Seminars CCLIII-CCLVI: Friends and the Famous Speaking at Leeds

There is a lot of unpleasantness going on just now, he says in a classic understatement. I had most of a series of angry posts about the state of the English university done when Russia invaded Ukraine, something I’d barely seen coming and which is starting, as people break out the word ‘nuclear’, to sound a lot like the bad dreams of my Cold War childhood over again. Now it seems a bit selfish to complain about having secure if worsening employment while others are losing their homes and lives. The Ukraine conflict has also got some pretty deep and obvious medievalist resonances, but with fighting going on at this moment, I cannot look at that now. Instead I’m staying safe around the turn of 2018/2019, when because I was not on Action Short of Strike and being threatened with total pay deduction because of it, I was still going to seminars. I cannot get to many seminars down south any more, so it is always important when people come north (or in one of these cases, east), and in normal circumstances I try to be there whoever’s speaking. But for these four I was there because I knew or knew of the people and was glad to have them visiting us, and so they each get a short report despite this having happened three years ago plus, sorry.

Real Royal Protection for the Carolingian Church?

First up, then, and coming from least far was my sort-of-opposite number in Manchester, Dr Ingrid Rembold, who on 28th November 2018 was in Leeds to address our Medieval History Seminar with the title, “Widows, Orphans and the Church: protection and virtue signalling in the Carolingian world”. Here, Ingrid was looking at the three categories of society whom Carolingian Western Europe considered it a royal duty to protect, and asking why and what it actually got them. For the Church we mainly had monasteries to talk about, and she had some good critical things to say about the legal category of ‘royal’ monastery, which I have myself also always struggled to find expressed in the actual sources; and her general argument that these obligations (which the previous royal dynasty don’t seem to have felt anything like as keenly) mainly sprang from the Old Testament and the idea of the Church as the bride of Christ, temporarily ‘widowed’ by His absence from Earth, I thought was new and sounded right.¹

The Torhalle of Lorsch monastery, supposedly a ‘royal’ house but whatever that means, this is a building through which Carolingian kings almost certainly passed. Image by Kuebi – Armin Kübelbeck – self-made with 36 single shots (Lens: 1:1.8 85 mm; 1:5.6; 1/500s; ISO 100; manual focus and manual exposure) made by stitching with Hugin, licensed under CC BY-SA 3.0, via Wikimedia Commons

Where there was more disagreement, however, although mainly between me and Fraser McNair, then of this parish, was about what this protection meant and how it was delivered. Ingrid had quite early on argued that Carolingian local power was so reliant on the local powerful that its legislation of this kind could only be exhortatory, without real force except as those locals cared to enforce it, which for her presented the problem that monasteries sometimes sought royal protection against exactly those locals, which makes no sense if they were the ones who would have to deliver it. If, after all, they actually did behave differently because the king told them to, even if he couldn’t coerce them, that is arguably a more powerful king, not less, than if he had to send the boys round. And that does seem to have happened in Catalonia, I will admit, with royal grant after royal grant coming south from kings who could not appoint, remove or direct anyone there; but I have explained how I think that worked, and it’s not universal.² I just think there was more use of force available to the Carolingian state than Ingrid does, apparently. She fairly asked whether it counts as state power if a local person does it, too, and this was where Fraser and I disagreed. I think the Carolingians mostly could send someone else into a local area with legitimate power to act, if they needed to, because of the three-legged structure of counts, Church and vassals they maintained, whereas Fraser argued that their trick was to recruit the locals into the wider power ideology of ministerium, so that yes, it absolutely did count as state enforcement if a local man did it, as long as he was the right local man.³ I just think that, optimally at least, there were plural right local men, and maybe the lengthy conversations between myself and Joseph Brown in comments on my old posts at the moment are partly about what happened once there was only a singular one in many areas.

Middle-Age spread in the English village

Then, on 4th December, no less a celebrity than Professor Carenza Lewis visited to deliver one of the Institute for Medieval Studies’ open lectures, with the title, “Triumph and Disaster: new archaeological evidence for the turbulent development of rural settlement”. This was showcasing a then-new project of which she was leader, which was seeking to redress the fact that we have a pretty skewed and partial sample of medieval rural settlement in England from archæology, mostly either deserted sites or along a belt from Hampshire to Lincolnshire and then up the Eastern Pennines. To remedy this, her team had been digging dozens and dozens of test pits of a meter square or so in people’s gardens, which was excellent for public engagement as well as data, and what they had mainly discovered was change. Thinly-documented phenomena like the ‘Middle Saxon shuffle’ (a general but not well understood shift of early English villages) showed up well, but the starkest two phenomena were, most of all, desertion of sites after the Black Death, to levels like 40-45% of sites with a concomitant implication of moves into towns as well as, you know, ‘Death’; and, secondly, the long period of high medieval growth before it. Those, perhaps, were not surprises, but they are often assumed from a small sample, so anything that puts such generalisations on firmer footings is probably worthwhile. What was weird to me then and remains so now, however, is that the Roman period, when we suspect settlement in lowland Britain to have been at its densest really until quite recently, showed up very poorly. Professor Lewis didn’t offer an explanation for this, but it made me wonder whether the method was somehow missing an object signature that would be significant. Since Roman ceramics are usually both plentiful and easy to recognise, however, as are Roman coins, I can’t imagine what it would have been! The Saxon period is usually poorer in material remains…⁴

Making Manuscripts under the Conquistadors

Then, finally ticking over the clock in 2019 and bringing this blog close to only three years behind at last, on 28th January 2019 Dr Claudia Rogers, then of Leeds and as we’ve seen a valued teaching colleague, presented some of her work in a workshop for the Medieval Group under the title of “Encountering Pictorials: a a workshop on sixteenth-century Meso-American manuscripts”. I know that this is not medieval on the usual European clock, but in the first place we have the debate about whether that counts outside Europe – but of course it’s kind of patronising and colonial to assert that, outside Europe, other places were ‘medieval’ for longer, so that’s not my justification here. Instead, I’ll argue that these manuscripts are some of our windows on the pre-Columbian time before, which is medieval on the European clock at least, and also that they’re just really cool.

Page from a Matrícula de Tributos showing just some of the stuff which the Aztecs had previously claimed in tribute every 80 days from their dependencies, México City, Biblioteca Nacional de Antropologia, MS 35-52 fo 5r

They are, however, wickedly complex to interpret. They are mostly on bark-paper, and come in three broad categories, organising knowledge by place (being, roughly, figured maps of significant things, people or events), events (iconographic treatments of single themes in detail, as here the tributes paid at conquest) or, to me most intriguing, by time, these being calendrical, cyclical, year-by-year chronicles with one image only per year to sum up everything in it. Obviously, one of their primary topics is the ‘Qashtilteca’ (‘Castile-people war’), but their reactions to it and involvements with it are quite complicated, and implicated: one group who produced several of these texts, the Tlaxcalans, had been in rebellion against the Aztecs when the Spanish arrived, and gladly accepted help against their overlords from the conquistadores, who, however, then turned on and subjugated their erstwhile allies. Tlaxcalan artist-scribes thus had a lot to explain. Smaller themes of the conquest can be picked up as well; apparently dog attacks on people became a new theme of depiction, for example. And these texts were produced in a world where the Spaniards were the new élite, and some were glossed in Castilian so we know that they were sometimes being explained to the conquerors. Are they therefore colonial or indigenous, collaborative or critical? Complications also arise when you compare these texts with solely-written ones of the same period: they seem to focus on different things, including giving more prominent roles to women. Was that a genre convention, or was one mode of discourse closer to (someone’s) truth than the other? And so on. And then there’s the question of what gets assumed or put back in the restorations that are making these texts increasingly available. Basically, you have to have a 360° critique going on at all times when trying to do history with these. Claudia did not necessarily have answers to these questions then, but even explaining the complexity of her questions was quite a feat, to be honest…⁵

Exemption by Whatever Means

Lastly for this post, a mere two days later I was back in probably the same room, I don’t remember, to hear then-Dr Levi Roach present to the Medieval History Seminar with the title, “Forging Exemption: Fleury from Abbo to William (997-1072)”. This was a paper dealing with no less fiendish, but much more focused, questions of source critique, revolving around the French monastery of Saint-Bénoît de Fleury (a ‘royal’ monastery in theory, but as we shall see and as Ingrid had already told us, that didn’t necessarily mean much). At the very end of the tenth century, Fleury found itself caught between a new dynasty of kings and their client, Bishop Arnulf of Orléans, Fleury’s local diocesan bishop, both of which were a problem for them (for reasons my notes don’t actually record). As well as Fleury’s own rights, they were in contention over the much bigger issue of who should be the Archbishop of Reims, a long-running fracas I will let someone else try and explain instead of me. For all these reasons, the monks found they needed extra support, and Abbot Abbo (or, I suppose, Abbo Abbot) went to Rome to get it, at that stage not yet a normal thing to do. Pope John XV apparently charged too much, but Pope Gregory V was more amenable and Abbo allegedly came back with a document detailing lots of things bishops could not demand from them.⁶ The problem is, however, that it’s not confirmed, and there is a nest of associated forgeries for other monasteries, and Levi’s work for about half his paper was to disentangle those from whatever the source of the copy of this document we now have actually was. Those who know my work well will realise that this twitched several of my interests, because only a few years before, I have argued that a count of Barcelona also went to the pope, on this occasion John XIII, to get a privilege which was not in fact awarded, and came back with the unconfirmed documents they’d presumably tried to get him to sign and pretended they were legit; but no-one believed them.⁷ Both that and the resort to the pope only when the king couldn’t or wouldn’t provide therefore looked quite familiar to me.⁸ I did raise these questions with Levi, indeed, and he defended his position by saying that when Fleury’s privilege was challenged, which it was, it was challenged on the basis of being unprecedented – quite literally uncanonical – rather than on being faked. To which I say, OK, but that doesn’t actually tell us what was going on. I need to check in on Levi’s subsequent work and find out what he now thinks, I guess! Had I but world enough and time, and did it not look like labour for my bosses when I’m on strike…⁹

But there you are, four good papers and only a selection of what I attended in November 2018 to January 2019 as well. Some of us clearly do find time to do research, or did! And I’m glad that they then come to Leeds when they have.

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1. My picture of what the Carolingians did with monasteries probably relies principally on Matthew Innes, “Kings, Monks and Patrons: political identities and the Abbey of Lorsch” in Régine Le Jan (ed.), La royauté et les élites dans l’Europe carolingienne (début IX^e siècle aux environs de 920) (Villeneuve de l’Ascq 1998), pp. 301–324, online here, which I still think is excellent, as I do most of Matthew’s stuff, but may still take that category of ‘royal monastery’ somewhat for granted.

2. Jonathan Jarrett, “Caliph, King, or Grandfather: Strategies of Legitimization on the Spanish March in the Reign of Lothar III” in The Mediaeval Journal Vol. 1 no. 2 (Turnhout 2011), pp. 1–22, DOI: 10.1484/J.TMJ.1.102535.

3. The odd thing is that I think we are both here channelling Matthew again, in the form of Matthew Innes, State and Society in the Early Middle Ages: the Middle Rhine Valley, 400-1000, Cambridge Studies in Medieval Life and Thought 4th Series 47 (Cambridge 2000), just apparently from different directions.

4. When reporting at this distance, it’s always wise to check if something has actually come out that would represent a more up to date presentation of the same research, and in this case it seems to have, as Carenza Lewis, “A Thousand Years of Change: New Perspectives on Rural Settlement Development from Test Pit Excavations in Eastern England” in Medieval Settlement Research Vol. 35 (Leicester 2020), pp. 26–46.

5. In Claudia’s case the subsequent publication is newer media, John Gallagher, Nandini Das and Claudia Rogers, “New Thinking: First Encounters”, MP3, BBC Radio 3, Arts & Ideas, 23rd October 2019, online here.

6. This must be Maurice Prou and Alexandre Vidier (edd.), Recueil des chartes de l’abbaye de Saint-Benoît-sur-Loire, Documents publiés par la Société archéologique du Gâtinais 5-6 (Paris 1907-1912), 2 vols, online here and here, I, doc. no. LXXI.

7. Jonathan Jarrett, “Archbishop Ató of Osona: False Metropolitans on the Marca Hispanica” in Archiv für Diplomatik Vol. 56 (München 2010), pp. 1–42.

8. I can’t take any credit for noticing people from the Catalan counties heading for Rome like they’d used to head to the king; that observation goes back as far as Ramon d’Abadal, Com Catalunya s’obri al món mil anys enrera, Episodis de la història 3 (Barcelona 1960).

9. It’s at least easy enough to find out that is, because Levi has since been all over the web about a book he’s published, Levi Roach, Forgery and Memory at the End of the First Millennium (Princeton NJ 2021), DOI: 10.1515/9780691217871, where pp. 113-152 look very much like a version of this paper.

Seminars CXXVII-CXXIX: the price, the mark and the buildings of early medieval Christianity

Interior view of the Hagia Sophia mosque, Istanbul, in slightly better state than shortly after the Emperor Justinian built it as a church, when part fell down, as his rather conflicted historian Procopius records

I’m sorry to have gone silent again so quickly: in my defence, I was finishing a chapter for a book of essays in memory of Mark Blackburn, and that’s now done so we’ll see whether it passes muster. Meanwhile, I still have a backlog here of course. The seminar reports seem not to have drawn many comments lately, but I intend to persist, so for those not so interested I’ll try and stay brief, by my own elevated standards of course. The next three I have to report on are all Oxford ones, and they begin with a visit to the Late Antique and Byzantine Studies seminar there by Dr Peter Sarris of Cambridge on the 28th February 2012, whose title was “The Economics of Salvation in late Antiquity and Byzantium”. This was a wide-ranging paper, with examples from England to Anatolia, and as ever with Dr Sarris heavily erudite, but its basic thrust was in fact fairly simple: he argued that in the late Antique period, the drain that the relatively-new Church represented on resources that might have gone to other supporters of the imperial or royal régimes, and the Church’s consequent wealth as a land- and slave-owner, meant that there was in fact a detectable amount of opposition to it and that this probably retarded conversion and/or Christianisation for a long time. His starting point was the Emperor Justinian, perhaps unsurprisingly, of whom Procopius scathingly said, “Justice for him lay in the priests getting the better of their opponents”, but we rapidly got down to the peasantry, for whom despite what has sometimes been argued, the Church for Dr Sarris was no better and perhaps a worse landlord than the aristocracy might have been, because of its greater potential to develop estates, move people around and of course exercise a form of social control over them via worship, as well as having the best possible state backing most of the time.¹ Benefaction and support for the Church, in this view, would come principally from those who saw a means to profit or advancement in it for themselves, the sort of people who might build churches on their estates or want to safely house family property with the tax-exempt Church in such a way that the family retained a heritable interest, a compromise that was easy to manage (and, according to one study Dr Sarris referenced, could represent a 5.5% return on investment per generation!).² In questions, he was forced to back down a bit and admit that obviously there were also sincere believers who gave to the Church for their souls and to fund God’s work, and there was a lot of argument about whether the fact that that is overridingly the sort of language that the sources use of donation to the Church should be taken as evidential or as merely formulaic (or, as I would have preferred, the ineluctable result of only Church archives surviving). There was also some argument about which regions this might be more or less true in, but overall this was a provocative paper thoroughly put forward and those arguing with it needed their evidence about them.

Obverse of a bronze coin of Herod Archelaus, Ethnarch of Judæa (4 B. C.-A. D. 4), with Chi-Ro symbol in field

Reverse of 50-denarius silver coin of King Gelimer of Carthage, 530×534, from Wikimedia Commons, with denomination mark derived from a letter

Then on the 1st March, Ildar Garipzanov gave the second of his two Oliver Smithies lectures in Balliol College. This was entitled, “The Rise of Graphicacy and Graphic Symbols of Authority in Early Europe (c. 300-1000)”, and to an extent it went over the same ground as his similar paper given in London a little while back on which I reported, but here managed also to cover the periods before and after. Graphicacy, you may need to know, is the skill of determining information from symbols, and it’s most usually used of maps, but Ildar was more interested in monograms here, which since they use letters meant a certain amount of definition-chopping over what is and isn’t text. His key reference point therefore was the symbol above, the Chi-Ro, composed of the first two letters of the word Christos in Greek. The basis of this is in text, but its meaning as a symbol for Jesus goes far beyond the text and was recognised far far beyond the realm where the language relevant for that text was spoken or read. It is seen as a marker on Christian objects in Britain as early as the early fourth century, before Emperor Constantine’s conversion had made it famous, and in general has a lot to tell us. Ildar wanted this time however to try and bring this tradition together with a different one of ownership marks used on property in shipment, usually elaborations of a letter N, M or H rather than anything related to an actual name, which were also widely used, including on coins very occasionally, and suggest the two traditions converged into the authority-marking monograms on which Ildar is more known for working.³ He didn’t quite leave himself time to make this case, as I felt, and had to withstand a full-on interrogation from Jonathan Shepard afterwards so couldn’t expand on it, but I expect that we will see it fully made before long, because Ildar does write quite a bit.

Altar and sculpture in the Asturian pre-Romanesque church of Santianes de Pravia

Last in this batch was a paper given before the Medieval Archaeology Seminar on 5th March 2012 by Isaac Sastre de Diego entitled, “Early Hispanic Churches through their Liturgical Sculpture”. This paper had been provoked by a phenomenon that irks me a lot too, the acute dearth of excavation around early medieval Spanish churches. (Catalonia is probably better for this than non-Catalan Spain, by the sound of it, though even there there’s a big difference between digging in and also digging around.) The other target assumption was that before Spain caught Romanesque, everything went in sensibly chronological phases that can be plotted in architectural styles, something which has also been disputed here so in general I was well placed to like this paper. Isaac’s solution to the problem, the problem being that this set-up gives a nice sensible system of dates for standing structures which is in fact entirely artificial, was to deal with the church’s architecture in terms of what we know about changes in the liturgy of the times and basically to see how that affects the dating of the churches. This is a big project, and here he focused specifically on altars. There are several types of altar to be found in Spain’s pre-Romanesque churches (even I can’t get away from the adjective, drat it), some late Roman ones reused (again, a subject dear to me by now), some set up as slabs on a single pillar like a Tau-cross (as above, or the one at Santa María de Quinzanas which was dated to 725×825 by carbon-dating of the relics still in place within), some as table-like slabs set up on legs at the edges, some slab-sided and roofed and some built of piles of slabs. When one stops assuming that there is a stylistic sequence to these types, and looks for actual dating evidence, which is rare, it becomes clear, said Isaac, firstly that we have nothing from before the second half of the fifth century as yet detected (though I pointed out that Sant Feliu de Barcelona, the first cathedral there, is known to be earlier even if we don’t have its altar any more), secondly that regional styles of decoration are detectable within the sample (and across types) and that there is certainly no such thing as a `Visigothic’-style altar as the old phased chronology has it, and thirdly (as emerged only in questions) there is nothing either that can be dated to the eighth century, though plenty after. Isaac suggested that that was best seen as a time of low investment in the Church, rather than some mass abandonment of altar-building. I found the dating arguments in this paper generally somewhat hard to follow, and it was some time before I was sure that the dates of the altars in question hadn’t in fact come from the same typology Isaac was attempting to dismantle, but it was not in fact so and as he said, while there is not a lot to go on here yet it’s still a step forward towards something a bit more scientific, from which indeed new and better-founded typologies could still be developed. So there we have it for now! More soon.

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1. One thing about Peter Sarris’s papers is that they always feature a full bibliography, so I can tell you that the paper derived from some of the work in Sarris, Matthew dal Santo and Phil Booth (edd.), An Age of Saints? Power, Conflict and Dissent in Early Medieval Christianity, Brill’s Series on the Early Middle Ages 20 (Leiden 2012), which I’ve not yet seen myself but which looks really interesting actually.

2. For this figure the cite was Paul Gautier (ed./transl.), “La Diataxis de Michel Attaliate” in Revue d’Études Byzantines Vol. 39 (Paris 1981), pp. 5–143 at pp. 17-129 [sic].

3. I think here mainly of I. Garipzanov, “Metamorphoses of the early medieval signum of a ruler in the Carolingian world” in Early Medieval Europe Vol. 14 (Oxford 2006), pp. 419-464.

Signs of the times: early medieval ‘graphicacy’

It has already been remarked that I really shouldn’t be having time to blog. And, well, yes, good point actually. But I can’t give it up so instead I shall have to write shorter. This is after all something I need practice with.

Internet humour explained, from Graphjam

So, okay, on 6th October Ildar Garipzanov was presenting at the Institute of Historical Research Earlier Middle Ages seminar, to the title, “Graphicacy and Authority in Early Medieval Europe: Graphic Signs of Power and Faith”. In case you’re wondering what graphicacy even means, it is a term of art which runs parallel to literacy, referring to an ability to understand information presenting graphically, not figurally or in text, the way, for example, that you know what a pie-chart or similar is demonstrating or what a map is showing you. I arrived late, because someone wanted to dance on the train tracks outside London Paddington as I was coming in, but I understand from Ildar that in the first part of the paper he was explaining all this and that this theory has so far largely been used to study exactly that, people’s ability to understand graphs and charts, and that he wanted to apply to something he knows a lot about, monograms and other sorts of ‘encoded’ text.¹

Christian graffiti from catacombs beneath San Callisto di Roma

Broadly, he sees an increase in the use of this sort of information from the fifth century to about the twelfth, and then a decline in favour of text once more. He stressed that the background of all this was principally Classical, from an era in which people scratched initials onto their property, and distinguished conceptually between this, where a few letters are used to signify a greater word, and monograms, where all the letters are combined into something more recognisable for itself than for the letters. The obvious case of this for the Middle Ages is of course the Chi-Ro symbolising Christ, which goes back to before Christianity was even legal, precisely so as to indicate allegiance to the banned sect: the catacombs of Milan, for example, use this and the now-ubiquitous fish to signal membership in a hopefully-secret way. And, yes, it’s the first two letters of His name in Greek, but how many people using it read Greek?² The Alpha and Omega pairing is also a case of this phenomenon, where something is recognised in these symbols that is not just their lexical value, and there is of course the sign of the Cross, by which most people sign documents, in various more or less elaborate ways…

Silver denier of Charles the Bald, from Bourges mint, showing Karolus monogram; Fitzwilliam museum, PG.13806, Grierson Collection

Most of the questions were about monograms, which I guess is because they’re sort of like crossword puzzles, demanding to be solved. I predictably asked about coins, because it seemed to me that the fact that across the tenth century, when most of France is striking coins with a KAROLUS monogram on whether the ruler’s name is Charles or not, implying again that the word is not the thing itself, literacy was probably not declining by that much and so the two phenomena can’t simply be opposed. Ildar wasn’t claiming that they could of course, but it struck me as worth saying so explicitly. Alice Rio asked if these were really using the same methods of comprehension as, say, charts, which seem like very different animals. There’s a point there, but there was also a point in Ildar’s response, which is that the audience for these things varies hugely, no doubt, but the same is also true, including the different mechanisms of comprehension, for different sorts of text, warning noticeboard versus Scholastic theology for example, and that though the parallel wasn’t exact neither was its failure destructive of the thesis. He is just starting out with all this, although clearly from a position of considerable knowledge, so we can all expect to hear more, which I for one will be interested by.

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1. See, for example, his “Metamorphoses of the early medieval signum of a ruler in the Carolingian world” in Early Medieval Europe Vol. 14 (Oxford 2006), pp. 419-464, which has loads of monograms to puzzle over in it.

2. After all, as he observed, in Genesis it says, “Deus erat uerbum“…