Tag Archives: India

An awful lot of numismatists in Sicily, II

So, after that bit of numismatic self-congratulation, let me take you back for the last time to September 2015 and the town of Taormina in Sicily, where I was then one of many gathered for the 15th International Numismatic Congress. You’ve seen some of the local antiquities, heard about the first two-and-a-half days of papers and visited a local castle, now it’s time to return to the thick of the academic fray. But first, a party!

Party in the coutryard of the Palazzo dei Duchi di Santo Stefano, Taormina, Sicily

Party in the coutryard of the Palazzo dei Duchi di Santo Stefano

Indeed, the first thing on our calendar after descending from Castelmola and eating was not an academic session but a party put on by the Medieval European Coinage project, to celebrate its resurgence into activity since the previous INC in the form of the publication of the series’ volume on the Iberian Peninsula and the near-completion of that on Northern Italy (which, much though I often doubted it, has in fact now also emerged, something I should probably announce separately too).1 By now you may well not remember that I am a part of that project still, but I am, so I was there to share in the glory. There were speeches, there was a strictly limited quantity of free wine, but mainly there was a superb setting.

Medieval European Coinage authors by the Cambridge University Press stand at a party in the Palazzo dei Duchi di Santo Stefano, Taormina, Sicily

MEC authors Bill Day Jr and Martin Allen looking very relaxed by the Cambridge University Press stand inside the Palazzo

It was a good way to wrap up the day. The next day was the last day of papers, however, and with certain obligations among them, and so for once I was up and ready right at the beginning. Here’s how it all unrolled. Continue reading


Leeds IMC report for 2015, part 2

Back to the conference reportage, then, and far from the end of that too; you can probably imagine how much I want to be through this backlog, so I shall launch in and try to be brief… But the second day of the 2015 International Medieval Congress was a good one for me, as the sessions I went to covered pretty much the range of my interests and mostly they had people in I’ll go out of my way to hear talking, too. It unrolled like this.

539. Texts and Politics in the Long 10th Century, I: the Western kingdom

  • Horst Lößlein, “Establishing Rule: Charles the Simple and the cases of Western Francia and Lotharingia”
  • Fraser McNair, “Histories in Diplomas: kings, archbishops, nobles and the disputes over St Servatius’s abbey, Maastricht, 898 and 919”
  • Ed Roberts, “Religious Patronage in the Reign of Louis IV: dynasty, memory and the monasteries of St-Corneille and St-Remi”
  • When I started in on this whole research thing there was approximately one chapter about tenth-century Francia that had been written in my lifetime, so it’s really good to see people interested in working over the difficult evidence of the period and trying to understand how we got from the imperial break-up of 887 to something quite like France, Germany, Italy and Flanders a century later. This is partly the fault of Geoff Koziol, who was invoked in all these papers, but the pieces still need assembly.1 Each of these speakers had a piece, Dr Lößlein looking at the patterns of attendance at King Charles the Simple (899-923)’s courts and noting that although Charles was able to fight and negotiate his way into his secondary kingdom of Lotharingia, his inability to cow Duke Robert of Neustria, his eventual and short-lived successor, meant that there were large areas of his main kingdom of the West Franks where Charles could not actually go.2 Not just Robert’s territories, too, I might have added, but the difference is that he had to work with Robert nonetheless, whereas he could wait for people from south of the Loire to come to him. Fraser, an old friend by now, appealed to my scholarly heart by pointing out that there are narrative sources for the early tenth century in Francia, they’re just in charters, and he showed the different spins that court and Archbishops of Trier put on one particular dispute when thus recounting it. I enjoyed this, but especially for the subtle observation that Charles the Simple’s diplomas stress consensus and participation much more than those of his predecessor in Lotharingia, King Zwentibold. Fraser may get me to revise my opinion of Charles yet. Lastly, Ed, who noted how difficult a relationship Charles’s son, the unlucky but dogged Louis IV, had with the legacy of his father, whose reign had ended in civil war and imprisonment by his magnates, something which Louis at least suffered only briefly. Ed argued that Louis made his own way rather than pursuing a ‘Carolingian’ policy and having now taught his reign, I’d be inclined to agree. Questions here revolved mainly around the Spanish March (I bet you can’t guess who asked that one) and queens, since Louis’s queen Gerberga seems to have been an awful lot of his support thanks to being sister of King Otto I of the Germans.3 All of this, I think, goes to show that the pieces are there, it just needs people to find the work interesting enough to make it so to others.

    Ottonian family tree from the twelfth-century Chronica Sancti Pantaleonis

    A rather wonderful Ottonian family tree from the twelfth-century Chronica Sancti Pantaleonis, image public domain via Wikimedia Commons. Note how Gerberga and her children appear but no mention is made of her unlucky husband…

Then coffee, and then a session about which I had no choice, because I was moderating it, but didn’t need one because it was also really interesting.

641. Re-Formed Coinage, Renewed Meaning: using, imitating, and disposing of Byzantine coins far beyond imperial frontiers

  • Lin Ying, “Byzantine Gold Coins in Chinese Contexts: three approaches”
  • Florent Audy, “Scandinavian Responses to Byzantine Coins”
  • Rebecca Darley, “Valuing Byzantine Gold Coins in Medieval South India”
  • The core question of this session is not hard to spot, I guess: Byzantine coins are found in faraway places where their context as imperial currency could not apply, so what were people doing with them? In China, Professor Ying told us, they were mainly burying them with dead people, and along the Silk Routes and into Sogdia making things that looked like solidi to do that with as well, usually doubly or triply pierced for wearing; there’s very little indication that this was more than a species of jewellery to a population to whom normal coins would have looked very different. In Viking Scandinavia, that was also happening but there is more sign of a discerning user-base: although Byzantine coins are a tiny fraction of the foreign money and bullion that was accumulating in Scandinavia in this period, the gold is never pecked or tested and very often set as jewellery, whereas the silver usually had been pecked but only when it was real coins; there were also imitations of Byzantine miliaresia but except in Finland, these don’t seem to have actually circulated even as bullion. So why make them? As with the Chinese context there is more to do here. Lastly Rebecca provided the Indian context, not unlike the Chinese one in as much as Byzantine coins were apparently commodities here but treated fairly consistently, usually double-pierced above the bust and also imitated but only in gold, not as plated knock-offs; the contexts are almost all lost but use in temple contexts seems a better fit to what there is than anything to do with commerce or ports. That provoked a sharp question in discussion, because while in India the focus is clearly on the imperial portrait, in China it can often be on the reverse, leading someone to wonder if the coins were appreciated as Christian symbols, which Professor Ying thought possible. Certainly, as someone else observed, that would be about all you could see on a coin someone was wearing as jewellery unless you were impolitely close! This all hung together very well and I gather that publication of something deriving from this is in distant prospect; it should be fun.

    Double-pierced Byzantine solidus of Emperor Justin II, found in a tomb at Guyuan

    Double-pierced solidus of Justin II, found in a tomb at Guyuan; click through to an article on Lin Ying’s in which further context and some comparator finds are presented

That got me to lunch, and then it was off to a different bit of my interests! I do begin to understand how someone like me must be almost impossible to schedule for…

733. The Early Islamic World, VI: Iberia

  • Nicola Clarke, “Law, Families, and the Frontier in Umayyad Iberia”
  • Mateusz Wilk, “Power, Law, and Ideology in Umayyad Spain”
  • Eduardo Manzano Moreno, “Conquest and Settlement: what al-Andalus can tell us about the Arab expansion at the time of the Umayyad Caliphate”
  • I will pretty much always go to hear Eduardo Manzano speak, but here there were obviously other things to interest me too. Dr Clarke dug into the agendas of the Arabic sources for the conquest of al-Andalus, all significantly posterior to events and for the most part more interested in trying to settle questions of how the caliph should behave to his lieutenants when they exceed his authority, and indeed who should have been caliph at all and why (for example, being able to restrain those same lieutenants), the result of which is that it’s quite hard to say how far either Caliph al-Walīd or the lieutenant in question, Mūsā ibn Nusayr, were in any real control of events. Dr Wilk, on the other hand, saw in them an attempt to picture Muslim Spain as a new and better Umayyad Syria, but with shifts once the Malikite school of law took hold there in the ninth or tenth centuries (and with no useful ninth-century sources, which is hard to say). This provoked surprising amounts of argument; commentators proved very invested in the importance of Malikism in al-Andalus either as a mark of Arabian connection or as the ineluctable result of fugitives from Arabia turning up there, and it would perhaps have been more fun to set these people arguing with each other than with Dr Wilk. Lastly Professor Manzano pointed out some odd things about the Muslim conquest of Spain, not least that it was accomplished largely by Berber auxiliaries whose acculturation to Islam took place largely in the peninsula, not before getting there, and that by moving a large salaried army into the peninsula and keeping it that way rather than settling it, at least at first, the new rulers committed themselves to importing a whole fiscal system, including gold coin for tax and copper coin for pay, where nothing like it had existed for a long time, which more or less required the cooperation of Christian worthies to make it work. This got Professor Manzano and me into an argument about the survival of the Visigothic taxation system and how far that involved copper, an argument that Ann Christys had to stop but in which I would now graciously concede that we were both wrong, which I’m sure would amuse him.4

    Copper-alloy fals of the unlocated al-Andalus mint

    A coin on the importance of which we could agree, a copper-alloy fals of the unlocated al-Andalus mint, struck in somewhen during the eighth or ninth centuries I guess, Jean Elsen & ses Fils,
    Auction 120, 15 March 2014, lot 1594

Revitalised by dispute, I imagine I needed tea less than usual at the end of this session, but with the last session of the day still to come I certainly did still need it.

814. Networks and Neighbours, IV: tracing aristocratic networks in three early medieval kingdoms

I was here partly because the title involved some of my keywords and partly out of a loyalty to a related journal that was at that stage (this is a story for another time) still supposedly about to publish me, but also because Roger Collins was supposed to be moderating and that, unfortunately, proved not to be so. The running order was this:

  • Paulo Henrique de Carvalho Pachá, “Searching for the Visigothic State: monarchy and aristocracy in the Visigothic kingdom of Toledo”
  • Karen Torres da Rosa, “Merovingian Testaments and Power Relations in the Transference of Goods”
  • Renato Rodrigues Da Silva, “Northumbrian Aristocracy through Archaeological Evidence: coins and coinage”
  • Señor de Carvalho engaged directly with the work of Luis García Moreno, arguing that rather than an eternal opposition between kings and nobles in Visigothic Spain we should see a periodic rebuilding of consensus between these and other elements of the state which could break down in a variety of ways, not just that defining cleavage, since the monarchy was obviously unable to operate without any aristocratic support at all and the aristocracy was frequently divided.5 This made sense to me and the only thing that surprised was the age of the scholarship being engaged, surely written before the speaker was born. Discussion here was very constitutional, and made my normal ‘realpolitikal’ take on such power dealings feel very out of place. Miss da Rosa’s work was at too early a stage for it to be fair for me to comment on it here, though, and Señor Rodrigues’s paper, about the early Northumbrian silver coinage as a tool of aristocratic power, I thought rested on some pretty unprovable assumptions about moneyers; there were many ideas here that needed better links to the evidence. I’m afraid that at the end of this, incipient local loyalties not withstanding, I was minded not to come to another Networks and Neighbours IMC session.

    Obverse of a silver penny of King Aldfrith of Northumbria (685-704), Cambridge, Fitzwilliam Museum CM.1980-2007

    Obverse of a silver penny of King Aldfrith of Northumbria (685-704), Cambridge, Fitzwilliam Museum CM.1980-2007

    Reverse of silver penny of King Aldfrith of Northumbria (685-704), Cambridge, Fitzwilliam Museum, CM.1980-2007

    Reverse of the same coin. I think the triple-tailed wolf probably militates against this being an attempt to churchify the coinage, myself…

Looking back over this as I write it up, it strikes me suddenly how generalised the use of coin evidence is becoming in the fields of history I follow. Granted, one of these sessions was explicitly about it, but coins were part of one speaker’s evidence in two of the other sessions as well, which as you see makes hunting down suitable illustrations much easier for me! It’s nice to think, though, that the numismatic gospel might be getting out there. Anyway. What I did with the evening, I cannot now recall; I fervently hope that it was spent drinking with friends and colleagues, and certainly on one night of the conference I went hunting curry houses with two of the Birmingham posse; perhaps that was this evening? But in any case, it is another day recounted. Next one in two posts’ time!

1. My point of reference would have been Rosamond McKitterick, The Frankish Kingdoms under the Carolingians, 751-987 (Harlow 1987), pp. 305-339, but now as I say there is also Geoffrey Koziol, The Politics of Memory and Identity in Carolingian Royal Diplomas: the West Frankish kingdom (840–987) (Turnhout 2012), and we’re still reacting.

2. On this I cannot resist citing Koziol, “Is Robert I in Hell? The Diploma for Saint-Denis and the Mind of a Rebel King (Jan. 25, 923)” in Early Medieval Europe Vol. 14 (Oxford 2006), pp. 233-267, which is fun.

3. On Gerberga, see Simon MacLean, “Reform, Queenship and the End of the World in Tenth-Century France: Adso’s ‘Letter on the Origin and Time of the Antichrist'” in Revue belge de philologie et d’histoire Vol. 86 (Bruxelles 2008), pp. 645-675, DOI: 10.3406/rbph.2008.7582.

4. I’m wrong because I hadn’t realised quite how early the Visigothic copper coinage we know about was, and it almost certainly wasn’t still running by 711; he’s wrong because it existed at all, dammit. See Miquel Crusafont i Sabater, “The Copper Coinage of the Visigoths of Spain” in Mário Gomes Marques and D. Michael Metcalf (edd.), Problems of Medieval Coinage in the Iberian Area: a Symposium held by the Sociedade Numismática Scalabitana and the Instituto de Sintra on 4-8 October, 1988 (Santarém 1988), pp. 35-70, but now also Crusafont, Jaume Benages, Jaume Noguera Guillén, Eduard Ble Gimeno, Pau Valdés Matias, Tomi Cartes, Xavier Sicart & Joan Enric Vila, “La sèrie de plata de la monarquia visigoda” in Acta numismàtica Vol. 45 (2014), pp. 71-80, which changes the picture quite a lot!

5. That work being Luís Agustín García Moreno, Historia de España visigoda (Madrid 1989), to which one might for example compare Javier Arce Martínez, “The Visigoths in Spain: old and new historical problems” in Walter Pohl & Veronika Wieser (edd.), Der frühmittelalterliche Staat – europäische Perspektiven, Forschungen zur Geschichte des Mittelalters 16 (Wien 2009), pp. 31-42.

From the Sources XIII: a Who’s Who of the tenth-century Caucasus

Ivory depiction of Constantine VII being crowned by Christ

Ivory depiction of Constantine VII being crowned by Christ, now in the Pushkin Museum, Moscow, image from Wikimedia Commons

Let me return for one last post—for now, at least—to the De Administrando Imperio of Emperor Constantine Porphyrogenitus (913-959).1 I’ve described already how rambling and personal this text can be as one gets closer to Constantine’s own recollections, and how sharply tuned to its purpose it can be beneath that exterior when one presses. At times, the two things coincide, and this is sharpest of all in the sections that cover the disputed and often-autonomous territories at the east end of what is now Turkey heading into the Caucasus, what is now Armenia, Georgia and Azerbaijan and was then Armenia, Lazica, Iberia and a number of other small polities whose number scholars in Baghdad, at least, considered impossible to count.2 These were areas where by the tenth century, after a long period of stand-off diplomacy, the Byzantine Empire had found it more and more possible to take a direct military interest, which was as Constantine wrote unbalancing local power relations left, right and centre.3 Imperial intervention for one side or another regularly increased the local instability, and it is in this section of the De Administrando Imperio that one really sees how it was done. This was where the kind of mind Constantine had, which could track tiny details of interpersonal relations for dozens of people and work out where a well-aimed gift or sanction would split them out, was exactly the right tool for the job, and having the statecrafter himself to tell you about it is really illuminating.

Map of Armenia and its neighbours in the early- to mid-tenth century

Map of Armenia and its neighbours in the early- to mid-tenth century. By www.armenica.orgwww.armenica.org, GFDL, https://commons.wikimedia.org/w/index.php?curid=12515076

We begin in the middle of an account “of the country of Taron”, which in the time of Constantine’s father Leo VI was ruled by one Krikorikios (Grigor, or, as we might put it, Gregory).4 Krikorikios was essentially a vassal of the Sultan of Baghdad at this point, but was also contending for the rule of Taron with his cousin Ashot Arkaïkas, and at an uncertain point he managed to capture Ashot’s sons in battle. Ashot wrote for help to Sembat, Prince of Princes of Armenia, and Sembat wrote for help to Emperor Leo. Leo sent a couple of embassies, and with the second one, led by one Constantine Libos, brought Krikorikios’s brother Apoganem (or Abu Ghanim, it’s mixed-up out here) and the two prisoners to Constantinople, honoured Apoganem with the imperial rank of protospatharios and got to keep the kids at the capital. This is where we enter the story:

“After this the said Constantine spent some time in Chaldia, and was then commissioned by imperial mandate to go to Taron and take Krikorikios, prince of Taron, and come to the imperial city; and this he did. When this same Krikorikios had entered the city protected of God, and had been honoured with the rank of magister and military governor of Taron, he was also given for his residence a house called the house of Barbaros, now the house of Basil the chamberlain. He was, moreover, honoured with an annual stipend of ten pounds in gold and a further ten pounds in miliaresia, making twenty pounds in all. After some sojourn in the imperial city, he was escorted back again to his country by this same protospatharius Constantine.

Silver miliaresion of Emperors Leo VI and Constantine VII, struck at Constantinople between 908 and 912, Barber Institute of Fine Arts B4812

This weighs two-and-a-half grams, so ten pounds of them would pile up a bit… Silver miliaresion of Emperors Leo VI and Constantine VII, struck at Constantinople between 908 and 912, Barber Institute of Fine Arts B4812

“After this, Apoganem came once more to the emperor, of blessed memory, and was advanced by him to the rank of patrician; and he was also permitted to take to wife the daughter of the said Constantine; and on this ground he asked for a house as well and he too received the house of Barbaros, without a golden bull. After receiving the emperor’s bounty, he then returned to his country, with intent to come again and complete the celebration of his marriage; but no sooner was he escorted back to his country than he ended his life, a few days afterwards. His brother Krikorikios sent letters asking that he might come to the imperial city and receive from the hands of the holy emperor the stipend granted to him and sojourn for some while in the city protected of God. Thereupon he proceeded to demand for his residence the house which had been set aside for his brother, and the emperor, of blessed memory, handed it over to him, both because he had lately submitted himself and in order to excite in other princes of the east a similar eagerness for submission to the Romans; but he issued no golden bull making a deed of gift of this house to him.

Chrysobull of Emperor Andronikos II to the church of Monemvasia from 1301, Athens, Byzantine and Greek Museum BXM000534

About three hundred years too late, but, this is one of those golden bulls the text keeps going on about, a chrysobull of Emperor Andronikos II to the church of Monemvasia from 1301 (Athens, Byzantine and Greek Museum BXM534), made of four sheets of parchment glued together

“Several years later, when the emperor Romanos, of blessed memory, had laid hold upon the sceptre of the empire of the Romans, this same Krikorikios reported that he had not the means to keep the house of Barbaros, but demanded that he should receive in its stead a suburban estate in Keltzini, either that of Tatzates or some other, whichever the emperor directed, in order that, when the Agarenes should make an incursion into his country, he might be able to send thither his personal relatives and substance. The emperor, who did not possess an accurate knowledge of the facts, and supposed that the Taronite held the house of Barbaros in virtue of an imperial golden bull of Leo, of blessed memory, gave him the suburban estate of Grigoras in Keltzini and, of course, took back the house; but he too issued no golden bull in favour in respect of the suburban estate.

Modern Erzincan, Turkey

Modern Erzincan, Turkey, central town of the old province of Keltzini where Krikorikios wanted his estate, a lot further from the capital but within plausible fleeing range of Taron all right

“Thereupon Tornikis, nephew of the Taronite and son of the late Apoganem, wrote to this same emperor:

«The house of Barbaros was presented to my father by the emperor Leo, of most blessed memory, but after my father’s death, because I was under age and an orphan, my uncle, in virtue of his authority, took possession of his house, always promising that when I should come of age, I should take over the paternal house; and now, as I have learned, my uncle has given this house to your imperial majesty, and has received in exchange for it the suburban estate of Grigoras in Keltzini.»

“And because of these imperial gifts bestowed on the prince of Taron, envy towards him was implanted and grew up in Kakikios, prince of Basparaka [Gagik Ardzrouni prince of Vaspurakan], and Adranasir, the curopalate of Iberia, and Asotikios [Ashot Erkot], the prince of princes [of Armenia], who wrote to the emperor grumbling at the cause whereby the Taronite alone enjoyed an imperial stipend, while all of them got nothing.

«For what service – they said – is he performing more than we, or in what does he help the Romans more than we do? Either, therefore, we too should be stipendiary as he is, or else he too should be excluded from this largesse.»

The emperor Romanos, of blessed memory, wrote back to them, that the stipend in favour of the Taronite had not been granted by him, that it should now lie with him to cut it off, but by the emperor Leo, of most blessed memory; nor was it right that what had been done by former emperors should be undone by their successors. However, he wrote to this same Taronite informing him that the said parties were vexed and offended. He replied that he could provide neither gold nor silver, but promised to give, over and above the gifts regularly sent, tunics and bronze vessels up to ten pounds in total value, and these he did give for three or four years. But thereafter he reported that he could not provide this tribute, and demanded either that he should receive the stipend gratis as in the time of the emperor Leo, or else that it should be cut off. And so, that it might not cause offence to Kakikios and the curopalate and the rest, the said emperor Romanus, of blessed memory, cut it off. But to console him, as it were, he afterwards honoured his son Asotios, when he came to Constantinople, with patrician rank and entertained him munificently before sending him home.

“On the death of the magister Krikorikios [in 929], Tornikios [Thornik], son of Apoganem, reported that he heartily desired to come and behold the emperor; whereupon the emperor sent the protospatharius Krinitis, the interpreter, who brought the said Tornikios to Constantinople, and the emperor advanced the same Tornikios to the honour of patrician rank. He put forward his claims to the house of Barbaros, and having heard that his uncle had resigned his ownership of it on receipt of a suburban estate in Keltzini, declared that his uncle had no power to effect an exchange in respect of his paternal inheritance, and demanded that he should be given either the house or the suburban estate, failing which, he was for resigning both to the emperor, so that his cousins might not have them. Therefore the emperor, since the old Taronite was now dead, resumed the suburban estate but did not give the house in exchange for it, because, as has already been stated above, no golden bull had been issued in respect of any of these transactions.

Genealogy of the various princes involved here, taken from Romilly J. H. Jenkins (ed.), Constantine Porphyrogenitus: De Administrando Imperio. A Commentary (London 1962 repr. Washington DC 2012), p. 161

Genealogy of the various princes involved here, taken from Romilly J. H. Jenkins (ed.), Constantine Porphyrogenitus: De Administrando Imperio. A Commentary (London 1962 repr. Washington DC 2012), p. 161

“After this, the late Pankratios, eldest son of that magister Krikorikios the Taronite, came to the imperial city and was advanced by the emperor to the dignity of patrician and was also made military governor of Taron. He asked that he might also be given a wife from among the ladies related to the imperial family, and the emperpr gave him to wife the sister of the magister Theophylact. And after his marriage he made a will, in which he stated: «If children are born to me of this women, they are to have all my country for their ancestral inheritance.» Thereupon he asked the emperor that he might be given the suburban estate of Grigoras for the patrician lady, his wife, to reside there, and after he death this suburban estate should revert to his imperial majesty. The emperor sanctioned this too, and after presenting him with many gifts, sent him with his wife away to his country. Now, the sons of the magister Krikorikios, the same patrician Pankratios and the patrician Asotios, greatly vexed and oppressed their cousin, the patrician Tornikios, who, finding their aggressiveness unendurable, wrote to the emperor to send a trustworthy servant and take over his country, and conduct himself and his wife and their child to the emperor. The emperor sent the protospatharius Krinitis, the interpreter, to take him and conduct himself and his wife and their child to the emperor. But when Krinitis arrived in that country, he found that Tornikios had already departed this life, having devised before his end that all his country should be subject to the emperor of the Romans, and that his wife and child should go to the emperor; and to her, on her arrival, the emperor gave for her residence the monastery in Psomathia of the protospatharius Michael, formerly collector of Chaldia. The said Krinitis was sent back again by the emperor to take over the country of Apoganem, that is, the portion of the patrician Tornikios. But the sons of the Taronite, the cousins of the deceased, sent back a demand that they should give up Oulnoutin [now Ognut] and retain the country of their cousin, for they were quite unable to live if the emperor were to occupy their cousin’s country as his own. The emperor, yielding to his own goodness of heart, fulfilled their request and gave them the country of Apoganem, their cousin, and himself took Oulnoutin with all its surrounding territory. The whole country of Taron was divided in two, one half of it being held by the sons of the magister Krikorikios, the other half by their cousins, the sons of the patrician Apoganem.”

I realise that this is not easy to follow, and I bet it wasn’t at the time either. I can easily picture Romanos’s face when each of these cousins turned up demanding that they should have the estate he’d just been given back by someone who seemed to own it. Problems he didn’t have at sea! But nonetheless, the end result is that the empire, without at any point going to war or even, apparently, more than the implicit use of force presumably involved in escorting all these ambassadors, wound up with a frontier town deep into what had been foreign territory and no tributes to pay. How?

Almost the only image I can find of Ognut as it now is is this rather odd little video promoting a dead website, which suggests that the place may not now be quite what it was in Constantine's days...

Well, none of this would have worked without that very dense family tree, it seems clear. The problem was that there were too many Taronites competing for too little Taron, and Leo had cleverly inserted the empire into this as a source of support, with the result that since the various princes were already in competition they quickly came to compete for that support too. The first generation of princes we’re talking about were fighting with their cousins; by the time we get to the end their own children are all fighting each other. The stakes were small and blood was, apparently, high. It didn’t therefore really matter that the support was very little material use to them, as we can see; indeed, it could apparently cost them more than they could afford in the barely-mentioned but presumably usual tribute arrangements that paid for this promotion. It was worth being an imperial patrician back home in Taron all the same, presumably, even if all it meant was that you had the evidence of having friends in the highest of places. Of course, once all your cousins were also patricians that wore off also, but maybe you could get some symbolic capital out of owning a nice house in Constantinople or a manor in Mesopotamia even if your other cousin was, for now, the recognised governor. When Krikorikios gave the estate in Keltzini back to Romanos, Tornikios was thus cut out of the competition; no wonder he made a stink about it, what did he now have to lose? And he was sufficiently desperate, and apparently sufficiently unable to reach any kind of modus vivendi with his cousins, that even a guarantee that the emperor would not give them stuff was enough to buy his loyalty right up to the contrary end where rather than let his cousins have it (and deprive his son) he would rather hand his whole province over to the empire. That is the kind of enmity you can use! The emperors, both Leo and, once he got a grasp of the situation, Romanos, thus roped these princes into something like a card game in which the dealer was able every now and then to take a card from their hands and make them carry on without it. They don’t seem to have fancied their chances challenging the casino bouncers, and so the house won.

All of this seems quite a lot like the kind of pacts with individual princes, declarations of protection and interventions in defence of its own interests that extended the British power in India; the end of the Maratha Empire has some especially relevant-looking parallels. The difference is, of course, that whereas those deals were negotiated by various officers of the East India Company, this is a lot more like the King (or Queen) of England playing host to the Maharaja at Windsor Castle and lending him a small chunk of Yorkshire to call home in the cricket season. The emperors themselves were deeply involved in this interpersonal network, not least because as Romanos found if you didn’t stay at least passingly familiar with it things went sideways, but also because that connection to the emperor was actually what the Byzantines primarily had to offer; we’ve already seen that it wasn’t about money, and I suppose that the various offices only meant what they could be made to mean once you were back in Taron. It meant keeping the whole web of relations not just present but past in your head, but Constantine was obviously good at that, and wrote it down for his son because he thought his son would need to be good at it too.

The other part of it that interests me is these high-powered ambassadors knitting it all together, not just grand dignitaries but people whom the emperors could send, presumably as I say with a small but powerful contingent of troops, into what is essentially a city under siege to get the ruler’s family out; again, parallels from the British involvement in Southern Asia spring to mind and I wonder what stories could be told about Constantine Libos and Krinitis and what kind of men they were.5 Doubtless our imperial author could have told a few such stories, and it’s annoying in a way that he did not, but there is, you have to admit, plenty to go on here already…

1. Constantine Porphyrogenitus, De Administrando Imperii, ed. Gyula Moravcsik & transl. Romilly J. H. Jenkins, new edn., Dumbarton Oaks Texts 1 (Washington DC 1967, repr. 1993).

2. Stephen Runciman, “Cc. 43-46/165″, in Romilly J.&ngsp;H. Jenkins (ed.), Constantine Porphyrogenitus: De Administrando Imperio. A Commentary (London 1962, repr. Washington DC 2012), pp. 156-180, at p. 158: “The Caucasian nations to the north and east, of which Mas’udi says that ‘God alone knows the number’…” Runciman gives no citation, but if you want to hunt it down there’s a translation of the first book of al-Mas’udi’s Meadows of Gold and Mines of Gems online here and at the moment Wikipedia gives links to the full edition and French translation.

3. My grip on the historical context is all coming from Jonathan Shepard (ed.), The Cambridge History of the Byzantine Empire c. 500-1492 (Cambridge 2008), here especially Shepard, “Equilibrium to Expansion (886–1025)”, ibid. 493-536 and Tim Greenwood, “Armenian Neighbours”, ibid. pp. 333-364, the latter of which the author appears sportingly to have put online here, although a lot of the detail in the commentary comes from Runciman, “Cc. 43-46/165″.

4. Constantine, De Administrando Imperio, c. 43, whence also translation quoted below. Ordinarily in these posts I provide a text of the original to go with my translation, but since the DAI is online I figure you can just go and look there. Names in square brackets are modern Armenian or Turkish, transliterated into English as per Runciman, “Cc. 43-46/165″.

5. Ibid. pp. 162-163 & 165, suggest that some such stories could be told: there is apparently enough in Theophanes Continuatus to explain that Constantine’s byname, which Runciman renders as ‘Lips’ but I have changed to try and minimise confusion, means ‘son of the south wind’ and comes from an event at the dedication of a church he built, for example, and there are some data on a man who may be the right Krinitis. Still: Constantine would have known more…

Seminar CCXXXIII: the limits of Byzantine contact with India

My backlog now crawls back towards a ten-month lag as I reach March 2015! Either I was busy during the early part of that month or not much was happening, but on the 11th I was in London at the Institute of Historical Research’s Earlier Middle Ages Seminar, because Dr Rebecca Darley, then still at the Warburg Institute, was presenting with the title “‘A Sign of God’s Favour’: Byzantine gold coins in Indian Ocean trade”. Now, as those who know me will probably be aware, there are good reasons why I can’t pretend to objectivity in discussing this paper, including my continuing collaboration with the speaker over our All That Glitters project, but hopefully you are not here for critique so much as for information, because what Rebecca knows is not stuff most medievalists do so there’s plenty of information coming…

Gold solidus of Emperor Constantine I, struck at Siscia in 327-328, Classical Numismatic Group auction 2nd February 2014, lot 46

Gold solidus of Emperor Constantine I, struck at Siscia in 327-328, Classical Numismatic Group auction 2nd February 2014, lot 46

But let’s start with this, a perfectly normal and respectable solidus of Constantine I but unusually pierced. This is, we were to learn, how Byzantine gold coins usually occur in India, which is a thing that happens. Roman gold is rather more common (which is to say, still pretty rare): Roman silver coins of Augustus and Tiberius are far from unknown from Indian findspots, as I remember discovering while cataloguing some at the Fitzwilliam years ago, and from Nero onwards gold also starts to turn up, and even some bronze, but the silver dies away quickly. The finds of coins from Constantine’s time are almost entirely solidi (for some quite special values of ‘almost entirely’ that I’ll come back to) and are much rarer, especially after the fourth century, and very often pierced twice, like this, over the portrait and from that side, as if to be stitched to costume as, indeed, coins still often are in India today. And this goes on more and more ephemerally till the end of the sixth or beginning of the seventh century when the supply seems to dry up. So what was going on?

Imitation of a gold solidus of Justinian I

Imitation of a gold solidus of Justinian I, struck who knows where but most likely in India during the sixth century I suppose

Well, inevitably given how archæology looks for connections and everyone has been very keen to emphasise contact and cooperation in world history over conflict and disengagement since the Second World War, if not before, the normal reading of these coins is that they are evidence of trade. There are texts that have been used to support this as well, but we should, argued Rebecca, be suspicious of this picture. This is at least partly because of the famous Grierson Objection, much beloved of this blog, that coins can be transferred by many processes that are not trade, partly because the texts are not as well-informed or objective as they have been thought to be, but the best argument against it is really the coins themselves, because when that supply dries up (or even before! Datable contexts for these finds are sadly almost entirely lacking) what seems to happen is that people in southern India at least start making imitations of these coins to supply the gap, as you see above.1

Imitation of a Byzantine gold solidus, R. Darley "Indo-Byzantine trade, 4th-7th centuries A.D.: a global history", unpublished Ph. D. thesis (University of Birmingham 2009), cat. no. 60

Imitation of a gold solidus of, well, let’s face it, it’s just ‘a Byzantine emperor’ isn’t it? The die-cutters here were not after exactitude but impression. I have this image by the kindness of Rebecca herself, it being R. Darley “Indo-Byzantine trade, 4th-7th centuries A.D.: a global history”, unpublished Ph. D. thesis (University of Birmingham 2009), cat. no. 60

Gold imitation of a Roman sestertius, R. Darley "Indo-Byzantine trade, 4th-7th centuries A. D.: a global history", unpublished Ph. D. thesis (University of Birmingham 2009), cat. no. 57

This one is even better, because not only is the type hardly visible, but what you can see appears to have been copied off a Roman copper alloy sestertius; note the ‘S C’! Undatable as well as untradeable! Darley “Indo-Byzantine trade”, cat. no. 57.

Well, you might say, perhaps that shows that these coins had now become part of an exchange system and had to be supplied once they were no longer arriving. To which one can only offer the above, not imitations anyone cared to make terribly convincing in size, weight or imagery, and say, probably not really, not if gold value is what it’s about. Besides which, in so far as as we have findspots at all, which is not often, Rebecca showed us that they don’t map at all well to known port sites, usually being inland for a start. They might map slightly better to temple sites, and a few had red residue on that could be puja dust from ceremonies (though if so that could be much much more recent), but mainly what these coins, with their piercings and varying degrees of precision in replicating a portrait coinage with foreign lettering on, seem to suggest is some specific kind of personal ornament which it was important to have for who knows what purpose, in whatever quality you could afford, be that a real one, a best-level fake or the thin uniface knock-off or anything in between. They are not, in and of themselves, very convincing evidence for levels of trade, though obviously coins coming in at all implies some minimal level of contact.2

The world map from the Christian Topography of Cosmas

The world map from the Christian Topography of Cosmas. “WorldMapCosmasIndicopleustes” by Cosmas Indicopleustes, 6th century – “Les Sciences au Moyen-Age”, “Pour la Science”. Licensed under Public Domain via Commons.

So what about those texts, you may now ask? Well, there are two obvious candidates, one being the originator of the above, Kosmas Indikopleustes, whose scholar-given byname means that he had been to India but had actually as far as we can tell not got closer than the East African empire of Aksum, where he had met people who had, probably. Furthermore, it is worth bearing in mind that what Kosmas was writing was a treatise to prove that the world was flat, you can see from the above map that he was not afraid to fit his world into a particular scheme as dialectically necessary, and the point of his relevant story is that even the unknown rulers of Sri Lanka who have no meaningful contact with the Roman world can see that the Roman gold a traveller brings with him is way way better than the silly Persian silver coins that happen to have arrived at the same time.3 It’s not what you’d call neutral reporting on the balance of payments. Furthermore, it also sees to be more or less lifted from Pliny’s Natural History (which does seem to keep coming up these days), who told a similar story about Roman coins impressing the Orientals, except that then they were silver.4 Gotta move with the times! Meanwhile Indian texts, and indeed Sri Lankan ones of which there are rather more, simply don’t mention Roman traders at all.5 And while we’re at it, there are as far as Rebecca knows no Persian coins in southern India at all, and though there are some Persian ceramics known from Indian sites, it is of the order of a millionth of the evidence from those sites.6 Oddly, or perhaps not, there is a little bit more evidence for contact with Aksum, whose coins also got imitated locally. Obviously they would do as well!

Imitation of an Axumite gold coin of about 400

Imitation of an Axumite gold coin of about 400, with the double piercing again

So Rebecca here positioned herself explicitly against pictures of the early medieval world which are constructed on connectivity and a fledgling form of international relations, pitching instead a picture of low or missing connectivity, in which indeed rather than encourage trade and contact with foreign countries the big empires of the time actually sought to stop it where possible.7 And when objects did make it across the sea, their use, at least these ones, was not primarily economic. This of course provoked some lively discussion, not least because of the limited but significant evidence for commodities from the East reaching the West: as Edward James pointed out, Bede had a box full of pepper he was able to bequeath at his death, which must somehow have come from Kerala because pepper does, at least if it really was pepper.8 So it’s in some ways an argument about how much contact there has to be to count as significant, but I think that Rebecca would rather argue about whom it was significant to anyway, and why, and this paper put that alternative case very strongly.

Bronze fraction probably of Constans I struck in Alexandria in 337-350, found in Karur, Tamil Nadu, R. Krishnamurthy ,Late Roman Copper Coins from South India: Karur, Madurai and Tirukkoilur (Chennai 2007), pl. XII no. 5

Bronze fraction probably of Constans I struck in Alexandria in 337-350, found in Karur, Tamil Nadu, R. Krishnamurthy, Late Roman Copper Coins from South India: Karur, Madurai and Tirukkoilur (Chennai 2007), pl. XII no. 5

One little thing, though, or not so little in some ways, did stick in my mind. This was a paper about gold coins, primarily, not least because silver and bronze Roman or Byzantine coins aren’t found in significant numbers in India, except that in one or two places fourth-century and fifth-century Roman bronze kind of falls out of the river at you, and known examples from these places now number in the thousands, which is an order of magnitude more than the total Roman and Byzantine gold preservation across the whole subcontinent.9 As Rebecca said, it is possible that these all stem from maybe two deposits, just slowly washing down the river over the centuries, and without actually knowing where the deposits are or were, it’s very hard to say any more, but whatever the overall picture is it must, it seems to me, be made different by this. Gold is high-value, prestige, small, might travel singly and sporadically and yes, for non-economic reasons. What the reasons might be for shipping what must have been rather a lot of late Roman bronze across the Indian Ocean and then burying it, as even a minimal interpretation of this would have to involve—a maximalist one, which I’m not putting forward, would presumably be that this stuff was actually commonly shipped over, it was a circulating medium and the coins are either hoards or genuine losses from that circulation—we obviously can’t tell.10 Maybe it was only ballast! But it seems difficult for those reasons to be the same as for the gold. Rebecca could obviously be right about the gold, especially by the sixth century, and this be something else entirely, but I can’t help feel that a ‘global’ picture of Indian Ocean contact will have to account for this stuff as well, somehow.

1. For the Objection, as perhaps only I in this world call it, see P. Grierson, “Commerce in the Dark Ages: a critique of the evidence” in Transactions of the Royal Historical Society 5th Series Vol. 9 (London 1959), pp. 123-140, repr. in idem, Dark Age Numismatics, Variorum Collected Studies 96 (London 1979), II. On the coins in India, meanwhile, you can now see R. Darley, “Self, Other and the Use and Appropriation of Late Roman Coins in South India and Sri Lanka (4th-7th centuries A. D.)” in Himanshu P. Ray and M. Palat (edd.), Negotiating Cultural Identity: landscapes in early medieval South Asian history (London 2015), pp. 60-84.

2. For details here see now ibid.

3. The Greek text is published in Cosmas Indicopleustes, Topographie chrétienne, ed. W. Wolska-Conus (Paris 1968-1973), 3 vols, XI.17-20; I here précis from the translation in Rebecca’s handout, however.

4. Pliny, Natural History, ed./transl. H. Rackham (Cambridge MA 1942), 2 vols, VI.24.

5. I did not realise till I started talking to Rebecca about such things that there was a Sri Lankan chronicle tradition that seems to have compiled a nine-hundred-year long history in the fifth century A. D.! I also have no clear idea of where the historiography now sits on its actual composition and reliability, either, but you can read it, as Wilhelm Geiger (ed.), Mahavamsa: Great Chronicle of Ceylon, transl. Geiger & Mabel Haynes Bode (London 1912) and Geiger (ed./transl.), The Culavamsa, being the more recent part of the Mahavamsa (London 1925), with all being online here.

6. A synopsis of available information here, I think, would be Roberta Tomber, Indo-Roman Trade: from post to pepper (London 2009).

7. Procopius, De Bello Persico, ed. & transl. H. B. Dewing in Procopius, History of the Wars (London 1914), 5 vols, I.20.

8. Cuthbert, Epistola de obitu Bedae, transl. in Bede, The Ecclesiastical History of the English People, The Greater Chronicle, Bede’s Letter to Egbert, transl. Roger Collins and Judith McClure (Oxford 1990), pp. 299-303 at p. 302.

9. R. Krishnamurthy, Late Roman Copper Coins from South India: Karur, Madurai and Tirukkoilur (Chennai 2007), is the only collected write-up of this material, which I should make perfectly clear I would not be able to cite without Rebecca having made her own copy available to me.

10. Ibid. pp. 10-17, while not taking a position in this debate, quotes a number of works that seem to align with that maximum view.

Problems of comparative global history

[This post was basically written in November 2014 and queued, and is presented here with a light dusting of updated relevance but basically from the position I was in then, not now, hopefully still worthwhile.]

As recent posts will probably have made clear, I am something of a novice at thinking about global history as a field. As with a lot of things I didn’t cover at undergraduate level, I have had to work to see what is worthwhile about it; my initial feeling, not entirely dispelled, was that a lot of what is called global history would be better described as “explaining a place to Occidental Anglophones that is outside their cultural tradition”. I would now admit that a lot of people identifying as global historians are actually striving to do something more meaningful than that, and the things that they attempt are potentially pretty major.

World map drawn by Gerard van Schagen in Amsterdam in 1689

World map drawn by Gerard van Schagen, quite the name and quite the artist, in Amsterdam in 1689, and now the masthead for a great many global history courses and the Toynbee Prize, none of whom seem to bother attributing it! A full version of it is available on Wikimedia Commons, linked through.

Of course, they must by nature be big. Something’s not a global phenomenon if it only happens in one place, and as we’ve previously discussed it also needs to be connected not just to be coincidence, a particular problem for the low-connectivity scenario of the early Middle Ages. It seems to me that evaluating whether something is ‘global’ thus ineluctably means comparison; even if this thing looks like that other thing, are the causes the same, do the different backgrounds invalidate the resemblance, and so on? (Think if you like, of the attempts to match up European seigneurial lordship and the society of the fifteenth-century samurai under the banner of ‘feudalism’.1) It also probably needs to be big in time, simply because short of meteorite impact or volcanic action on a huge scale, very little can affect the whole globe at once without being very slow and therefore necessarily long-lasting if it’s to have that effect. The different contexts in which these changes must play out to be comparable also seem to me to dictate fairly high levels of abstraction, so that small-detail phenomena will be much harder to match as well as less observable. You also have to look at things that your comparanda actually have to compare, which since most cultural factors didn’t resemble each other very exactly before globalisation, leaves you choosing things that can be described vaguely enough to match up.2 So I think that most would-be global comparison must be longue durée. At this rate it becomes hard to say much that has a lot more grip on its metaphorical tyres than “agriculture starts or changes” or “a technology diffuses now”.

Drawing of Don Quixote charging at a windmill

A medievalising reference to two new forms of technology at once, the couched lance and the mechanical windmill! Thankyou Cervantes for such a relevant commentary…

This post, like the last one on such issues, was occasioned by reading S. A. M. Adshead’s T’ang China: the rise of the East in world history, and it must be said that he strives for a good deal more complexity than this in his explicitly comparative scheme.3 The book, having spent a chapter tearing apart his opponent’s schema, then does four chapters which each take a particular sphere of social development, describe the T’ang version of that sphere in detail and then compare to India, Byzantium, the world of Islam and the Latin West at about the same time (which is to say 500-1000 CE). The four spheres are politics, by which he seems basically to mean development and efficiency of the apparatus of state (or states), economy (meaning standard of living, economic activity, both production and distribution, and the extent of purely financial operation), society (by which he mainly means family structures and marriage, graded more or less according to the extent of initiative and space of action left to women) and intellect (by which he means both scientific and philosophical innovation and sophistication). These are, arguably, all things that one can at least attempt to assess in all these societies or groups of societies, so that seems like a model worth abstracting. My essential question here is whether the uses of the model, both as designed and applied, preset its results so much as to remove its value as an empirical framework of comparison.

Diagram of grid-group cultural analysis

A grid-group diagram, just for reference, linked to a really enthusiastic but clear write-up by Dustin Stotz

The terms of Adshead’s assessment are at least always explicit, and they are rarely as simple as being a single analogue scale. Instead, he rather favours something quite like grid-group analysis, with two axes of comparison allowing one to place a society in one of four quadrants or move between them over time. Here is an example:

“[China’s intellectual development under the T’ang] may be assessed by reference to a grid composed of two axes, one horizontal from paradigmatic to syntagmatic, the other vertical from categorical to critical. The grid provides four registers of intellectual activity: paradigmatic-categorical, categorical-syntagmatic, syntagmatic-critical, critical-paradigmatic. The contrast paradigmatic/syntagmatic is between, on the one hand, intransitive, self-referent, declaratory thinking such as mathematics, myth, music or other art forms and linguistic syntax; and on the other hand, transitive, other-referent descriptive thinking in theories and hypotheses, as may be found in science, scholarship, theology and metaphysics. The contrast categorical/critical is between prior, first-order thinking, whether about paradigms or syntagmata, and posterior, second-order thinking, whether in the intransitive arts or in the transitive sciences. The degree of complexity, or intellectual depth, may be measured by the number of registers in which intellectual activity is taking place, while the degree of pluralism may be measured by the number of alternatives within each register.”4

This nicely exemplifies the problem Adshead’s book gives me. I don’t feel that this structure is anywhere near justified by its references: mathematics would jump categories the minute one applied it, music that was meant to make money or was written to excite patriotism also doesn’t fit, scholarship surely exists in all these modes, and in any case is this really enough to contain the full range of human intellectual endeavour? But even if the answer is, ‘almost certainly not’, that doesn’t necessarily stop this being a framework that one can, with a certain amount of forcing, fit over most societies. So does that actually do any good? If one could somehow patch the terms of reference, would it be better, or do we just run up against the fact that outside categories don’t always work when drawn into a foreign context? Does it help, for example, to say that the British Empire in the nineteenth century had a much more active land market per capita than the Maori of New Zealand when in-depth work suggests that that Maori did not consider land to be alienable, and so disposed of it on utterly different terms?5 One can certainly make the comparison, but is it not effectively to penalise the Maori in the balance for not playing the Western game?

Illustration by Yen Li-Pen of Emperor Taizong granting an audience to Ludongzan the ambassador of Tibet in 641

T’ang China in its international, but still intracontinental, aspect: Emperor Taizong gives an audience to Ludongzan the ambassador of Tibet in 641. Yen Li-pen [Public domain], via Wikimedia Commons.

In Adshead’s case, of course, the aim is to show T’ang China ahead in all scales, and so the terms of reference are ones in which it excels: indirect taxes, bureaucracy, management of resources, variety of marriage forms, religious and cosmological plurality and philosophical competition. I suspect that one could, if one did not accept these terms, come up with a set that favoured Byzantium or Islam just as heavily and that could just as easily be assumed to be good—citizen military involvement, governmental centralisation, religious unity and coherence of intellectual culture, for example—and thus find China seriously wrongheaded in its priorities. India tends to lose out on all Adshead’s scales of achievement, and that reminds me of an Internet conversation I saw once in which one westerner was being horrified at poverty in India: they said something like, “India’s population has multiplied by five in the last fifty years and the percentage of people in poverty hasn’t changed a bit!” To which, someone else said, “So they’ve multiplied the number of people using their resources five-fold and still managed to maintain the level of wealth in the economy? Sounds like a success story to me!” The figures may be basically fictional but the terms of the assessment really do matter, you see… I think that Adshead’s initial attempt to compare T’ang China to the USA of 2004 shows where his categories are coming from, but that only increases the likelihood that some of the parties in this comparison would have rejected them. That rejection of a value set would still be historical, but if the conclusion is that T’ang China being better at these things made it the most significant world power of the early Middle Ages, quite apart from the difficulty already pointed out of whether or not anywhere was a world power in so weakly-connected a world, since they did not really affect each other, we really have slid very smoothly from data to value judgement without clearly justifying the values (except by their use in showing Frank’s rival book wrong).

Again, however, there lurks within this the possibility still that a comparative exercise done like this, with maybe different terms of reference and maybe even three-axis comparisons in some spheres, might actually enable truly global comparison. It’s quite hard to tell with Adshead’s attempt what the potential of the method really us, however, because the data he uses outside China is so shaky. His range of references for the Latin West is quite broad, but with Islam there is a great deal of early Patricia Crone in the very occasional references, including some stuff that I think she might now modify, and the only cite for India is John Keay’s India: a history, and that only for the political section; for the others there is just nothing to show whence the dismissal of India’s success comes from.6 (I have no particular interest in championing India here, I should say, it’s just very clearly got the worst of Adshead’s attention.) The Latin West is pretty well favoured; there’s a range of serious and detailed works, often quite modern, in several languages, and while I personally cringe somewhat at seeing Richard Fletcher’s book on Anglo-Saxon feud used as a cite for information on the size of York in the year 1000, at least he had read it. One might expect at least that much attention to all the areas compared, though!

The Pancha Rathas at the shore temple site of Mahabalipuram, said to be seventh-century

Actually as we have said before now quite a lot was plainly going on in India, especially in the South, in our Middle Ages but it’s awfully hard to date precisely. Here the Pancha Rathas at the shore temple site of Mahabalipuram, said to be seventh-century and so T’ang-contemporary, but on what basis I have no idea… “Mamallaratham” by ThiagupillaiOwn work. Licensed under CC BY-SA 3.0 via Commons.

The treatment of Byzantium gives me a mean suspicion of what might be going in both here and in the far-better-covered China, however. The political cite of reference for the Byzantine Empire is that very old chestnut, Dimitri Obolensky’s The Byzantine Commonwealth, which will make some readers groan I know; why doesn’t Adshead at least use a more up-to-date textbook like Treadgold’s A Concise History of Byzantium or something more analytical like a Cambridge History or two? (The ones for China do turn up.) And the answer is that elsewhere he does, Treadgold at least, but not for the politics, where he has a particular view about the stasis of Byzantine political theory, of course compared unfavourably to a supposed Chinese reconception of government in new circumstances, that Treadgold would not allow him to support.7 The same thing is probably going on with the cites of Crone’s old work, I guess; times may have moved on but that would ruin the argument… And this is all very well for the power of the argument but of course in historical terms, or rather computing ones, it’s garbage in, garbage out; the comparison can’t be valid if it’s founded on information selected especially to make the comparison work, rather than an earnest attempt to find out the scholarly consensus on an issue.

So at the end of this I am very undecided about this book. I am certain that I don’t want to accept the premise that T’ang China was briefly a leading world power, in any of these measures, but I don’t know whether to accept the assessment of it by those measures; I am also certain that the comparison has not been fairly managed, but feel that a comparison by means like this could still be a way of making global-scale comnparison actually dig into something of meaning. Could we use these tools to build something better? I wonder…

1. The most developed example of this I know is Joseph R. Strayer, “The Tokugawa Period and Japanese Feudalism” in John W. Hall and Marius Jansen (edd.), Studies in the Institutional History of Modern Japan (Princeton 1968), pp. 3-14, repr. in Strayer, Medieval Statecraft and the Perspectives of History (Princeton 1971), pp. 63-89, to which cf. Elizabeth A. R. Brown, “The Tyranny of a Construct: Feudalism and Historians of Medieval Europe” in American Historical Review Vol. 79 (Washington DC 1974), pp. 1063-1088, online here, repr. in Lester K. Little & Barbara H. Rosenwein (edd.), Debating the Middle Ages: issues and readings (Oxford 1998), pp. 148-169, and indeed Susan Reynolds, “The Use of Feudalism in Comparative History” in Benjamin Z. Kedar (ed.), Explorations in Comparative History (Jerusalem 2009), pp. 191-219, repr. in Reynolds, The Middle Ages without feudalism: essays in criticism and comparison on the Medieval West, Variorum Collected Studies 1019 (Farnham 2012), VI.

2. As ever my go-to statement of the requirements that comparative history must meet is Chris Wickham, “Problems of Comparing Rural Societies in Early Medieval Western Europe” in Transactions of the Royal Historical Society, 6th Series Vol. 2 (Cambridge 1992), pp. 221-246, DOI: 10.2307/3679106, rev. in idem, Land and Power: studies in Italian and European social history, 400-1200 (London 1994), pp. 201-226.

3. S. A. M. Adshead, T’ang China: the rise of the East in world history (London 2004).

4. Ibid. p. 131. His note references Claude Lévi-Strauss, L’Homme Nu, Mythologies IV (Paris 1971), pp. 575-586, which is perhaps where I should really be looking for his tools…

5. The place I actually read all this, apart from the great old internet of course, is Claudia Orange, The Treaty of Waitangi (Wellington 1987), so I hope it’s credible.

6. John Keay, India: a History (London 2000), cit. Adshead, T’ang China p. 55 n. 14. There is simply nothing else cited for India in the later comparative sections, and no other works relating to it visible to me in the Bibliography.

7. D. Obolensky, The Byzantine commonwealth: Eastern Europe, 500-1453 (New York City 1971), cited Adshead, T’ang China, p. 60 n. 22, vs W. T. Treadgold, A Concise History of Byzantium (London 2001), published by Adshead’s own publishers and cited Adshead, T’ang China, p. 96 n. 37. I suppose it’s only fair to admit that the Cambridge History of Byzantium did not actually yet exist when Adshead wrote; it is now Jonathan Shepard (ed.), The Cambridge History of Byzantium (Cambridge 2007) and is really useful. But the field had not stood still until its emergence!

Paying the pipe-maker

Here’s a probably-unfinished thought arising from something I read very quickly a while ago, always a good basis for a blog post surely. The thing was a book chapter by C. A. Bayly on the symbolism of cloth in British India and why it could and did never become a simple commodity due to its numerous layers of cultural meaning.1 That bit’s all interesting but the bit that set me thinking was an explanation of the political economy of the Mughal court. All I really know about the Mughal court is its money, for old professional reasons, and so its ideology is strange to me, and may also seem so to you if you are as I am an Occidental capitalist running-dog:

The major institution that mediated between commoditzation and singularization was the office of the king, whether this be construed as the dominant caste brotherhood within the village or the emperor of all India. The duty of the king was to consume the wares of his subjects and to make his court the great engine of redistribution. In this way, the needs of the particularistic local community producing a good could be balanced with the needs of the polity as a whole. The propagation of diversity in patterns of consumption – of cloths, fruits, spices, grains – was the physical manifestation of the King’s classic role as arbiter between the castes. And it was changes in royal consumption, or the consumption of those aspiring to local political dominance, that provided the Indian economy with the dynamism Bouglé thought it lacked.2

The implications of this are quite interesting if you pull them out from a westerly direction. The idea that nobody owes anyone else a living is explicitly contraverted here: in a properly-ordered polity by this scheme, everybody should have a living and so it’s the responsibility of the ruler to provide the demands that people are equipped to supply, by reason of their skills or the natural resources of their communities and so on. There must be a farther edge at which it ceases to apply, a commodity one could produce that even despite the Mughal court’s love of novelties (which Bayly explains as assisting to demonstrate the infinite variety of the emperor’s dominions,3 an argument to which my own of earlier about Charles the Bald and Judas makes me sympathetic) the emperors would find too silly or trivial to establish a demand for, and as them so much more so the local élites (them again). But in its basic form this balanced set-up has a certain logic to it that is neither socialist nor capitalist (though the idea that the state should find employment for people when no-one else can is obviously not unrelated).

A diplomatic guest being received at the court of the Mughal Emperor Akbar

A diplomatic guest being received at the court of the Mughal Emperor Akbar, amid some pretty snazzy fabrics. Image from Wikimedia Commons

Naturally enough, perhaps, I then thought of early medieval courts, which we are also now taught to see as centres of consumption and patronage for craftsmen and merchants.4 This is usually fairly pragmatic: by aggregating to itself the monopoly on the distribution of luxuries and prestige goods, the ruling class make themselves indispensable to those who wish to acquire the kind of status that those goods bring. (That is of course not the only kind of status at these courts, as Bede’s stories about bishops giving away precious-metal gifts to the poor or Columbanus’s harangues of profligate and polygamous Frankish monarchs amply demonstrate.) One gets this status because one can spend it, it’s Bourdieu’s idea of symbolic capital. And even with Bayly’s picture on India that’s not missing: the king gets great status from being able to make gifts, especially in cloth since in that inheres the royal persona, with which the recipient can join for a while.5 But what’s also sticking with me is the idea that the patron is obligated to support the producer. It puts me in mind of the Anglo-Saxon laws that gather the legal protection of merchants to the king, usually assumed to be because no-one else will do it since, as travellers, they lack a nearby source of support from kindred and clientage groups.6 And of course the king needs the merchants, for all the reasons above, and he also needs the craftsmen, and it’s advantageous to him to have some reason to get them to court where he can control what they make for whom.

Wayland the Smith as depicted on the Franks Casket

One craftsman who did not get his due from the royal court, Wayland the Smith as depicted on the Franks Casket

So that system has its own logic and it doesn’t need this social ethic to make it run. But I am, all the same, wondering if it has room for that ethic anyway. Once the king acknowledges that these people are his responsibility in some way, it’s obviously to be expected that they would appeal to him. But had that been the case for longer? If one learnt to make really intricate brooches or whatever, was one not already making one’s support the business of the kind of élites who could get the stuff with which you could work? Is not, then, to learn such a skill to expect élite support? Is a ruler of this period obliged to maintain crafstmen and other sorts of specialist (ritual, military…) not just because he needs them and can use them but because, once they have specialised, he is the only support they have?

Swadeshi khadi cloth

Swadeshi khadi cloth, now available online! (What does that do to its ethics?)

There’s several reasons why this comparison fails in places, I think. Firstly the goldsmiths and whatever don’t easily fit next to Indian weavers, because ultimately (one of the points of Bayly’s article, which is centrally about the swadeshi campaign to revert to home-made cloths in the face of British imports) any household with access to the raw material, which you can grow or raise, could make cloth, albeit not necessarily fine cloth (silk weaving might therefore still work) but not everyone could get enough gold to make a sword pommel. Secondly, Mughal India was socially more articulated and was running at least two competing religions and there were lots more ringfenced zones in its market economy where specialism could flourish than in early medieval Britain, for example, where élite households and big churches were most of it. The idea of being a professional weaver in Anglo-Saxon England is already pretty odd, let alone there being extensive caste prescriptions about their status. There are also places I don’t want to take it, one being that many an early medieval ruler also had similar obligations of protection to Jews, who do not contribute to his prestige and importance in so direct an economic way,7 and the other being the modern parallel invoked by the title, that of the higher education ‘industry’ in which because we can produce something, whose significance is not solely or even basically economic, and wish to continue doing so, we strongly assert (but struggle to demonstrate) the necessity of the goods we can provide to society.8 As with many an anthropological comparison thinking with other people’s assumptions invites us to check our own. But as I say, those would be thoughts for another post and I find the medieval relevance, even if I had to struggle to get it, interesting enough.

1. C. A. Bayly, “The origins of swadeshi (home industry): cloth and Indian society, 1700-1930” in Arjun A. Appadurai (ed.), The Social Life of Things: commodities in cultural perspective (Cambridge 1986), pp. 285-321.

2. Ibid. p. 298; see also p. 302.

3. Ibid. p. 305.

4. Richard Hodges, “King Arthur’s Britain and the End of the Western Roman Empire” in idem, Goodbye to the Vikings? Re-Reading Early Medieval Archaeology (London 2006), pp. 28-38, provides a punchy system statement; more broadly see Catherine Cubitt (ed.), Court Culture in the Early Middle Ages: the Proceedings of the first Alcuin Conference, Studies in the Early Middle Ages 3 (Turnhout 2003).

5. Bayly, “Origins”, pp. 297-300.

6. This is actually harder to instance than I expected: none of the cites used by Henry Loyn, Anglo-Saxon England and the Norman Conquest, 2nd edn. (London 1991), pp. 101-103, actually deal with royal protection of traders, rather than what happens to traders who don’t follow procedure, except III Edgar, available in Agnes Jane Robertson (transl.), The Laws of the Kings of England From Edmund to Henry I (Cambridge 1925), and some would tell us that Edgar’s world was a different one (though see the next post!) All the same, I hope this is a defensible thing to say…

7. I’ve not really found anything good on the position of Jews in early medieval society; the literature about Jews tends to get going once society starts persecuting them and they start to appear in their own sources. Before the eleventh century this is hard to find, and the opposite easier. We’ve already seen that Jews were not so mistrusted that they couldn’t be used as envoys to a king, and I can also point you to a charter in which two Jewish landowners (yes) come to Louis the Pious to complain that they can’t get justice at the local mallus; it is Claude Devic & Jean Vaissete, Histoire Générale de Languedoc avec les Notes et les Pièces Justificatives. Édition accompagnée de dissertations et actes nouvelles, contenant le recueil des inscriptions de la province antiques et du moyen âge, des planches, des cartes géographiques et des vues des monuments, aug. É. Mabille, E. Barry, E. Roschach, A. Molinier, ed. M. E. Dulaurier (Toulouse 1875, repr. Osnabrück 1973), 12 vols, II, Preuves : chartes et documents, no. 97.

8. Necessity is of course the wrong metric; we should be arguing for desirability, which is why the powers-that-be have stuck us with the former in the form of ‘impact’; we can’t prove it so they don’t have to pay us for it… More on this in due course.