carolíngia 2, ap. VII, among other places.

8. A. M. Mundó, “Les changements liturgiques en Septimanie et en Catalogne pendant la période préromane” in Cahiers de Saint-Michel de Cuxa Vol. 2 (Codalet 1971), pp. 29-42 at p. 38.

9. It doesn’t seem to be possible to link to a search in Nomen et Gens, but it’s easy enough to run; I searched for ‘Frod%’ without quotes. The Wissembourg Chrodoin occurs or Chrodoins occur in Karl Glöckner and Ludwig Anton Doll (edd.), Traditiones Wizenburgenses: die Urkunden des Klosters Weissenburg (661-864) (Darmstadt 1979), doc. nos 36, 45, 46, 169, 186, 194-196, 202, 213, 218, 224-227, 232, 239, 244, 247, 256, 257, 261 & 265 and Theo Kölzer (ed.), Die Urkunden der Merowinger, Monumenta Germaniae Historica (Diplomata regum Francorum e stirpe Merovingica) I (Hannover 2001), 2 vols, doc. no. 1. What d’you reckon, Alan?

10. Compare Miquel Crusafont, “Nou tipus carolingi de Barcelona de Carles el Calb: el diner de Barcelona fins a R. Berenguer I” in II Simposi numismatic de Barcelona (Barcelona 1980), pp. 47-55 to Simon Coupland, “The early coinage of Charles the Bald” in Numismatic Chronicle Vol. 151 (London 1991), pp. 121-158, reprinted in Coupland, Carolingian coinage and the Vikings: studies on power and trade in the 9th century, Variorum Collected Studies 847 (Aldershot 2007), IX, at p. 126; it’s not very often Simon Coupland’s missed a coin, but on this occasion…

11. In this respect I now differ from Jarrett, “Currency Change”, pp. 219-220.

12. See Stuart Airlie, “The Cunning of Institutions” in Jennifer R. Davis & Michael McCormick (edd.), The Long Morning of Medieval Europe: new directions in early medieval studies (Aldershot 2008), pp. 267-271.

13. Cabestany, “El culte de Santa Eulàlia”, tries the logic I argue against here.

14. See n. 7 above.

15. I follow Jesus Lalinde Abadia, “Godos, hispanos y hostolenses en la órbita del rey de los Francos” in Federico Udina i Martorell (ed.), Symposium internacional sobre els orígens de Catalunya (segles VIII-XI) (Barcelona 1991-1992), 2 vols, also published as Memorias de le Real Academia de Buenas Letras de Barcelona Vols 23 & 24 (Barcelona 1991-1992), II pp. 35-74, online here.

16. Mundó, “Changements liturgiques”.

17. Cebrià Baraut (ed.), “Les actes de consagracions d’esglesies del bisbat d’Urgell (segles IX-XII)” in Urgellia: anuari d’estudis històrics dels antics comtats de Cerdanya, Urgell i Pallars, d’Andorra i la Vall d’Aran Vol. 1 (Montserrat 1978), pp. 11-182, doc. no. 14.

The Church and doubt, mostly in the Middle Ages

You may, by now, have had enough of my conference reporting from a year ago, and believe you me, by the time summer 2014 ended I had had enough of conferences for a bit. But, there is one more to go, which was the 53rd Summer Meeting of the Ecclesiastical History Society, which took place at the University of Sheffield from 22nd-24th July, and I was there. The EHS publishes most of its proceedings and I liked the theme, which was ‘Doubt’, so I pitched a paper and they accepted it and so there I was. Now, in the event my paper was not sufficiently doubt-full to be accepted for publication, but it was still a good conference and slightly off my usual beat, which is generally good for one. Still, because I have less to say about most of the papers than usual, I’m going to get the three days done in one post, and because that will likely be large, I will just give you the list of what I saw and heard, and then stick my commentary below a cut so that those of you reading the actual front page can choose to skip on by if you like. Here’s that list, then:

    Tuesday 22nd July

    Plenary Session 1

  • Frances Andrews, “Doubting John”.
  • Session 1.1

  • Aideen O’Leary, “Devotion to St Andrew in Scotland and Anglo-Saxon England”.
  • Stephen Sharman, “Bede and the Credible Witness: a response to doubt”.
  • Christine Walsh, “Faith and Authenticity: eleventh- and twelfth-century concerns about the cult of saints and their relics”.
  • Session 2.1

  • Christine Oakland, “‘A Box Full of Hay?’ Doubt and Truth in the Diocese of Sens”.
  • Jan Vandeburie, “When in Doubt, Give Him the Finger: Ugolino di Conti’s loss of faith and Jacques de Vitry’s intervention”.
  • Wednesday 23rd July

    Plenary Session 2

  • Janet Nelson, “Carolingian Doubt?”
  • Session 3.1

  • Kimberley-Joy Knight, “Lachrymose Holiness and the Problem of Doubt in Thirteenth- and Fourteenth-Century Hagiographies”.
  • Anik Laferrière, “Doubting Monica: the deletion of Monica from fourteenth-century Vitae Augustini in the Augustinian Order of Hermits”.
  • Steven Watts, “Demons and Doubt: the peculiar account of Brother Bernard’s possession in Jordan of Saxony’s Libellus“.
  • Plenary Session 3

  • Ian Forrest, “Trust and DOubt: the late medieval bishop and local knowledge”
  • Session 4.2

  • Emily Ewing Graham, “Heresy and identity: late medieval friars and the kingdom of Aragón”.
  • Patrick Zutshi, “Evidence and Doubt: the beginning of the Great Schism according to the testimony collected at Medina del Campo in 1380-1”.
  • Thursday 24th July

    Session 5.1

  • Jonathan Jarrett, “The Anger of St Peter: the effects of spiritual sanctions in early medieval charters of donation”.
  • Thomas Smith, “Investigating the Pope’s Doubts: the validity of petitions from thirteenth-century England”.
  • Enrico Veneziani, “Doubting the Authority of Peter: the trial of Pontius of Cluny”.
  • Plenary Session 4

  • Kirstie Blair, “Unforming Faith: poetry, doubt and the Church of England in the nineteenth and twentieth centuries.”

And this is (some of) what I thought about it all… Continue reading

Leeds 2014 Report IV and Final

The 2014 bookfair, International Medieval Congress, University of Leeds

I should, given that I’d missed the dance the previous night, have been up bright and early on the following and final day of the 2014 International Medieval Congress, but I confess I was not. I had had a couple of sessions in mind to go to, but in fact by the time I was fully operational it was just too late gracefully to get in, and so I gave into temptation and went to the bookfair to check along a few final stalls I hadn’t yet reached. With that achieved, and coffee consumed, I threw myself back into academia for the last two sessions.

1607. Law and Empire: editing the Carolingian capitularies, II

The earlier one of these sessions was one of those I had been thinking of going to, and once I’d been to the second I regretted my failure, as it was very much on my interests. It was, I gathered, part of a thread coming out of the ongoing work to re-edit the disparate body of texts emanating from the Carolingian empire which we call ‘capitularies‘, because they are arranged by capitula, headings or articles. This covers everything from programmatic law through sermons to meeting agendas and so many problems arise, which the speakers were variously facing. This was the running order:

  • Jennifer R. Davis, “Manuscript Evidence of the Use of Capitularies”.
  • Matthias Tischler, “Changing Perceptions of a Carolingian Constitution: the legal and historiographical contexts of the ‘Divisio regnorum’ in the early 9th century”.
  • Karl Ubl, “Editing the Capitula legibus addenda, 818-819, of Louis the Pious: text and transmission”.
  • The first problem tackled was : did anyone ever actually use the legislation that the Carolingian kings issued like this? Doubts have been raised, even though they were later compiled into something like a new lawcode for Emperor Louis the Pious (814-840), because however interested the court may have been in them, only one citation of them is court has so far been located, making them vulnerable to an old argument by the late Patrick Wormald that early medieval law-making was about performance, not about actually trying to govern people’s behaviour.1 Professor Davis had however found a private manuscript that collects capitulary legislation, perhaps, given its contents, made for a courtier bound for Italy who needed to know about the laws there, and she argued that this was the tip of a lost iceberg of people making their own legal handbooks of the bits they needed from the central law-bank at the court.

    Part of Charlemagne’s789 capitulary, the Admonitio Generalis, in St. Gallen, Stiftsbibliothek, Cod. Sang. 733, DOI: 10.5076/e-codices-csg-0733, f. 13r. (, Professor Davis’s chosen manuscript.

    This was in part supported by Dr Tischler’s paper, which found several manuscripts collecting one capitulary in particular, that by which Charlemagne promulgated the division of his empire which he planned in 806, before the death of his two elder sons. Since Louis the Pious, the remaining son, had three sons of his own, this text retained a worrying relevance and Dr Tischler thought he could identify several of the people worrying from the provenance and contents of the manuscripts; they too went back to these texts for models of how things might be done even after the moment of the text itself had passed. Lastly Professor Ubl spoke of the difficulty of categorising his chosen text, the Capitula legibus addenda, ‘articles for adding to the laws’. If lawcode and capitulary were really separate categories, as their initial editor believed, what are we to do with a capitulary that updates the lawcodes? And again, the manuscripts show us that this is indeed how it was used: of 32 surviving copies, two-thirds also contain one of the Frankish law-codes, the Lex Salica and an overlapping third contain the other, the Lex Ribuaria. The people writing these manuscripts didn’t necessarily know which king had issued the capitulary but they knew what it was for and wanted it available.

There was heated discussion after this, because who loves categories more than legal historians? And who loves questioning them more than modern social historians? But one of the questions that was being asked throughout, but especially by Professor Ubl, was just what kind of an edition one can make of a text like the Capitula legibus addenda, of which there are thirty-two different versions none of which are evidently definitive and all of whose constructions are, as these papers had shown, potentially informative. Professor Ubl wanted a born-digital edition but it wasn’t quite clear how it would work yet. I thought that a kind of database of clauses, from which a website could cook you up any given manuscript, would still actually give you a form of text to print, but there were reasons my notes don’t let me recall why this wouldn’t answer. I still like it, though. Anyway, then there was lunch and then it was the final straight.

1715. Networks and Neighbours, VII: relationships of power in the Early Middle Ages

I have a certain loyalty to the Networks and Neighbours strand at Leeds, mainly out of self-interest since I am in the journal, or will be, but also because the organisation behind it is quite the creation for a then-bunch of postgraduates, and it is doing several quite important things in terms both of methods and of subject of publication. This session was no longer being organised by the same crew as are behind the journal, however, and I should have realised that. The order of ceremonies was this:

  • Paulo Henrique de Carvalho Pachá, “The Visigothic State and the Relations of Personal Dependence: transition, transformation, and domination”.
  • Michael Burrows, “Lower Class Violence and the End of the Roman Empire”.
  • Renato Rodrigues Da Silva, “Donation of Land and State Building in 7th- and 8th-century Northumbria”.
  • Senhor de Carvalho set up for us a separation of aristocracy and state in Visigothic Spain: he argued that king Wamba had tried to bring it about and that Ervig, his successor, was able to gain power by conceding a rôle in government to part of the aristocracy, thus splitting them while still looking conciliatory. This is certainly one way to read the texts, but not perhaps a new one, and was reacting to a book published in 1978, what may no longer need doing.2 Mr Burrows picked up the terms of his sources in distinguishing a ‘more humble’, lower class from a ‘more honest’, upper class in the late Roman Empire, and asked what our sources, written largely by the latter, thought of the former resorting to violence. You would think the answer obvious but Christianity, because of its founder’s interest in the poor and because of the way that mob action sometimes brought about what seemed to our writers like the will of God, made some of those writers find a space for rightly-guided popular violence, thus making some of it seem legitimate in the terms of the time. Lastly Senhor Rodrigues tried to put the limited evidence that donations of land were made in pre-Viking Northumbria (we don’t have any charters, but we have some sources that talk about them existing) into the context of political turmoil in that kimgdom in the eighth century. Since we don’t have any of the relevant donations, the links between them and events never really crystallised for me here, and I was left wondering how Senhor Rodrigues thought it all joined up.

Any unsympathetic feelings I had for the panellists, however, evaporated in horror during a five-minute mini-lecture that a commentator delivered to Senhor de Carvalho, condemning him for not having read many things which got listed and bombarding his argument with a supposedly-revisionist view of the development of Spain that was clearly based on the even older work of Claudio Sánchez-Albornoz. Senhor de Carvalho had spine enough to point this out, whereupon the commnetator, who was from Valladolid as he told us although I never identified him, dismissed Senhor de Carvalho contemptuously as a Marxist. This was quite the rudest attack I’ve seen an academic deliver upon a junior scholar, and I felt I had to go and reassure Senhor de Carvalho afterwards that we had all met such people and that they should not be allowed to triumph. I had had my own reservations about the paper, yes, but this was a whole circle of Hell below anything I would ever say, or mean, in a postgraduate session or indeed elsewhere. Professor Ian Wood exemplified how this could be done by also offering Senhor Rodrigues a reading list, but one couched as possibly-helpful suggestions, and the other questions were also, I think, intended to guide and suggest rather than demolish. I understand rage at wrongness as much as anyone, but I also regard such anger as a sign that it’s not views of the early Middle Ages that are threatened… To remember that was, alas, and through no fault of the panellists, the most striking lesson of this final panel, and pondering it I departed southwards, many books the richer and another International Medieval Congress down.

Books I bought at the International Medieval Congress, Leeds, 2014

The Leeds 2014 bookhaul, reconstructed for this post. What is now mainly evident is how very sure I was that I would still be teaching Anglo-Saxon England whatever happened, which I shall somehow have to contrive to do even now, because the sunk costs of my library are just awful otherwise!

1. An eloquent statement of doubt on this score, and the lone legal citation, can be found in Christina Pössel, “Authors and recipients of Carolingian capitularies, 775-829” in Richard Corradini, Rob Meens, Pössel & Peter Shaw (edd.), Texts and Identities in the Early Middle Ages, Forschungen zur Geschichte des Mittelalters 12, Denkschriften der phil.-hist. Klasse 344 (Wien 2008), pp. 253-274, online here. The work of Wormald referred to is “Lex Scripta and Verbum Regis: legislation and Germanic kingship, from Euric to Cnut” in Peter Sawyer & Ian N. Wood (edd.), Early Medieval Kingship (Leeds 1977), pp. 105-138.

2. That book being none other than Abilio Barbero & Marcelo Vigil, La formación del feudalismo en la Península Ibérica, 2nd edn. (Barcelona 1978), which of course even I thought worth many blog posts, so I am conscious that I would have done little better at that stage. Still, on this subject I’d probably have started with Roger Collins’s Visigothic Spain 489-711 (Oxford 2004) and gone on with the commentary in Joaquín Martínez Pizarro (transl.), The story of Wamba: Julian of Toledo’s Historia Wambae regis (Washington DC 2005) before I got back to Barbero and Vigil. These were, signally, not among the suggestions made by the commentator mentioned below…

Leeds 2014 Report III: priests, charters and finally Hungarians

The church of Santa Maria de Manresa

The church of Santa Maria de Manresa, where as I argue below we can probably be fairly sure some local priests were based in the tenth century, even if not in this actual building. “Seu de Manresa” by Josep Renalias – Own work. Licensed under CC BY-SA 3.0 via Wikimedia Commons.

Sticking determinedly to the reduction of my backlog alongside the notices of what I’m currently up to, here’s the third section of my report on the International Medieval Congress 2014 (or Leeds, to habitués, an ambiguity I am now going to have to get used to disentangling). This covers the Wednesday, 9th July, which was also the day I was presenting. Partly out of grace and mostly out of interest, I spent much of that day in the sessions of the strand in which I was doing that, so there is a heavy concentration here on priests, which was what I had to talk about at that point, but kind of ineluctably I broke out for some charters at some point and, also ineluctably, I was talking about my priests from charters, so this is quite a traditional Jarrett post in a lot of ways, getting down into what people did away from political centres and how we can know about it.

1011. The Clergy in Western Europe, 700-1200, I: education, training and liturgy

  • Carine van Rhijn, “More Than Pastoral Care Alone: local priests and their communities in the Carolingian period”.
  • Bernard Gowers, “Clerical Apprenticeship and Clerical Education, 10th & 11th Centuries”.
  • Helen Gittos, “The Use of English in Medieval Liturgy”.
  • This was about as stimulating an early morning session as they get, and for me especially because of Carine van Rhijn’s paper. She had been going through many manuscripts probably used in Carolingian-period schoolrooms and working out what the people who used them cared about knowing how to do, and the answers were illuminating: calculating the date of Easter, yes, carrying out a correctly-worded Mass, yes, the right dates of saints’ feasts, yes too, but also yes to odd notes of Biblical history, the signs of the Zodiac, ‘Egyptian days of ill omen’, the correct prayers to say before a judicial ordeal but also before a haircut, prayers to say over sick animals or for good harvests… As she said, this was a very broad model of pastoral care, in which people might go to a priest about almost anything, and as Sarah Foot pointed out in discussion, they might also have been going to or previously have been going to other people, of whom such sources would tell us nothing except that this was how the Church competed. Bernard then talked about the different ways in which the training of priests was carried out, distinguishing two overlapping processes, the in-house socialisation of a future priest by living with a senior relative, a kind of life-shadowing apprenticeship, as opposed to a more scholarly style of education in which texts and literary knowledge were the primary focus; some people, like Raoul Glaber, evidently got more of the latter than the former… And lastly Helen Gittos argued that there was much more spoken English in the liturgy of Anglo-Saxon England than our texts and preconceptions would immediately suggest, especially for things like responses from the congregation, though my notes suggest that I was anxious about the lack of evidence from the actual Anglo-Saxon period she had available to demonstrate this. Still, I went for coffee with a great deal to think about.

Now, that thread continued into the next session, but I was presented with the chance to hear three experts talking a problem that bothers me a great deal in my work, that of whether we can deduce from charters issued by kings what those kings wanted to do in the areas concerned, or whether what we mainly learn from this is what recipients of such documents wanted the king to do for them.1 Accordingly I deserted the priests for an hour-and-a-half to go to this:

1124. Empire and Regesta, II: Carolingian diplomas and their recipients as sources for royal acceptance

You see how I couldn’t not. This was the running order:

  • Tobie Walther, “Regesta regni Aquitaniae: recipients and beneficiaries in the diplomas of Pippin I and Pippin II of Aquitaine”.
  • Irmgard Fees, “The Diplomas of Charles the Bald: the problem of lay recipients”.
  • Horst Lößlein, “Royal Diplomas as ‘Performatives’? The Recipients of Diplomas of Charles III the Simple”.
  • Dr Walther had an interesting case study to work with here, because of Aquitaine having been ruled by its own subordinate kings between 817 and 848, if somewhat intermittently towards the end of that, so that questions about attachment and royal policy could have different answers here from elsewhere. The paper didn’t really draw any conclusions, however, and the presentation of the data was hampered by not considering that documents to lay recipients would have survived less well than those to churches; I’m not sure I believe, therefore, that King Pippin I focused his patronage mainly on monasteries, just that that is what we still have evidenced dotted between the numerous forgeries in this area.2 Professor Fees engaged more closely with the question of whether or not we have a clear picture of whom it was got most gifts from kings from such documents, and with Geoffrey Koziol’s new book, by pointing out that even what we have preserves a fragmentary secondary history of laymen getting the gifts they then made to churches, and that we can therefore say what kings gave to churches much more securely than that they gave less to laymen. I would have told you we knew that but it’s always worth having someone put actual data behind these statements.

    The object of desire, a precept of immunity from King Charles the Simple to the canons of Paris, 911

    The object of desire, a precept of immunity from King Charles the Simple to the canons of Paris, 911

    Lastly Herr Lößlein engaged with another part of Geoff’s argument, that the point of issuing such diplomas was partly so that the king could stage a big performance around it. Some of the texts clearly allow for that being possible but others are much more basic and functional, argued Herr Lößlein. From this he more or less reconstructed the argument of Mark Mersiowsky cited above, that Charles the Simple at last (and for Mersiowsky at least, also his predecessors) granted only where people wanted him to grant, rather than in areas where he was trying to intervene; we don’t see how he or anyone established such relationships from royal grants, because those relationships have to have existed first.

I found this rather frustrating, overall. When I first read Mersiowsky’s chapter during my doctoral study it seemed like someone clearly stating what should have been obvious, and I would find the various reactions to Geoff’s provocative counter-arguments more enlightening if they showed more awareness that Geoff had in fact been writing against something.3 For my part, it seems clear from Catalonia that people sought royal charters when it was easy or immediately profitable for them to do so. Both Professor Fees and Dr Lößlein noted that the south-west of the kingdom gets a really substantial proportion of their chosen king’s grants at certain times of their reigns, for Charles the Bald in 844 and for Charles the Simple in 899. It seems obvious to me that this is because Charles the Bald spent a good part of 844 besieging Toulouse and everybody from Catalonia realised that there would never be a better chance to meet the king so went off to get their diplomas renewed, and because in 899 Charles the Bald was holding a council to which the Bishop of Girona and Archbishop of Narbonne had both gone, presumably with a sheaf of requests from their peers and clients. That didn’t happen again later, so the charters peak there, but it’s not because of Charles’s preferences. In short, the key factor here was not royal choice but royal accessibility, married with the beneficiaries’ local circumstances. I hope that some day soon we can stop reinventing this wheel… Anyway, then, after lunch, it was showtime. Obviously I had to go my own session, but I probably would have done anyway given the first speaker…

1211. The Clergy in Western Europe, 700-1200, III: local clergy and parish clergy

  • Wendy Davies, “Local Priests, Books and Things in Northern Iberia, 800-1000”.
  • Jonathan Jarrett, “Counting Clergy: the distribution of priestly presence around a 10th-century Catalan town”.
  • Grégory Combalbert, “Did Donations of Churches to Religious Houses Have Consequences for the Parish Clergy? Parish Priests, Ecclesiastical Advowson, and Lay Lords in Normandy, Late 11th-Early 13th Centuries”.
  • Wendy was interesting as ever: she was basically presenting the numbers from the northern Iberian documents she now knows so well on books, books given to churches, books recorded in wills and really any books mentioned at all. From this which she was able to deduce that probably most local churches had a small set (median 4·5…) of liturgical volumes: an antiphonary, a Psalter, a hymnal, an ordinary and the peculiar Iberian phenomenon known as the Liber commicus, not a comic book but a kind of liturgical pick’n’mix (we also see the word as ‘conmixtus’, mixed-together) of the working bits of the Hispanic liturgy, still very much in use in these areas apparently.4 To get anything less immediately practical for a working church you had to go to a bigger monastery, many of which had libraries of tens of volumes. Wendy also noted that an average book seemed to be valued at between 2 or 3 solidi, which I note mainly because as I’ve shown cows also sold for about that price in these areas at this time, and yet almost any book would have meant the slaughter of several animals, perhaps sheep but perhaps cows, so that it almost seems like separating it from its owner and putting words on it involved a considerable depreciation of the value of that animal hide…

    Chart showing the breakdown of priestly activity in the charters from the Manresa area in the tenth century

    One of my slides, showing the breakdown of priestly activity in the charters from the Manresa area in the tenth century. This is why I like dense data…

    I, meanwhile, was presenting something like some preliminary conclusions from my Manresa project about which you’ve heard so many different bits. What I started out doing that project for was to try and work out if we could see the organisation of pastoral care around tenth-cenury Manresa from its unusually rich record of land charters, given how many priests turn up in them. This involved me in wrestling with the fact that almost all of the evidence is from the nearby monastery of Sant Benet de Bages, not from the mother church of Manresa itself, but I think I am able to show that other factors turn up alongside the monastery’s interests, even if priests tend to show up more than any other clergy. This seems to have been because people who wanted charters written preferred priests to do it, though plenty of others also did and therefore could. The monastery’s priests do show up more often than others, but not by much, and the areas with the most monastic property are not necessarily those where most priests are recorded. Using all this I argued that there were two sorts of structure here, an established and very localised priesthood mainly visible on the inwards side of the city, where churches had been going for longer, and then another body of priests who appeared all around the city, including towards the frontier in the east and south-east, where there were at this time rather fewer churches, and who therefore were probably based in the city, in something like a temporary minster system which was expected to move towards local establishment when practical.

    The observable sequence of priests at the church of Castellterç. Sant Fruitós de Bages

    The observable sequence of priests at the church of Castellterç. Sant Fruitós de Bages, from my paper

    I think this was the first time I’ve ever given an academic paper I hadn’t written out beforehand. I usually have a text somewhere, even if I don’t necessarily refer to it, but this time there had been no time and I just had a thickly-commented printout of my slides. I’m not sure it went any the worse for it, but I do wish I had written down something about what questions I got. Anyway, last but not least was Dr Combalbert, who was asking, basically, was giving a local church to a monastery a way to ‘reform’ it, in terms of the standard of life and worldliness of its clergy? His conclusion was that it wasn’t, not least because the new onwers didn’t necessarily get to replace priests in these places; even where they had the right to appoint a new one (which is what the word ‘advowson’ means, in case you were wondering) they had to wait for the old one to die first, and there were very often arrangements in place that, even if they didn’t ensure that the priesthood in the church proceeded in heredity (though they sometimes did), made very sure that the donor or local lord retained his ability to have his voice heard in naming the candidates from whom the monks chose the new priest. Such lords also usually kept most of the income, and if they didn’t, the monasteries very often did anyway. I suppose the priest would never have been used to having it, either way…

Then there was tea and then the final session of the day, which was a man down but the remaining two still justified it for me.

1318. Visions of Community, III: shadows or empire – 10th- and 11th-century reactions

  • Bernhard Zeller, “Changes in Documentary Practice in the late 9th and early 10th century: the evidence of royal charters – the case of St Gallen”.
  • Maximilian Diesenberger, “Worrying about Hungarians in the Early 10th Century: an exegetical challenge”.
  • Bernhard was telling us a tale of decline, at least in numerical terms: over the period he was looking at, the monastery of St Gallen, which preserves one of our largest caches of original early medieval charters in Europe north of the Pyrenees, did so less and less. Of the documents they did preserve, too, more and more were royal. This was probably partly because as the Carolingian kingdoms broke down the kings most relevant to St Gallen were also closer to it and more reliant on it, but also, it seems, because the monks were getting non-royal charters made less and less. They had the sort of rights over their area by this stage that might have meant they simply didn’t need them, but they never seem to have used charters in court much and a lot of the gifts they received were so hedged about with conditions as not really to convey anything, so Bernhard mainly thought that they just preferred to get grants from the kings now it was so much more possible.

    The entry of the Magyars into the Carpathian basin, from the Chronicum Pictum, 1360

    The entry of the Magyars into the Carpathian basin, from the Chronicum Pictum, 1360

    In a rather different type of assessment of reaction to crisis, Dr Diesenberger took us through some bishops’ letters showing that the tenth century at large was wrestling with how properly to understand the increasingly severe attacks of the Hungarians in terms consonant with everything being ordained by God. Most of all, did these bow-wielding horsemen from the East herald the Apocalypse? The bishops’ letters argue otherwise, but this probably shows that someone else was arguing for. After my year’s teaching this stuff I had by now become pretty clear that there’s always someone out there preaching the Apocalypse, in the Middle Ages and now, and that the question is how many people care, but what Dr Diesenberger also took from it was that the bishops knew that the kings were becoming unable to help: what was really needed was not prayer or penance but a better means of guaranteeing troop numbers, thought Bishop Salomon of Constance for example, but the overall community that could orchestrate such a response was broken, and the Church was the larger whole that remained for people to hang their identity on. This was very interesting indeed, and if Dr Diesenberger had only not said that the Hungarians didn’t attack Western Francia after 926 I’d have had no quarrels at all.5

Anyway, after that there was wine in the sunshine laid on by the city of Leeds, and after that dinner somewhere out of the way seemed like a good way to decompress. That took longer than I expected, and when we got back the dance was under way. Last year the dance had been in the refectory, but apparently people had complained that this made it feel like a school disco so this year it had been moved into the club run by Leeds University Students Union. What this meant, from my consumer’s point of view, was that it was cramped into a far smaller darker dance floor where there was no room to move, that there was only expensive bottled lager or alcopops available to drink, and that it was much louder, and while I like loud music as much or more than the next man, the whole place seemed unpleasantly like a hot dark gladiatorial arena with a nineties soundtrack and nothing made me wish to stay there rather than go to bed. So I did not dance, and was duly mocked for it next day by those who had noted my absence, but I’m still not sure I regret my choice. I was, in any case, in much better shape than I would otherwise have been for the final day, and I’ll tell you about that after another couple of posts on other things!

1. You can probably see immediately how this is an issue for someone studying the area of the Carolingian kingdoms perhaps most durably attached to one in name and yet also most beyond the reach of its kings, as I do, but you can find the problem also expressed for the core in Mark Mersiowsky, “Towards a Reappraisal of Carolingian Sovereign Charters” in Karl Heidecker (ed.), Charters and the Use of the Written Word in Medieval Society, Utrecht Studies in Medieval Literacy 5 (Turnhout 2000), pp. 15-25, to which the field is now avidly contrasting Geoffrey Koziol, The Politics of Memory and Identity in Carolingian Royal Diplomas: the West Frankish kingdom (840-987), Utrecht Studies in Medieval Literacy 19 (Turnhout 2012).

2.. The documents in question are all printed in Léon Levillain (ed.), Receuil des Actes de Pepin I et Pepin II, rois d’Aquitaine (814-848), ed. Maurice Prou (Paris 1926), but Herr Walther argued that one of the documents Levillain had thought was false may not have been while five more he had as genuine probably weren’t.

3. It’s not like Geoff doesn’t cite Mersiowsky (first at Koziol, Politics of Memory, pp. 28 n. 32), but I’ve yet to hear anyone else going round this particular circle do so.

4. As Wendy duly pointed out, this is very like what Michel Zimmermann found doing the same sort of enquiry for Catalonia, despite the supposed Frankish influence there, but he finds a lectionary much more common than the ordinary and increasingly replacing the commicus: M. Zimmermann, Écrire et lire en Catalogne (IXe-XIIe siècles), Biblioteca de la Casa de Velázquez 23 (Madrid 2003), 2 vols, I, pp. 523-607, here esp. pp. 523-525. There’s a subtle but quite large point hidden in this about exactly how much difference the Carolingian takeover in Catalonia actually made to how people worshipped there, and I haven’t done enough on it, but what I have done with charters would fit with this in suggesting that it was a slow percolation of change rather than a top-down imposition, probably done by introducing new training methods at certain centres. Of course, that would only get at the people being trained by what Bernard Gowers had earlier separated as ‘education’, not those who learned by ‘apprenticeship’, so change would be slower in areas where structures like those delineated by Dr Combalbert in Normandy were stronger. I didn’t see these links between the sessions’ papers this clearly at the time so it’s a benefit to me to write them up, thankfully…

5. I find while checking references just now that there is a very neat, paragraphs-long summary of this correspondence in Karl Leyser, “Ritual, Ceremony and Gesture: the case of Ottonian Germany”, in Leyser, Communications and Power in medieval Europe: the Carolingian and Ottonian centuries, ed. Timothy Reuter (London 1994), pp. 189-213 at pp. 192-194. As for my gripe, it is mainly that there is good evidence for a Hungarian attack that made it all the way to Spain in 942, but also one on Provence in 937, and while the former is only known through Arabic sources that I can at least understand Latinist historians not knowing about, the latter is not. References for anyone working on the Hungarians who does not wish me to point this out to them in seminar questions would include: G. Fasoli, “Points de vue sur les incursions hongroises en Europe au Xe siècle” in Cahiers de Civilisation Médiévale Vol. 2 (Toulouse 1959), pp. 17-36; Josep Millàs Vallicrosa, “Sobre las incursiones húngaras en la Cataluña condal” in Homenaje a Johannes Vincke para el 11 de Mayo 1962. Festschrift für Johannes Vincke zum 11. Mai 1962 (Madrid 1962-1964), 2 vols, I, pp. 73-80; with great care, Albert Benet i Clarà, “La incursió d’hongaresos a Catalunya l’any 942” in Quaderns d’Estudis Medievals Vol. 3 (Barcelona 1981), pp. 568-573 and “La batalla de Balltarga. Epilèg a la incursió d’hungaresos a Catalunya” in Quaderns d’Estudis Medievals Vol. 4 (Barcelona 1982), pp. 639-640; and Jonathan Jarrett, “Centurions, Alcalas and Christiani perversi: Organisation of Society in the pre-Catalan ‘Terra de Ningú'” in †Alan Deyermond & Martin Ryan (edd.), Early Medieval Spain: a symposium, Papers of the Medieval Hispanic Research Seminar 63 (London 2010), pp. 97-127 at pp. 115-119, which collects these references.

Leeds 2014 Report II: the edges of many different empires

Returning to the backlog on reporting what others think about the Middle Ages finds me now at the second day of the International Medieval Congress 2014, on 8th July 2014, and faced with some hard choices between sessions. In the end, I chose this one because I knew one of the people in it, had reviewed the work of another and Wendy Davies was moderating, and this is what I got.

515. On The Fringes of Empire: local and supra-local identities beyond the Carolingian realm, I

  • Frode Iversen, “Impact of Empires: the Scandinavian fringe AD 200-1300”.
  • Letty Ten Harkel, “On the Edge of Empire: early medieval identities on Walcheren (the Netherlands)”.
  • Margarita Fernández Mier, “Peasant Communities and Distant Elites in Early Medieval Asturias”.
  • As you can see, the unifying thread here was Carolingian periphery, but this didn’t always make it through. Dr Iversen gave a very rapid run-through of significant bits of the settlement history of Norway, and when he began to speak of how urbanisation fitted to a new structure as if he’d described change, I realised I must have missed something. I also struggled with Dr Fernández’s paper, although the sites she was talking about, rural sites whose material culture might tell us something about the links from elite to peasants in early medieval Asturias, were very interesting-looking, but as it turned out known much more from place-names than anything more material. She drew a picture of competing local identities visible in funerary archæology and developing church sites that would be familiar in Anglo-Saxon England, however, and looked worth chasing in more places. Both of these papers had a tendency to argue for connection between sites that seemed to me from their maps to be a good distance from each other, in the former case up to 50 km, however, and I wasn’t sure that either case had been demonstrated.

    Aerial view of Middelburg in Walcheren

    Middelburg in Walcheren, one of those cases where it could hardly be clearer where the original settlement was and how the church was inside it…

    Letty Ten Harkel was also arguing for very local identities in her study area, however, and in particular in what has apparently been seen as a chain of associated ringforts along the Netherlands coast that have been blamed placed either in the reign of Emperor Louis the Pious of the Franks (814-840) from texts or the 890s from radio-carbon. The latter is problematic, because by then the area was split between two kingdoms, but Letty argued that there is such variation in size of and finds at these forts that they actually make more sense read as very local lordship centres, erected independently of each other. If there was outside influence, for Letty it was coming from the reviving bishopric of Echternach, not in the era of its Carolingian foundation but in the twelfth century. For me this paper connected most closely to the theme of the session, but only by disputing it!

Nonetheless, my interest was piqued enough to come back for more once caffeinated, as follows.

615. The Fringes of Empire: local and supra-local identities beyond the Carolingian realm, II

  • Alex Langlands, “Empire and Infrastructure: the case of Wessex in the ninth and tenth centuries”.
  • Iñaki Martín Viso, “Local Communities and Kingship South of the Duero, 9th-11th Centuries”.
  • Álvaro Carvahal Castro, “The Astur-Leonese Power and The Localities: changing collective spaces (9th-10th centuries)”.
  • This session played a lot closer to my usual interests. Dr Langlands was chasing a word, ‘herepath’, literally ‘army-path’ but using a word for army that usually means raiders’ bands, not the army you serve in, and one would think that a path wide enough to carry an army might in fact be a road anyway, so it’s a funny term. Most of the references are in Anglo-Saxon charters, and while Dr Langlands argued convincingly that these paths appear mainly as links between sites rather than routes as such (though now I write that I am no longer seeing the difference) I wasn’t really sure that we could be sure they were anything to do with either roads, bridges or army-service, all of which had come into the argument.

    The track of an ancient herepath near Avebury

    Wikimedia Commons believes this to be an actual herepath, near Avebury, and who am I to say different? “Herepath Avebury England” by Chris Heaton. Licensed under CC BY-SA 2.0 via Wikimedia Commons.

    Professor Martín then took us into the almost-unknown territory of the southern Duero valley in the centuries either side of the year 1000. Somewhere in this period, and with setbacks due to the final, red giant phase of Muslim rule in Córdoba, the kings of Asturias-León acquired a dominant control in this area and most of what we have is to figure it out with is archæology. With it, Professor Martín depicted a process by which the king used military service, and his ability to demand it (or possibly to convince local élites to join in with it) to elbow those élites into a position of obligation to him. He tied this to a particular sort of fortress with square towers and sloping walls that seems to be Andalusi workmanship but in a zone that was never under Andalusi control; I myself thought that that was a very unsafe thing to say, but the general proposition could fit round what I think happens in such zones.

    The Porta dos Cavaleiros in Viseu

    A location of military service in Viseu, one of Dr Mart&iacute’n’s example sites, even if that service would have been a bit later: this is the Porta dos Cavaleiros. “Nt-Viseu-Porta dos Cavaleiros“. Licensed under Public Domain via Wikimedia Commons.

    Lastly Álvaro, whom in this session I realised I had known while we were both at Oxford but never quite fixed his name in my head, looked for those same local élites a bit closer into the Asturo-Leonese core where we have charters to play with, and found them manifest in assemblies, often as small power groups within likewise small communities, the kind of people who make deals for their communities and so on, who must have existed in these zones before our sources, generated by the making of those kinds of links, show them to us.1

    The memorial to the founders of Sant Andreu de Tona on the Turó del Castell de Tona

    The memorial to the founders of Sant Andreu de Tona on the Turó del Castell de Tona, one group of ‘local élites’ we can name

    I’ve gone into some detail with this because these questions, of why people on the edge of polities decide to join in with them, are meat and drink to me and my frontier interests, and as Charles Insley rightly pointed out in discussion, the crucial questions here are ones of agency: who makes anyone in these situations do stuff? All three speakers offered answers, although Professor Martín’s was mostly a judicious refusal to guess where there was no evidence. Only Álvaro seemed to me to have a clear eye on what sort of people these local élites actually were, however, a problem we’ve discussed before, and I offered the answer I even then had in press and alas still do, to wit that we can at least see them in church consecrations, leading their communities.2 Alas, this is a category of evidence that only exists in Catalonia, so Professor Martín remained obdurate, only suggesting that the fueros of the twelfth century indeed suggest some continuities that we can’t, all the same, prove. He’s right, of course!

Anyway, that was all fun and put me back on some Castilian radars I think, but there wasn’t much time to capitalise on it as there was another lunchtime keynote lecture, and again personal and institutional loyalties drove me to attend, as well as the expectation that it would be very interesting, as indeed it was, which I tried not to spoil by noises of eating my packed lunch again. (I’m glad they dropped this arrangement this year.)

699. Keynote Lecture 2014

  • Naomi Standen, “A Forgotten Eurasian Empire: the Liao dynasty, 907-1125”.
  • The Fugong Temple Pagoda, built in 1056 by Emperor Daozong of Liao

    The Fugong Temple Pagoda, built in 1056 by Emperor Daozong of Liao. By Gisling (Own work) [GFDL or CC BY-SA 4.0-3.0-2.5-2.0-1.0], via Wikimedia Commons.

    Naomi introduced what was for many people an unfamiliar area by setting up the familiar dichotomy of civilisation versus nomads, a way of classifying society probably familiar to most people in the West from the work of Ibn Khaldūn but very common in Chinese sources too, especially when the Mongols are at issue. On one side, bureaucracy, tax, education, cities, a professional class and so on, on the other personal hierarchy, tribute and plunder, and a life for which warriors trained in the saddle, you know the deal. Naomi then pitched her subject area of the moment, the Liao Empire, as a third way that breaks this dichotomy, using archæology wherever possible to vie with the impression of the Liao given by Chinese writers who were determined to put them, and their cities too, in the nomads box. But they didn’t fit either, Naomi argued: they had a structured élite but it was maintained by family succession, they had a trade network which we can see in ceramics finds along routeways but no sign that the state tapped it, the empire was stable and not expansionist and held to long treaties with inner China, the citizens were called nomads but lived in cities, and people in the empire invested hugely in religious patronage. It also comprised more than two hundred ‘peoples’ as the Chinese geographers counted it but made no legal distinction between them. It had not borrowed all this from central China or been civilised by contact, or so Naomi claimed; it was a different sort of empire. I’m sure that some might contend with this or find it idealistic but the thought experiment of substituting a trinary for one of the binaries with which Western historiography is famously dogged is probably worthwhile even so, and the detail is meanwhile still coming together as the pottery series and the architectural history of the zone get worked out by Naomi’s super project, so we will either way know more before long.

Thus refreshed both physically and mentally, I headed some of the way back west.

719. Were the Umayyad Caliphates Empires? I

  • Andrew Marsham, “In What Respects Was the Umayyad Empire an Empire?”
  • Harry Munt, “The Umayyad Imperial Rationale and Hijazi Cities”.
  • Hannah-Lena Hagemann, “Rulers and Rebels: Kharijite Islamic resistance to Umayyad authority in early Islamic historiography”.
  • This was an interesting and tightly-focused session, even if again about the category of ’empire’ as much as the actual materials of the presenter’s study. Dr Marsham invoked the work of Michael Mann (which I should know better3) and used its categories to argue that the early Islamic caliphate, with its emphasis on dynastic succession, its religious qualities attached to state office, its structured hierarchy of that office and its tax system, was as much an empire as the late Roman one it replaced, which given the inheritance perhaps shouldn’t be surprising but still often is. The other two papers focused on opposition to the Umayyad Caliphs, but from two different sources, in the case of Dr Munt from the cities in the Hijaz area of modern Saudi Arabia and most notably Medina, whose ruling class never aimed at separation from the state but frequently rebelled to achieve better inclusion in it. In the case of Dr Hagemann, however, the rebellion came from the Kharijites, a sect of early Islam who declared, according largely to their opponents, that there were no legitimate successors to the Prophet and therefore rejected all attempts at command in his name; she pointed out that even some of those enemies still used them, in pleasingly Roman style, as a foil for criticism of the Umayyad régime where those writers felt it had gone so far wrong as almost to justify the reaction of the supposed ‘heretics’. It all gelled very nicely and in discussion I witnessed, for the only time I can remember, someone successfully defend their point against a question about the economy from Hugh Kennedy, no small achievement.

This was all grand, therefore, but I sorely needed caffeine by now, and hunting in the bookfair, always dangerous, found myself deep in conversation with Julio Escalona about the need to get Castilian and Catalan scholars around the same table. Thus it was that I was late for the next session, nothing to do with books honest…

812. Empire and the Law

  • Vicky Melechson, “From Piety to the Death Penalty: new capital crimes in the Carolingian Empire”.
  • Graham Barrett, “Legislation and its Afterlife in Early Medieval Europe”.
  • Sharon Fischlowitz, “Laws of an Empire: after the Romans, what were the leges barbarorum?”
  • So I was late for the start of Ms Melechson’s paper but caught her point quickly, it being that while the Romans really only imposed the death penalty for crimes against the emperor, and the various barbarian laws attempted to divert people from vengeance for murder to compensation payments, nonetheless the influence of the Old Testament in the way the Carolingian kings presented themselves made capital punishment an appropriately Biblical step for increasingly many things. There are arguments one could have with several parts of that but the basic argument seemed well-founded. I got rather less out of Dr Fischlowitz’s paper, which was given largely from the perspective of teaching modern law using the ‘barbarian’ laws as examples. It sounded as if she was having great fun doing it but the paper nonetheless really only told us what she found the most striking bits of late Roman and Frankish law.

    Breviarium Alarici [Bréviaire d'Alaric].

    The opening of the Theodosian Code in the Breviary of Alaric, ironically one of its principal manuscript sources, Paris, Bibliothèque Nationale de France, MS Latin 4404, fo. 14v, from Gallica

    But it was all worthwhile for Graham’s paper, which was him absolutely on form: he was arguing that although we know and read late Roman and early medieval law as codes, big books of more or less organised and collected legislation, it could almost never have been used like that, especially not the huge late Roman codices. It was also hardly ever issued like that: the late Roman codes explicitly compile decisions, largely reactive rather than proactive, fragmented and disparate, from centuries apart by many different emperors, the Visigothic Law does some of the same work and citations like this also appear in the Salic and Burgundian laws. What this means is that capitulary legislation like that of the Carolingians would actually have been the primary form of law, and the codes we think of as definitive only its secondary collection, which could have very little to do with law as it would have been used, as dockets and loose gatherings of relevant edicts, rescripts and proclamations. This was one of those papers that seemed to make everything very obvious which before had not been, and I hope as with almost all of Graham’s work that we get to see it in print before very long. It provoked a lot of discussion, also, with Paul Hyams wisely pointing out that law that got written relates only to the problems that couldn’t be solved more locally, and is therefore always outstanding. There was also some discussion about law that gets made as part of a treaty process, to which Dr Fischlowitz offered the Lex Romana Burgundionum, intended to regulate the relations of the Romans of what is now Burgundy to the newly-arrived military group after whom it got named, and I proffered the Treaty of Alfred and Guthrum, after which, probably wisely, the moderator drew the session quickly to a close.

Again I can’t remember how the evening went, but the day had been pretty full and this post is certainly full enough, so I shall leave it here for now and pick up after a couple of smaller posts that don’t take me days to write. I’m sure you’re already looking forward to it…

1. On such groups see now Robert Portass, “Rethinking the ‘small worlds’ of tenth-century Galicia” in Studia Historica: Historia Medieval Vol. 31 (Salamanca 2013), pp. 83-103, online here.

2. Few better statements of this line of thought are available for Spain than Álvaro’s own “Superar la frontera: mecanismos de integración territorial entre el Cea y el Pisuerga en el siglo X” in Anuario de Estudios Medievales Vol. 42 (Madrid 2012), pp. 601-628, DOI: 10.3989/aem.2012.42.2.08, but I hope soon to be adding to it in “Engaging Élites: Counts, Capital and Frontier Communities in the Ninth and Tenth Centuries, in Catalonia and Elsewhere” in Networks and Neighbours Vol. 2 (Leeds forthcoming for 2014), pp. 202-230, preprint online here.

3. Presumably most obviously M. Mann, The Sources of Social Power Volume 1: a History of Power from the Beginning to AD 1760 (Cambridge 1986)? I wonder if this will supply something I found myself in want of in a dissertation supervision a few weeks ago, too, a cite for the conceptual differentiation of ‘intensive’ and ‘extensive’ lordship. If anyone reading happens to have one handy, however, I’d be glad of it!