Tag Archives: Simon MacLean

Reporting on the International Medieval Congress of 2017

I’m sorry for another long absence. Teaching in the time of Covid is just doing me in, and largely for reasons of our beloved government. History at Leeds are currently teaching online, to which we switched at pretty much the last minute possible. Prior to that we had been getting ready for mixed face-to-face and online teaching, because the Office for Students had indicated that they might support fees refunds for students offered only online teaching. However, we obviously knew that we’d have some students who could not come in, because of being infected or shielding or whatever, and so there had to be online provision as well, which had to be as good as the face-to-face in some unmeasurable way that, if we didn’t manage it, could also result in fees refunds. So at least we had it ready, if some of us more than others, but in addition to this we simultaneously had new legislation that is nothing to do with the pandemic, about making digital resources maximally accessible to the disabled, according to the W3C’s rules; that’s now English law, and again if we don’t do it we can expect fines, at least in theory. What this all means in practical terms is that quite a lot of the last week has gone on correcting closed captions for my and other people’s pre-recorded or live-recorded lectures, and this has been a relatively good week, or I wouldn’t be writing at all; the last three were worse… So here we are.

Leeds IMC 2017 banner image

So, for all those reasons I can’t do my normal scale of justice to a report of a conference from three years ago, even though it was a good and big one. Indeed, the idea of being among that many fellow academics with something worthwhile to say seems almost impossibly distant right now, and indeed my own involvement in it was unusually small, suggesting that I was short of time to organise something decent. I certainly can’t do my usual list of papers attended. But I will try and address the conference’s main theme a bit, because a number of people did make me think differently about it with their contributions; I will also light on four sessions in particular that I thought were notable for one reason or another; and I will give a few snippets of reflection on other single papers, and hopefully then there’ll be something interesting to read even if the whole conference can’t be here.


The conference theme was Otherness. As usual, many papers continued as normal without paying much attention to that, but there were certainly plenty that did pay attention, some (as the academic media made abundantly clear for the next few days) with less care than others. A rapid trawl through my notes looking for the asterisks that mean something struck me at the time note a couple of things here, about how the category of Other is philosophically constructed and about how it is then put to social use. The idea that a community or interest group establishes its identity by means of identifying something that it is not and then defining against it is now a pretty established one in sociology and history has not been as slow as it often is to borrow this bit of theory, but as so often when you use theory to reflect on the past it bounces back looking different…

Two sharp points about this came out of two of the keynote lectures on the first day, for me, which is as it should be I suppose, but they were these. Firstly, Felicitas Schmieder, talking about “The Other Part of the World for Late Medieval Latin Christendom”, made the point that invocation of ‘the Other’ is inherently a binary system that can support only two categories: there’s Them, and there’s Us, and no room for anyone not to be either. Earlier in the day Nikolas Jaspert, talking about “The Mediterranean Other and the Other Mediterranean: perspectives of alterity in the Middle Ages”, had made a similar point, which I think is about scale (as so many things are); invoking competing mercantile élites as a case, he pointed out that, for example, the Venetians and Genoese might well have been each other’s ‘other’ at times but when a Muslim city (or indeed Constantinople) rose against Italian merchants, they were the same from the mob’s point of view and indeed right then probably each other’s; so both perspective and size of the lens matter a lot when we make these categorisations from where we now stand with respect to the medieval (or any) past. Much later in the conference, Rebecca Darley, in a response to a session about ‘Writing the Other in the Middle Ages, III: discovering new knowledge of the world‘, pointed out that for some medieval people everything was inside the group, her example being the unknown author of the Christian Topography, a sixth-century author determined to prove theologically that the Earth was flat in surface and constructed in the image of the Biblical Tabernacle, and who therefore has to encompass everyone on it as part of God’s scheme, even the Persians for whom he plainly had little but disdain. Detecting othering may sometimes therefore miss the point…

The world map from the Christian Topography of Cosmas

The world map from the Christian Topography of Cosmas. “WorldMapCosmasIndicopleustes” by Cosmas Indicopleustes, 6th century – “Les Sciences au Moyen-Age”, “Pour la Science”. Licensed under Public Domain via Commons.

There were also three sharply-pointed examples of othering being used as a political tactic; in fact, I’m sure there were more but these ones talked to me because of referencing contexts that I interest myself in. Firstly, in the second keynote of the conference, entitled “Drawing Boundaries: inclusion and exclusion in medieval islamic societies”, Eduardo Manzano Moreno posed that contentious document, the so-called Covenant of ‘Umar, as a marker of a change of direction within Islam, from a position that, like the Christian Topography‘s theology, could potentially include everyone in the world, to one which would actually prefer to slow assimilation to Islam, maintaining an Other so as to preserve the superior position of the in-group.1 Subsequently, Nik Matheou, speaking about “Armenians in East Roman Cappadocia, c. 900–1071: settlement, the state apparatus, and the material reproduction of ethnicity”, invoked James Scott’s idea of the Zomia to classify rural populations in Armenia during a phase of Byzantine control as being subjected, by the laying out of an administrative structure but also by church-building, to an ‘Armenian’ identity they might well not have felt had anything to do with them, since it was largely being imported by a foreign power; in that respect at least this version of ‘Armenian’ identity was an Other constructed around these people.2 I found the argument here possible but remembered the deliberate production of an Armenian identity in a foreign space less than a century later and wondered if, assuming those groups were in fact uncontrolled, the Byzantine construction of Armenian-ness was necessarily the first which had been imported there.

Obverse of a silver tram of King Levon I of Armenian Cilicia struck in 1198-1219, Leeds, Brotherton Library, Thackray Collection, CC/TH/MED/AR/1

Obverse of a silver tram of King Levon I of Armenian Cilicia struck in 1198-1219, Leeds, Brotherton Library, Thackray Collection, CC/TH/MED/AR/1, which you will notice if you look is lettered in Armenian and represents the king, somewhat Byzantine-like, but fundamentally on a throne made of lions, a bit of a unique iconographic departure…

Lastly, and furthest off my normal map, Reinier Langelaar, in a paper called “Tales of Foreign Descent in Tibetan Ruling House Genealogies”, made the point that in zones of particular cultural coherence—like medieval Tibet—a hint of difference might actually distinguish one usefully from ones’s competitors, which was, he thought, why so many would-be ruling families in the area attempted to claim some kind of outsider descent. Quite what the advantages of such distinction might be I needed more time to work out, but it was at least a positive spin on Otherness that some other papers were finding it harder to find.

Stand-Out Sessions

Not every session I might remark on here would stand out for good reasons, but quite a few did and it seems nicest to concentrate on those. Simplest to pick out was a round table on “An Other Middle Ages: What Can Europeanists Learn from Medieval Chinese History?” Naturally enough, this was essentially composed of some people who work on China who wanted the rest of us to realise that China is cool and useful to think with, and some people who thought that sounded great but had no idea how to start, especially if they don’t read Chinese as most scholars of the European Middle Ages don’t. (Wǒ huì shuō yīdiǎn, yīdiǎn zhōng wén… now, but I couldn’t then and I certainly can’t read it. Yet.) That was itself not too surprising – the language barriers exist and so does Otherness – but I don’t think I’ve ever been in a round table where so many people contributed, from all over the discipline, Sinologists, Byzantinists, late medieval Italianists, high medieval Germanists, high medieval Englishists (Anglologists?) and several more I couldn’t identify, all there because one way or another they did want to know more. I may later look back and see a sea change as having started here.

After that, and much much closer to my home interests, was a session entitled “10th-Century Uses of the Past, II“—I’d missed the first one—in which Simon Maclean, no less, managed persuasively to set the epic poem Waltharius into the context of the struggle between the last Carolingians and upcoming Ottonians in the middle tenth century, in which the dedicatee of the poem, Bishop Erchembold of Strasbourg was deeply involved; this did, as Simon said, explain why he might have laughed.3 Elina Screen then looked at the history of the monastery of Prüm, important to her as the burial place of her great subject, Emperor Lothar I (ruled 817-55, kind of) and best known to us through the Chronicle of one of its abbots, Regino (which indeed Simon has translated) and the monastery cartulary, the so-called Liber Aureus.4 Regino is famous for his gloomy opinion of the Carolingians, whose collapse of power he lived through, partly in exile; the Liber Aureus however makes a huge deal of them, and Elina suggested that a lot might be explained if we notice that Regino was apparently unable to extract any donations from the Carolingian kings and that his specific relationship with the royal family might have been one of the reasons his tenure as abbot didn’t work out, in which case we might want to be careful about generalising from him!

There were also two sessions on another bit of my tenth-century world, mainly Galicia, that overlapped a bit. The first, entitled “Ladies and Lords in 10th and 11th-Century Iberia: rivalries, factions, and networks“, featured Lucy K. Pick, in “The Queen, the Abbess, and the Saint’s Body: Faction and Network in 10th-Century Galicia”, recounting the use made by Queen Elvira of León of the body of Saint Pelagius, supposedly a boy martyr killed because he would not submit to the homosexual lusts of the future Caliph ‘Abd al-Raḥmān III. Although there certainly were some Christians put to death for denouncing the Prophet in tenth-century al-Andalus, this story is probably not true (despite what Wikipedia currently says); but it was put to serious work positioning the queen and her husband King Ramiro I as heads of the resistance to Islam in a Leonese court world then quite divided by faction.5 I’ve always wondered why that cult became such a big deal, given its likely fictionality, and some kind of home context for it—Pelagius was claimed as a local boy from Galicia—would certainly help with that.

The questions in the other session, “Iberian Monasticism, II: Early Middle Ages“, involved quite a discussion about Galicia, indeed, which another of the papers in the first one, by Rob Portass, had also featured. In this one, Rob resisted the idea that Galicia was a frontier, wanting I guess to frame it as a centre of its own, and Jorge López Quiroga and Artemio Manuel Martínez Tejera maintained that basically everything in the north of early medieval Iberia was a frontier space because of its vulnerability to attack from the south. The context was that Rob was contending for a movement of ideas rather than people to explain material-culture similarities between south and north, and the others were still basically looking for fugitive Mozarabs from the south with heads full of architecture they wanted to keep, and I don’t really know how we solve that.

Last in this list of sessions that struck me was one of two whole sessions, quite early on, on the Alans, one of the more obscure but long-lived migratory peoples of the early Middle Ages, called “Bringing in the Alans, II: Society and Economy of Alania“. Apparently Turkic of language and best known around the Caspian Sea, some people so considered were already up on the Rhine by the early fifth century and some settled in Gaul, eventually to become the source of some really quite overstretched historiographical claims.6 Two of the papers in the session, “Alans in the North Caucasus: settlement and identity”, by Irina Arzhantseva, and “Population and Society in the Sarmatian and Early Alanic North Caucasus: the cemetery of Klin-Yar (near Kislovodsk, Russia)”, by Heinrich Härke, were mainly about identifying Alan settlement in one of the zones to which these people supposedly migrated, which was a bit pots-means-people to be honest, but the third one, Nicholas Evans‘s “Alans on the Move: a case study in the archaeology of mobility”, despite coming out of the the same project as Härke’s, stood out for mentioning the Alans who stayed behind, still to be a factor in Caspian-era politics in the ninth century and dealings with the Khazars, and apparently looking quite different in material-cultural terms. The fact that all these people were called Alans by outsiders really became the question that was getting begged for me here.

Individual notes

Also, two things that don’t really fit anywhere else. In a session I will actually write about separately, “The Transformation of the Carolingian World, III“, Charles West, in a paper he had written with Giorgia Vocino called “Why Shouldn’t Judges Get Married? An Ottonian Perspective”, noted in passing that Emperor Otto III owned a copy of a commentary on the Codex Justinianus, the sixth-century Roman lawcode that was supposedly forgotten in the West until the twelfth century but which, as we’ve seen here before, wasn’t, at least in Rome, where Otto III also hung out.

Then lastly, there was my paper. I might have organised more sessions on frontiers, but I had been hoping to do something with the proceedings from the previous year and hadn’t really felt I could ask people to contribute more things with which I could not promise to do anything. So I wound up accepting an invitation to participate in a session being run by a friend of a friend, entitled, “Writing the Other in the Middle Ages, I: Travellers and their Cultural Preconceptions“. This was, as is so often the case for me, the morning after the dance, and my paper was called “Hagrites, Hagarenes, Chaldeans and Saracens: Missing Muslims on the Spanish march, 800-1000”. This wasn’t really much to do with travellers, but picked up on the scholarship I’ve mentioned here once or twice on people with Arabic names in tenth-century León, the very people about whom that debate over cultural transfer or physical migration already mentioned mainly arises, and tried to replicate it for Catalonia.7 And what I basically found is that you can’t; despite a much denser sample of charter evidence, there are all of 13 such persons in the documents I could check, as opposed to maybe 300 in the Leonese stuff. It is possible that, not having access then to the documents from Barcelona, I was missing out the capital to which, as in León, such migrants might have flocked, but the order of difference is still significant, and furthermore, I do now have the Barcelona documents and on a very quick run through the indices just now I don’t think they would add more than three or four.8 So that is something which might need explaining, but I think it must show support for the idea of a very low level of Islamization or Arabicization during the eighty-odd years in which the future Catalonia was in fact Muslim-run, no matter what some people would have you believe.9


Oh, also, it would not be a Leeds IMC report if I didn’t also report on books. The world’s second-biggest medievalist bookfair is a dangerous thing when you are paid for being an academic, and I came away with this list:

  • Norman H. Baynes, Byzantine Studies and Other Essays (Westport 1974), I admit I’m now not sure why;
  • Neil Christie and Hajnalka Herold (eds), Fortified settlements in early medieval Europe: defended communities of the 8th-10th centuries (Oxford 2016), because by and containing friends and papers I’d been to in previous years;
  • Janina M. Safran, Defining Boundaries in al-Andalus: Muslims, Christians, and Jews in Islamic Iberia (Ithaca 2015), largely because I had been telling students to read it without having done so myself and wanted to know why, having done so, they never seemed to cite it for anything;
  • Mark Whittow, The Making of Orthodox Byzantium, 600–1025 (Basingstoke 1996), because it’s great; and
  • Patrick J. Geary (ed.), Readings in Medieval History, 1st ed. (Peterborough 1991), because it’s the archetypal sourcebook except for all those other older ones and has a wider idea of what sources might be than they do.

Even this seems to speak somewhat of being subdued, doesn’t it? And of course, I haven’t read them, not so much as opened two of them except to get them into Zotero. Oh well… But I did have fun at the conference, even if I was exhausted for a lot of it. It just seems a very long time ago now!

1. It has been established since 1930 that the Covenant of ‘Umar probably does not date, as it seems to claim, from the reign of Caliph ‘Umar I (634-644 CE), but perhaps from that of ‘Umar II (717-720), for which see A. S. Tritton, The Caliphs and their Non-Muslim Subjects: A Critical Study of the Covenant of ‘Umar (London 1930), online here except in China, but the article in which I first read about it, Norman Daniel, “Spanish Christian Sources of Information about Islam (ninth-thirteenth centuries)” in al-Qanṭara Vol. 15 (Madrid 1994), pp. 365–384, raises doubts about even that, pointing out that no-one in al-Andalus ever seems to have been aware of it, which suggests that it should come from the ‘Abbāsid period of rule in the East, not the Umayyad one.

2. Scott’s relevant work is James C. Scott, The art of not being governed: an anarchist history of upland Southeast Asia (New Haven 2009), online here, but you can hear Nik’s application of it here if you like.

3. There is still no better account of that sporadic contest between a failing and a rising royal dynasty who shared claims on some territories than Rosamond McKitterick, The Frankish Kingdoms under the Carolingians, 751-987 (London 1983), pp. 305-339; one day either I or Fraser McNair, or, most worryingly as a possibility, both of us, will have to write one…

4. For the Chronicle, therefore, see Simon MacLean (ed./transl.), History and Politics in Late Carolingian and Ottonian Europe: The Chronicle of Regino of Prüm and Adalbert of Metz (Manchester 2009); for the cartulary, you have to go to H. Beyer, L. Eltester & A. Goerz (ed.), Urkundenbuch zur Geschichte der Mittelrheinischen Territorien, band I: von den ältesten Zeiten bis zum Jahre 1169 (Koblenz 1860; reprinted Aalen 1974), which has most of the documents in.

5. On this story see Ann Christys, Christians in al-Andalus (711 – 1000) (Richmond 2002), pp. 88-101; there were certainly martyrs in the reign, as witness C. P. Melville and Aḥmad ‘Ubaydlī (edd.), Christians and Moors in Spain, Volume III: Arabic Sources (711–1501) (Warminster 1992), pp. 38-43, but perhaps not as many as have been claimed; see Christys, Christians in al-Andalus, pp. 80-88 and 101-107 for critical review.

6. Meaning Bernard S. Bachrach, A History of the Alans in the West (Minneapolis 1973) and his pathfinder work for that book, idem, “The Alans in Gaul” in Traditio Vol. 23 (Fordham 1967), pp.476-489, reprinted in idem, Armies and Politics in the Early Medieval West, Collected Studies 405 (Aldershot 1993), chapter III.

7. Such work being mainly Victoria Aguilar Sebastián and Fernando Rodríguez Mediano, “Antroponimia de origen árabe en la documentación leonesa (siglos VIII-XIII)” in El reino de León en la alta edad media VI, Fuentes de Estudios de Historia Leonesa 53 (León 1994), pp. 497–633, Sebastián, “Onomástica de origen árabe en el Reino de León (siglo X)” in al-Qanṭara Vol. 15 (Madrid 1994), pp. 351–364 and Rodríguez, “Acerca de la población arabizada del reino de León (siglos X y XI)”, ibid. pp. 465–472, now added to by Richard Hitchcock, Mozarabs in Medieval and Early Modern Spain: identities and influences (Aldershot 2008), pp. 53-74.

8. They now being published as Ignasi J. Baiges i Jardí and Pere Puig i Ustrell (eds), Catalunya carolíngia volum VII: el Comtat de Barcelona, Memòries de la Secció Històrica-Arqueològica 110 (Barcelona 2019), 3 vols, my copies of which I owe to the great generosity of Professor Josep María Salrach.

9. Most recently, Ramón Martí, “De la conquesta d’al-Andalus a la majoria musulmana: el cas dels territoris de Catalunya (segles VIII-X)’ in Pilar Giráldez and Màrius Vendrell Saz (edd.), L’empremta de l’Islam a Catalunya: materials, tècniques i cultura (Barcelona 2013), pp. 11–35.

Maybe not Fat but still not Great

I’m going to the very end of my backlog here; I wrote this post pretty much entire on a train back to Leeds from the Institute of Historical Research on Armistice Day of 2015, and it’s been waiting for its moment, and for me to do the footnotes, ever since. As there is still marking just now, it seems to be that moment at last, so here you are. I’ve updated the editorial voice a bit in the set-up, but I’ll stand by the argument; I wouldn’t post it otherwise! So, here goes.

I was profiting that term (the one in which I wrote this post’s first draft) by teaching much closer than usual to my research interests. I then had a second-year course on the Carolingians that made me work over afresh many things that I thought I knew about everyone’s favourite early medieval imperial dynasty and their rule, much of which I hadn’t properly thought about for a decade and a half, and also made me read many things that I should have read then but didn’t, as you’ve already seen. And a proximate result of this was that for two days in November 2015 I was reading, at top speed, Kingship and Politics in the Late Ninth Century: Charles the Fat and the End of the Carolingian Empire, by Simon MacLean.1 Yep, sorry, Simon, this post is about your book.

Cover of Simon MacLean, Kingship and Politics in the Late Ninth Century: Charles the Fat and the End of the Carolingian Empire (Cambridge 2003)

Cover of Simon MacLean, Kingship and Politics in the Late Ninth Century: Charles the Fat and the End of the Carolingian Empire (Cambridge 2003)

So, first things first, this is a good book and I wish I’d read it sooner. Again, sorry Simon; it came out while I was first teaching and by the time that had stopped it was thesis write-up time and I wasn’t taking in anything new and then after that, well, life. Anyway, you mention the Spanish March maybe once. But I’m still sorry. For those who haven’t read it, it focuses on the reign of the last man to rule the whole Carolingian Empire, Charles III, unfortunately known to history as Charles the Fat to distinguish him from Charles I (the Great), II (the Bald) and a myriad of other Charleses of the era who didn’t get numbers because, as eleventh-century Andalusi scholar al-‘Udrī wisely said, “all the kings of the Franks are called Charles”.2 He was son of Louis the German, who was son of Louis the Pious who was son of Charlemagne, he was King of Alemannia from 875, of Bavaria and Italy from 879, Emperor of the Romans from 881, of Franconia and Saxony from 882 and from 884 or 885 King of Lotharingia and the Western Franks too, that being the whole lot, which he kept only till 887, the year of his death. So that’s our frame.

Now, Charles has had a bad press from the sources and the historians who have taken them literally: supposedly an epileptic (or else a victim when young of demonic possession), he is reported to have lost almost all his battles, and most importantly of all those against the Vikings, whom he largely paid off instead, to have relied to exclusion on one particular corrupt archbishop as chief counsellor, to have failed to contain the ambitions of the aristocracy to build up their own separate regional power-bases, not to have produced any legitimate children and finally to have been deposed by his half-nephew, Arnulf of Carinthia, who then went on to start saving Germany from the Magyars. Such, anyway, are the stereotypes.

Seal of King Charles the Fat

Simon’s cover-image, perhaps the only contemporary illustration of the man in question, the seal of King Charles the Fat, calling himself, you may notice, Karolus Mag[nu]s, Charles the Great, and showing no particular signs of overweight I’d say. Image public domain via Wikimedia Commons

Simon therefore goes back to the sources, makes a good effort to catch them all and to compare versions of the key ones, includes the charters alongside the narratives as no-one has before and attempts to save Charles’s reputation. There is, admittedly, no getting round the deposition by Arnulf or the lack of children, those are things that are true, but Simon puts the former firmly in the context of the latter and shows Charles trying to solve that problem, including eventually by divorcing his wife on the somewhat unlikely grounds of non-consummation; she even stood up before the court, declared herself still to be virgin and went off to be an abbess.3 Otherwise, Simon more or less discounts the childhood epilepsy, which is otherwise written up at the time as a surprising, unhelpful and shortlived monastic impulse rather than an actual physical fit; he shows Charles’s armies frequently effective against their enemies and Charles able, for the first time in many years, to field armies from several bits of the empire at once; and he rightly points out that paying off the Vikings, whatever may have been thought about it in the Eastern Frankish realms, had been a working strategy for two generations in the West and obviously a survivable one.

Most importantly, because it was not necessarily obvious before whereas those things should probably have been, Simon goes through Charles’s charters, paying attention to where they were issued for whom and at whose behest, and is able to show not just that many other counsellors surrounded Charles as well as Archbishop Liutward of Vercelli, the supposed evil grand vizier of the realm, and that even Liutward, ever-present only in the early part of the reign, only really got to pull strings for people in Italy, while many other major nobles also served Charles loyally, including winning his battles for him.4 Most interestingly of all, I think, by way of emphasising what one key source also says, how very unexpected and rapid Charles’s fall from power was, Simon sets out something quite striking: that almost all of the major nobles who would in fact become kings in the immediate wake of Charles’s death, though big players already, were big players in the areas where they came to rule because Charles himself had put them there; it was his grants that made them the men on the spot, rather than them having been able to inherit a spot in which their family had been investing for decades and finally get free of the kings to rule it in their own right.5 I find this perfectly convincing and of course, it puts a big hole in arguments about the rise of aristocratic separatism in the Carolingian era (and pushes even more of the change necessary to maintain such arguments about what is, essentially, feudalization, into the all-important tenth century!).

a diploma of Charles the Fat to Otbert, Provost of Langres, 15 January 887

One of those there charters, a diploma of Charles the Fat to Otbert, Provost of Langres, 15 January 887; image from Ferdinand Lot & Philippe Lauer (edd.), Diplomata Karolinorum. Recueil de reproductions en facsimilé des actes originaux des souverains Carolingiens conservés dans les archives et bibliothèques de France (Paris 1936-), vol. VII, no 10, via Abbildungsverzeichnis der europäischen Kaiser- und Königsurkunden project

So there’s all that, and yet. Simon argues that this all means that Charles was not a bad king, although there were things he did wrong in retrospect; instead, he was energetic, intelligent, a canny deployer of political symbolism and patronage and a good judge of loyal subordinates. And OK, but bear in mind that I am an old hand at the which-Carolingian-is-best/worst conversation in the conference bar. My personal candidate for the latter remains Charles the Simple, and there’s no doubt about the former; indeed, it’s kind of a problem for the whole dynasty that (as Simon cannily observes) they build Charlemagne himself into a legend they themselves can never quite live up to.6 But we have to bear in mind the judgement of the times on Charles the Fat. I don’t mean the sources necessarily, but the events on which all can agree. I mean, first and foremost the man got deposed. This may not have been fair but it still happened, and even if Simon is right that it happened mostly because of a barren marriage and bad management of his chief rival plus an ill-timed illness during an unusually serious Viking assault, his nearest and until-recently-loyal still decided that they would be better off without him in charge.7

Additionally, I think even in Simon’s best presentation of the facts two other things became apparent: firstly, apart from one very early campaign against the Abodrites I don’t think we ever hear of Charles leading an army to victory.8 In fact, we get the opposite situation where when he was present even his best and otherwise successful generals found themselves on the losing end. It’s not just the Siege of Paris, though that did happen there; it’s wherever he was actually in command…9 And lastly, I haven’t done the numbers on this, but he does seem to have been ill rather a lot, even if at other times he was mobile and active to an unusual degree. So a bad general and frequently unwell, suggesting a danger of death without an heir… I’m not saying he was in fact a terrible king after all, but I can see why when push came to shove, if they’d considered his form, his counsellors would have decided the race needed a new horse. We don’t, as Simon points out, know if Charles was actually fat; we do know that he himself invoked the risky comparison to that elder Charles than whom he could only be less great; he changed the political future all right, in ways he couldn’t have foreseen; for a short while he led a great Carolingian family alliance against the Vikings and usurpers; but I think we also know that he didn’t, in the end, do very well as a king.10

1. Simon MacLean, Kingship and Politics in the Late Ninth Century: Charles the Fat and the end of the Carolingian Empire, Cambridge Studies in Medieval Life and Thought 4th Series 57 (Cambridge 2003).

2. Fernando de la Granja (transl.), “La Marca Superior en la obra de al-cUdrí” in Estudios de edad media de la Corona de Aragón Vol. 8 (Zaragoza 1967), pp. 447-546 at pp. 466-467 (§24): “todo los reyes que reinan en Francia se llaman Qarlo.”

3. MacLean, Kingship and Politics, pp. 169-173.

4. Ibid., pp. 178-191.

5. Ibid., pp. 81-122, esp. 115-119.

6. Ibid., pp. 222-227. The problem only got worse after this, of course: see Matthew Gabriele, An Empire of Memory: the legend of Charlemagne, the Franks, and Jerusalem before the First Crusade (Oxford 2011), to which contrast Alessandro Barbero, Charlemagne: father of a continent, transl. Allan Cameron (Berkeley 2004).

7. The coup is covered in MacLean, Kingship and Politics, pp. 191-198.

8. Timothy Reuter (transl.), The Annals of Fulda, Ninth-Century Histories 2 (Manchester 1992), s. a. 869 (p. 60).

9. Simon performs a masterful deconstruction of the sources for the Siege of Paris (MacLean, Kingship and Politics, pp. 55-63), but even that cannot change the outcome.

10. Ibid. p. 2 & n. 3 for the byname; see n. 6 above for Charles-comparisons; and MacLean, Kingship and Politics, pp. 123-168 for the period of family leadership.

Leeds 2013 report part 2

Sorry, this has taken a couple of days to find the time to write. But, as with the conference experience itself, the only way out of the backlog is through! Or something. So, resuming the Leeds 2013 report on Tuesday 2nd July, your blogger found himself breakfast (which was reassuringly, basically the same as it had been at Bodington, which is to say, there were many options healthier than the somewhat limp fry-up but that’s what I always have anyway). Thus fortified, I headed for dispute!

506. Law, Violence, and Social Bonds, I: Power, Conflict, and Dispute Settlement

  • Matthew McHaffie, “Warranty of Land in eleventh- and early twelfth-century Anjou”
  • Kim Esmark, “Power and Pressure: the micropolitics of 11-century aristocratic networks”
  • Warren C. Brown, “Conflict and the Laity in Carolingian Europe”
  • Mr McHaffie here was looking at at a particular procedure in Angevin charters whereby the actor undertook to stand warranty for the recipient’s onwership of the property, meaning that they would defend it at law and if necessary by force. He emphasised that this was rare (120 cases in the 3000+ documents he’d looked at), that it was by no means always carried out when it should have been (as, as Geoffrey Koziol pointed out in questions, we see in the Conventum Hugonis), and that a lot of what it involved must have been going on outside the courts that provide us with half the relevant records. It very quickly comes down to the micropolitics of who was involved with whom, which meant that Dr Esmark followed on very neatly, especially since he was also talking about Anjou: the thrust of his paper was that lords’ actions were shaped by the pressures of their followings as much as any other factor. Matthew Hammond tried to use this to suggest that Thomas Bisson might exaggerate lords’ freedom of action in the period; Dr Esmark, as my notes have it, thought there was “lots more to do to prove him fully wrong”. Both I and Bob Moore pressured him for more on the ties of the groups involved, whether they were a steady body of people and how they were linked between themselves, but variability over both time and case seems to be the motif, as I reluctantly suppose we’d expect, though core membership of the groups seems to be more identifiable than in my materials till, well, I suppose the mid-eleventh century actually! Hmm…

    The donjon of the Château de Loches

    The donjon of the Château de Loches, originally built by Count Fulk Nerra of Anjou. Probably room for a few amici

    Lastly, Warren Brown, as is his wont, emphasised that for the early Middle Ages, formulae are in some ways a richer source for social practice than land transfer documents and showed it by extracting from them information on judicial process in disputes between laymen, something that given most surviving documents’ involvement of the Church we otherwise hardly see; this shows up, even in Frankish sources, a picture of negotiation, settlements, tactical defaults, oaths and corruption that looks a lot more like the picture we have from the more detailed Italian evidence, although also a significant amount more homicide and highway robbery than we find in any other sources.1 He also emphasised that women were envisaged as aggressors too, not just by underhand means like sorcery but sometimes by flat-out assault. His conclusion was that the formulae show the patches that had to be applied to a system that often went wrong, which I think is pretty realistic.

I seem now to have skipped a session, which if I remember rightly was simply because I didn’t get the location of the one I had decided to go to worked out in time, realised I would be late and decided I would do better just to get coffee and decompress for a short while. This is probably the point at which most of this happened, too:

A stack of books bought at Leeds IMC 2013

The haul from Leeds 2013

I must have slipped! So after that obviously stern strictures were required, in the form of law.

703. Origin, Usage, and Functionality of the Frankish Leges

  • Magali Coumert, “Isidorus Hispalensis and the Lex Salica
  • Lukas Bothe, “Let ‘Em Pay or Hang ‘Em High?: tackling theft and robbery in Merovingian legal sources”
  • Stephan Ridder, “Traces of the Frankish King in the Lex Baiuvariorum
  • Start of a copy of the Salic Law in Paris, Bibliothèque Nationale, MS Latin 4404

    Start of a copy of the Salic Law in Paris, Bibliothèque Nationale, MS Latin 4404

    Dr Coumert started from the odd fact that although Isidore of Seville would seem to have precious little to do with the supposed codification of old Frankish custom into the Salic Law, nonetheless, a quarter of its manuscripts also contain his work, and from there went into a lengthy but justified plain about how misleading the canonical edition of Lex Salica is in terms of how anyone actually used it, since it raids manuscripts of radically different traditions to construct a ‘pure’ text that it is obvious no-one at the time had or used. “He just didn’t care,” said she of Karl August Eckhardt, and it’s hard to disagree, though as the paper revealed, it’s also very hard not to use his groupings of the manuscripts anyway.2 What taking the manuscripts as wholes reveals, however, is that they almost never have only one code in, but are always collections of several laws or sources of law, and Isidore seems to have been an authority that could travel with these too. The users of these manuscripts were not doing with them what the nineteenth-century editors thought they should have been, and it’s probably worth trying to figure out what they were doing rather than seeing that use as something in the way of our scholarship…

    Mr Bothe, meanwhile, approached the question of death for thieves, something that is supposed often to be normal ‘barbarian’ practice, especially for those caught in the act, but which is often deprecated in the actual laws in favour of heavy fines, which he suggested were preferred because of not implicating the judiciary in the feud that might result from executing someone. I thought that that, and the idea of a legislating state trying to patch up law, both sat oddly next to the idea we seem otherwise to be developing of Merovingian Frankish law as a more or less decentralised set of ideals, something on which I’ve heard enough since to make it impossible for me to recover what I thought about this session at the time. That picture was much more present in Mr Ridder’s study of the Laws of the Bavarians, though, a text whose origin and issuer is almost perfectly unclear, but which attributed to the king of the Franks considerable connections to and authority over the Agilolfing dukes of the Bavarians. Mr Ridder suggested that here we might even take the text seriously and associate it with a Merovingian move into the duchy to coordinate its defence against the Avars. The questions mainly focused on Mr Bothe’s fines, however, and whether, given their size, even they were supposed to be more than deterrents; he thought that probably was their function, but pointed out that what seems to be an impossibly large amount of gold might still be achievable in cattle, because cows were surprisingly expensive (say two solidi each?), or of course in land, which, as in Spain (why I’d raised the question) was not envisioned in the law but certainly happened here. Here again, therefore, we saw that the actual law texts bear only the sketchiest relation to what was actually done, meaning that they were not the kind of resource we usually think they were. How many other sorts of text does that apply to, we might ask?

Then coffee and then fireworks, at least of an intellectual kind.

803. Defining Kingdoms in 10th-Century Europe

  • Geoffrey Koziol, “The (Dark) Matter of France: monasticism and the making of the West Frankish kingdom”
  • Simon MacLean, “Who Were the Lotharingians? Defining political belonging after the end of the Carolingian Empire”
  • Charles Insley, “Beyond the Charter Horizon: (un)making England in the 10th century”
  • Saint-Philibert de Tournus

    The eventual home of the monks of St Philibert, at Tournus. “Tournus-StPhilib” by MorburreOwn work. Licensed under CC BY-SA 3.0 via Wikimedia Commons.

    Despite the plethora of brackets, this session was surely my favourite of the conference, probably mainly because it’s so nice to have people other than myself looking at the tenth century as if it might tell us something. Professor Koziol was excited to tell us about about his new theory, which was coming in the wake of the completion of the most substantial work on the Carolingian tenth century for quite a while.3 The problem he was seeking to solve was how the West Frankish kingdom, of which large parts repeatedly rebelled in the ninth century and much of which was beyond the control of its kings for the tenth through to twelfth centuries, held together as any kind of unit. Why did the idea of France even include Aquitaine and Provence by the time the Capetian kings could make that mean anything? For Professor Koziol, the answer is monks, or more specifically, congregations of monasteries or single houses with really wide-ranging property interests, like the familia of Saint Philibert whose sporadic flight from the Vikings took them through four different homes with supporting endowments.4 Another obvious one would be Cluny, which though outside Francia proper controlled a network of houses within it and saw the king as their principal defence. Such places relied on the kings’ support, and by doing so gave the kings the framework of a state which kept them present, even when ineffective, in peoples’ schemes of the world. Such at least was the theory, but the fact that such royal documents were rarely brought out of archives, as far as we can tell, and that even allowing for Cluny there’s really no way to show any shared ideology other than Christianity between all Frankish monasteries, gave others pause. For me there’s also the question of why this didn’t work in Catalonia, which even in its parts then north of the Pyrenees stopped asking the kings for such documents quite sharply after 988, yet meets most of the same criteria before then. Nonetheless, Professor Koziol did not seem unconvinced so I guess that we will see further versions of this thought, and even I’m sure it explains something, I’m just not quite sure how much yet…

    Old map of Lotharingia with some more modern captions

    Old map of Lotharingia with some more modern captions

    Simon, meanwhile, was asking a quite similar question but without the surviving monarchy, which makes the old ‘kingdom of Lothar’, Lothari regni, Lotharingia or Lorraine or Löthringen, as an idea even harder to explain. Despite the completely arbitrary origins of the area, evident in its name, Simon cited sources from the 960s talking about the ethnic characteristics of Lotharingians. Of course, as he said, this just goes to show that even when ethnicity is entirely constructed and situational (which is possibly always, I might throw in), it’s still a powerful idea. For this case, Simon thought that its power was being appropriated by the writers who supported local noble groups against a West Frankish crown that returned to the area as a conqueror, not as an heir, in the form of King Charles the Simple in 911, so that what had been ‘Lothar’s kingdom’ became more comfortably separate as an area with a people named after him than as a territory that had clearly belonged to the Carolingian monarchy. In doing so, however, he mentioned various other formulations that didn’t seem to stick, like ‘regnum Gallicanum’, and in questions some of the most interesting points for me were raised about other such ethnicities that fail, for example the Ribuarians, who had a Frankish lawcode but who seem never to have been a people anyone could locate. There are others, and so the question may be why this one stuck and others didn’t, and I suppose that one answer might be, it was not controlled by outside interests for long enough at a time to remove the value of an ‘inside’ identity, in which case I need to look at it rather more closely…

    British Library, Cotton MS Claudius B VI, fo. 109v

    The Abingdon Cartulary, demonstrating its interest in the kingdom by picturing Edward the Confessor, albeit quite a long time after he would have cared. British Library, Cotton MS Claudius B VI, fo. 109v

    Lastly, Charles Insley took aim at the developing historiography, of which you’ve had plenty reported here since it’s largely coming from Oxford, that is trying to place the definitive development of an English state in the tenth century. He pointed out that by using Koziol-like tactics of analysing the uptake and issue of royal diplomas, it seems clear that large parts of this supposed kingdom just did not deal with the kings in the way that the south did.5 Instead, therefore, he suggested that far less of tenth-century England was governed by consent, as opposed to grudging acceptance of the king’s ability to beat them up with southern armies, and that governmental structures may therefore not be enough to tell us about unity. Most of the questions Charles got were about preservation: there has been so much Anglo-Saxon material lost that arguing from areas of absence is dangerous, but, as he says, there are lots of charters from East Anglia, just no royal ones, and there aren’t no documents from the north (though it’s very close!) so there is still something to explain.6 Julie Hofmann suggested that we might be looking less at obedience to royal power projection in the tenth century and more at subservient submission to royal dissolution in the sixteenth, which as Charles said is a possibility that late medieval registers might help eliminate. Work to be done, therefore!

All the same, this session hit a great many of my buttons: three scholars I think are always interesting and argumentative, all pushing more or less big ideas, and happy to let others take shots at them in the cause of testing them out, with plenty of people happy to do so; it may look quite disputational, and I suppose it isn’t for the thin-skinned, but in a session like this one can practically feel the field energise and take shaky steps forward. There was plenty to think about over dinner. But then there was also some more to think about after dinner, in the form of a dessert of databases.

910. ‘Nomen et Gens’ and ‘The Making of Charlemagne’s Europe’: early medieval database projects – a round table discussion

    This took the form of two short presentations of the respective projects by their principal investigators, introduced by Jinty Nelson, with a question and answer section for each. I’ve yet to see a round table at Leeds that really is a round table, though I do generally avoid them which is probably why, but nonetheless there was lots of information here. Nomen et Gens is a project that’s been running since the 1970s—as Steffen Patzold who was introducing it said, long enough to have its own Traditionskern—but has lately advanced fully into the database age, and its aim is to amass enough prosopographical data to assess quantitatively what ethnic identifiers actually meant to their early medieval users.7 What this means, however, is that it now contains basic biographical and personal information for 10,000-plus people of the seventh and eighth centuries and the easiest way to find out more is to go and look, here. The only real question was why this was only a demo version, but apparently there is much more to check and unify before the full thing can go live to the world. Accounts are available for those who can help, though.

    Screen-capture of <em>Nomen et Gens</em>'s entry for Charlemagne

    An example of cross-over: screen-capture of Nomen et Gens‘s entry for Charlemagne

    Alice Rio spoke for The Making of Charlemagne’s Europe, a project I’ve heard a lot about given its staff’s frequent presence at the Institute of Historical Research. Here the aim has been to database all the charters from the reign of Charlemagne and the territories which he ruled. A lot has been learned from the approaches used at Kings College London, where the project lives, on Prosopography of the Domesday Elite, and its structure is quite sophisticated. Here, again, the best way to find out more is probably to go and play with it: it wasn’t live in July 2013 but now it more or less is, so take your Charlemagne-period enquiries to it and see what it has to tell you! At this point it was still very much in development: I asked, for example, if it could answer stacked queries (a query performed on the results of a previous query) and was told that it had been able to since two o’clock that afternoon… But it was clearly going places at last, after many frustrations, and the two databases were also probably going to be able to talk to each other behind the scenes in productive ways.

And thus, pretty much ended the second day. [Edit:: I forgot to mention that Magistra also blogged the first and last of these sessions, and particularly in the former her impressions were quite different from mine, so you may like to take a look there as well.] More will follow, after a short digression about a tiny church…

1. W. C. Brown, “Conflict, letters, and personal relationships in the Carolingian formula collections” in The Law and History Review Vol. 25 (Cambridge 2007), pp. 323-44; cf. Chris Wickham, “Land Disputes and their Social Framework in Lombard-Carolingian Italy, 700-900” in Wendy Davies & Paul Fouracre (edd.), The Settlement of Disputes in Early Medieval Europe (Cambridge 1986), pp. 105-124, rev. in Wickham, Land and Power: studies in Italian and European social history, 400-1200 (London 1994), pp. 229-256.

2. Eckhardt did about a hundred different editions of the Lex Salica but I guess that the definitive ones are the MGH ones, K.-A. Eckhardt (ed.), Pactus Legis Salicae, Monumenta Germaniae Historica (Leges Nationum Germanicum) IV.1 (Hannover 1962), online here, and idem (ed.), Lex Salica, MGH Leges IV.2 (Hannover 1969), online here. The problems of assuming an Urtext behind the manuscripts of course also dog attempts to come up with a single translation, such as Katherine Fischer Drew (transl.), The Laws of the Salian Franks (Philadelphia 1991), where pp. 52-55 demonstrate the awkward choices that had to be made.

3. That being none other than Geoffrey Koziol, The Politics of Memory and Identity in Carolingian Royal Diplomas, Utrecht Studies in Medieval Literacy 19 (Turnhout 2012).

4. The last word on the monks of Saint Philibert appears now to be Isabelle Cartron, Les pérégrinations de Saint-Philibert – Genèse d’un réseau monastique dans la société carolingienne (Rennes 2009), which Professor Koziol cited.

5. Referring to Koziol, Politics of Memory, in case that’s not clear, though cf. Mark Mersiowsky, “Towards a Reappraisal of Carolingian Sovereign Charters” in Karl Heidecker (ed.), Charters and the Use of the Written Word in Medieval Society, Utrecht Studies in Medieval Literacy 5 (Turnhout 2000), pp. 15-25!

6. What there is from the north is now printed in David Woodman (ed.), Charters of Northern Houses, Anglo-Saxon Charters 16 (Oxford 2012).

7. I had here some acid comment about how it would be normal to look to Germany for a project working to establish ground-base values for ethnicity then realised the problem with making such a generalisation…

Seminary LVI: what use a Carolingian chronicle?

Before I disappeared once more into unseminary occlusion, I made it to one at least of the Institute of Historical Research’s Earlier Middle Ages Seminars, not least because the speaker was Dr Simon MacLean of the University of St Andrews, long-time acquaintance of yer humble blogger and someone who will expect to see his paper mentioned here… Also, because of the subject, though mainly because I didn’t have to write a lecture for the next week. The subject was, “Recycling the Franks in 12th-Century England: Regino of Prum and the Monks of Durham”, and since Simon has been raising interest in Regino for some time, to the extent of recently translating his Chronicon into English, I wanted to hear what he was going to say.

Durham Cathedral by Mel Harland

Durham Cathedral, photographed from the river by Mel Harland

As the title suggests, the paper was more about twelfth-century Durham than anything Regino would have recognised, and needed a lot of setting up in terms of the contemporary politics, which were, on the grand scale (and usefully, since I’d been reading up on it for teaching at the time) the Investiture Contest and the aftermath of the marytrdom of Thomas à Becket. Durham, facing Scotland as it did and endowed with plenipotentiary powers which led its incumbent to be called the Prince-Bishop and the associated county a palatinate one, was a see over which royal control was very tight and the incumbent was frequently absent. It was also very often in dispute with its own cathedral chapter, and the special place of the bishop in the kingdom made it easy for the monks of the cathedral to obtain papal judgements against him when they came into dispute. Since Henry II was for a large part of his reign in breach with Rome, it is not a small thing that the monks of one his major sees were regularly going there to get judgements against their own bishop, and it shows you how the big agendas were pulled on by and pulled in smaller disputes and polarised them (as with family, chariot racing factions, Christianity at the adoption stage, and many other grand themes).

Cambridge, Corpus Christi College, MS 139, fo. 17r

Cambridge, Corpus Christi College, MS 139, fo. 17r, where the excerpt of Regino's Chronicon starts

Somewhere in all this the monks amassed a historical compilation, apparently put together out of several lesser parchment pamphlets, themselves all compiled for separate purposes. The result now survives in one lump as Cambridge, Corpus Christi College, MS 139, which of course means that it’s online if you’re in the right places, but Simon was interested in the first pamphlet component, which contains a load of Durham-centric texts and an abstract of Regino’s Chronicon. This looks extremely out of place among its insular companion pieces, but Simon argued, with painstaking analysis lying behind his argument, that it had been selected carefully to make a point, and one of the reasons that we can believe this is that the manuscript of Regino that was being used is still at Durham where you can, apparently see that the text is marked up for excerpting in just the places it was done in CCCC 139. (Not sure if I have this right: the MGH suggests that the antecessor of CCCC 139 is (now) British Library MS Arundel 390 and mentions no Durham MS, but I think that’s what Simon said. The Durham MS collections are not catalogued online yet, sadly.) Regino’s original purpose was, says Simon and I don’t doubt him, to write a dynastic history of the Carolingians charting their rise and fall, but he was also very interested in their relations with Rome, and indeed saw that as crucial to the explanation of that rise and fall. (He is, for example, one of the best sources we have on Nicholas I, who as I keep telling you keeps coming up. Simon made this point without my having to question him, too, and I hadn’t stuck any of my rants about the neglect of the man up here yet.) The monks of Durham didn’t really care too much about the Carolingians, but they certainly cared about kings being deferential to popes, and that’s what they went through this text for, there being plenty to find. They included other things too, and what the agenda was there other than interest Simon admitted he could not yet tell, but where there was something that made that point it was included, and where there was something that went against that particular grain, it was not. All seemed plausible enough to me. That’s what Carolingian history was good for to some twelfth-century English monks, it would seem.

Chapels in the southern transept of Sawley Abbey church

Chapels in the southern transept of Sawley Abbey church

I accept all this, but I would still like to know—not that I know how we find out—more about the audience of the manuscript. Simon said that within a few years of its compilation and binding it seems to have been passed on to the new Cistercian foundation of Sawley Abbey, whose ex libris is visible under UV. Why that might be was hard to understand, given it was so Durham-centric in contents, and Sawley’s a long way from Durham, but Simon said that it did seem to have been connected to the contemporary Bishop Hugh de Puiset. That, to me at least, raised the intriguing (and unverifiable) possibility that the audience, in the end, had been the bishop, for whom many of the texts in the book could have been seen as exempla, and he hadn’t liked it, and had decided to piously get rid of it as far from his rebellious monks as he could easily manage… I like it as a theory, anyway!