Tag Archives: Nicholas Brooks

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Dead scholars’ books II

This gallery contains 4 photos.

In very late August 2014 I found myself the recipient of a slightly morbid parcel of books that had once been in the library of Professor Nicholas Brooks. His academic library was sold off via Amazon to raise money for … Continue reading

Ghost voices in the first person

When I wrote this, in May 2013, I was working my way through Patrick Wormald’s post-mortem Festschrift, which has some excellent stuff in it sharing space with several things that are only just papers.1 I won’t name any of the latter, but there is among many other good things a new treatment of the Fonthill Letter by Nicholas Brooks which does exactly what I would do when given a tricky and well-known document to squeeze something more from, to wit, look for the participants in other charters, and it works out well.2 In the course of doing it he opened one of those problems I hadn’t realised was a problem, though, and I want to turn it round a bit. [Of course, when I wrote this, he wasn’t dead, and I might have hoped to turn it round in conversation with him, but I didn’t, now I can’t, so I can only hope there’s nothing here he would have minded. It seems unlikely that he would have.]

Great Ridge Wood, near Cricklade, part of the estate concerned in the Fonthill Letter

Great Ridge Wood, near Cricklade, which the Wikpiedia entry on the Fonthill Letter reckons part of the estate concerned and therefore uses to illustrate the entry! “Great Ridge wood near Chicklade – geograph.org.uk – 465121” by Andy Gryce – From geograph.org.uk. Licensed under CC BY-SA 2.0 via Wikimedia Commons.

First I should probably explain what the Fonthill Letter actually is, which has not always been certain. It seems safe to say that it is a letter written to intervene with King Edward the Elder of the English (899-924), son of Alfred the Great, over a land dispute of Alfred’s time, which one of the parties was now trying to reopen. The landholder, one Helmstan, had been challenged over it because he’d stolen someone’s belt, and the challenger presumably thought this would weaken his network of support and make him vulnerable to challenges on other grounds. In the event, the author of the letter, Helmstan’s godfather, rallied round and interceded for him, even when Helmstan, having been securely reaffirmed in his rights over the land, then threw it all away by getting caught cattle-rustling some time later. The godfather’s interest in this was that Helmstan had promised him the land in question in exchange for his support, Helmstan to carry on holding it under his lordship. By the time of the letter, this had all taken place, Helmstan was presumably dead and the author had shifted the ‘hot’ property on to the cathedral of Winchester in exchange for other less contentious estates, and really didn’t want the whole thing challenged. He entreats Edward: “Sir, when will any suit be ended if one can close it neither with money nor with oath? Or if one wishes to alter every judgement that King Alfred made, when shall we have finished disputing?” All of which is very true and poignant but fails to hide the fact that Helmstan had been able to get away with theft twice because his godfather was in with the kings. It is, as ever, tough to be up against the Man in the tenth century.3

But who was this godfather? The author of the letter doesn’t explicitly name himself, but in it Helmstan is said to have held land from Ealdorman Ordlaf of Wiltshire, and such a man is also listed as present at the final settlement of the case which is recorded on the dorse of the document, along with a Canterbury scribe’s note that the whole document was useless, ‘inutile‘, and should presumably have been thrown away. Nicholas made a good case, using the charters as said, that Ordlaf is the author, and this has been argued before, but a problem with it is that Ordlaf is referred to in the third person and the letter is written in the first. Split personality? Nicholas thought not, and points out: “Such variation between the first and third persons is in fact a common feature of the most nearly comparable extant documents, namely Anglo-Saxon wills.” Which is where I come in, because in the wills of tenth and eleventh-century Catalonia I occasionally see the same thing, as witness (with my emphasis):

In the name of God. Men of these names, Borrell the priest, Ermegell and Dacó, who are executors of the late Avendi, we together as one are donors to God and to the monastery of Sant Benet, which is sited on the Riu Llobregat. By this same donation we give 1 modiata of vine, which came to me Avendi by purchase…

This is not the best example I could give but it is maybe the shortest and it was certainly the first one I could find.4 There are a few of these documents where suddenly the voice of the dead testator comes back to haunt it, and up till now I’d always assumed this was a relic of the elaborate testamentary process used here, where an initial will was sacramentally published before judges or at least churchmen and then individual bequests carried out by the executors, or almsmen, as would be a fairer translation of their title, elemosinarius.5 This obviously opens the possibility that people writing up the latter parts of the process would refer to the initial will and quote it direct without adjusting the grammar, and I’m sure that’s what happened in this case of 987.

But can this explain Ordlaf’s elusiveness in the Fonthill letter? Nicholas went a bit round the houses here, suggesting that there might be a distinct semantic register of documents where the use of the third person for oneself was more appropriate than the first, and that such a document may have been involved here, the local reeve’s judgement that the land Helmstan held from Ordlaf wasn’t forfeit because it wasn’t really his. And I can’t work out if this step about the semantic register is necessary. Certainly, in the Catalan cases, if such a respect for the original will is why it’s quoted direct, it’s not done consistently even within documents (though Nicholas referenced an observation of Mechthild Gretsch’s that the same could be said of King Alfred, or at least whoever wrote the Old English translation of Gregory the Great’s Cura Pastoralis in Alfred’s name).6 The Fonthill letter is anything but an accomplished piece of writing, which is one of the things that makes it so interesting (and so hard to edit and translate); if there was a written antecessor here I’m not sure that the author would have thought to change the grammar to fit the new context. That such a thing would be in writing to quote is itself slightly surprising but perhaps not impossible. But between mistake and respect, I find it hard to choose, and wonder whether we even need to: to the recipients and audiences, in all cases, the meaning would presumably have been clear anyway. All of these documents are, after all, at some level reported speech anyway, and we’re as happy now to quote direct or to report speech as this would require. That a nobleman would address the king by letter anyway already suggests a familiarity with writing; I’m not suggesting that this should automatically breed contempt, but we could possibly underestimate the readiness of such a writer to adapt texts to his whim, even if he wasn’t Wessex’s top redactor. A charter, yes, is a special piece of writing, a scriptura, Scripture, but this was not, even if it now is to us, and greater freedom may have been available for the author in which to trip up…


1. Stephen Baxter, Catherine E. Karkov, Janet L. Nelson & David Pelteret (edd.), Early Medieval Studies in Memory of Patrick Wormald (Farnham 2009).

2. N. Brooks, “The Fonthill Letter, Ealdorman Ordlaf and Anglo-Saxon Law in Practice”, ibid., pp.301-316.

3. Following Brooks’s translation, ibid. pp. 302-306 with quote p. 304.

4. Ramon Ordeig i Mata (ed.), Catalunya Carolíngia IV: els comtats d’Osona i Manresa, Memòries de la Secció històrico-arqueològica LIII (Barcelona 1999), doc. no. 1522.

5. The easiest guide to testamentary practice in Catalonia is Nathaniel Taylor, “Testamentary Publication and Proof and the Afterlife of Ancient Probate Procedure in Carolingian Septimania” in K. Pennington, S. Chodorow & K. H. Kendall (edd.), Proceedings of the Tenth International Congress on Medieval Canon Law (Vatican City 2001), pp. 767-780, online here, last modified 9th December 2006 as of 24th June 2007.

6. M. Gretsch, “The Fonthill Letter: language, law and the discourse of disciplines” in Anglia Vol. 123 (Berlin 2005), pp. 662-686 at p. 669, cit. Brooks, “Fonthill Letter”, p. 313 n. 26. On doubt over the authorship here, see Malcolm Godden, “Did King Alfred Write Anything?” in Medium Ævum Vol. 76 (Oxford 2007), pp. 1-23; cf. Janet Bately, “Did King Alfred Actually Translate Anything: the Integrity of the Alfredian Canon Revisited” in Medium Ævum Vol. 78 (2009), pp. 189–215. Brooks referenced other work on the Letter, but one might add more generally Patrick Wormald, “Charters, Law and the Settlement of Disputes in Anglo-Saxon England” in Wendy Davies & Paul Fouracre (edd.), The Settlement of Disputes in Early Medieval Europe (Cambridge 1986), pp. 149-168 and Simon Keynes, “Royal Government and the Written Word in Late Anglo-Saxon England” in Rosamond McKitterick (ed.), The Uses of Literacy in Early Mediaeval Europe (Cambridge 1990), pp. 226-257.

We have lost Nicholas Brooks

Heavy news reached me in mail this morning, followed by several more mails and finally a flurry of SMSs as the world of early medieval studies in Britain reacted to news of the kind no-one wishes to arise. The news was, as you may already have heard, that Professor Nicholas Brooks died yesterday in hospital after his long illness suddenly took a turn for the worse. If you hadn’t heard, I’m sorry to be the messenger but this kind of news is never one to postpone.

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I last saw Nicholas only two weeks ago, when he was one of the very few people to come out for a paper I was giving at extremely short notice; he had one of his characteristic questions that wasn’t really a question so much as a request for a justification of an assumption I hadn’t spotted lying behind my interpretation of the evidence, and it was as welcome as those can get. Afterwards he, I and Allan McKinley talked about the relief Nicholas could feel in getting the edition of the Christ Church Canterbury Anglo-Saxon charters out at last; I hadn’t even thought about factors like mortality weighing on his mind, he showed no sign of a weight on his mind at all. He looked and sounded no iller than he had done for years, and this morning’s news came as a really unpleasant surprise.

I first met Nicholas because of Allan, in fact, who had roped him into our first Problems and Possibilities of Early Medieval Diplomatic session in 2007. He was of course the perfect gent and gave us an early version of his paper on knight service under Cnut which came out in 2011; I was sorry not to have been allowed to include it in our book but very happy to be able to start citing it.1 It was towards the end of what will presumably have been a fifty-year publication career, and it was careful, detailed, almost undeniably-argued work resetting a small part of the field. At the other end of that career is a 1964 paper on the forts of the Burghal Hidage which is still cited and perhaps most of all a 1971 one on military obligations in Mercia that is still the starting point for most work on the development of royal government in Anglo-Saxon England.2 His 1971 work was still as solid and important as his 2011 work and both had reset the debates into which they’d interjected, and we could note several other milestones in that time of equal importance. Of whom else can we say such things? This is a loss that we shall feel badly. And also, you know, he was a really nice man. Allan and I, among others, were able to lift a glass in his memory this evening at the next instalment of that same seminar, but there’ll need to be more.


1. Nicholas Brooks, “The Archbishopric of Canterbury and the So-called Introduction of Knight-Service into England” in Anglo-Norman Studies Vol. 34 (Woodbridge 2011), pp. 41-62.

2. Idem, “The unidentified forts of the Burghal Hidage” in Medieval Archaeology Vol. 8 (London 1964), pp. 74-90, repr. in idem, Communities and Warfare, 700-1400 (London 2000), pp. 91-113; idem, “The development of military obligations in eighth- and ninth-century England” in Peter Clemoes & Kathleen Hughes (edd.), England Before the Conquest: studies in primary sources presented to Dorothy Whitelock (Cambridge 1971), pp. 69-84, repr. in David A. E. Pelteret (ed.), Anglo-Saxon History: basic readings, Garland Reference Library of the Humanities 2108 (New York City 2000), pp. 83-105 and in Brooks, Communities and Warfare, pp. 32-47. Something like a full assessment of Nicholas’s work as it then stood can be found in Julia Barrow, “Introduction: Myth, Rulership, Church and Charters in the Work of Nicholas Brooks” in Barrow & Andrew Wareham (edd.), Myth, Rulership, Church and Charters: essays in honour of Nicholas Brooks (Aldershot 2008), pp. 1-10.

Advertisement for my collaborators’ learning

I observe that at the Heroic Age blog, the programme for the upcoming MANCASS conference can now be viewed in its full glory, which is, for Anglo-Saxonists at least, reasonable to considerable. I mention it merely because you may, if you’ve been reading really closely, or are actually one of the participants, remember that two of the speakers, Allan Scott McKinley and Martin Ryan, are my collaborators in making Leeds sessions about how to use charters happen. Alex Burghart is another colleague of a sort, and his stuff is always interesting, and of course with both of Professors Higham and Brooks speaking there will be entertainment and erudition aplenty. I may well have to trot along myself, but even if I don’t, it’ll be worth attending I should think. Wednesday 26 March, so still time to register…

Seminary XVI: those are knights and we’re feudal, all right?

The name of Nicholas Brooks is not one that many Anglo-Saxonists are going to need introducing, so you will understand how we, we being Allan Scott McKinley, Martin Ryan and myself, convenors of the Problems and Possibilities in Early Medieval Diplomatic sessions at the Leeds International Medieval Congress, were quite pleased to have him speaking for us last year. Since then, however, that work has been refined and as a result he was presenting it again at the Institute of Historical Research Earlier Middle Ages seminar on 23 January, under the title: “Archbishop Æthelnoth ‘the Good’ and his knights: feudal origins revisited”.

Norman knights charging, in the Bayeux Tapestry

Norman knights charging, in the Bayeux Tapestry

What had basically been added to make up the extra half-hour was a thorough grounding of the paper in the historiography which it was attacking, and because Professor Brooks goes over things very completely it is possible to condense his basic thesis into a fairly short paragraph, albeit by leaving out most of the convincing erudition. So because there is much to write and little time I’ll do that and you’ll have to take my word for it that really, it didn’t seem terribly disputable.

Basically, the old argument starts with a premise that feudalism is about military service more than anything else, and that in this respect the Normans were something unusual. When the Anglo-Norman realm’s administration begins to be seen in detail (and I’m sure Gesta will refine this if I over-simplify) we see this being shown by land being given out to knights (the Latin word used is always milites, soldiers, and one of the problems with this is that while the word remains the same in the period warfare, and its costs and consequently the standing of those so described, is possibly changing a great deal) in exchange for their service, to a level of precision that means that we can talk about a knight’s fee, `fee’ here coming from the same route as `fief’, and meaning the amount of land appropriate to fund and reward the service of one knight. The observation that there is nothing like this visible in England before the Conquest goes back to Sir Frank Stenton, although the similar one that really, there isn’t in Normandy either, has been less widely heard. It’s not that there isn’t service by men to their lords in exchange for land, of course, although even this has only been deeply appreciated in recent years, partly because of the work of Robin Fleming, and also now because of the very detailed work on lordship and power in Mercia by Steven Baxter. Such servants are usually termed ‘thegns’, or in Latin ‘ministri’, which has a very broad range of meanings, and there’s been some debate about what it might include. But there isn’t this clear exchange of land for clearly military service by trained soldiers.

Or so we thought, anyway. But Professor Brooks has pulled together three disparate documents, two writs to newly-appointed archbishops of Canterbury, one of which, from Edward the Confessor, seems to have later been doctored, and one of which, from Cnut, apparently hasn’t. The earlier one, from Cnut, includes among other properties of the see that the Archbishop is now empowered to take possession of, the various revenues from the see’s dependents, who include “as many thegns as I have allowed him”.1

Well, not so much by itself, even if it does seem to be a royally-set limit on dependents like the later quota of knights. But Professor Brooks has also dug up a lease from the archbishop to two men who are called his ministri by the scribe.2 The scribe is quite important, because he doesn’t seem to be local. In fact his charter looked perfectly regular to me, but that’s because I study Catalonia and one thing any Anglo-Saxon diplomatist will tell you about their material is that it’s weird by the standards of any European ‘charter landscape’.3 This man, in fact, seems to be from Flanders, and the charter he writes therefore records what would be normal for a charter from there, including the laymen present, which an Anglo-Saxon charter would not normally do. And among these laymen there are thirteen whom the scribe calls milites.

There followed various bits of comparison to the later quotas of Canterbury, and an argument that if, in 1086 already they show fragmentation into bits they can’t be very new, but that was disputed in questions, and really the core is there. The Archbishop of Canterbury has some ministri that the king allows him to keep, well before the Conquest; and when a foreign scribe turns up and describes the archbishop’s retinue, he sees milites, knights. Professor Brooks suggests that these are the same people, and that actually the king is allotting armed retainers to his great men as early as 1020. Furthermore, he argues that the numbers are broadly the same as what the archbishops would be allowed in 1086, but I don’t know how far I believed the maths. It was certainly possible to consider it the sort of back-of-the-envelope calculation Professor Muhlberger has just been talking about—I have more on sloppy maths in medieval studies coming, but I thought the link was good enough by itself. Feel free to discuss :-)


1. The document can be found in Florence E. Harmer (ed./transl.), Anglo-Saxon Writs (Manchester 1952), no. 28. The translation is Professor Brooks’s. I can give the Old English if it will help anyone.

2. A text and translation of this charter can be found in John Blair, The Church in Anglo-Saxon Society (Oxford 2005), pp. 513-514.

3. I believe this term was originated by Heinrich Fichtenau, but I got it from Hans-Heinrich Kortüm, Zur Päpstliche Urkundensprache im frühen Mittelalter: die päpstlichen Privilegien 896-1046, Beiträge zur Geschichte und Quellenkunde des Mittelalters 17 (Sigmaringen 1995), p. 11, where of course it’s German, “Urkundenlandschaft”.

Leeds report II

Now that I’ve sunk back into the medieval blogosphere I gather that I was at the wrong sessions at Leeds, as I have come back entirely unable to snicker about medieval underpants. It bothers me already how many legs this story has found: Carl Pyrdum seems to have collected most of them at Got Medieval but Richard Nokes adds much-needed unreal perspective at the Unlocked Wordhoard. (He goes on to give this blog a plug that has something like quintupled its apparent readership, for which I owe him due thanks!) All the same, although as Matthew Gabriele comments on Carl’s post, it’s nice to see medieval hygiene making it onto the web rather than the lack of it, the story does crazily miss the point of what Dr Mostert will have been saying. I should leap to his defence, but for two things. Firstly, Carl has done so already and likely far better than I would. Secondly, but for Dr Mostert’s taste and discretion, my and my collaborators’ session at Leeds last year would have been called “Who Gives a Sod (and Why?)”, a joke only funny to charter historians, so I find it vindictively amusing that he is now all over the Hypermation Intersoupway for talking about underwear.

International Medieval Congress masthead

Actually, although I don’t think I would have gone to that session anyway, I have to confess to not branching out as much as maybe I should have done this Leeds. I seem to have mainly spent it in Texts and Identities, which is a guaranteed relevant slot for any Carolingianist but I would have liked to see more archaeology and northern British stuff. Regrettably most of the archaeologists I wanted to hear from pulled out—a lot of people pulled out, in fact— and the best-looking British session clashed with one of our strand, so loyalty kept me away, allied with the hope that Alaric, the moderator, will be able to send me copies of the papers. So what did I do? Well, here goes.

  • First and foremost the keynote by Chris Wickham and Marc Boone; it’s always worth hearing Chris speak and this was a lot better than last year’s keynote
  • then our three sessions, `us’ in this instance being myself, Allan Scott McKinley and Martin Ryan, the original Three Musketeers of the New Diplomatic (as we wish to be entitled on the sign by the pyre on which they burn our many books when it all goes Fahrenheit 451), and this summer’s special guest stars, in no particular order Dr Elina Screen, Mr Alaric Trousdale, Professor Nicholas Brooks, Mr Alexander Ralston, Dr Alice Rio and Dr Charles West, several of whom have already changed bases so click those links while they’re hot
  • book-buying, dinner, drinking and ranting with Morn Capper, who was my boon companion for much of the Congress
  • the next morning a session being run by the first of those Alarics named above (at medieval congresses you get plural Alarics, it’s great), which contained stuff about Anglo-Saxon witches, Valkyries and a sterling performance by Martha Bayless who took the stand with no visual aids, proclaimed in a steady and ironic monotone that she used all paper that she herself was the visual aid, and while barely moving or varying her speech all paper still had us all captivated—I want her speaking coach
  • the second Texts & Identities session
  • a quick bus trip into Headingley to buy some food actually worth eating for dinner
  • the following Texts & Identities one because of an old supervisor and two always-inspiring speakers too, except that this year one of them wasn’t because I could hardly hear him, and Rosamond McKitterick got accused of being subversive by Jinty Nelson
  • yet another T&I session, which I was attending in the hope of picking up work on bishops but from which the speaker most relevant to that had pulled out alas
  • more book-buying and self-catered dinner followed by a small wealth of receptions, even winding up in the Early Medieval Europe one by mistake—I had meant to go, you understand, but had got the idea that it was the next day, and so was slightly disconcerted to find it happening round me—then an attempt at an early night spoilt by new books
  • the next morning’s first T&I as well, because Bernhard Zeller‘s evidence always fascinates me and I wanted to poach him for next year’s session
  • the revived T&I Time Archives thread, mainly to see if it was as much hot air as last year which I’m thankful to say it wasn’t, instead being very interesting but almost unrelated to its session title
  • still more book-buying
  • more of the Time Archives because of a friend presenting and another fascinating character
  • a T&I session on the papacy for very similar reasons
  • another dinner, then a picnic held by Rosamond, at which I met several interesting people, and then the dance, at which I may, may have danced a bit but only under acute peer pressure and mighty personal resolves; also accusations of scandal, absence of same and apparently secret societies
  • somehow messing up my alarm that night so as next morning to all but miss my housemate’s paper in the penultimate T&I session
  • going to two interesting papers in a (non-T&I!) session out of which unfortunately the speaker most relevant to my work had pulled without my knowing
  • and finally off home, after one piece of networking at a publishing stall that inevitably led to a last book being bought

So I was fairly busy. Any questions?

The irony hasn’t stopped yet, indeed; I had a mail when I got back (in fact I had lots, but moving on), and it was from Ashgate Publishing asking whether I wanted this book I’d ordered with them. I mailed them to ask `what book? I’m sure I brought them all home with me!’ but this didn’t stop a duplicate copy of one of the books I bought arriving on Tuesday anyway. I’m sure it’s dead good but I don’t want two of them. Bizarrely, this turns out to be unconnected with the mail, which was about another book they aren’t now going to send me a duplicate of. Funny people. Meanwhile, anyone want a spare copy of Chris Snyder‘s The Britons enough to slip me ten English for it?

Anyway! Too chatty! The following posts will in due course return you calmly into the arms of scholarly academe. Meanwhile, it is nice, as Professor Nokes also says, to remember occasionally that actually this damn discipline has fun in it when you look hard enough.