Tag Archives: Ottonians

Reporting on the International Medieval Congress of 2017

I’m sorry for another long absence. Teaching in the time of Covid is just doing me in, and largely for reasons of our beloved government. History at Leeds are currently teaching online, to which we switched at pretty much the last minute possible. Prior to that we had been getting ready for mixed face-to-face and online teaching, because the Office for Students had indicated that they might support fees refunds for students offered only online teaching. However, we obviously knew that we’d have some students who could not come in, because of being infected or shielding or whatever, and so there had to be online provision as well, which had to be as good as the face-to-face in some unmeasurable way that, if we didn’t manage it, could also result in fees refunds. So at least we had it ready, if some of us more than others, but in addition to this we simultaneously had new legislation that is nothing to do with the pandemic, about making digital resources maximally accessible to the disabled, according to the W3C’s rules; that’s now English law, and again if we don’t do it we can expect fines, at least in theory. What this all means in practical terms is that quite a lot of the last week has gone on correcting closed captions for my and other people’s pre-recorded or live-recorded lectures, and this has been a relatively good week, or I wouldn’t be writing at all; the last three were worse… So here we are.

Leeds IMC 2017 banner image

So, for all those reasons I can’t do my normal scale of justice to a report of a conference from three years ago, even though it was a good and big one. Indeed, the idea of being among that many fellow academics with something worthwhile to say seems almost impossibly distant right now, and indeed my own involvement in it was unusually small, suggesting that I was short of time to organise something decent. I certainly can’t do my usual list of papers attended. But I will try and address the conference’s main theme a bit, because a number of people did make me think differently about it with their contributions; I will also light on four sessions in particular that I thought were notable for one reason or another; and I will give a few snippets of reflection on other single papers, and hopefully then there’ll be something interesting to read even if the whole conference can’t be here.


The conference theme was Otherness. As usual, many papers continued as normal without paying much attention to that, but there were certainly plenty that did pay attention, some (as the academic media made abundantly clear for the next few days) with less care than others. A rapid trawl through my notes looking for the asterisks that mean something struck me at the time note a couple of things here, about how the category of Other is philosophically constructed and about how it is then put to social use. The idea that a community or interest group establishes its identity by means of identifying something that it is not and then defining against it is now a pretty established one in sociology and history has not been as slow as it often is to borrow this bit of theory, but as so often when you use theory to reflect on the past it bounces back looking different…

Two sharp points about this came out of two of the keynote lectures on the first day, for me, which is as it should be I suppose, but they were these. Firstly, Felicitas Schmieder, talking about “The Other Part of the World for Late Medieval Latin Christendom”, made the point that invocation of ‘the Other’ is inherently a binary system that can support only two categories: there’s Them, and there’s Us, and no room for anyone not to be either. Earlier in the day Nikolas Jaspert, talking about “The Mediterranean Other and the Other Mediterranean: perspectives of alterity in the Middle Ages”, had made a similar point, which I think is about scale (as so many things are); invoking competing mercantile élites as a case, he pointed out that, for example, the Venetians and Genoese might well have been each other’s ‘other’ at times but when a Muslim city (or indeed Constantinople) rose against Italian merchants, they were the same from the mob’s point of view and indeed right then probably each other’s; so both perspective and size of the lens matter a lot when we make these categorisations from where we now stand with respect to the medieval (or any) past. Much later in the conference, Rebecca Darley, in a response to a session about ‘Writing the Other in the Middle Ages, III: discovering new knowledge of the world‘, pointed out that for some medieval people everything was inside the group, her example being the unknown author of the Christian Topography, a sixth-century author determined to prove theologically that the Earth was flat in surface and constructed in the image of the Biblical Tabernacle, and who therefore has to encompass everyone on it as part of God’s scheme, even the Persians for whom he plainly had little but disdain. Detecting othering may sometimes therefore miss the point…

The world map from the Christian Topography of Cosmas

The world map from the Christian Topography of Cosmas. “WorldMapCosmasIndicopleustes” by Cosmas Indicopleustes, 6th century – “Les Sciences au Moyen-Age”, “Pour la Science”. Licensed under Public Domain via Commons.

There were also three sharply-pointed examples of othering being used as a political tactic; in fact, I’m sure there were more but these ones talked to me because of referencing contexts that I interest myself in. Firstly, in the second keynote of the conference, entitled “Drawing Boundaries: inclusion and exclusion in medieval islamic societies”, Eduardo Manzano Moreno posed that contentious document, the so-called Covenant of ‘Umar, as a marker of a change of direction within Islam, from a position that, like the Christian Topography‘s theology, could potentially include everyone in the world, to one which would actually prefer to slow assimilation to Islam, maintaining an Other so as to preserve the superior position of the in-group.1 Subsequently, Nik Matheou, speaking about “Armenians in East Roman Cappadocia, c. 900–1071: settlement, the state apparatus, and the material reproduction of ethnicity”, invoked James Scott’s idea of the Zomia to classify rural populations in Armenia during a phase of Byzantine control as being subjected, by the laying out of an administrative structure but also by church-building, to an ‘Armenian’ identity they might well not have felt had anything to do with them, since it was largely being imported by a foreign power; in that respect at least this version of ‘Armenian’ identity was an Other constructed around these people.2 I found the argument here possible but remembered the deliberate production of an Armenian identity in a foreign space less than a century later and wondered if, assuming those groups were in fact uncontrolled, the Byzantine construction of Armenian-ness was necessarily the first which had been imported there.

Obverse of a silver tram of King Levon I of Armenian Cilicia struck in 1198-1219, Leeds, Brotherton Library, Thackray Collection, CC/TH/MED/AR/1

Obverse of a silver tram of King Levon I of Armenian Cilicia struck in 1198-1219, Leeds, Brotherton Library, Thackray Collection, CC/TH/MED/AR/1, which you will notice if you look is lettered in Armenian and represents the king, somewhat Byzantine-like, but fundamentally on a throne made of lions, a bit of a unique iconographic departure…

Lastly, and furthest off my normal map, Reinier Langelaar, in a paper called “Tales of Foreign Descent in Tibetan Ruling House Genealogies”, made the point that in zones of particular cultural coherence—like medieval Tibet—a hint of difference might actually distinguish one usefully from ones’s competitors, which was, he thought, why so many would-be ruling families in the area attempted to claim some kind of outsider descent. Quite what the advantages of such distinction might be I needed more time to work out, but it was at least a positive spin on Otherness that some other papers were finding it harder to find.

Stand-Out Sessions

Not every session I might remark on here would stand out for good reasons, but quite a few did and it seems nicest to concentrate on those. Simplest to pick out was a round table on “An Other Middle Ages: What Can Europeanists Learn from Medieval Chinese History?” Naturally enough, this was essentially composed of some people who work on China who wanted the rest of us to realise that China is cool and useful to think with, and some people who thought that sounded great but had no idea how to start, especially if they don’t read Chinese as most scholars of the European Middle Ages don’t. (Wǒ huì shuō yīdiǎn, yīdiǎn zhōng wén… now, but I couldn’t then and I certainly can’t read it. Yet.) That was itself not too surprising – the language barriers exist and so does Otherness – but I don’t think I’ve ever been in a round table where so many people contributed, from all over the discipline, Sinologists, Byzantinists, late medieval Italianists, high medieval Germanists, high medieval Englishists (Anglologists?) and several more I couldn’t identify, all there because one way or another they did want to know more. I may later look back and see a sea change as having started here.

After that, and much much closer to my home interests, was a session entitled “10th-Century Uses of the Past, II“—I’d missed the first one—in which Simon Maclean, no less, managed persuasively to set the epic poem Waltharius into the context of the struggle between the last Carolingians and upcoming Ottonians in the middle tenth century, in which the dedicatee of the poem, Bishop Erchembold of Strasbourg was deeply involved; this did, as Simon said, explain why he might have laughed.3 Elina Screen then looked at the history of the monastery of Prüm, important to her as the burial place of her great subject, Emperor Lothar I (ruled 817-55, kind of) and best known to us through the Chronicle of one of its abbots, Regino (which indeed Simon has translated) and the monastery cartulary, the so-called Liber Aureus.4 Regino is famous for his gloomy opinion of the Carolingians, whose collapse of power he lived through, partly in exile; the Liber Aureus however makes a huge deal of them, and Elina suggested that a lot might be explained if we notice that Regino was apparently unable to extract any donations from the Carolingian kings and that his specific relationship with the royal family might have been one of the reasons his tenure as abbot didn’t work out, in which case we might want to be careful about generalising from him!

There were also two sessions on another bit of my tenth-century world, mainly Galicia, that overlapped a bit. The first, entitled “Ladies and Lords in 10th and 11th-Century Iberia: rivalries, factions, and networks“, featured Lucy K. Pick, in “The Queen, the Abbess, and the Saint’s Body: Faction and Network in 10th-Century Galicia”, recounting the use made by Queen Elvira of León of the body of Saint Pelagius, supposedly a boy martyr killed because he would not submit to the homosexual lusts of the future Caliph ‘Abd al-Raḥmān III. Although there certainly were some Christians put to death for denouncing the Prophet in tenth-century al-Andalus, this story is probably not true (despite what Wikipedia currently says); but it was put to serious work positioning the queen and her husband King Ramiro I as heads of the resistance to Islam in a Leonese court world then quite divided by faction.5 I’ve always wondered why that cult became such a big deal, given its likely fictionality, and some kind of home context for it—Pelagius was claimed as a local boy from Galicia—would certainly help with that.

The questions in the other session, “Iberian Monasticism, II: Early Middle Ages“, involved quite a discussion about Galicia, indeed, which another of the papers in the first one, by Rob Portass, had also featured. In this one, Rob resisted the idea that Galicia was a frontier, wanting I guess to frame it as a centre of its own, and Jorge López Quiroga and Artemio Manuel Martínez Tejera maintained that basically everything in the north of early medieval Iberia was a frontier space because of its vulnerability to attack from the south. The context was that Rob was contending for a movement of ideas rather than people to explain material-culture similarities between south and north, and the others were still basically looking for fugitive Mozarabs from the south with heads full of architecture they wanted to keep, and I don’t really know how we solve that.

Last in this list of sessions that struck me was one of two whole sessions, quite early on, on the Alans, one of the more obscure but long-lived migratory peoples of the early Middle Ages, called “Bringing in the Alans, II: Society and Economy of Alania“. Apparently Turkic of language and best known around the Caspian Sea, some people so considered were already up on the Rhine by the early fifth century and some settled in Gaul, eventually to become the source of some really quite overstretched historiographical claims.6 Two of the papers in the session, “Alans in the North Caucasus: settlement and identity”, by Irina Arzhantseva, and “Population and Society in the Sarmatian and Early Alanic North Caucasus: the cemetery of Klin-Yar (near Kislovodsk, Russia)”, by Heinrich Härke, were mainly about identifying Alan settlement in one of the zones to which these people supposedly migrated, which was a bit pots-means-people to be honest, but the third one, Nicholas Evans‘s “Alans on the Move: a case study in the archaeology of mobility”, despite coming out of the the same project as Härke’s, stood out for mentioning the Alans who stayed behind, still to be a factor in Caspian-era politics in the ninth century and dealings with the Khazars, and apparently looking quite different in material-cultural terms. The fact that all these people were called Alans by outsiders really became the question that was getting begged for me here.

Individual notes

Also, two things that don’t really fit anywhere else. In a session I will actually write about separately, “The Transformation of the Carolingian World, III“, Charles West, in a paper he had written with Giorgia Vocino called “Why Shouldn’t Judges Get Married? An Ottonian Perspective”, noted in passing that Emperor Otto III owned a copy of a commentary on the Codex Justinianus, the sixth-century Roman lawcode that was supposedly forgotten in the West until the twelfth century but which, as we’ve seen here before, wasn’t, at least in Rome, where Otto III also hung out.

Then lastly, there was my paper. I might have organised more sessions on frontiers, but I had been hoping to do something with the proceedings from the previous year and hadn’t really felt I could ask people to contribute more things with which I could not promise to do anything. So I wound up accepting an invitation to participate in a session being run by a friend of a friend, entitled, “Writing the Other in the Middle Ages, I: Travellers and their Cultural Preconceptions“. This was, as is so often the case for me, the morning after the dance, and my paper was called “Hagrites, Hagarenes, Chaldeans and Saracens: Missing Muslims on the Spanish march, 800-1000”. This wasn’t really much to do with travellers, but picked up on the scholarship I’ve mentioned here once or twice on people with Arabic names in tenth-century León, the very people about whom that debate over cultural transfer or physical migration already mentioned mainly arises, and tried to replicate it for Catalonia.7 And what I basically found is that you can’t; despite a much denser sample of charter evidence, there are all of 13 such persons in the documents I could check, as opposed to maybe 300 in the Leonese stuff. It is possible that, not having access then to the documents from Barcelona, I was missing out the capital to which, as in León, such migrants might have flocked, but the order of difference is still significant, and furthermore, I do now have the Barcelona documents and on a very quick run through the indices just now I don’t think they would add more than three or four.8 So that is something which might need explaining, but I think it must show support for the idea of a very low level of Islamization or Arabicization during the eighty-odd years in which the future Catalonia was in fact Muslim-run, no matter what some people would have you believe.9


Oh, also, it would not be a Leeds IMC report if I didn’t also report on books. The world’s second-biggest medievalist bookfair is a dangerous thing when you are paid for being an academic, and I came away with this list:

  • Norman H. Baynes, Byzantine Studies and Other Essays (Westport 1974), I admit I’m now not sure why;
  • Neil Christie and Hajnalka Herold (eds), Fortified settlements in early medieval Europe: defended communities of the 8th-10th centuries (Oxford 2016), because by and containing friends and papers I’d been to in previous years;
  • Janina M. Safran, Defining Boundaries in al-Andalus: Muslims, Christians, and Jews in Islamic Iberia (Ithaca 2015), largely because I had been telling students to read it without having done so myself and wanted to know why, having done so, they never seemed to cite it for anything;
  • Mark Whittow, The Making of Orthodox Byzantium, 600–1025 (Basingstoke 1996), because it’s great; and
  • Patrick J. Geary (ed.), Readings in Medieval History, 1st ed. (Peterborough 1991), because it’s the archetypal sourcebook except for all those other older ones and has a wider idea of what sources might be than they do.

Even this seems to speak somewhat of being subdued, doesn’t it? And of course, I haven’t read them, not so much as opened two of them except to get them into Zotero. Oh well… But I did have fun at the conference, even if I was exhausted for a lot of it. It just seems a very long time ago now!

1. It has been established since 1930 that the Covenant of ‘Umar probably does not date, as it seems to claim, from the reign of Caliph ‘Umar I (634-644 CE), but perhaps from that of ‘Umar II (717-720), for which see A. S. Tritton, The Caliphs and their Non-Muslim Subjects: A Critical Study of the Covenant of ‘Umar (London 1930), online here except in China, but the article in which I first read about it, Norman Daniel, “Spanish Christian Sources of Information about Islam (ninth-thirteenth centuries)” in al-Qanṭara Vol. 15 (Madrid 1994), pp. 365–384, raises doubts about even that, pointing out that no-one in al-Andalus ever seems to have been aware of it, which suggests that it should come from the ‘Abbāsid period of rule in the East, not the Umayyad one.

2. Scott’s relevant work is James C. Scott, The art of not being governed: an anarchist history of upland Southeast Asia (New Haven 2009), online here, but you can hear Nik’s application of it here if you like.

3. There is still no better account of that sporadic contest between a failing and a rising royal dynasty who shared claims on some territories than Rosamond McKitterick, The Frankish Kingdoms under the Carolingians, 751-987 (London 1983), pp. 305-339; one day either I or Fraser McNair, or, most worryingly as a possibility, both of us, will have to write one…

4. For the Chronicle, therefore, see Simon MacLean (ed./transl.), History and Politics in Late Carolingian and Ottonian Europe: The Chronicle of Regino of Prüm and Adalbert of Metz (Manchester 2009); for the cartulary, you have to go to H. Beyer, L. Eltester & A. Goerz (ed.), Urkundenbuch zur Geschichte der Mittelrheinischen Territorien, band I: von den ältesten Zeiten bis zum Jahre 1169 (Koblenz 1860; reprinted Aalen 1974), which has most of the documents in.

5. On this story see Ann Christys, Christians in al-Andalus (711 – 1000) (Richmond 2002), pp. 88-101; there were certainly martyrs in the reign, as witness C. P. Melville and Aḥmad ‘Ubaydlī (edd.), Christians and Moors in Spain, Volume III: Arabic Sources (711–1501) (Warminster 1992), pp. 38-43, but perhaps not as many as have been claimed; see Christys, Christians in al-Andalus, pp. 80-88 and 101-107 for critical review.

6. Meaning Bernard S. Bachrach, A History of the Alans in the West (Minneapolis 1973) and his pathfinder work for that book, idem, “The Alans in Gaul” in Traditio Vol. 23 (Fordham 1967), pp.476-489, reprinted in idem, Armies and Politics in the Early Medieval West, Collected Studies 405 (Aldershot 1993), chapter III.

7. Such work being mainly Victoria Aguilar Sebastián and Fernando Rodríguez Mediano, “Antroponimia de origen árabe en la documentación leonesa (siglos VIII-XIII)” in El reino de León en la alta edad media VI, Fuentes de Estudios de Historia Leonesa 53 (León 1994), pp. 497–633, Sebastián, “Onomástica de origen árabe en el Reino de León (siglo X)” in al-Qanṭara Vol. 15 (Madrid 1994), pp. 351–364 and Rodríguez, “Acerca de la población arabizada del reino de León (siglos X y XI)”, ibid. pp. 465–472, now added to by Richard Hitchcock, Mozarabs in Medieval and Early Modern Spain: identities and influences (Aldershot 2008), pp. 53-74.

8. They now being published as Ignasi J. Baiges i Jardí and Pere Puig i Ustrell (eds), Catalunya carolíngia volum VII: el Comtat de Barcelona, Memòries de la Secció Històrica-Arqueològica 110 (Barcelona 2019), 3 vols, my copies of which I owe to the great generosity of Professor Josep María Salrach.

9. Most recently, Ramón Martí, “De la conquesta d’al-Andalus a la majoria musulmana: el cas dels territoris de Catalunya (segles VIII-X)’ in Pilar Giráldez and Màrius Vendrell Saz (edd.), L’empremta de l’Islam a Catalunya: materials, tècniques i cultura (Barcelona 2013), pp. 11–35.

Kalamazoo 2015, Part 3

Continuing the press through my reporting backlog, we now reach the third day of the 2015 International Congress on Medieval Studies, or as it’s otherwise known, Kalamazoo, 16th May 2015. Time is as ever short and the subject matter ageing, so I shall try and just do my brief list-and-comment format and I’m happy to provide more if they tweak people’s interest. But this is what I saw and some of what I thought…

Early Medieval Europe III

Obviously not one I could miss, given the participants:

  • Eric J. Goldberg, “The Hunting Death of King Carloman II (884)”
  • Cullen J. Chandler, “Nationalism and the Late Carolingian March”
  • Phyllis Jestice, “When Duchesses Were Dukes: female dukes and the rhetoric of power in tenth-century Germany
  • Professor Goldberg made a good attempt to rehabilitate the reputation of King Carloman II, who did indeed get himself killed in a boar-hunt thereby wrecking Western Francia’s chance of Carolingian security, but who had also received the text of advice we know as the De Ordine Palatii from Archbishop Hincmar of Rheims and the acts of whose single council speak in moralising terms of reform and a return to old law in a way that suggests he had taken it to heart, and intended to rule like the right sort of king had the boar not won in one of the court’s fairly essential mutual displays of valour; it might justly be noted, as did Professor Goldberg, that the hunt was happening on a royal estate freshly recovered from the Vikings. As usual, it turns out not to be simple. Cullen made a fresh attempt at explaining the details of Count-Marquis Borrell II‘s undesired escape from Frankish over-rule in the years 985-987 without the national determinism that the standard Catalan scholarship has attached to those events, painting Borrell’s position as one of local legitimacy via multiple fidelities to powerful rulers rather than independència; I might not quite agree, preferring to see something like a serial monogamous Königsfern (to use Cullen’s own concept), but there’s no doubt that nationalism distorts all our perspectives.1 Lastly Professor Jestice looked at three German noblewomen, Judith Duchess of Burgundy, Beatrice Duchess of Upper Lotharingia and Hedwig Duchess of Swabia, over the 960s to 980s, during which time all of them were in various ways in charge of their duchies in the absence of an adult male ruler, and who were all addressed as dux, ‘duke’ as we translate it, in the masculine, in that time, and were awarded charters and held courts like the rulers in whose places we usually consider them to have stood. As Professor Jestice said, it’s a lot easier just to say that they exercised power in their own right, isn’t it? After all, when Duke Dietrich of Lotharingia threw his mother out of power, the pope imposed a penance on him, so you have to wonder if their categories were where we expect them to be. Questions here were mainly about the gendering of the language, and whether it actually has significance, but the point is surely that we can’t mark a clear difference between these women and their male counterparts, so should maybe stop doing it.

432. Money in the Middle Ages

Another obviously-required choice, with later ramifications I couldn’t have anticipated.

  • Andrei Gândilâ, “Modern Money in a Pre-Modern Economy: Fiduciary Coinage in Early Byzantium”
  • Lee Mordechai, “East Roman Imperial Spending and the Eleventh-Century Crisis”
  • Lisa Wolverton, “War, Politics, and the Flow of Cash on the German-Czech-Polish Frontier”
  • Andrei opened up a question I have since pursued with him in other places (thanks not least to Lee, it’s all very circular), which is, how was Byzantine small change valued? From Anastasius (491-518) until the mid-ninth century Byzantine copper-alloy coinage usually carried a face value, which related to the gold coinage in which tax and military salaries were paid in ways we are occasionally told about, but its size didn’t just vary widely, with old 20-nummi pieces sometimes being bigger than newer 40-nummi ones, but was occasionally increased or restored, while old Roman and Byzantine bronze coins continued to run alongside this stuff in circulation at values we don’t understand.2 It seems obvious that the state could set the value of these coinages in ways that look very modern, but the supporting economic framework is largely invisible to us as yet. Lee, meanwhile, retold the economic history of the eleventh-century Byzantine empire, which is as he observed often graphed by means of tracking gold fineness, but could instead be seen as a series of policy reversals by very short-lived emperors that only Alexios I Komnenos, hero of that particular narrative, even had time to address in a way that had a chance of lasting.3 Lastly Professor Wolverton pointed at how often money was involved in the making and breaking of relations across her chosen frontier and argued that more should be done with this by historians, with which I am certainly not going to argue, although discussion made it seem as if the first problem is going to be the numbers provided by her sources.

Then coffee, much needed, and to the next building for…

472. Rethinking Medieval Maps

  • Rebecca Darley, “Eating the Edge of the World in Book Eleven of the Christian Topography
  • Thomas Franke, “Exceeding Expectations: appeasement and subversion in the Catalan Atlas (1375)”
  • Chet Van Duzer, “A Neglected Type of Mappamundi and its Re-Imaging in the Mare Historiarum (BnF MS Lat. 4995, fo. 26v)”
  • Anne Derbes, “Rethinking Maps in Late Medieval Italy: Giusto de’ Menabodi’s Creation of the World in the Baptistery of Padua”
  • Most of this session was somewhat late for me, though not uninteresting, but as keen readers will know Rebecca Darley’s research just about meets mine at Byzantium. She was here arguing in general that, in the early Middle Ages, maps were not tools to be used to find things but ways of imaging space that could not actually be experienced, and used the sixth-century Alexandrian text known as the Christian Topography as an example. It argues in ten books for a flat world the shape of the Tabernacle but then apparently adding an eleventh using quite different source materials to describe the voyage by sea to India and Sri Lanka, with details of the animals from there that the author had seen or indeed eaten. The thing is that the book’s earlier maps don’t show India or Sri Lanka at all, and the cited animals and foods make it seem that the author wasn’t at all clear where they really were; they were not abstract enough to be mapped, but could be directly experienced. QED!

    The world map from the Christian Topography of Cosmas

    The world map from the Christian Topography of Cosmas. “WorldMapCosmasIndicopleustes” by Cosmas Indicopleustes, 6th century – “Les Sciences au Moyen-Age”, “Pour la Science”. Licensed under Public Domain via Commons.

    Then Mr Franke introduced us, or at least me, to the Catalan Atlas, a world map made by a Jewish artist for King Peter III or Aragón in 1375 which, according to Mr Franke, encodes in its numerous labels of sacred and indeed Apocalyptic locations and portrayals of their associated persons a message that Antichrist will look like the real Christ and that Jews will not be associated with him.
    An eight-page montage of the Catalan Atlas in its Paris manuscript

    An eight-page montage of the Catalan Atlas in its Paris manuscript, by Abraham Cresques – Bibliothèque Nationale de Fance, Public Domain, https://commons.wikimedia.org/w/index.php?curid=41309380

    Mr Van Duzer, for his part, introduced us to another map-as-conceptual-diagram, not the well-known T-O map but a sort of V-in-a-box that shows the different destinations of the sons of Noah about the continents as per the Bible, developed and more less forgotten in the seventh century but revived in his fourteenth-century example manuscript as a vertical projection of a curved Earth, all of which together is more or less unparalleled.
    Paris, Bibliothèque nationale de France, MS Lat 4915, fo. 26v

    Paris, Bibliothèque nationale de France, MS Lat 4915, fo. 26v, showing the division of the world between the races

    Lastly Professor Derbes described a world map that can be found in the sixteenth-century baptistery of Padua built by the Carrara family as part of a larger effort of showing off the learning and artistry which they could command. As with much of the session, all I could do with this was nod and enjoy the pictures but the pictures were all pretty good.

And that was it for the third day of papers. Once again, I didn’t do any of the evening sessions but instead hunted dinner in Kalamazoo proper, which the waiter told us was among other things the first home of the Gibson Les Paul guitar. This also means I missed the dance, which is becoming something of a worrying conference trend and perhaps something I should combat, at Kalamazoo at least, but by now I needed the rest, and so this day also wound down.

1. Until Cullen has this in print, one can see Paul Freedman making some of the same points more gently (because of being in Barcelona to do it) in his ‘Symbolic implications of the events of 985-988’ in Federico Udina i Martorell (ed.), Symposium internacional sobre els orígens de Catalunya (segles VIII-IX), 2 vols (Barcelona 1991-1992), also published as Memorias de la Real Academia de Buenas Letras de Barcelona Vols 23-24 (Barcelona 1991-1992), I pp. 117-129, online here.

2. The current state of the art on this question is more or less one article, Cécile Morrisson, “La monnaie fiduciaire à Byzance ou ‘Vraie monnaie’, ‘monnaie fiduciaire’ et ‘fausse monnaie’ à Byzance” in Bulletin de la Société Française de Numismatique Vol. 34 (Paris 1979), pp. 612-616.

What if Widukind was wrong about warfare?

I feel a little bad about returning to David Bachrach’s book Warfare in Tenth-Century Germany with my claws still out after his generous and lengthy responses to my previous critiques. I’m going to do it anyway, of course, but I feel it more necessary than usual to stress to the readership that I use this blog primarily as a platform on which to look clever, and that someone else’s work gives me the chance to do so is not necessarily an indictment of it. Indeed, the first two substantive chapters of Professor Bachrach’s book are possibly the clearest narrative of the politics of the Ottonian realm under Henry I (919-936) and Otto I (936-973) that I’ve read anywhere, militarily-focused or otherwise, and the whole book does the English-reading population of historically-minded people a favour by making the Ottonians more available to us.1 But every year I have a fresh cohort of first-year students who don’t really understand what I mean by critical use of primary sources, and those same first two chapters provide me with some really good object examples.

Monte Cassino, Museo storico, Codex Casinensis 298, showing a contents page from Widukind of Corvey's Sachsengeschichte

A contents page from the oldest manuscript of Widukind of Corvey’s Sachsengeschichte, Monte Cassino, Museo storico, Codex Casinensis 298, here p. 190 (apparently)

The crucial source for much of what Professor Bachrach sets out is the so-called Sachsengeschichte of Widukind of Corvey, written up in 968 and then edited after Otto I’s death in 973, and very lately translated into English by none other than the well-known firm of Bachrach & Bachrach, indeed.2 Widukind was a monk but seems to have been unusually interested in military campaigns, so the first object lesson for my notional students: just because someone is religiously-inclined does not prevent them having good information on secular matters! You have to go further than that and establish, if you can, what bees this particular author has in his or her bonnet about such things. Now, as I say, Widukind is very often the key testimony for Professor Bachrach’s account but the trouble is that sometimes he is flatly contradicted by other sources. Let’s work through an example.

Roman walls built into later structures at Regensburg, Germany

I’m not sure how much of Regensburg’s medieval walls are left but here is some Roman work that obviously must still have been there at the time we’re writing about… Photograph by Lance Longwell

Even by 921 King Henry I was not accepted by all his German subjects, and one particular hold-out was the duchy of Bavaria, then under one Arnulf. Henry had hitherto been occupied trying to arrange peace on his western borders but with that done was able to turn his attention to Bavaria, where Widukind tells us he laid siege to Arnulf at Regensburg and that Arnulf, realising the game was up, surrendered and terms were reached.3 Well, so far so good, but this is only one version of events. The Italian diplomat, gossip-monger and courtier of Otto I, Liudprand of Cremona, writing in the period 958-962, instead records that Henry and Arnulf met with armies on the battlefield but concluded the truce there rather than fight.4 And if that weren’t enough, another text records that Henry invaded Bavaria but was driven out by the forces of an unnamed city, with terms being reached after that.5 Now, I have all these references from Professor Bachrach himself who diligently records them in a footnote, but what he doesn’t give is any reason why we should accept Widukind’s version over the other two. One might meanly suspect that it is because Widukind alone mentions a siege and Professor Bachrach has hung his historiographical hat on the importance of sieges in the warfare of the period, as we have seen.6 I’m sure it is in fact otherwise, but what could we do instead?

Later tenth-century manuscript page of Liutprand's Antapodosis now in Münich

Later tenth-century manuscript page of Liutprand’s Antapodosis, now Münich, Bayerische Staatsbibliothek, Clm 6338, image from Wikimedia Commons

There are several ways this could be resolved, although none of them are conclusive. I think that the anonymous Fragmentum de Arnulfo duce Bavarie can probably be ignored; its purpose was to glorify Arnulf, so it had no interest in recording his defeat, but more importantly its version offers no explanation for Arnulf actually making terms, which he evidently did as Henry went away and Arnulf was willing to fight alongside him on the eastern frontier in later years.7 Liudprand is harder to dismiss, however; he was writing earlier than Widukind and with access to Otto I’s court and anyone there who might have had memories of these campaigns, and his obvious interest in praising the Ottonians (as compared to his previous employer, King Berengar II of Italy) still didn’t lead him to give Henry a decisive victory as did Widukind.8 In some senses both are telling the same essential story: Henry brought an army and Arnulf decided it wasn’t worth fighting. The difference is that Liudprand thought that was best set in the field and Widukind saw it at the city walls, and at least implies the fighting which Liudprand denies. We don’t know why but it is possible that Widukind was making a literary choice, in which case Professor Bachrach has a problem to deal with.

Reconstruction drawing of the Slavic fortress at Brandenburg

Reconstruction drawing of the Slavic fortress at Brandenburg

Can we get any other angles on Widukind’s historiographical preferences? Yes, we can. In 928 Henry I was busy dealing with the various Slav groups on his eastern border. First among these, because they had raided his territory a few years before and because they stood in the way of any major campaign in the middle Elbe region, were a group called the Hevelli who were centred at what is now Brandenburg, where they had a fortress.9 Professor Bachrach’s account is clear and concise, so let’s use that:

“Widukind, who is our best source for this war, makes clear that Henry’s campaign against the Hevelli involved several subsidiary military operations before the urbs at Brandenburg itself was captured. He stressed that the German forces wore out the Slavs in numerous battles (multis preliis fatigans) over a lengthy period.93 It was only after he had sufficiently isolated Brandenburg that Henry deployed his army in a close siege of the fortress. Widukind draws attention to the fact that by the time Henry actually began direct operations against the Hevelli princely seat, the coldest part of the winter had arrived. As a result, the army was forced to camp on ice (castris super glaciem positis).94 Ultimately, Henry captured Brandenburg by storm, after besieging the stronghold for some time.95

“93 Widukind, Res gestae, I.35.
“94 Widukind, Res gestae, I.35. In describing the siege and capture of Brandenburg, Widukind alludes to Cicero’s speech against Lucius Calpurnius Piso. Cicero, In Pisonem, 17 reads, “exercitus nostri interitus ferro, fame, frigore, pestilentia.” Here, Cicero was listing the causes for the casualties suffered by Piso’s troops when he served as governor of Macedonia. Widukind paraphrases here listing only hunger, arms (literally iron), and cold as the causes for the casualties suffered by the defenders of Brandenburg.
“95 Widukind, Res gestae, I.35.”

There’s quite a lot that can be read between the lines here, it seems to me. One is Henry’s determination in pursuing the campaign, which may well be what Widukind wanted to illustrate: the king presumably hadn’t meant to be campaigning still in the dead of winter, which would have been nearly as difficult for his troops as for the defenders and was an occasional cause of mutiny in the Byzantine world.10 It looks rather as if siege was his last resort after trying to beat the enemy decisively in the field had failed several times. Even then, he seems to have waited before risking an assault. Presumably at each stage he hoped for a surrender that the Hevelli weren’t willing to offer. That, at least, seems as fair a reading as one that makes it all strategic wearing down of the enemy; who would have planned to make their army camp on ice? (Though that does suggest that perhaps the fortress was unreachable previously because of surrounding water—as indeed above though the Ottonian forces presumably didn’t camp on the moat—in which case Henry probably didn’t start out meaning to besiege it.)

Portrait bust of M. Tullius Cicero

Marcus Tullius Cicero, no less

But you saw the footnote, right? Object lesson number two for the notional students: always glance at the footnotes. Perhaps more important than the campaign’s duration is the unexpected presence of this guy in the text, this of course being Marcus Tullius Cicero, Roman orator and politican of the first century B. C., and with him arrives a possibility unsettling for someone wanting to read Widukind straight here, to wit that he had a written model in mind for how this situation should be described that was nothing to do with what had happened. For most history undergraduates in the UK I guess that this methodological problem is first opened up to them when briefly studying Charlemagne, because they will be set to read Einhard’s Life of Charles and if their teacher’s any good, will then be faced with the fact that Einhard borrowed almost all of his description of Charlemagne from Suetonius’s Twelve Cæsars, in order to make Charlemagne truly the image of his Roman imperial predecessors.11

Portrait denarius of Charlemagne as Emperor (812x814)

Silver denier of Charlemagne, struck at an uncertain mint in 812-814, Künker sale 205 (March 12 and 13, 2012), lot 1405, now in a private collection

Silver denarius of Emperor Vespasian struck at Rome in 69-71, Beast Coins Z2844

Silver denarius of Emperor Vespasian struck at Rome in 69-71, Beast Coins Z2844

The good ones will then work out, of course, that if Einhard was picking descriptions from twelve different emperors to describe one, the best reason for him to select the bits he did was probably because they actually fitted Charlemagne—it’s like my bit about formulae mentioning dovecotes in charters, most probably used because the property in question actually had a dovecote. Maybe the same thing was happening here, so that Widukind had a historical story to tell and saw how perfectly the Cicero quote could fit it. We can hope so, especially since there seems to be no other lifting from Cicero in the story. But one does have at least to think about it. Now, I’m sure that Professor Bachrach has thought about all these questions, for the very simple reason that he’s put the evidence that provokes them in his own footnotes! But I wish he’d had space also to explain how he resolved them in favour of Widukind’s accuracy each time.

1. David Bachrach, Warfare in Tenth-Century Germany (Woodbridge 2012, repr. 2014), pp. 14-69.

2. Widukind, Res gestae Saxonicae, ed. & (German) transl. Albert Bauer & Reinhold Rau as “Die Sachsengeschichte des Widukind von Korvei” in Bauer & Rau (edd.), Quellen zur Geschichte der sächsischen Kaiserzeit (Fontes ad historiam aevi Saxonici illustrandam), Ausgewählte Quellen zur deutschen Geschichte des Mittelalters 8 (Darmstadt 1971), pp. 1-183, (English) transl. Bernard S. Bachrach & David Bachrach as Widukind of Corvey, Deeds of the Saxons, translated with an introduction and notes (Washington DC 2014).

3. Widukind, Res gestae, I.27; Bachrach, Warfare in Tenth-Century Germany, pp. 20-21, citing Widukind at p. 20 n. 38.

4. Liudprand of Cremona, Antapodosis, ed. Paolo Chiesa in Chiesa (ed.), Liudprandi Cremonensis Opera omnia: Antapodosis, Homelia paschalis; Historia Ottonis; Relatio de legatione Constantinopolitana, Corpus Christianorum: Continuatio Medievalis 156 (Turnhout 1998), pp. 1-150, transl. in F. A. Wright (transl.), The Works of Liudprand of Cremona (London 1930), pp. 27-212, II.21, cit. by Bachrach, Warfare in Tenth-Century Germany, p. 20 n. 38.

5. Fragmentum de Arnulfo Bavariae, ed. Philipp Jaffé in Jaffé (ed.), “Annales et notae S. Emmerami Ratisbonensis et Weltenburgenses” in Georg Heinrich Pertz (ed.), Monumenta Germaniae Historica (Scriptores in folio) XVII (Hannover 1861, repr. 1990), p. 570 of pp. 567-576, cit. by Bachrach, Warfare in Tenth-Century Germany, p. 20 n. 38.

6. Thus also ibid. p. 22 where Adalbert of Magdeburg, who describes a siege at Metz in 923, is preferred over Flodoard of Reims who describes a different sort of campaign by the German king. They both make it look as if their preferred king won, of course, and maybe there’s something going on where Flodoard focuses on the invading king as a general force of unjust destruction and Adalbert has him single-mindedly focused on the target, Bishop Wigeric of Metz, who had attacked a royal estate. That’s only my speculation, though, and doesn’t settle the question.

7. Bachrach, Warfare in Tenth-Century Germany, pp. 29-30.

8. On Liudprand’s agenda, see Karl Leyser, “Ends and Means in Liudprand of Cremona” in James Howard-Johnston (ed.), Byzantium and the West c. 850 – c. 1200: proceedings of the XVIII Spring Symposium of Byzantine Studies, Oxford 30. March – 1. April 1984, Byzantinische Forschungen 13 (Amsterdam 1988), pp. 119-143, repr. in Leyser, Communications and Power in the Middle Ages, ed. Timothy Reuter (London 1994), 2 vols, I, pp. 125-142, but in searching out that reference I find also the very relevant-looking Antoni Grabowski, “‘Duel’ between Henry I and Arnulf of Bavaria according to Liudprand of Cremona” in Roman Czaja, Eduard Mühle & Andrzej Radziminski (edd.), Konfliktbewältigung und Friedensstiftung im Mittelalter (Torún 2012), pp. 387-400, which I have not seen but seems worth mentioning.

9. Bachrach, Warfare in Tenth-Century Germany, pp. 27-28, quote below on p. 28.

10. As under Maurice in 592: see Andrew Louth, “Justinian and his Legacy (500-600)” in Jonathan Shepard (ed.), The Cambridge History of the Byzantine Empire (Cambridge 2007), pp. 99-129 at p. 127.

11. See Matthew Innes, “The classical tradition in the Carolingian Renaissance: ninth-century encounters with Suetonius” in International Journal of the Classical Tradition Vol. 3 (New Brunswick 1997), pp. 265-282.

A Theory under Siege

You may recall that some time ago I recorded that I had been reading David Bachrach’s Warfare in Tenth-Century Germany as part of my ongoing reworking of my paper about military service in tenth-century Catalonia.1 There are ways in which that was really useful and ways in which we are just talking about different things, but a thing that we both talk about but take quite different views on is the normal size of early medieval armed forces. Now, this is an old controversy, which goes back far beyond this book and involves names like Halsall, Sawyer and not least, Bernard S. Bachrach, and in some ways I would prefer not to get into it, not least as several of these people including Professor Bachrach (the younger) have been known to read this blog, but I can’t avoid it.2 I would confine myself to an argument that the situation I see in Catalonia, of guardposts and border-raiding and no serious armies except when an Andalusi one comes calling, is just very different from the full-on imperial warfare of Ottonian Germany, and in the article I expect that I will. But still, there are premises to the large army argument, as set up in this book at least, that I find hard to accept, and this post is an attempt at a critical examination of one of them. Where most openly stated, it goes like this:

“Ottonian military operations were consistent with warfare throughout the medieval millennium, which was dominated by sieges, particularly in the context of campaigns that were intended to conquer territory. Contrary to the long-established narrative that the Ottonian kings fielded small armies of a few hundred to a few thousand heavily armed mounted fighters (Ritterkrieger) led by warrior aristocrats, the siege operations that dominated warfare in the tenth century required very large armies, composed predominantly of foot-soldiers.3

One is, initially at least, left to assume the premises behind this. It’s easy enough to come up with some: walled cities are naturally quite large, and need a lot of defenders to keep a whole perimeter secure. If you’re attacking them, you must need more attackers than defenders, right? As it turns out, in fact, you allegedly need quite a lot more: once you get through to p. 226 you learn that, “in order to storm a strongly held enemy fortress an attacker required four to five men for every defender.” The justification for that, however, is farmed out to an article by Bernard Bachrach and Rutherford Aris.4 Now, if you actually get hold of that article, that doesn’t seem to me to be what it says: instead, by virtue of some extremely hypothetical probablity mathematics, it says that a charge by a Viking warband at a typical Anglo-Saxon burh defended by archers of the number implied by the Burghal Hidage (1 to every 1.3 m of wall) would probably have resulted in one to two attackers in every four being hit before they reached the wall.5 Even if that mathematics were somehow realistic, it’s quite a specific situation and one calculated on the basis that Vikings attacking a fortress would only have ladders to deploy so needed to make that approach.6 I don’t see how it can be transportable to a large-scale military operation with siege engines such as (David) Bachrach thinks the Ottonians were able to mount.7 Moreover, it doesn’t actually provide the numbers that he employs, only an implication that if you were to outnumber your opposing force once atop the walls you needed to allow for a fifty per cent casualty rate when planning your attack. That seems like awful odds that no commander would have risked to me, but it’s obviously not what an Ottonian planner would have been facing.

Interior view of the restored Romanesque city walls at Worms

Interior view of the restored Romanesque city walls at Worms, one of the fortress cities Bachrach considers and possibly not too much unlike this in the Ottonian period? CC BY-SA 3.0, https://commons.wikimedia.org/w/index.php?curid=167751.

But let’s take one step further back. These are figures based on the idea that victory at a siege is achieved by storming and carrying the enemy’s defences, and indeed so is Bachrach’s account of Ottonian warfare against fortifications more generally.8 But this is, surely, not the only way. More conventional, if much slower, would be simply to starve the defenders out. Now, in that case, your army requirements drop radically. Whereas before you perhaps had to have men all round the fortification, now you really only need to guard the points of access. Possibly someone could resupply a city by hauling sacks up the walls in the dead of night but not, you might think, in any real quantity, especially if you as attacker are sending patrols around every twenty minutes or so, which I assume you, as a thinking tactician, probably would be. Their supply will still not be equal to their demand. This makes siege warfare a much less demanding effort in terms of numbers; one must still be able to supply the besiegers for a prolonged period of time, but that’s easier if there’s fewer of them needed.

Illustration of a (small) siege from the fourteenth-century Codex Manesse

Even more anachronistic, but far too good a picture not to use, an illustration of a (small) siege from the fourteenth-century Codex Manesse

Of course, you still need to have more men than the defenders do, otherwise they could just sortie out and squash your forces. But wait a minute. How many more men than you do they have to have to do that before it would mean leaving the walls partly undefended, giving your troops access to the city and thus losing the war for the sake of a battle? There’s more balance here than might immediately appear, because both sides need their forces at least partly dispersed to hold their positions. The various ways that concentration of force could play out here seem to me to be very hard to calculate with and I’m not at all sure it reduces to any simple arithmetic beyond the basic logic that the more troops whom you can feed you have available, the more tactical options you have. But in a siege situation, that proviso about feeding is quite important, often for both sides.

Crop-marks clearly showing a fortress, supposedly the Slavic fortress of Gana, at Hof-Stauchitz

A different (and more usual?) scale of opponent, crop-marks clearly showing a fortress, supposedly the Slavic fortress of Gana, at Hof-Stauchitz

I should say that I am not, a priori, against the idea that the Ottonians could sometimes field quite large armies, meaning in the double figures of thousands of men, although whether such were necessary for all their campaigns I rather doubt. When they were, though, they had a whole empire to draw upon and Bachrach has here a whole book full of details about how such things might have been organised, resourced, supplied and led which almost make his argument for him; one can reasonably assume that the Ottonians would have wanted to raise large armies and Bachrach shows us how they could have. But he argues it the other way around, from the necessary existence of large armies, through a reading of the sources which illustrates that, to the techniques for their provision and operation, and if these are the starting premises, they seem very shaky to me.

1. D. S. Bachrach, Warfare in Tenth-Century Germany (Woodbridge 2012, repr. 2014).

2. In reverse chronological order, more or less, Guy Halsall, Warfare and Society in the Barbarian West, 450-900 (London 2003); Bernard S. Bachrach, Merovingian Military Organization 481-751 (Minneapolis 1972), what I think of as the wellspring of the maximalist argument, and Peter H. Sawyer, The Age of the Vikings (London 1962, 2nd edn. 1971), which is the place where I first met a sustained attack on the numbers which early medieval sources used for army size. In all these cases, albeit Sawyer least and Bachrach most, references could be proliferated; a lot of Bachrach’s most relevant works are collected in his Warfare and Military Organization in Pre-Crusade Europe, Variorum Collected Studies 720 (Aldershot 2002).

3. D. S. Bachrach, Warfare in Tenth-Century Germany, p. 1, which is a good place to state your axioms after all.

4. B. S. Bachrach & R. Aris, “Military Technology and Garrison Organization: some observations on Anglo-Saxon military thinking in light of the Burghal Hidage” in Technology and Culture Vol. 31 (Baltimore 1990), pp. 1-17, on JSTOR here, repr. in B. S. Bachrach, Warfare and Military Organization, III, cit. D. Bachrach, Warfare in Tenth-Century Germany, p. 226 n. 2. A much fuller version of the argument here is however to be found in B. S. Bachrach & David Bachrach, “Early Saxon Frontier Warfare: Henry I, Otto I and Carolingian Military Institutions” in Journal of Medieval Military History Vol. 10 (Woodbridge 2012), pp. 17-60, which was presumably not available to cite in D. S. Bachrach, Warfare in Tenth-Century Germany, and would have made that a much longer book to reprise there. I engage with the version in the book here, which I assume to be self-standing.

5. B. S. Bachrach & Aris, “Military Technology”, pp. 5-10 with an appendix for the mathematics pp. 14-18.

6. Ibid., pp. 3-5, on the not unreasonable basis that the Burghal Hidage uses the same ratio for number of defenders required for places with eight-foot thick Roman stone walls (Winchester) and earthen ramparts with wooden palisades (Wareham), so the writers obviously weren’t thinking in terms of attacks actually upon the defences.

7. D. S. Bachrach, Warfare in Tenth-Century Germany, pp. 151-167, covers Ottonian siege equipment, including ladders but also mantlets, rams, ballistas, catapults and mobile towers, largely by providing detail from Vegetius and anchoring it in less-detailed reports from Ottonian sources.

8. Ibid., pp. 12-13 and repeatedly exemplified in his narrative of Henry I’s and Otto I’s campaigns provided pp. 14-69; see also Bachrach & Bachrach, “Early Saxon Frontier Warfare” for a fuller statement of the position.