Tag Archives: Castile

Society for the Medieval Mediterranean 2015 (in Lincoln), parts 2 & 3

[Context: this post was half-written before I ground to a complete halt in hiatus last year. It’s clear that I can’t continue this scale of write-up, but because it was part-done, and because it involves the recently-lamented Simon Barton, I want to do this last one as it was meant to be done. I am, however, combining what would originally have been two posts, because this is an indulgence I can’t go on permitting myself. After this, we can talk about what happens next but I am hoping, hoping that this is the cough of the blogger’s virtual throat being cleared before saying something in a more regular fashion. We’ll see, but I have hopes and reasons to do it and that’s a powerful combination. This post’s still a composite hodge-podge, though, so I’ve added headings to show where its layers separate.]

The Voice of October 2016

This is, as grimly predicted, the busiest term ever in my life so far, and at some point in it I’m moving house! Yay! Before that point, I can at least crunch out a few more posts, though, I hope [Edit: ha!], and the next in the queue is a report on the second day of the conference of the Society for the Medieval Mediterranean, which as you will recall was in Lincoln in mid-July 2015. This post deals with the papers and so on from the 14th July, and then we’ll talk about something completely different before returning for the third and final day. [Edit: no we won’t, it’s all happening here.]

Brayford Campus of the University of Lincoln

The Brayford Campus of Lincoln University, just for context

There were up to five parallel sessions running at all times except during the keynotes in this conference and so there was always plenty to choose from, including plenty of early medieval. As it happens, I underestimated the time it would take me to get from my (rather good) bed and breakfast to the university and so missed the first paper I’d chosen to see, which was a shame but at least, as its presenter told me, it was substantially the paper I’d seen him give in Leeds. Nonetheless, the questions seemed to reach to different things and I was sorry I hadn’t seen this version. The session as it happened, even where I didn’t see, was like this.

Law in the Post-Roman West

  • Graham Barrett, “Legislation and Codification after Rome”
  • Michael Kelly, “Transhistoricality in Early Medieval Hispania: Law as Narrative and Cultural Episteme”
  • Thomas Gobbitt, “Framing the Laws: prologues, epilogues and peritext. The Liber Leges Langobardorum in the Eleventh and Twelfth Century”
  • So as said, I missed Graham pronouncing his wisdom, but it got a better hearing here than it had at the slightly odd session in which it had been aired at Leeds, and his paper dominated discussion, so it’s worth reprising its central point, that law after the end of Empire in the West was probably mostly used in small bits, which were occasionally recombined into codes but used quite differently in the field (or in court). Questions focused on issues of formality of, well, issue, and the audiences for the different sorts of law people were detecting bundled into codes like the Salic Law, and this discussion also included Graham asking what the difference is between a ‘capitulary’ and a ‘novel’, a question that could only matter to a legal historian you’d think but has everything to do with our confused relationship with the Roman Empire, both imitative and successive.

    I didn’t really understand Michael Kelly’s paper, I will confess. It may, from my notes, have been intended to argue that all our sources were constructed by their authors to convey a particular version of the past, not reality, and that our sources therefore are really only sources for their context, the Visigothic Law being no exception and very full of contemporary bias that belies its deliberate impression of antiquity, in which case OK, but phrases like, “transhistoricality must be a purely discursive phenomenon,” meant that I’m not sure.

    Lastly Dr Gobbitt gave us a spirited run-through of the survival of Lombard laws in the eleventh century in the form of a text known as the Liber leges langobardorum [sic], which gathered up the Edict of Rothari and various other bits of genuinely Lombardic legislation along with some laws of Charlemagne and a reasonable salting of historical material (much of it already travelling with Rothari), apparently all for study at or around Pavia in a kind of pre-Bologna legal college. He too emphasised variation: no two of the seven eleventh-century manuscripts gather quite the same materials or lay them out in the same way. This stuff was of interest to a range of people but their purposes were not all the same. Quite what those purposes were was work still to be done but the evidence base seemed well established.

Justice and Judicial Practices in Early Medieval North-Western Iberia (II): punishment and justice in Castile and León

  • Julio Escalona, “Follow the Money? Justice and Authority in the Sanction Clauses of Tenth-Century Castilian Charters”
  • Álvaro Carvajal Castro, “Authority and Liability in Ninth- and Tenth-Century North-Western Iberia: the evidence from the sanction clauses”
  • Igor Santos Salazar, “Rule Through Courts: the settlement of disputes in Castile and Tuscany during the tenth-century”
  • It would probably be hard to pick three Iberian-peninsula scholars who have worked harder to link up with other areas and fields, and especially the English-speaking world, than these three, but because of the occasion they had a substantially Iberian-peninsula audience too and this was probably as close as I shall get to attending a seminar in Spain until I can take a year out to improve my spoken languages or something, which is to say, valuable. Not least, of course, because this was effectively a charters session! Julio’s was illuminating: doing more or less the exercise I had done the previous year with Vic’s charters by going through the clauses in which they lay down what will happen to those who infringe the charter’s provisions, he noted that alongside the threats of excommunication, less common in sales than in donations as I too had found, there are many fines, levied largely in the name of the king. This being tenth-century Castile, however, the king was far away, and the count doesn’t turn up as much as you’d expect and was not clearly a royal delegate for these purposes. Instead, the money seems to have gone to local lords whom we otherwise struggle to identify, those much-vaunted ‘local élites’, domini, whom Julio argued should be the focus of our questions about community formation in these areas rather than the traditional village grouping of the alfoz. This paper had some seriously subversive connotations bubbling up out of those sanction clauses.

    Álvaro had meanwhile done something similar with charters from further west, in Asturias-León, and found a judicial system anchored in the same ideas but based very much on guarantee and surety, whether explicit or implicit; instructions on who was to pay if something went wrong show no particular regularity over whether actor or recipient, or either of their families, was expected to be liable. Instead, we have to assume that these situations were being judged, negotiated and arranged according to how people felt the various options which the traditional legal library gave them were best deployed in each case. Igor, meanwhile, lacking a precisely comparable charter base in Tuscany, looked instead at the actual trials there and in Castile, which was valuable because unlike in Julio’s documents, the counts of Castile rarely appear in actual court cases; instead, again, their roles were delegated down to locals, this presumably being one way in which the counts attached themselves to such communities via the local headmen whose station they thus enhanced.

I am absolutely fine with this, but what was interesting was the comparison with Italy, where Igor saw the same trick being played with a different deck of cards, a working system of public courts becoming less effective in the face of decentralising power and being met with a recentralisation via an overhaul of that system that linked local ‘judges’ to the kingship. There is here a bigger dynamic about what failing states do to regain traction in their localities, I think, and it’s one we could probably do with taking out and showing people. The role of the king was quite different in the two cases, being distant in Asturias and active in Tuscany, but then, the kings in Italy were already a local response to detachment from the bigger system of the Carolingian Empire to which, in its Ottonian form, attachment would soon resume… I think it works! And I’m also not sure I realised this at the time… That may of course have been because I had other things on my mind right then, not just lunch though that did indeed come next, but my own paper, because I was in fact up next, in this august company.

Medieval Iberia

  • Jonathan Jarrett, “Ceremonies of Property Transfer in Carolingian Catalonia: a model of documented transaction”
  • James d’Emilio, “The Formulaic Clauses of Charters: tradition, variation and originality”
  • Laura Cayrol Bernando, “« Hermana del emperador »: (re)constructing the memory of the Infanta Sancha Raimundez (d. 1159)”

The voice of January 2018 now takes up the story…

    Predictably, my own paper in this session is the hardest for me to remember because I wasn’t making notes, but I’ve just re-read it and gosh-darn if it isn’t actually one of my better ones and I should probably send it out. What I was doing was something I’ve stabbed at here already, gathering up all the various testimonies I know from Catalan documents to the phenomenon specialists call reparatio scripturae, the replacement of documents that had been lost, and arguing that there is here evidence that not just churches but lay people went to some effort to get their friends and neighbours to remember not just the existence of charters but their actual textual content, and wondering what those efforts might have looked like. Josep María Salrach has already thrown a sentence or two away on this, but in the words of the late Captain Beefheart, “there’s more.” As I say, I should do something with this. Any suggestions?

    Monastery of San Julián de Samos

    It’s hard to think of images for a lot of these papers, given how much they were about concepts, but Professor D’Emilio’s one was at least partly located here at the monastery of San Julián de Samos, so here’s a picture! By José Antonio Gil Martínez from Vigo, GaliciaFlickr, CC BY 2.0, Link

    As to the other two speakers, James D’Emilio was on similar turf, but much later and in Castile; I was concerned about the apparent use of written formulae in my texts, but he can place some of his, from the Bible and Isidore of Seville. As that implies, his texts usually had grander aspirations and participants than mine, kings and bishops, but it’s still something to watch out for: who says charter formulae have to start in charters? Then Laura Cayrol Bernando looked at a different kind of creation of memory, using the vexed question of just what the infantado that royal heiresses in high medieval Castile held was, to expose quite late medieval processes of sanctification of female royal donors by their commemorating churches that have, basically, created the problems with that question. In the process, however, it showed how some family ties were remembered much longer than others because things like this hung upon them and so had active memorialisers. Because I was facing them, I don’t have much of a record of the questions from this session, and so without further ado I move on, as did we, to the second keynote address of the conference.

Keynote 2

Andrew Marsham, “Rituals of Accession in Early Islam: a comparative perspective”
With us all gathered in the same room again, Simon, may he rest well, introduced Andrew Marsham, who somewhat cautiously introduced his own attempt to imitate Jinty Nelson‘s early work on rituals of royal inauguration.1 Resting explicitly on that, he set out to try and compare her early medieval West to both Byzantium and Islam, using the moments at which a king, emperor or caliph assumed power to expose what people thought was most important about that office. He argued that all three political zones shared the Judæo-Christian inheritance of a conviction that power ultimately came from God, making the ruler in some way the representative of God on earth. In the West, this became a link that was mediated through the Church, by coronation and unction, even to the point where without the cooperation of churchmen kings could not in fact assume power sometimes; the same struggles do occur in Byzantium but the Church was never so clearly separate from the ruler’s control, and in Islam of course there is no Church, no liturgy as such, making other rituals like handclasping and popular acceptance much more significant, though they did operate in other areas too. Dr Marsham argued that what the caliphs lost, or saved themselves from, by not having that apparatus of religion to serve or obstruct them they however compensated for somewhat by also being the heirs of the Sasanian Persian monarchy, from which they could draw the representations of higher and divine power without which their office might have struggled to be free of direct interference from the ‘umma. I make this sound less tentative than I remember it being, but I didn’t think there was much wrong with it; Dr Marsham had been careful in stepping outside his own area and it was a thought-provoking lecture.

The Old Palace Hotel, Lincoln

The Old Palace Hotel, Lincoln

With that complete, we then wandered at varying length to the Old Palace, where a rather splendid dinner was set before us. I can remember thinking at point of registration that the cost of the dinner was fairly high, but the setting alone quickly explained why, and the food didn’t fall short either; looking back, I think that was probably money well spent. There were two sessions the next morning before we all dispersed, with hard choices to make about what to go to, but you’ll quickly see why I chose as I did. First up!

Justice and Judicial Practices in Early Medieval North-Western Iberia

  • Iñaki Martín Viso, “Authority and Justice in the Shaping of Asturleonese Monarchy”
  • Robert Portass, “Levels of Justice in Tenth-Century Northern Spain”
  • Fernando Luis-Corral & María Pérez Rodríguez, “Local Communities and the Uses of Justice in the Kingdom of León”
  • These are, as you can tell, my kind of questions and being asked of my period in a neighbouring area by some of the hot names in the field, so my choice was clear. Iñaki was looking at Asturias in its ninth-century expansion, and observing that while the kings are a big part of that so are counts and other nobles; he saw a difference between them in that the kings were always the highest court of judicial appeal, and managed often to claim overall hegemony in areas of new settlement even if they didn’t orchestrate it, but that even out there there were still areas where the kings held and could grant no lands because a count or a bishop had got there first; he pointed at Astorga and Coimbra for this. The following, and interesting, process, would thus be the one by which the various non-royal officers of justice in these areas were brought to recognise the king as their superior… Rob then brought out the judicial hearings from his pet area of Liébana, and argued that although office-holders like counts were visible in them they were often not the ones holding the court, which could be done by various individuals who had no ‘official’ right we can recognise except that they owned a lot of the local land; the local monastery was only one of these. Categories like ‘public’ and ‘private’ are really no use here, therefore. The paper involved a guy called Bagauda about whom I’ve written here before; I then thought that the obvious explanation of his position was that he owned the land the victims lived on, but Rob says that ain’t necessarily so. I need to read his book!2 And the last paper was a study of the enigmatic figures known as ‘worthy men’, boni homines, in the Iberian Peninsula’s charters, asking whether they were the tools of local communities or the means by which aristocrats asserted power over those communities. They concluded the latter, but without much attention to who the people in question actually were and how their position was manifested, and I felt quietly that if the speaker and his co-author had read, well, me, they’d have a more useful way of approaching this question.3

But the real worth of this session was the discussion, which was lengthy and erudite. I started by raising the point that power in Rob’s area need not have been solely economic, which Rob answered with a reflection about what actually made power here, and whether the ability to coordinate process or the ability to defy it was more ‘powerful’. I don’t think question an answer linked but both were good points if I do say so myself. Igor Santos asked if the fact that the winners write history means that we can’t see the weak in these trials, only the strong, but Iñaki asked if the Church, which is our source of record, must always be the strong party, and here again (as you may know) I agree. There then followed a lengthy tangle over what constituted the ‘public sphere’ in this area in this period, and specifically how the written law fitted into this, which was certainly not everywhere, and whether there was one ‘public sphere’ or many local senses of public practice, both questions raised by Julio Escalona. I suggested, as had Graham Barrett earlier, that law and custom were not necessarily separate either; the written law could be invoked as custom. But especially, because at this point I was still tangling with the questions about how someone powerful on the outside manoeuvered themselves into a local position of power in the frontier zones here at which I wrote at such length here a few years ago, I was interested in who set the limits of public office, and here Iñaki made a useful differentiation between sorts of royal property and rights that got me thinking, which Julio followed with the idea that kings and counts together tended to limit the number of people who could claim comital status. In both cases, it seemed to me (and seems) the crucial operation is to get other people recognising the rights you claim in your office. Afterwards, over coffee, Julio, Rob and I all agreed that this can be seen as convincing people that the public sphere you claim is the same one that they recognise. This is what the Asturian kings, and also the counts of Barcelona, achieved in the ninth and tenth centuries and I still want to know how. Then, onwards to the last session!

‘Del tuerto al dretto’: bridging the gap between lawcodes and society in the medieval Mediterranean world

  • Jeffrey Bowman, “Women Administering Justice in the High Middle Ages: a divergence of rule and practice”
  • Rodrigo García-Velasco, “Municipal Law at the Iberian frontier: the evidence of the fueros and cartas de población during the Iberian Reconquista, c. 1050-c.&nbsp:1150″
  • Belen Vicens, “Infançones, franchos, and Wannabees: rethinking status and identity in late medieval Aragón”
  • Here, of course, I had to be because I have learnt a lot from one of the participants, taught another and knew nothing of the third, all good reasons and the more so once combined. Professor Bowman was pointing out an obvious but neglected thing, that though as far as most of the rules on the subject we have from the Middle Ages say that women could not sit in judgement over men, they did nevertheless sometimes do so in the persons of countesses and viscountesses and probably more. Sometimes people argued about this: a legal specialist dealing with Matilda of Canossa wisely decided that her office carried the jurisdiction but in a case involving Ermengarde of Narbonne it went all the way to the king of France, who used it as a way to claim Narbonne as part of the French crown! There was, basically, usually a way to make it work whatever the rules said and fighting it as illegitimate doesn’t usually seem to have worked, which is worth keeping around to think with.

    Cathedral of SS Just & Pastor, Narbonne

    I like this picture of Narbonne Cathedral so much that even this weak excuse will do to use it again. By Benh LIEU SONG (Own work) [CC-BY-SA-3.0], via Wikimedia Commons.

    Rodrigo was looking at the various concessions of rights and local jurisdiction by kings that we group as fueros, a term that has come simply to mean ‘laws’ so commonly were these issued, and asking where the balance of power lay between the locals whose rights were here asserted and the kings who apparently granted them. He argued, however, that the texts we have represent a step after the balance had been found and agreed, and that the real processes of power lay in the circumstances that had led to the text’s issue. Again, the question of how to convince a potential subject you and they shared a sphere of power arises, which is of course why I cite Rodrigo’s work sometimes, but there was argument in questions about whether the fueros were somehow a bridge between the two public spheres or just an incentive dangled before the ungoverned by those who would govern them.4 Then the last paper looked at an episode of 1248 in which a number of people claiming free status were reduced to serfdom by royal judgement; the speaker argued that this was an exercise of consolidation of definitions of freedom which had previously been vague, imposing rules which left some people on the wrong side, and that trying to read the rules back from such cases was a mistake. That was why there needed to be a hearing! Well, maybe, but it was a good place to end.

And since thereafter we all said our goodbyes and dispersed, me towards the rather splendid cathedral—possibly the most impressive in the UK, but I sadly without my camera—and then the railway station, it’s where I have to end too, closing an era of far-too-intensive reporting in the hope that you can see why I found it all worthwhile to do. Next post: the new régime!

West front of Lincoln Cathedral

Likewise this one! Lincoln Cathedral’s west front, by Anthony Shreeve public domain via Wikimedia Commons

1. Collected in Janet L. Nelson, Politics and Ritual in Early Medieval Europe (London 1986).

2. It being Robert Portass, The Village World of Early Medieval Northern Spain: local community and the land market, Royal Historical Society Studies in History: New Series (Woodbridge 2017). In fact, two different journals have asked me if I wanted to review this, and I said no, partly because I know Rob too well, partly because I didn’t have time and mainly because I had already got myself a copy when I finally got round to paying my first subscription to the Royal Historical Society, which published it. Of course that still doesn’t mean I’ve read it, but I do intend to!

3. Specifically, if they’d read Jonathan Jarrett, Rulers and Ruled in Frontier Catalonia 880-1010: pathways of power, Royal Historical Society Studies in History: New Series (Woodbridge 2010), pp. 35-36 & n. 55.

4. The work of Rodrigo’s that I cite is his “Legislation and Resistance: limitations of royal power on the Catalan and Aragonese frontiers, 986–1134”, M.St. dissertation (University of Oxford 2013), which I had the fun of supervising, but I think he would say that his thinking has moved on a bit now and I await the completion of his doctoral thesis keenly! No pressure, Rodrigo…


The making of judges in tenth-century Northern Iberia

In 2009 Wendy Davies, of whom I so often write here, gave the annual lecture in memory of the late Timothy Reuter in Southampton. I could not go, but it was published in 2010 and some time in early 2011, Wendy kindly gave me an offprint, and I’d already downloaded it by then, knowing that I very much needed to read it.1 Somehow, it was not till late 2014 that a combination of interest and shame found me resorting my to-read shelves in such a way as to bring it to the top, though, and then of course I found it really interesting. There’s two things in particular I thought made for blog material, and this is the former of them.

A ruined farm in Soutelo, Braga, currently for sale

A farm in Soutelo, near Braga, like the one with which Wendy’s opening case dealt

Wendy’s aim was to explore what people who went to court in northern Iberia in the ninth and tenth centuries were hoping for: a compromise arrangement that settled all parties’ feelings and healed social rifts, or definitive justice based on rules and a judgement of the true situation? As she explains, scholars of the early Middle Ages have got very used to the idea that almost all justice in them was probably more negotiated than determined, and yet the language of the documents from her area (Northern Iberia from Galicia to Aragón and Navarra) is very much of truth and justice, “veritatem et iustitiam”.2 By way of exploring what is up with this, she worked through what we can say about the people who judged these cases and who let them do so, and then what, as far as we can tell, they thought they were supposed to do. This involves pulling together a sample, of course—one of the reasons I love Wendy’s work is that she is someone who can start a section of a paper with the non-sentence, “Firstly numbers.”—and she has 250 records of disputes with 160 people named as judges (iudices), of whom only 15 or so occur more than once.3 Using that, she determines what we usually find judges doing (“… ordering what happens next, making primary investigations, reviewing evidence, and making decisions”) and then, the point I want to pick up here, notes that it is not just people named as judges who do such things in court:

“While the label iudex was attached to some of the judges… it was not applied to all. The group doing the judges, the group of iudices in the plural, might include, or indeed be entirely composed of, indiviudals who carried the label iudex, but it might also include others…. The apparent inconistencies in this usage are quite easily explained: being called a iudex was a marker of status—the label was applied to such people when, for example, they witnessed uncontested sale transactions; to do the judging you did not need to be a iudex, although you might be; in other words, the label iudex and the act of judging are separable. A iudex (in the singular) was a person of special status and skill—a kind of professional; he must usually have been literate (given the number of cases in which a scribe is termed iudex) and he is likely to have known some law. Doing the judging was something in which other leading men of a locality could participate; hence the common references to iudices in the plural, as the people doing the judging….”4

This intrigues me a great deal. As long-term readers will know there are plenty of judges in my evidence, and I am particularly grateful to one or two of them for the amount of detail they would cheerfully go into in explaining the cases they oversaw, but many of the others are complete obscurities, never seen in judgement or only once.5 These latter are trouble for some of the laudatory things that have been said about judges in early medieval Catalonia, who are famous for having been literate, educated, clerical and publicly-appointed disinterested judicial practitioners guided primarily by the written law.6 Jeffrey Bowman, among others, has exposed how carefree they could be about how to use that written law, and I’ve blogged an example here, but the idea that they were educated and publicly appointed has never really been challenged.7 Bowman’s work is especially interesting here because he sees a difference between the educated comital judges of Barcelona and the rather more homespun and independent judges of very southern France, and I have suggested that this is a distinction made over space which should actually be made over time, because plenty of the latter seem to me to exist in Catalonia too.8

London, British Library, MS Royal 6.E.vii,  f. 345 detail, showing a fourteenth-century judge

Judges are never depicted in this period and area as far as I know, and i certainly can’t find one from in-area and in-period. On the other hand, this fourteenth-century depiction from James le Palmer’s Omne Bonum does also illustrate the word iudex, of which this is the historiated initial… It’s from London, British Library, MS Royal 6.E.vii, fo. 345r.

One way to advance this is to ask who appointed judges. In Catalonia it’s almost always assumed to have been the count, but there is really no evidence of this that I know of. Judges appear with the count, receive gifts from the count, hand out judgement in courts over which he presides, and some of the more outstanding ones do this for several counts.9 It’s not even only the educated ones; Borrell II of Barcelona had a castellan called Guifré who was also a iudex, although we have no records of him actually judging, and that is at least a recognition of his title by the count.10 Still, we don’t have anyone who helpfully calls themselves iudex comitis or comitalis and the actual process of nomination is not recorded. Now, Wendy does have some answers to this question, not least because she does have royal judges, iudices regis.11 But that’s the top of the pile, and the bottom is different. The chunk I’ve quoted above goes on as follows:

“… in [a case previously discussed], the additional three judges were selected from the assembled court to probe the witness evidence. Very occasionally there are references to choosing the judges from assembled boni homines, that is ‘worthies’, although that is rare (and the texts do not specify who made the choice).”12

This is practically being made a judge for the day, isn’t it? And it’s a mile away from the idea of such persons as carefully trained and professionally active, even if those chosen would probably have had a lot of relevant knowledge. If we have such cases in Catalonia, I don’t know about them as yet. But the problem is not that we have a different pattern attested there, but that we have no pattern; we have judges with no origin, beyond the fact that we can see that some of the more educated ones were members of the Barcelona chapter.13 Given this absence of evidence, the kind of variety that Wendy attests is as plausible as anything else, and then what does that do to the idea of Catalan justice as a model of early medieval statecraft? Well, she has an answer to that too:

“What is interesting, given that the state was undeveloped, is that there was a public system, from east to west, north to south, which had recognised procedures, experts, written law, officers, scales of penalty, counts with potestas (in these contexts, legitimate capacity to hold a court). There was a strong sense of the public, although differently conceptualised from either ancient or modern notions.”14

It is that difference in conceptualisation I am still struggling with here, I think. But as so often, it is easier if one compares, and Wendy has made that much easier.

1. W. Davies, “Judges and Judging: truth and justice in northern Iberia on the eve of the millennium”, The Reuter Lecture 2009, in Journal of Medieval History Vol. 36 (Amsterdam 2010), pp. 193-203, DOI: 10.1016/j.jmedhist.2010.07.001.

2. Ibid. pp. 194-195, citing inter alia Warren C. Brown and Piotr Górecki (edd.), Conflict in Medieval Europe: changing perspectives on society and culture (Aldershot 2003) and various studies now reprinted in Stephen D. White, Feuding and Peace-Making in Eleventh-Century France, Variorum Collected Studies 817 (London 2005); the quote is from a León charter of 952 printed in Ernesto Sáez (ed.), Colección documental de la Catedral de León (775–1230), I (775–952), Fuentes y estudios de historia leonesa 41 (León 1987), doc. no. 256, which it turns out I have cited here before.

3. Davies, “Judges and Judging”, pp. 195-201, quote on p. 199.

4. Quotes ibid., pp. 201 and 200 respectively, punctuation as in the original.

5. See Jonathan Jarrett, Rulers and Ruled in Frontier Catalonia, 880-1010: pathways of power (Woodbridge 2010), pp. 42, 133, 139 & 152, inter alia.

6. The classic statement of this maximum case is Roger Collins, “‘Sicut lex Gothorum continet’: law and charters in ninth- and tenth-century León and Catalonia” in English Historical Review Vol. 100 (London 1985), pp. 489-512, repr. in idem, Law, Culture and Regionalism in Early Medieval Spain, Variorum Collected Studies 356 (Aldershot 1992), V, to which add his “Literacy and the Laity in Early Medieval Spain” in Rosamond McKitterick (ed.), The Uses of Literacy in Early Mediaeval Europe (Cambridge 1990), pp. 109-133, repr. in Collins, Law, Culture and Regionalism, XVI; more nuanced, but still fundamentally affirmative, is Josep María Salrach, Justícia i poder en Catalunya abans de l’any mil, Referències 55 (Vic 2013), pp. 143-178, which does very much the same job as Wendy does in “Judges and Judging” but with different starting questions.

7. Jeffrey A. Bowman, Shifting Landmarks: Property, Proof, and Dispute in Catalonia around the Year 1000 (Ithaca 2004), pp. 33-55.

8. Jarrett, Rulers and Ruled, p. 133; I go into more detail in the next book, now under work and about which I shall blog ‘ere long honest.

9. Guifré Ausonensis, despite his byname, seems to turn up first of all judging for Count-Marquis Oliba Cabreta of Cerdanya, and only to move into Borrell II of Barcelona’s territory (mainly Osona and Urgell) later in his career. I give some references for him ibid.

10. Ibid., pp. 152 & 153.

11. Davies, “Judges and Judging”, pp. 199-200.

12. Ibid. p. 201.

13. See Josep M. Font i Rius, “L’escola jurídica de Barcelona” in Jesús Alturo i Perucho, Joan Bellès, Font, Yolanda García & Anscari Mundó (edd.), Liber iudicum popularis. Ordenat pel jutge Bonsom de Barcelona, Textos jurídics catalans 23 (Barcelona 2003), pp. 67-100.

14. Davies, “Judges and Judging”, p. 202.

Expressions of Hispanist medevalist community, in Exeter

We seem now to be firmly into June 2013 in my never-decreasing backlog of reporting, and next up in it was a day out to Exeter, somewhere I hadn’t been for a long time but which called me now for the same reason as it often has before, a gathering of the intermittent organisation known as Historians of Medieval Iberia. The main reason this had occurred was the presence in the UK of a man much cited here, Professor Jeffrey Bowman, visiting Exeter, because of which Professor Simon Barton thereof had wanted to organise a day symposium, and so being called we variously went. Due to the uselessnesses of First Great Western trains, I was only just in time for the first paper, but in time I was, and the running order was as follows, in pairs of papers.

  • Jeffrey A. Bowman, “Lordship and Gender in Medieval Catalonia”
  • Jonathan Jarrett, “Per multa curricula ex parte destructa: membership of a Church community in Catalonia c. 1000″
  • Robert Portass, “Doing Business: was there a land market in tenth-century Galicia?”
  • Teresa Tinsley, “Hernando de Baeza and the End of Multicultural Iberia”
  • Graham Barrett, “Beyond the Mozarabic Migration: frontier society in early medieval Spain”
  • Simon Barton, “The Image of Aristocracy in Christian Iberia, c. 1000-c. 1300: towards a new history”

Professor Bowman’s paper is now out as an article, but some brief account may be of interest anyway.1 The way it worked was to do what I love doing, standing Catalonia up as a better-evidenced counter-example to a broader theory, in this case that of Georges Duby that female lordship as early as the tenth century was an incredibly rare occurrence seen as a pale imitation of masculinity. To do this involved setting up some kind of definition of lordship, which Professor Barton suggested should at least include fighting, doing justice, controlling castles, diplomacy and ‘special projects’. Women with military rôles are not unknown in the Catalan records (wait for a future post here, as I think the phenomenon goes down lower than Professor Bowman had time to look), countesses in the eleventh century at least certainly presided over courts alone, a good few held castles in fief (or by other arrangements2), we have various Arabic testimonies to the countesses of Barcelona being conduits for diplomatic communication and under ‘special projects’, if we mean things like land clearance, Abbess Emma is an obvious example.3

Seal of Countess Ermessenda of Barcelona, Girona and Osona in the Museu Diocesà de Girona

Seal of Countess Ermessenda of Barcelona, Girona and Osona, a woman who would not give up government till there was no choice, in the Museu Diocesà de Girona

So that case looks pretty much made: in this area, for that definition of lordship (and it does occur to me now that it is a very tenth-century-and-later one because of the inclusion of castles, though one could still say the same of Dhuoda I guess), it’s hard to see anything odd about female participation in lordship here and we should stop thinking it odd. And I suppose I’d agree with that, and not necessarily just here (another future post) but there does still seem to me to be a difference, in the Languedoc at least where the ninth century gives enough to compare with, between the rôles in and frequency with which women appear in charters, especially as far as their titles go, to suggest that even if this situation wasn’t odd, it might still be new. It did, however, last: Professor Bowman was keen to stress in questions that those who have looked for a shift towards a lineage system here have found it hard to locate over any timeframe much shorter than a century.4

Sant Pere de Casserres, from above

Sant Pere de Casserres, from above

As for me, little enough needs saying there: in the throes of another project entirely and with no time to come up with two papers so close to each other from it, I’d offered the latest version of the now-legendary Sant Pere de Casserres paper; I ran through where the place is, what the sources are, why there’s a problem with the narrative of its foundation and what the actual story might be that would fit it; Graham Barrett suggested some modifications to my Latin and then the questions were all for Professor Bowman, which is fine as he was building a much bigger thesis. One of my problems with the Casserres paper is working out what larger point it makes; the other, of course, is non-responsive archives, but that’s a bigger problem than just here…

The monastery of San Salvador de Celanova in its modern form

The monastery of San Salvador de Celanova in its modern form

The second session put two rather less-connected papers together. Rob was out to demonstrate peasant access to the land market in his corner of early medieval Spain, which has often been overlooked because the dominant Spanish historiography interested in peasants has been more interested in how they resisted power than how they cooperated with it.5 This Marxist perspective needs rethinking, argued Rob, not least because many of these peasants did not live in the Marxist ‘peasant mode’, but operated in both vertical and horizontal networks of power and assistance. Even when those networks led to the monastery of Celanova, whence most of Rob’s material, it was not always to peasant disadvantage to cut a deal with the monks, whose rents were limited, and the land that was then sold to them had often come from other peasants previously. The problem here is of course the definition of peasant, but I think I would agree that whatever we call the free smallholders here they could happily do business with each other, and do so with an eye to their own benefit.6

The Alhambra palace in Granada

The Alhambra palace in Granada, now very keen to be widely known as a World Heritage site

Miss Tinsley’s paper came from a completely different place, sixteenth-century Granada, where one Hernando de Baeza, a Christian interpreter for the last lords of the Muslim state there, was writing a history of recent events. This man is almost exactly the author a multicultural twenty-first century reading of events at the end of Muslim rule in Spain wants: his sources included Africans and women, he spoke all the necessary languages and about the only minority group he doesn’t mention is Jews, but the work was only published in the nineteenth century, from two incomplete manuscripts and is consequently confused and disordered in structure, which with its anecdotal style has left it out of most serious historiography. There is now, however, a recently-discovered complete manuscript to work from (which a Mexican archbishop had made in 1550 to help with converting native Americans!) and this offers more details with which the author’s life can be filled out. He seems to have been an ambassador to the papal court for Queen Isabella, briefly papal chamberlain and a protector of Jews, but whom King Ferdinand however booted out of his offices and whose parents had been burnt by the Inquisition! He seems to have written his history in Rome, a disenchanted man. He may therefore have been attempting something like a dream past of late medieval inclusion, before intolerance and persecution wrecked everything for him and his family. Again, just what we might wish but correspondingly slippery to deal with! This all sounded tremendous fun and I hope Miss Tinsley can make the man’s name better-known, although it transpired in questions that she is dealing with a recalcitrant editor of the manuscript who is being very careful what details he lets her have. That sounded dreadfully familiar, alas…

A Leonese royal charter of 860

A Leonese royal charter of 860

Then came Graham Barrett, who was speaking on those curious populations in the frontier Christian polities of tenth-century Spain whose personal names were Arabic, about whom I’ve spoken myself once or twice, including at an earlier Historians of Medieval Iberia gathering, pre-blog. As that suggests, I had given up trying to get my work on this published before Graham had arrived in England to start his Ph. D., but also in the room was Professor Richard Hitchcock, who was fairly sparing about the absence of his more successful work from the presentation…7 I found it hard to rate this paper neutrally, anyway, it was much too close to my own fruitless sidetracks of yore. Graham’s take on things is always original, however, and he knows the documents far better than me, so there were new thoughts available. In particular he raised the possibility that lots of the relevant documents might be forged, although why one would then put Arabic names into them (and the same names over quite an area, I’d note) is hard to explain.8 He also correctly pointed out that migration of southerners was not necessary to explain these names and that they themselves were not evidence of ethnicity or even cultural affiliation,9 but that they might usefully be mapped against other markers of that, if any could be agreed. There’s definitely a project here, but I suspect that in fact neither of us will be the ones who do it as we both have easier things to attempt…

Brass plate bearing the arms of the Lara family

Brass plate bearing the arms of the Lara family

Lastly our host, Simon Barton, asked whether the approximate synthesis to which historians of North-Western Europe seem now to have come about the medieval aristocracy applies in the Midi.10 Most study of the Spanish nobility has been of families, rather than of a class, but Simon argued that a class identity can be seen in formation after about 1050, with a hierarchy of aristocratic rank, heraldry and literature all developing to emphasise it. He suggested that these markers were developing not so much as spontaneous expression of ideals but as tests that helped mark people off from their imitators, which exposes the ideals in play to us in negative. This was a good wrap-up to a good day that refreshed a realisation for us that even if it’s thinly spread and uncertain of duration, nonetheless there is still a medieval Iberian scholarship in the UK and we’re all active parts of it; it’s never a bad time to be reassured that one has colleagues!

1. Jeffrey A. Bowman “Countesses in court: elite women, creativity,
and power in northern Iberia, 900–1200” in Journal of Medieval Iberian Studies Vol. 6 (London 2014), pp. 54-70, DOI: 10.1080/17546559.2014.883084.

2. J. Jarrett, Rulers and Ruled in Frontier Catalonia 880-1010: pathways of power (Woodbridge 2010), pp. 83-85.

3. Idem, “Power over Past and Future: Abbess Emma and the nunnery of Sant Joan de les Abadesses” in Early Medieval Europe Vol. 12 (Oxford 2005), pp. 229-258, DOI: 10.1111/j.0963-9462.2004.00128.x.

4. Cited here was Theodore Evergates, “Nobles and Knights in Twelfth-Century France” in Thomas N. Bisson (ed.), Cultures of Power: lordship, status and porcess in twelfth-century Europe (Philadelphia 1995), pp. 11-35; Georges Duby, “Women and Power”, ibid. pp. 69-85, provided the basic counter-type here.

5. Classically, Reyna Pastor de Tognery, Movimientos, resistencias y luchas campesinas en Castilla y León: siglos X-XIV (Madrid 1980).

6. R. Portass, “Rethinking the «Small Worlds» of Tenth-Century Galicia” in Studia Historica: Historia medieval Vol. 31 (Salamanaca 2013), pp. 83-103, online here, contains some aspects of this paper.

7. R. Hitchcock, Mozarabs in Medieval and Early Modern Spain (Aldershot 2008), building on his “Arabic proper names in the Becerro de Celanova” in David Hook & Barrie Taylor (edd.), Cultures in Contact in Medieval Spain: Historical and Literary Essays Presented to L. P. Harvey, Kings College London Medieval Studies 3 (London 1990), pp. 111-126; references to my presentations can be found on my webpages here.

8. One example would be the apparent court notable Abolfetha ibn December (good name huh?), who certainly does appear in the forged Santos García Larragueta (ed.), Colección de Documentos de la Catedral de Oviedo (Oviedo 1962), doc. no. 22, but also in the less dubious José María Mínguez Fernández (ed.), Colección Diplomática del Monasterio de Sahagún (siglos IX y X) (León 1976), doc. no. 19 and Emilio Sáez (ed.), Colección Documental del Archivo de la Catedral de León (775-1230): I (775-952) (León 1987), doc. no. 68; at that rate, it begins to look as if the reason for putting his name in a forgery would be because it was known to belong to the period being aimed at, which is to say that at least up to three separate forgers thought he was a real historical person.

9. As also argued in Victoria Aguilar, “Onomástica de origen árabe en el reino de León (siglo X)” in al-Qantara: revista de estudios árabes 15 (1994), pp. 351-363 esp. at p. 363 and Fernando Rodríguez Mediano, “Acerca de la población arabizada del reino de León (siglos X y XI), ibid. pp. 465-72 with English abstract p. 472; they collect the Leonese evidence in Aguilar & Rodríguez, “Antroponimia de origen árabe en la documentación leonesa (siglos VIII-XIII)” in El Reino de León en la Alta Edad Media Vol. 6 (León 1994), pp. 497-633.

10. E. g. (cited) David Crouch, The Image of Aristocracy in Britain 1000-1300 (London 1992) or Constance Brittain Bouchard, “Those of my blood”: Constructing noble families in medieval Francia (Philadelphia 2001), to which cf. S. Barton, The aristocracy in twelfth century León and Castile (Cambridge 1997).

Building states on the Iberian frontier, IV: what’s going on

[As with the previous one of these posts, this was first written in February 2013 as part of a single piece of thinking-in-text that has since resulted in an article that should be online for all to see within a few weeks.* That article will represent a more fully-thought-out (and also shorter and better-founded) version of some of the below, but the first thrash-out still seems worth posting.]

In what ought to be the last of these posts, originally inspired by that crucial sense on reading someone else’s work that this is not how you see it, but without the initial ability to articulate what your difference is, I need to try and come to some kind of conclusion about what I think is special about frontier settlement, perhaps in Catalonia and perhaps (I hope) more widely.1 It is a strong feeling of mine that this is not thought about enough, that we have a tendency to pile up case studies about frontier societies without working out what of these cases is common or distinct and in general to talk about these things without theorising from them in a way that might inform others, so, I must put my money where my mouth is mustn’t I? So, OK, let’s start with why anyone opens up a chunk of frontier waste-land at all.

Peasants undertaking land clearance in the Sachsenspiegel

Peasants undertaking land clearance in the Sachsenspiegel

The first and obvious thing that seems safe to infer from this happening is that the people in question want more land. There could of course be a lot of reasons for that; the obvious ones are to do with agricultural or other natural resources, but it also seems to me that if we are talking about a genuine frontier situation, these must essentially be gambles; if you have good information about what a piece of land will bear, be it “this seems the sort of place where olives might grow well” or “there’s gold in them thar hills!” then it’s not really a frontier, or not a classical one; if information is available to you it’s not the unknown.2 So, OK, it’s presumably a general desire for more resource, which would need to be provoked either by a problem with the existing situation at home, food shortage or labour surplus, or by a wish to better one’s situation relative to those at `home’ with whom you continue to interact, i. e. a project to obtain wealth and/or status. That might cause some people conceptual problems unless there be a lord pressuring those people to hand over surplus, of course; I probably don’t need to remind readers here about Chris Wickham’s famous opinion that without oppressive lordship peasants would, “work less and eat more”.3 Nonetheless, we have here seen some time ago that, at least on the frontier of tenth-century Catalonia, people of a fairly ordinary if affluent sort were prepared to spend a lot of money in order to get resources that would make them money, sometimes just a share of those resources rather than any kind of monopoly, in the form of mills, and I think that we don’t have to turn the whole central medieval peasantry into proto-capitalists in order for there to be enough would-be nouveaux riches to staff a slow move out into new territories just over the edge of current jurisdictions.4

That said, these are the reasons of the producers, and one main message of the Escalona and Reyes chapter from my reaction to which I span all of this is that the initiative for such expansion could instead be that of the élite, be those élites `local’ or more seriously-ranged contendors.5 One obvious reason for them might be security. One of the first requirements of some of the big frontier concessions by the Catalan counts is the building of fortifications, as we’ve seen here while I was wrestling with whether such concessions could meaningfully be called feudal or not. This might be seen as just a power-grab, ensuring that whoever lives in these zones be properly dominated by people under obligation to a wider authority, but one ought not to forget that it also and genuinely constituted a means of defence for populations `behind the lines’. This kind of concern was a live one in late-tenth-century Catalonia. We have also seen here how people from all over the principality could be rallied to fight in `public expeditions’ when danger threatened from the Muslim south.6 It is also possible to cite a castellan who had been given one of these concessions by the counts, Amat de Gurb who held a tower called Atonell in the area of the current Santa Perpetua de Gaià (and maybe even that tower, since it is held to be tenth-century and is also triangular), paying the ultimate price in defending it against the raid of al-Mansur in 978; sometimes, the obligations of such a position of dominance had to be fulfilled, whatever the cost.7 This, surely, must also have been the case in Castile, famously described as `a society organised for war’ and subject to attacks from the same Muslim power at this same time.8 The enemy need not, of course, be so foreign; the recipients of the Cardona franchise charter of 986 were encouraged to get themselves land from ‘Christians or pagans’, as long as they could defend it themselves, and going rather farther back, this is one of the things I think Cullen Chandler has right about Charlemagne’s and Lous the Pious’s concessions to immigrants from the south on this same frontier; it created a band of serious yeoman soldiery with ties direct to the king who could be used as some kind of counterweight to an otherwise-dominant autochtonous or gone-native counts at the top levels of delegated power.9

The castle complex of Santa Perpetua de Gaià

I’ll wager that it was a lonelier place to die in 978 than it is now… The castle complex of Santa Perpetua de Gaià, from the website of an architects’ firm who are apparently now restoring it. If that tower could speak, the first thing I’d ask it is just how many rebuilds it remembers…

Those concessions did also create dependents, of course, and that can’t be ignored even if the master rapidly became unable to reach or protect his followers.10 Each time Count Borrell II handed over a castle to one of his men, or to a monastery, the securing of surplus from agricultural workers in its vicinity must have been assumed to come with; several (perhaps all) of these castles had nearby units of land called beneficia which probably had this function, and it is not so close to the end of the tenth century when we start to find these being called fiefs, or at least feva, though cases where this word is equated with fiscum do mean that so early we should probably see this as the portion of notionally-public land attached to the castle from which its upkeep and support were to be provided.11 The progress of these allotments and the dues they could command towards becoming wider accumulations of seigneurial rights and abuses that we could lump under the general heading of ‘the ban’ if we loved Marc Bloch enough to brave Susan Reynolds’s unhappiness with our terms, is something that doesn’t need to be covered here; I will say only that Gaspar Feliu’s twenty-five-year-old plaint that Pierre Bonnassie’s work on this needed replacement after standing for more than a decade still wants an answer, which may even be because Bonnassie’s picture was basically right.12 Something probably must be, after all, pace Paul Edward Dutton’s gloomy prognosis that as medieval historians, “the best we can hope for is to be wrong in new ways.”13

In any case, that frontier settlement by élites must have involved the obligation of people there to support those élites with food or service is pretty basically evident, and while we can see it with the Hispani‘s passage to subjection in the ninth century or tenth- and eleventh-century complanters putting in their work for two on the agricultural margins, we must suppose it in all cases, in varying and changing degrees of formality and structure. We might see this as a simple equation of subjects with power, or we might see a more sophisticated and, I have to grudgingly admit, Foucauldian, attempt to turn activity in these regions into a general recognition of a right to act in the name of power here. This would be the “notion of popular collective subjection” that Escalona and Reyes invoke in their picture of these processes, but while it certainly must have been one of the results of such activity I’m not sure that their study gives us much insight into how it had been created, whereas I hope that the one I’m developing here may.14 With that said, I’m not sure that my élites were conscious of this result of their activities in these areas, because it seems to me that if your aim is to create a recognised space for ‘state’ power by intervening in otherwise ungoverned territories, you don’t hand it out to a dependent as soon as you’ve met with any success. So I might wonder whether this isn’t more cause than effect, at least this early and here. Anyway, this would be an issue for another study and perhaps even another student.

Castell de Llordà, Isona, Catalunya

The current state of the Castell de Llordà (image from Viquipèdia), a castle donated to the Church pretty much as soon as Count-Marquis Borrell II of Barcelona, Girona, Osona and Urgell had got it up and running

So, we have a range of conceptual possibilities for how frontier settlement might be going on, and who might be getting something from it and what, but the question then becomes the more complex, how can we recognise these possibilities in the surviving record on any more than a one-off basis provided by the occasional super-informative document? Can we build anything from this box of possibilities that will survive the shaking of ‘not invented here’? To my mind the best way to do this kind of work is not to try and provide a universal answer or even a universal list of answers, but instead to provide a deeper set of questions, the sort of structure of inquiry that might eventually become material for a flow-chart with possible solutions and formulations at the bottom. Such questions might be: what are the points around which each area is organised? Does it in fact have a castle, as did my case study at Gurb, or an old fort no longer used except by the Church as at l’Esquerda not so far away and about which you’ve read so much here, or indeed a church and nothing more as at one of my favourite, because documented only in archæology, cases, Santa Margarida de Martorell?15 Sometimes, and perhaps more often in other areas, and of them especially Castile where the ‘aldea’ operated in this kind of way if I understand it right, the organising point would actually be a settlement, the village proper and the rights it collectively claimed, and some places would have had none of these things and only the vaguest of unities.16 My favourite case here is the villa of Montells, near Vic and spread out enough to have an upper and a lower portion as well as places that could be described as between those halves, but no apparent church or fortification due to a plethora of others nearby or because the whole place really only counted fourteen people or whatever; I could do more with the documents from here than I have.17 Again, here there is some clarity for Catalonia about what the situation would become—the name of the principality does after all derive from the word for `castellan’—but less about how things were before, when the move into the frontier zones was nevertheless happening.18 Even later, of course, the places that were being brought into control did not arrive under control in this definitive form; that was the result, not the cause.19

That is one important thing that we could attempt to distinguish cases by, not least because unlike many of the things we might look for, this could be archæologically detectable in settlement patterns, assuming a useful ceramic sequence ever comes within reach.20 Questions that we can probably only hope to resolve by even finer interpretation of the documents would be about the processes that were going on that might be controlled and who controlled them. There are a lot of these, once one starts to break it down: any of land clearance, grouping and linking of settlement, defence, worship, the settlement of disputes and representation to other groups or higher authority could be in different hands, some or all of the same hands or under no control at all. There are probably more categories I haven’t yet thought of. But when we have so many variables in play, a clear narrative in which some group, be it bold pioneer peasants, comitally-organised aristocracies or ‘local élites’, was actually creating territory, may well be over-simplistic. Probably each group only controlled some of these aspects and a truly domineering élite would need to have appreciated and been able to interfere conclusively in each of them; this will not always have been the case, and perhaps not even often, all of which would have left some recourses open to the communities control of whom was at issue.21

Sant Andreu de Gurb viewed from the castle hilltop

Sant Andreu de Gurb viewed from the castle hilltop; which of these was dominating whom, eh?

Once again we seem to be up against the plausible word limit and to have reached a temporary conclusion. That might even have been the big point I have that others can take away to their own frontiers. These are, however, conclusions about lordship and settlement generally, and I’d actually promised them for locally. Reasoning down from a model rather than up from practice is unusual for me, but I do still have some stuff I want to say to reattach this question to what lordship could actually do in these frontier situations where institutions are in formation, specifically in Catalonia, and briefly glance at Castile again with those things in mind, but this looks like far enough for a post and I feel as if I have got over the hump with struggling to express my point of view on the still-excellent chapter that rattled my personal cage on this question. Hopefully it’s not been too dull for you! But if so or if not, one more yet a-coming.

* J. Jarrett, “Engaging Élites: counts, capital and frontier communities in the ninth and tenth centuries, in Catalonia and elsewhere” in Networks and Neighbours Vol. 2.2 (Leeds forthcoming).

1. Julio Escalona & Francisco Reyes, “Scale Change on the Border: the county of Castile in the tenth century” in Escalona & Andrew Reynolds (edd.), Scale and Scale Change in the Early Middle Ages, The Medieval Countryside 6 (Turnhout 2011), pp. 153-183, DOI:10.1484/M.TMC-EB.3.4772.

2. E. g. Nora Berend, “Medievalists and the notion of the frontier” in Medieval History Journal Vol. 2 (1999), pp. 55–72, DOI:10.1177/097194589900200104 or David Abulafia, “Introduction: seven kinds of ambiguity” in idem & Nora Berend (edd.), Medieval Frontiers: concepts and practices (Aldershot 2002), pp. 1-34.

3. Chris Wickham, “Problems of Comparing Rural Societies in Early Medieval Western Europe” in Transactions of the Royal Historical Society, 6th Series Vol. 2 (Cambridge 1992), pp. 221-246, rev. in idem, Land and Power: studies in Italian and European social history, 400-1200 (London 1994), pp. 201-226, at p. 224 of the reprint.

4. See Jonathan Jarrett, Rulers and Ruled in Frontier Catalona 880-1010: pathways of power, pp. 92-93, though don’t use what I say there to try and get across the Riu Ter….

5. Escalona & Reyes, “Scale Change on the Border”, pp. 164-173; cf. my review of that volume in Historia Agraria: revista de agricultura e historia rural Vol. 59 (Valencia 2013), pp. 193-197 at p. 194.

6. Ramon Ordeig i Mata (ed.), Catalunya Carolíngia IV: els comtats d’Osona i Manresa, Memòries de la Secció històrico-arqueològico LIII (Barcelona 1999), doc. no. 1771; Eduard Junyent i Subirà (ed.), Diplomatari de la Catedral de Vic (segles IX i X), ed. R. Ordeig i Mata (Vic 1980-1996), doc. no. 524.

7. Emilio Morera Llauradó, Tarragona Cristiana: historia del arzobispado de Tarragona y de territoria de su província (Cataluña Nueva) (Tarragona 1897-1899), 2 vols, repr. as Publicaciones del Instituto de Estudios Tarraconenses «Ramón Berenguer IV» 9, 13 & 31 (Tarragona 1954-1959), 3 vols, reprinted again (Tarragona 1981-2001), 5 vols, ap. IV.

8. Elena Lourie, “A Society Organized for War: Medieval Spain” in Past and Present 35 (1966), pp. 54-76, DOI:10.1093/past/35.1.54, repr. in eadem, Crusade and Colonisation: Muslims, Christians and Jews in medieval Aragon, Variorum Collected Studies 317 (Aldershot 1990), I, and in John France (ed.), Medieval warfare: 1000-1300 (Aldershot 2006), pp. 339-362; James F. Powers, A Society Organized for War: the Iberian municipal militias in the Central Middle Ages (Berkeley 1988), online here; for al-Mansur’s campaigns see Miquel d’Epalza, “Descabdellament polític i militar dels musulmans a terres catalanes (segles VIII-IX)” in F. Udina i Martorell (ed.), Symposium Internacional sobre els Orígens de Catalunya (segles VIII-XI) (Barcelona 1991-1992), also published as Memorias de la Real Academia de Buenas Letras de Barcelona Vols 23 & 24 (Barcelona 1991 & 1992), I pp. 49-80, online here.

9. Antoni Galera i Pedrosa (ed.), Diplomatari de la vila de Cardona, anys 966–1276: Arxiu Parroquial de Sant Miquel i Sant Vicenç de Cardona, Arxiu Abacial de Cardona, Arxiu Históric de Cardona, Arxius Patrimonials de les masies Garriga de Bergus, Pala de Coma i Pinell, Col·leció Diplomataris 15 (Barcelona 1998), doc. no. 7; Victor Farias, “Guerra, llibertat i igualitarisme a la frontera” in Borja de Riquer i Permanyer (ed.) Història política, societat i cultura dels Països Catalans 2: la formació de la societat feudal, segles VI-XII, ed. Josep María Salrach i Marés (Barcelona 1998, repr. 2001), pp. 112-113; Cullen Chandler, “Between Court and Counts: Carolingian Catalonia and the aprisio grant, 778-897” in Early Medieval Europe Vol. 11 (Oxford 2002), pp. 19-44, DOI:10.1111/1468-0254.00099. Of course, I do disagree with him that Charles the Bald continued with this tactic (and I am not the first), or that this has anything significant to do with the justification of landholding by claim of its clearance known as aprisio, but you can read about that elsewhere (J. Jarrett, “Settling the kings’ lands: aprisio in Catalonia in perspective” in Early Medieval Europe Vol.18 (Oxford 2010), pp. 320-342, DOI:10.1111/j.1471-8847.2010.00301.x).

10. Jarrett, “Settling the kings’ lands”, pp. 328-330, cf. P. Imbart de la Tour, “Les colonies agricoles et l’occupation des terres désertes à l’époque
carolingienne” in A. Picard (ed.), Mélanges Paul Fabre : Études d’histoire du moyen âge (Paris, 1902), pp. 146–171 at pp. 162-169; cf. Chandler, “Between Court and Counts”.

11. Beneficia in e. g. Ordeig, Catalunya Carolíngia IV, doc. nos 63, 241, 245, 277, 343, 405, 417 & 767; see Manuel Riu, “Hipòtesi entorn dels orígens del feudalisme a Catalunya” in Quaderns d’Estudis Medievals Vol. 2 no. 4 (Barcelona 1981), pp. 195-208 at pp. 203-204, or indeed Marc Bloch, “Histoire d’un mot” in Annales d’Histoire Sociale Vol. 1 (Paris 1939), pp. 187-190.

12. S. Reynolds, Fiefs and Vassals: the medieval evidence reinterpreted (Oxford 1994); G. Feliu, “Societat i econòmia” in Udina, Symposium internacional, I pp. 81-115, online here, at p. 115, referring of course to Pierre Bonnassie, La Catalogne du milieu du Xe à la fin du XIe siècle : croissance et mutations d’une société, Publications de l’Université Toulouse-le Mirail, Sèrie A, 23 & 29 (Toulouse 1975-1976), 2 vols.

13. Paul Edward Dutton in discussion of idem “Voice over Writing in Eriugena”, paper presented in session ‘The Boundaries of Free Speech, II: silencing the voice, restraining the pen’, International Medieval Congress, University of Leeds, 15th July 2009.

14. Escalona & Reyes, “Scale Change on the Border”, p. 171.

15. Jarrett, Rulers and Ruled, pp. 100-128, 81-99 & 44 respectively, and refs there.

16. E. g. Ignacio Álvarez Borge, “El proceso de transformación de las comunidades de aldea: una aproximación al estudio de la formación del feudalismo en Castilla (siglos X y XI)” in Studia Historica: historia medieval Vol. 5 (Salamanca 1987), pp. 145–160, online here; cf. Julio Escalona, “De ‘señores y campesinos’ a ‘poderes feudales y comunidades’. Elementos para definir la articulación entre territorio y clases sociales en la alta Edad Media castellana” in Álvarez (ed.), Comunidades locales y poderes feudales en la Edad Media, Biblioteca de Investigación 27 ([Logroño] 2001), pp. 117–155 or Jordi Bolòs, “La formación del hábitat medieval en Cataluña: Aldeas, espacios aldeanos y vías de comunicación’ in Studia Historica: historia medieval Vol. 31 (2013), pp. 151–180, online here.

17. And so could you! They are Ordeig, Catalunya Carolíngia IV, doc. nos 350, 509, 559, 653, 661, 784, 968, 1075, 1130, 1136, 1144, 1258, 1264, 1303, 1315, 1324, 1341, 1347, 1367, 1460, 1462, 1588, 1715, 1724, 1730, 1788 & 1792.

18. Bonnassie, Catalogne.

19. J. Jarrett, “Centurions, Alcalas and Christiani perversi: organisation of society in the pre-Catalan ‘terra de ningú'” in †Alan Deyermond & Martin Ryan (edd.), Early Medieval Spain: a symposium, Papers of the Medieval Hispanic Research Seminar 63 (London: Queen Mary University of London 2010), pp. 97-127.

20. E. g. Philippe Araguas, “Muro, castro, roca… Peuplement rural et fortifications aux confins de la Catalogne et de l’Aragon pré-romans” in Philippe Sénac (ed.), De la Tarraconaise à la Marche Supérieure d’al-Andalus : les habitats ruraux (IVe-XIe siècle). Desde la Tarraconense a la Marca Superior de al-Andalus: los asentamientos rurales (siglos IV-XI), Méridiennes : Études Médiévales Ibériques 2 (Toulouse 2006), pp. 211-222, and Benoît Cursente, “Conclusion”, ibid. pp. 231-235 vs Eduard Riu-Barrera, “La cerámica del Mediterraneo noroccidental en los siglos VIII-IX: Cataluña, el país valenciano y las Baleares entre el imperio carolingio y al-Andalus” in Jordi Camps (ed.), Cataluña en la época carolingia: arte y cultura antes del Románico (siglos IX y X) (Barcelona 1999), pp. 259-263.

22. Susan Reynolds, Kingdoms and Communities in Western Europe, 900-1300 (Oxford 1984, 2nd edn. 1999), is the go-to for solidarities in medieval communities; cf. however for this area Thomas N. Bisson, Tormented Voices: Power, Crisis, and Humanity in Rural Catalonia, 1140-1200 (Cambridge 1998).

Building states on the Iberian frontier, III: who’s a lord and who’s not?

[The below post was originally written in February 2013, more or less in one go. I’ve been holding off on posting it partly because it was in the queue, but also because it and the next one in the series have subsequently come to form the basis of an article which will be published, online and open access, within a fortnight or so.* Now that it’s been through review and editing, there seems to be no harm in letting the original out, with the proviso that this was very much a first stab at the ideas involved and that the actual article is much better-founded and more worked-out.]

Statue of Count Fernán González of Castile, in the Sala de los Reyes, Alcázar de Segovia

We can be fairly sure this man was a lord… Statue of Count Fernán Gionzález of Castile, in the Sala de los Reyes, Alcázar de Segovia

A long time has separated this post from its two predecessors, because of an especially frantic holiday followed by an unprecedentedly heavy term made still the more heavy by the pressure to apply for roughly one job every week. Recovering what was supposed to be involved in this series of posts really needed a few clear hours to sit, read and think while sucking down Earl Grey and these have been hard to find. Having just had a couple, and spent part of them once again skimming the chapter by Julio Escalona and Francisco Reyes that first set me off and then part scribbling squirrely illegible process diagrams till I felt fairly sure of being able to hold on to what they meant, I am ready to resume.1 The first post in the series, you may even recall, was about the historiographical traditions of Castile and Catalonia and how the latter was probably ineluctably more likely to feature peasant agency in its account of the expansion of Christian territorial organisation into the frontier zone between the principality and al-Andalus. The second explored the options available to peasants for taking part in such processes, largely from my own work, because what originally set me off on this was that Escalona and Reyes leave little room for peasant initiative in their picture. “Castilian expansion must be seen as a conscious move by a limited number of aristocrats,” they say.2 There is, of course, always the possibility that Catalonia is weird (or, as suggested here before now, that Castile is) and that by starting from there I am just more likely to find peasant agency for real as well as in the historiography. This is hard to refute, but we can at least compare like with like when it comes to the other end of the metaphorical gun barrel of political power, at which stand that limited number of aristocrats. Just who are these people and what did they do?

Process diagram

You see, I wasn’t kidding about the process diagrams…

This is one of the questions on which the Escalona and Reyes chapter is really really good. It gives numerous examples of aristocrats at work and assesses them against each other. The first approximation answer would be, I think, anyone socially lesser than the king and greater than a member of a local élite, and that latter point certainly needs some elaboration but hopefully it can stand for a moment. (I’m not entirely clear whether secular status is a requirement of their definition of aristocracy. They seem to think of these people being able to find dependent priests, but of course that could also be said of bishops and abbots… but let’s let that drop for now too.) Within that range, of course, there is room for immense variation. They point out the counts, of whom several seem to have vied in a ‘Race for the Duero’ in the late tenth century and then died, men with widespread territories that they were spreading wider and court connections that gave them a way into places (more on that, too, in a minute).3 Beneath this titled level they distinguish people by ‘scale’, mapping properties and comparing the geographical range of their scatter. In this respect they’re doing with Julio’s preferred toolkit the same kind of thing as Wendy Davies did for Brittany with range of travel and I did with comital Catalonia using a terminology of layers and reach which is in many ways just new local cladding for Wendy’s model; the point is that aristocratic status comes in many different strengths, and we all find geographical distance a useful way to ‘scale’ it.4 These aristocrats held land or rights in many places, even if they may have had a focus, and one of the interesting things that Escalona and Reyes suggest is that by expanding southwards they could transcend that focus by decreasing their reliance on it, while at the same time using its resources to ensure they could exercise power that could bring in new territories.

Visualisation of political range of various figures of tenth-century Osona

I struggle to represent these ideas about political range visually… This was from a job presentation in 2011, and obviously wasn’t enough by itself!

Now, in what they write that last part is not actually explicit. If one asks how these aristocrats used their muscle to get recognised as authority in these new territories, which were to a degree already locally-organised (what degree being obscure and presumably highly variable),5 the closest one gets to an explicit statement is (emphasis mine):

“The southern local communities were seemingly subjected by methods not too different from their northern counterparts [sic]: a general notion of collective political subjection enabled leading aristocrats to exercise a sort of subsidiary authority on community resources, as well as to obtain specific pieces of property….”6

I immediately baulk at this. The picture is supposed to be that the counts rock up with a warband in tow and say, “Hi, I’m the count!” and the community says, “What? We don’t have one of those,” and he says, “Yes you do, it’s me; king’s honour!” and they say, “What do you want?” and he says, “Well, you know, counts get pasture rights and hospitality, military service, all that jazz” and they say, “Like fun you do”, or a vernacular equivalent, he reminds them about the warband, some kind of compromise is reached where they admit he’s the count and has rights and he goes away? Some of these people operate out of hillforts. In any case, what does the aristocrat who is not a count, and thus cannot reasonably claim rights on behalf of the king or the old notions of public authority do? Claim to be representing the counts? How far down the scale can this plausibly devolve? I’m reluctant to adopt this as a general picture. And indeed, Escalona and Reyes have other possibilities in play, as further on they consider a bottom-up model:

“One obvious possibility was that local elites seized the occasion and reinforced their local dominance over their communities. However, the context was also open for local elites to try to supersede their community contexts and join the lesser ranks of the emergent Castile-wide aristocracy.”7

And here, again, arise these local elites. They do a lot of work for the scholars in this volume, and it’s never really worked out who they are, but their participation appears to be crucial, so more needs to be said. Elsewhere, at the earliest stage of this process, as said in a previous post, the word `chieftains’ seems to be appropriate for these people, which gives us something.8 At this end of the chapter, we learn that Escalona and Reyes see these people as free, as capable of military service, perhaps with horses, but also as people who can be under obligation to do that and to build and maintain castles. They may also be capable of and interested in raising churches, though other agencies are possible for that, including, “the collective initiative of local communities; individual decisions from some of their leading members”. Since they go on immediately to say, “However, the role of local elites has been relatively overlooked,” it would seem that those leading members are not members of these local elites.9 You see why I find these people hard to pin down. I suppose that we are talking headmen, clan chiefs, ancestral lords of hillforts, local judges, and so on, but exactly what ways these people need to be subject to public responsibilities that the counts and aristocrats can enforce and how far they are themselves in charge is something of a sliding scale here, even in any given case.

The memorial to the founders of Sant Andreu de Tona on the Turó del Castell de Tona

The memorial to the founders of Sant Andreu de Tona on the Turó del Castell de Tona

Now, I think I know exactly who is meant here, in at least one case, albeit a Catalan one. I have before now written both here and elsewhere about a man called Centuri, a personal name apparently derived from a Roman military rank (centurius) or perhaps a post-Roman community representative (centenarius, centenus), which is surely to say, a local headman.10 We see this man once, in 887, when he was among a number of people from a hilltop settlement (no fort, but a guard-tower, and possibly a late Roman burial ground too) called Tona, in Osona, who sent to the local bishop to get their new church consecrated. Tona is pretty close to Vic, whence this bishop, Jordi, came, but for all that there’s no further documented contact between the area and Vic for another forty years.11 Centuri seems to have been one of the major locals here: he was providing a good chunk of the endowment of the church, and his son Albaro was to be the priest of it. Nonetheless, he was not alone, several other citizens of the villa also made gifts and some twenty of them witnessed the document (assuming, what is not at all certain, that this was actually written up at Tona and that those present were thus the new congregation and not, as it might otherwise be, the day’s crowd of gawpers at Vic cathedral). Now, I am happy with looking at this man as the sort of local élite member that Escalona and Reyes need for their picture. I imagine that they could find many who occupied that role, even if not many exactly like him, as one of the points I was making when writing about Centuri was the imaginativeness and isolation with which some such local communities appear to have individualised their self-expression.

Barcelona, Biblioteca de Catalunya, Arxiu, pergamin núm. 9135 (2-VIII-2)

The original act of consecration of Sant Andreu de Tona, Barcelona, Biblioteca de Catalunya, Arxiu, pergamin núm. 9135 (2-VIII-2)

Nonetheless, two big questions arise out of it. The first of these, which Escalona and Reyes more or less answer, is what would such people get out of involvement with the aristocrats? They also say that the sources to assess what the balance between top-down and bottom-up initiative was in such cases basically doesn’t exist, and I wonder if that can really be true given how Wendy Davies manages to find such people interacting with San Pedro de Cardeña in this area; perhaps Escalona and Reyes’s scale just doesn’t come down small enough.12 I am, myself, inclined to see the two as inseparable; if the counts couldn’t find willing collaborators wanting such opportunities they’d have to enforce their position by recruiting someone else to apply local armed pressure whenever they wanted something, and given the fact that Escalona and Reyes quite convincingly see these power-grabs as being carried out competitively, that could quickly wind up serving someone else better. There is a subsidiary question, of course, which is in exactly what way are these local élites not aristocrats, if on that smaller scale, and maybe that would help collapse this problem of devolved ability to exact ‘collective political subjection’ somewhat, even if it means seeing something perhaps worryingly like the sort of clannic authority envisaged by Barbero and Vigil for them.13 But ignoring that one, the more important question I want to ask is, over whom do the local élites have power? Who is helping them build these churches, maintain their castles, and comes with them when they go fighting? Who pays attention to their judgements? And what are they doing in this grand frontier endeavour? Because this post is already 2000 words, perhaps this means I should stop the unrolling of the thoughts there for now. But we haven’t got to the bottom of this. What we are approaching here is a need to separate out the things of which authority over such a community might be composed, and ask who has them and on what basis. Then, and perhaps only then, can we start to ask how someone coming in from outside can change that, and whether such changes necessarily need such intervention to occur. So, there will be another one now. Stay curious!

* J. Jarrett, “Engaging Élites: counts, capital and frontier communities in the ninth and tenth centuries, in Catalonia and elsewhere”, Networks and Neighbours Vol. 2.2 (Leeds forthcoming).

1. Julio Escalona & Francisco Reyes, “Scale Change on the Border: the county of Castile in the tenth century” in Escalona & Andrew Reynolds (edd.), Scale and Scale Change in the Early Middle Ages, The Medieval Countryside 6 (Turnhout 2011), pp. 153-183, DOI:10.1484/M.TMC-EB.3.4772.

2. Ibid. p. 164.

3. Ibid. pp. 168-173 and see also p. 157 Map 15.

4. Ibid. 165-168 and Map 16, e. g. 167-168: “Overall Avitus seems to have held property over an area of about 90 x 75 km…. This may well represent a maximum scale for this area and period.” Cf. Escalona, “The Early Middle Ages: a scale-based approach”, ibid. pp. 9-29, and idem, “Mapping Scale Change: Hierarchization and Fission in Castilian Rural Communities during the Tenth and Eleventh Centuries” in Wendy Davies, Guy Halsall & Andrew Reynolds (edd.), People and Space in the Early Middle Ages 300-1300, Studies in the Early Middle Ages 15 (Turnhout 2006), pp. 143-166, DOI:10.1484/M.SEM-EB.3.3751; cf. also Davies, Small Worlds: the village community in early medieval Brittany (London 1988), pp. 105-133; J. Jarrett, Rulers and Ruled in Frontier Catalonia 880-1010: pathways of power (Woodbridge 2010), passim.

5. Escalona & Reyes, “Scale Change on the Border”, pp. 161-162; cf. Margarita Fernández Mier, “Changing Scales of Local Power in the Early Medieval Iberian North-West”, in Escalona & Reynolds, Scale and Scale Change, pp. 87-117, DOI:10.1484/M.TMC-EB.3.4769; Jarrett, “Centurions, Alcalas and Christiani perversi“.

6. Escalona and Reyes, “Scale Change on the Border”, p. 171.

7. Ibid. p. 175.

8. Ibid. p. 165.

9. Ibid. p. 178.

10. Jarrett, “Centurions, Alcalas and Christiani perversi“, pp. 105-108.

11. Ramon Ordeig i Mata (ed.), Catalunya Carolíngia IV: els comtats d’Osona i Manresa, Memòries de la Secció Històrico-arqueològica LIII (Barcelona 1999), 3 vols, doc. no. 9; cf. doc. no. 78.

12. Escalona and Reyes, “Scale Change on the Border”, p. 175; cf. Wendy Davies, Acts of Giving: individual, community, and Church in tenth-century Christian Spain (Oxford 2007), pp. 106-108, and Davies, “On Suretyship in Tenth-Century Northern Iberia” in Escalona & Reynolds, Scale and Scale Change, pp. 133-152, DOI:10.1484/M.TMC-EB.3.4771.

13. A. Barbero & M. Vigil, “Sobre los orígenes sociales de la Reconquista: cantábros y vascones desde fines del impero romano hasta la invasión musulmana” in Boletín de le Real Academia de Historia Vol. 156 (Madrid 1965), pp. 271-339.

Building states on the Iberian frontier, II: clearing the land

Catalan peasants at work, from the Biblia de Ripoll

Catalan peasants at work, from the Biblia de Ripoll

Continuing as promised, or threatened, the rethink of my picture of frontier development in Catalonia spurred by the recent chapter by Julio Escalona and Francisco Reyes on the same themes in tenth-century Castile… let’s talk about peasants.1 At some level, after all, the expansion of settlement, social structures and government into an unorganised zone requires the basic work of somebody taking tools to the soil, felling unhelpful trees, clearing scrub, putting it to the plough or planting helpful trees and generally turning the land to use. This is implicit in any story of territorial expansion that isn’t simple annexation of territory where someone else has already done that. The question is thus not whether this is happening, but rather who is controlling it. Now, I have worked on this for Catalonia, partly because it’s just inherent in an expanding frontier situation as I say but also because of an early article by Cullen Chandler that I disagreed with and which gave me a fair bit of work to figure out what my alternative picture was (and even longer to publish it).2 This does mean that I could simply direct you to that work but because it’s part of the argument that I’m developing here in reaction to the Escalona & Reyes chapter, it needs to be out where it can be seen. I will reuse some text, though, and the first bit I will reuse is that from my book which attempts to describe how other historians have answered this question of control. Given that what follows is quite a lot of quotation, and that the whole post is plural thousands of words, a cut seems moot here… Continue reading

Lost in citation II: slaughtering sacred cows

For a variety of reasons, only one of which is my imminent departure, my department is currently in full-on publication frenzy. The boss has calculated that, if we include our personal work, the department is trying to send nine books to various presses by the end of the calendar year. One of these, Derek Chick’s corpus of the coins of King Offa, is already with the press; my magnum opus will be finally with the printers soon after mid-October, hopefully still available for Christmas :-) and that leaves me only three which remain my job for a short while longer. Of one of these will I speak. I shan’t say which one, though it will I guess be kind of obvious; that’s not the same, however, as making it web-searchable… It involves, once again, the ghost of Claudio Sánchez-Albornoz, so you may want to tune out now…

Gold solidus of Emperor Louis the Pious (814-40), Fitzwilliam Museum, PG.8162 (Grierson Collection)

Gold solidus of Emperor Louis the Pious (814-40), Fitzwilliam Museum, PG.8162 (Grierson Collection)

In this text, the question is covered of what was used as a medium of exchange in Asturias and León before there was coin being struck there. There have been a range of theories about this, and a fairly recent article by Wendy Davies that is characteristically thorough covers most of the options.1 She detects several regions of practice, some using metal-based standards and possibly, in León, actual metal proto-currency, but others using several value referents, including livestock:2

… there are some very clear regional differences: before 930, price in Sahagún texts was usually expressed in terms of clothing or farm produce, especially animals, which were sometimes given a valuation in silver solidi but more often not; and it was once expressed as a silver vessel.20 Thereafter, price was often expressed in terms of solidi until the 970s, when this mode of expression came to predominate. Although the number of cases is smaller, Cardeña transactions more often used solidi to express price before 930, as they did from the 960s, but frequently used produce and objects in the 930s and 940s. Half of all tenth-century cases also had a valuation in solidi attached; records of Cardeña sales were more likely to use the concept of the solidus than records from the other collections, at any point in the tenth century.21 Celanova transactions, on the other hand, used metal concepts only rarely and they never predominated in this period. The contrasts between the three are therefore stark: western Celanova essentially non-metal-based; eastern Cardeña more metal-based than not; and central Sahagún changing its practice across the century….

So, OK, the question that arises is what these various populations thought a solidus was and what it was worth, and that’s where we come in. This certain work I’m copy-editing said, until quite recently, as follows:3

It has to be remembered that when there are no coins in circulation, the use of units of account is possible only on condition that a verifiable value referent exists. In the case of Galicia this referent was the ox, and logically that has to be taken to mean an ox of average stature, neither extraordinarily strong nor particularly thin. This could be modulated by a practice whereby more or less than the stated value changed hands if the ox that was actually given in payment was especially excellent or manifestly deficient. Some authors (Gautier Dalché, 1969a, pp. 49-50; Sáez, 1946, pp. 5-6) have failed to grasp this mechanism of fixing prices by equating a value of account with physical goods (an ox, a modio (measure) of grain, a sheep, etc.). On the other hand, Mínguez, 1979, p. 43, n. 5, accepts that an average value served as a reference. He admits that there could occasionally be some upwards or downwards variation in prices, but from a fixed referent.

You see here that we are in good old regula magistri territory here, and so I thought it would be best to cite some actual evidence for the practices we’re talking about here, not least because I’m not sure I believe in any value standard where an ox could be worth the same as a sheep. Would you believe, the evidence turns out to be harder to find than you might expect? I mean, there are some fabulous prices: “a chestnut-coloured cow, a quilted and lined linen cloak, 12 cheeses, and this price in the place of 4 gold solidi and 1 tremiss”, but this just doesn’t help at all because (a) the authors quote it wrong, reading ‘IIIIor’ as ‘4 or’ not as a short-form of ‘quattuor’, whereas there is really no gold referred to, (b) in the manuscript there are seventeen spaces after the word for ‘cheeses’ so the price is probably incomplete (and was perhaps never actually fulfilled) and (c) there are of course no gold solidi for them to be talking about, Louis the Pious’s above being unknown in this area and the only coin of that denomination that has been minted in the West for more than a century.4 Of course, arguing from silence with Spanish coin finds is a dangerous game but it’s a problem.5 So what about them there magistri? The authors cite three works that tried to address this very problem by collecting references to prices in León, Galicia and Portugal in this period. Surely exactly what’s needed! Well—you know what’s coming—no.

The most up-to-date of these references was the first blow from Don Claudio, a paper from the Spoleto conference of 1960. However, that only actually refers back to an earlier article of his for the data—yup, we’ve played this game before—and it also makes it clear that the equivalence of a sheep to a solidus is being made via the grain measure known as a modius; that is, we see that a modius can be worth a solidus and that a sheep can be worth a modius, and therefore…6 And OK, that is logical, but it still gives us a chain at whose ends we can have supposedly equivalent sheep and cows and I don’t reckon this much. Also, Sánchez-Albornoz thought these were probably sometimes being paid in leftover Roman silver coin, which numismatists and historians since him have found frankly implausible.7 Next up would be the Portuguese contribution, which was published in Don Claudio’s own journal, and that has a long list of equivalencies, but only one mentions a sheep with an equivalence to something else, and that’s a modius. Only halfway there I’m afraid. It’s slightly better for cows, but their value (where it can be clearly averaged to a single cow, which is very rarely) is usually around the two-solidus mark and sometimes rather higher. The lowest it gets is one-and-a-half.8 And then there’s a study on Galician Celanova, and that messes things up further by having two sheep that were worth four modios (which the author suggests may be because the modios were of barley not wheat, thus unhinging any hope of using his own evidence that way because of course this is never specified) and eight sheep elsewhere that were worth twelve solidi.9 And these two and Sánchez-Albornoz’s paper all refer to an earlier paper of his, and that refers you back to almost his first paper of all from 1928.10 How anyone who doesn’t have access to an incredible research library is supposed to follow this up is beyond me.

Thin cows grazing

Some cows will sell for more than other cows at market

So with the 1928 paper, at last, we reach port. Here are 266 price equivalencies from the early eighth century to well after 1000, meaning that another factor that we simply can’t calculate for is inflation. We can tell it’s a factor because he cites a Celanova reference in which four cows are worth forty solidi from 1001. In 796, however, the other articles all said, there was a cow worth one solidus; but it turns out that when you actually check the real document’s text it’s actually two separate prices, a cow and a solidus.11 What there is quite a lot of is boves soldades, which it is assumed are cows worth a solidus. It’s not clear to me that that’s what it means at all, however, I could equally argue that soldadis is derived from solidus the adjective, solid, worthy, especially as this is also the period in which people start referring to their liege followers as homines solidi, which I don’t think means they are people worth a solidus. (Slaves usually go for much more than that.) And, furthermore, the prices are off still: Castile shows us a bovis soldadis worth two modios and a goat worth one, and Celanova often talks about ovelias modalias, which by analogy ought to be sheep worth a modius.12 The prices, if they suggest anything at all overall, may suggest that an average cow was worth roughly twice what an average sheep was, but we’re still talking median not mean and it’s still not matching neatly to any currency equivalent. These animals vary in worth and that’s all there is to it.

Catedral de Le&ooacute;n

The Catedral de León, still home of the eponymous Archivo

So, even if I could find the two documents that Sánchez-Albornoz cited as proof that a sheep could be worth a solidus too, documents from 1001 and 1008 that pay 100 sheep or 100 modii, or 100 modii or 100 solidi, I might still be inclined to dismiss them as singletons. But since a hundred of anything ought to average out quality variations a bit, it’s still worth investigating, of course. Sadly, however, these are the only documents Sánchez-Albornoz cited from the Archivo del Obispo de León, as opposed to the Archivo de la Catedral. You might think these two would be the same things, but apparently not. The latter has been edited, for a start, and these documents aren’t there.13 So, where are they? You’ll notice that if you search on Google for ‘”Archivo del Obispo de León”‘ the only hits are from Don Claudio’s work. I can’t find any other reference to this archive. Complete-looking lists like this one don’t mention it. I realise not everything is on the web, but it’s also not mentioned in the edition of the cathedral’s documents. I do not know if it was a separate thing (which happened at Barcelona, so quite plausible14) or what. Maybe it got destroyed or dispersed during the Civil War. I presume Don Claudio didn’t actually make it up! But it’s not apparently there now and its documents’ shelf-marks can’t be traced. So there’s basically no proof of this solidus sheep at all, and the cow looks pretty weak also (otherwise it’d be worth more, oh ho ho). This, by itself, cannot constitute evidence of social practice over three very different economic zones over a century and a half of considerable economic change. This bit has therefore been removed from the text and I hope that in the long run our authors will agree that was for the best. As to the actual situation, perhaps it’s best to leave Wendy the last word there:15

Different valuation systems clearly meant different things to different people in northern Spain in the tenth century. All those considered here were notional units of account – mental constructs…. In some parts – near Celanova and Sahagún especially – they related to active systems of commercial exchange; in others – near Cardeña – the systems belonged to the world of writing and had less to do with buying and selling. The Atlantic systems were distinctive, but not wholly cut off: they certainly indicate thriving exchange economies, with some commercial aspects – the very existence of valuations makes this a sale culture. The systems of the meseta were even more obviously thriving, more commercial, as also more urban and less characteristically rural, and already by the late tenth century were beginning to be related to the wider economic networks of Spain and of the world beyond. Their relationship to the economic mainstream of western Europe obviously cannot be assessed in respect of the tenth century alone and needs a forward look into the eleventh, but the fact that transaction practice was already changing in mid-tenth century is an important signal of wider
and deeper change.

Slaughtering the sacred cows of Iberian numismatics one at a time, Jarrett, out.

1. W. Davies, “Sale, price and valuation in Galicia and Castile-Leon in the tenth century” in Early Medieval Europe Vol. 11 (Oxford 2002), pp. 149-174. Not only is this thorough about saying what the evidence says, it also sets out how much evidence there is and how it’s distributed over time. There are graphs of charter survival. That’s what I call thorough.

2. Ibid., pp. 157-158.

3. I shan’t give a citation for this, partly because of the nod towards discretion already mentioned, partly because I gather that the one of the authors who had their name on it may actually have let the other write it, and largely because this text is not going to survive so even if you knew what the finished book was you still wouldn’t find this there.
4. Actual text P. Loscertales & G. de Valdeavellano (edd.), Tumbos del Monasterio de Sobrado de los Monjes (Madrid 1976), doc. no. 18: “Precio, id est bove colore marceno, manto laneo vilado et chomacio, kaseos XII [                 ], et est ipso precio in aderato solidos IIIIor et I tremese”. On the absence of gold solidi in the West, which went back to the Visigothic kingdom at least, see Mark Blackburn, “Gold in England during the ‘Age of Silver’ (eighth-eleventh centuries)” in James Graham-Campbell & Gareth Williams (edd.), Silver Economy in the Viking Age (Walnut Creek 2007), pp. 55-98. On the Visigothic coinage the new work of resort is Ruth Pliego Vázquez, La Moneda Visigótica (Sevilla 2009).

5. Jonathan Jarrett, “Digitizing Numismatics: Getting the Fitzwilliam Museum’s Coins to the World-Wide Web” in The Heroic Age Vol. 12, online at http://www.heroicage.org/issues/12/foruma.php, last modified 12th June 2009, §5.

6. C. Sánchez-Albornoz, “Moneda de cambio y moneda de cuenta en el reino asturleonés” in Moneta e scambio nell’alto medioevo, Settimane di Studio del Centro Italiano di Studi sull’Alto Medioevo Vol. 8 (Spoleto 1960), pp. 171-202 at p. 183.

7. References to the debate in Davies, “Sale and valuation”, pp. 161-164.

8. P. Laguzzi, “El precio de la vida en Portugal durante los siglos X-XI” in Cuadernos de Historia de España Vol. 5 (Buenos Aires 1946), pp. 143-147.

9. Ernesto Sáez, “Nuevos datos sobre la costa de la vida en Galicia durante la Alta Edad Media” in Anuario de Historia del Derecho España Vol. 17 (Madrid 1946), pp. 870-885.

10. Sánchez-Albornoz, “El precio de la vida en el reino astur-leonés hace mil años” in Logos: Revista de la Faculted de Filosofia y Letras, Buenos Aires Vol. 3 (Buenos Aires 1945), pp. 245-264, repr. in idem, Estudios sobre las instituciones medievales españolas (Mexico City 1965), pp. 369-410, citing idem, “La primitiva organización monetaria de León y Castilla” in Anuario de Historia del Derecho Español 5 (1928), pp. 301-345, repr. in idem, Estudios sobre las instituciones medievales, pp. 441-482.

11. L. Sánchez Belda (ed.), Cartulario de Santo Toribio de Liébana (Madrid 1948), doc. no. 67.

12. Homines solidi: Pierre Bonnassie, La Catalogne du milieu du Xe à la fin du XIe siècle : croissance et mutation d’une société (Toulouse, 1975-1976), II pp. 743-746. Bove soldado worth two modii: Loscertales & Valdeavellano, Tumbo de Sobrado, no. 29. Goat worth one modius: J. A. Fernández Flórez (ed.), Colección diplomática del monasterio de Sahagún (857-1300) (León 1987-1993), doc. no. 357. Oveliae modaliae: J. M. Andrade Cernadas (ed.), O Tombo de Celanova: estudio introductorio, edición e índices (ss. IX-XII), Fontes Documentais para a Historia de Galicia (Santiago de Compostela 1995), doc. nos 340 & 403.

13. They ought, if they were going to be there at all, to be in José María Fernández Caton (ed.), Colección Documental del Archivo de la Catedral de León, III: 986-1031, Fuentes de le Historia Leonesa 55 (Leó 1995), but they ain’t.

14. As with many cathedral and monasteries, in the high Middle Ages the bishop’s property at Barcelona was administered separately from the cathedral’s proper, which was held by the chapter: unlike most of them, this separation still persists today meaning that there are two parallel editions of the early cathedral’s documents divided according to which half of the operation wound with the lands concerned!

15. Davies, “Sales, prices and valuation”, pp. 173-174.