Category Archives: Now working on…

In Marca Hispanica XXXII: my questions answered

Entrance to the Arxiu i Biblioteca de Vic

The entrance to the Arxiu Capitular i Biblioteca de Vic

Resuming the recounting of my last trip to Catalonia, we left the story at the amazing Santa Maria del Mar in Barcelona but finished that day back in Vic, where we had an excellent dinner at la Creperia and then the next day fell to something alarmingly like work. Admittedly, that work started with a visit to the Museu Episcopal de Vic, because you have to, but they don’t like photography and more and more of their collections are online now, even if still not the bits I would like most. But after that, while my companion went a-touristing, I went to an archive like a real historian. This was something of a flying visit, made more effective as ever by the tremendous help of Dr Rafel Ginebra and the great knowledge of Monsignor Miquel dels Sants Gros i Pujol, exemplary archivists if ever such there were. But I had come in with a hit-list of charters intended to answer certain questions, and apart from a very few that were away for conservation, I came out with all the answers I’d wanted. And since some of the relevant questions are ones I’ve raised here, I may as well tell you the answers!

Arxiu Capitular de Vic, calaix 6, núm. 547

Arxiu Capitular de Vic, calaix 6, núm. 547

For example, I have many times used this document in my work, because it recounts a meeting at Taradell in which two charters were replaced after having been lost, and it does so in terms that sound utterly realistic but actually must derive from a written model.1 (Joan, if you’re reading, this is our testimony for the Vilar de Gaudila…) I’ve written about it so much that it was clear I would at some point need to illustrate it, so this was me making sure I could. But there are two documents deriving from that meeting, and I had always wondered what the relationship between them was. It turns out it’s physical; they’re both written on the same parchment, as you see, and if you click through to a slightly bigger version you’ll see that several of the same witnesses signed both bits autograph. There’s more questions this raises about how the ceremony actually went, but now I have all the evidence there is with which to answer them.

Arxiu Capitular de Vic, calaix 6, núm. 649

Arxiu Capitular de Vic, calaix 6, núm. 649

Most of what I was doing, however, was hunting scribes. For example, I have become interested in a particular scribe called Joan who wrote charters for Bishop Guisad II of Urgell but only in various areas of Osona, and doesn’t seem to have been linked to the cathedral which actually covered that county, Vic, although it’s there where his documents largely survive.2 Obviously one question that therefore arises is whether all the documents are by the same Joan. Well, there’s one above…3

Arxiu Capitular de Vic, calaix 6, núm. 2097

Arxiu Capitular de Vic, calaix 6, núm. 2097

… and here’s another and immediately, you see that the simple answer is the correct one; although I did find others by this guy, there is at least one other, the scribe of the above, and one of my new tasks is therefore to go through the list and group the charters according to what I can now see of who is writing them.4 But wait: there is something even more interesting here. Do you remember when I was working through the excellent book of Benoît-Michel Tock about signatures in charters that he had cases where signatures might have been made on and then actually cut off from the formal version of the charter that went into the archive.5 Well, look along that lower margin above there and tell me that isn’t what’s happened here; that mark is the top of someone else’s ruche, isn’t it? We’ll never know whose but it’s educational just to know it could happen.

Arxiu Episcopal de Vic, calaix VIII, núm. 135

Arxiu Episcopal de Vic, calaix VIII, núm. 135

Likewise with scribe-hunting: do you remember me writing about a scribe named Ermemir, based at Santa Eulàlia de Riuprimer, who seemed to have been keeping the charters he wrote in his own church? Here’s one of them.6

Arxiu Capitular de Vic, calaix 6, núm. 1302

Arxiu Capitular de Vic, calaix 6, núm. 1302

This, on the other hand, is pretty clearly by a different Ermemir, who actually turns up in a small group of his own.7 Now I can separate the two (or, as it may be, more).

Arxiu Capitular de Vic, calaix 6, núm. 1300

Arxiu Capitular de Vic, calaix 6, núm. 1300

Arxiu Capitular de Vic, calaix 6, núm. 1300, verso

Arxiu Capitular de Vic, calaix 6, núm. 1300, verso

This is the Riuprimer guy again, but this one has its own interest, because you will observe if you look closely that the actual charter text, the paler ink, sat a few centimetres clear of the left-hand margin. Accordingly, someone very short of parchment later wrote an inventory in the margin (the darker ink). This runs onto the reverse, as well. The edition gives one only the tiniest hint of this; Ordeig just says, “Al marge esquerre i al dors hi ha escrits uns capbreus (s. XI)”.8 I’m sure he’s gone on to edit in its proper place in the eleventh-century series but I don’t have access to that, so can’t answer questions like whether this is the same lands that are being inventoried, and whether this therefore counts as a sort of update, or if this was just random parchment reuse.9 Well, now, in theory I can, if I can only read it. And having a high-resolution photograph makes that a lot easier! Now, one last one.

Arxiu Capitular de Vic, calaix 6, núm. 973

Arxiu Capitular de Vic, calaix 6, núm. 973

You will probably remember my long long series of posts arguing with Michel Zimmermann, and you may remember that a certain trend in his scholarship emerged as a theme in these posts to the extent that I was very surprised to find him writing towards the end of his massive work about an eleventh-century female scribe, called Alba ‘femina’.10 Unfortunately, I had my doubts about whether that scribe was really writing the charter, because there was clearly another one on the same parchment by a very similar-looking hand. Well, now I have seen the parchment, and the other hand is not in fact the same. You have to look very carefully, they are very similar, but they form their loops differently and, perhaps most clearly, the capital N in their signatures is differently constructed. She may have learnt from him, may even have been working wth him and that be why they wound up writing documents on the same parchment, but I’m now fairly sure she did do her own writing, or at least that he did not do hers. And this is the kind of question you can only answer when you can see the original, or at least get a decent picture of it. So my thanks go again to the Arxiu i Biblioteca de Vic, to Rafel Ginebra and to Miquel dels Sants; I will be back when I have more questions!

1. My writing for now at Jonathan Jarrett, “Pathways of Power in late-Carolingian Catalonia”, unpublished Ph. D. thesis (University of London 2005), online here, pp. 49-53, though actual publication of these thoughts is even now under review. The charters are most recently edited as Ramon Ordeig i Mata (ed.), Catalunya Carolíngia: els comtats d’Osona i Manresa, Memòries de la Secció Històrico-Arqueològica LIII (Barcelona 1999), 3 vols, doc. nos 33 & 34.

2. Although as this post makes clear they are not all by the same scribe, if you only have the edition ibid. doc. nos. 668, 670, 674, 675, 837, 840, 849, 863, 896, 899 & 1499 are all contendors for his authorship.

3. Printed as ibid. doc. no. 674.

4. This one printed as ibid. doc. no. 840.

5. B.-M. Tock, Scribes, souscripteurs et témoins dans les actes privés en France (VIIe – début XIIe siècle, Atelier de Recherches sur les Textes Médiévaux 9 (Turnhout 2006), pp. 392-397.

6. Printed as Ordeig, Catalunya Carolíngia IV, doc. no. 1792.

7. This one is too late for the Catalunya Carolíngia; it must be printed in Ramon Ordeig i Mata (ed.), Diplomatari del Catedral de Vic (segle XI) (Vic 2000-2010), 6 fascicules, but nowhere in Britain has more than the first two volumes of that and I’d have to be in London, Oxford or Cambridge even for those.

8. Ordeig, Catalunya Carolíngia IV, III p. 1292 (doc. no. 1822).

9. Again, this must be edited in Ordeig, Diplomatari de la Catedral de Vic (segle XI), but this one won’t even be in one of the sections that is in the country. I am looking into buying a copy…

10. Michel Zimmermann, Écrire et lire en Catalogne (IXe-XIIIe siècles), Bibliothèque de la Casa de Velázquez 23 (Madrid 2003), 2 vols, II p. 1250, fig. 4.

Learning from an ailing emperor

The last two posts have involved rather a lot of me getting things wrong in a more or less embarrassing fashion, including about stuff I’ve either taught or written about. Obviously the thing to do next is to start giving opinions about a text written in a language I don’t even read, right? In fact, that might even be safer since at least here I know roughly how much I don’t know… But I have been meaning to write about this since the run-up to the Leeds International Medieval Congress last year, and my current somewhat shaky form isn’t going to stop me. So I want to introduce you to the work known as De Administrando Imperio by Emperor Constantine VII (913-959).1

Ivory depiction of Constantine VII being crowned by Christ

Ivory depiction of Constantine VII being crowned by Christ, now in the Pushkin Museum, Moscow, image from Wikimedia Commons

You see, last academic year I was under a certain amount of social pressure to identify as a Byzantinist, what with the second-best Byzantine coin collection in the world (so it has been claimed) in my charge. I was also trying to get people to participate in a grand effort of comparison of medieval frontiers, and needed to come up with something for a Leeds session on that subject. And so I thought that it would be potentially interesting to compare what my speciality medieval magnate, Count Borrell II of Barcelona (945-993), did with his frontiers to what a completely different but roughly contemporary polity, which given my immediate circumstances should most obviously be the Byzantine Empire, did with some of its. And having declared such an intent, the obvious next step was the De Administrando Imperio.

Now, there are lots of things about this text that struck me and I want to write about at least a couple, without anticipating the actual paper too much since I have every hope that a version of it will some day go into print.2 But to say anything useful about what the De Administrando says it seemed more and more to me that the first step was to understand what it is, which should be simple but isn’t. What it immediately appears to be is a manual of statecraft by a Byzantine Emperor, written for his son and future successor Romanus II (959-963). In fact, firstly not very much of it is explicitly about the administration of the Empire and secondly quite a lot of it is not by Constantine VII.3 I’ll try and explain…

Bronze follis of Emperor Constantine VII with Empress Zoe, struck at Constantinople in 913-919, Barber Institute of Fine Arts B4871

Bronze follis of Emperor Constantine VII with Empress Zoe, struck at Constantinople in 913-919, Barber Institute of Fine Arts B4871; Constantine is the little one on the left

In the first place one has to understand Constantine’s own life situation.4 He was son of the successful Emperor Leo VI the Wise (886-912) but was only two when Leo died, so although he succeeded he did so alongside his uncle Alexander (912-913), who kept his nephew mostly excluded from power during his short reign. Once Alexander was dead Constantine’s mother Zoe became leader of a regent council, but was for one reason or another unable to hold onto that status and the admiral of the fleet, Romanus Lecapenus, more or less took power in 919, marrying his daughter Helena to Constantine in that year and then assuming co-emperorship in 920.

Pierced gold solidus of Emperor Romanus I, showing him being crowned by Christ, with his son-in-law Constantine VII and his son Christopher sharing a cross on the reverse. Struck in Constantinople between 919 and 931, though narrower guesses have been made; Barber Institute of Fine Arts B4841

Pierced gold solidus of Emperor Romanus I, showing him being crowned by Christ, with his son-in-law Constantine VII and his son Christopher sharing a cross on the reverse. Struck in Constantinople between 919 and 931, though narrower guesses have been made; Barber Institute of Fine Arts B4841

Over Romanus I’s long and more or less successful reign (920-944) power was shuffled and reconfigured again and again, it seems, with his own sons Christopher, Stephen and Constantine becoming co-emperors alongside and indeed in front of Constantine VII, in terms of how they were presented in public display and on the coinage.5 Another of his sons, Theophylact, became Patriarch of Constantinople in 933, although far too young. Christopher, who seems to have been the intended heir, however died in 931, and after that Romanus seems to have accepted that his other sons would not be able to keep Constantine VII from power, and returned him to a more obvious rôle. Constantine was spared the bother of a contest, however, because in 944 Stephen and his imperial brother decided they’d waited long enough, kidnapped their father and deposed him and when they returned to Constantinople the people rose against them and demanded that Constantine VII take sole power. Usurper father and rebels sons all died as monks, although Stephen outlived both Constantine VII and Romanus II. It’s a messy story.

Gold solidus of Constantine VII struck in Constantinople, most likely between 945 and 959, Barber Institute of Fine Arts B4855

Gold solidus of Constantine VII struck in Constantinople, most likely between 945 and 959 but let’s be honest, could be earlier too; Barber Institute of Fine Arts B4855

What it all means for us, however, is that until 944 Constantine VII had a lot of time on his hands, and he seems to have spent a lot of this buried in books and the archives of the imperial palace. By the time he came to the throne he had a better idea than most about what the empire had been and some strong ideas about what it should now be, based not least on a series of treatises he had written, of which the De Administrando was only one.6 But he proceeded by compilation, pulling in materials of all vintages, so that the empire he reconstructed, and in the case of his book on imperial ceremony even enacted, was an empire that had never quite been, not all at once.

A modern map of part of the world as depicted by Constantine VII

A modern map of part of the world as depicted by Constantine VII, by Hxseek at English Wikipedia – Transferred from en.wikipedia to Commons.

This applies no less to the De Administrando, but this raises particular excitement for scholars of the areas that he covers. These are, more or less, the frontiers with non-Islamic powers: it starts with the Pechenegs and the various other peoples who can affect them, including Rus’, Bulgarians and Turks, then talks at length about the way the Rus’ get to Constantinople, briefly about how to constrain the the Khazars, then goes off for many chapters into a reprise of the early history of Islam, largely retold from the Chronographia of Theophanes, all of which seems to be leading up to the point at which the ‘Abbasids lost control of al-Andalus to the one Umayyad they’d failed to kill, ‘Abd al-Rahman I. But that, 756, is as far as that thread goes and then he moves onto recent diplomatic relations within Italy, a matter of much more current concern as Romanus was married to a daughter of King Hugh of Italy (924-947). After that he proceeds more or less geographically, giving a historical ethnography of the various Roman and Slavic peoples of the Balkans, moving into the Caucasus and then appending a series of anecdotes about treaties and the manning of the imperial fleet. He finishes with two legends from Cherson.

Bronze coin of Constantine VII struck at Cherson between 913 and 959, Barber Institute of Fine Arts B4918

Bronze coin of Constantine VII struck at Cherson between 913 and 959, Barber Institute of Fine Arts B4918

From this you can see that if there was really an overall plan for this work, it was not adhered to very well. This has been explained by suggesting that Constantine had actually already nearly finished a different, more ethnographical work hypothetically known as the De Nationibus, and then before the final edit recycled its material willy-nilly into his new project for his son.7 But lots of that material is not only not his, but not reconciled at all with the other components of the work, which has suggested to many people that what we are getting here is nothing less than palace archival material copied without alteration, and often (it can be argued from the language used) based on or even actually being reports by local officials or informants from the areas concerned. This opens up for scholars of the early Slavs or the Rus’ the irresistible possibility that Constantine has preserved for them the earliest written records from their chosen peoples of study, and so there is great resistance to any suggestion that this is in fact a compilation of Constantinopolitan pseudo-history, selected by Constantine to justify baseless claims to imperial suzerainty of areas he couldn’t actually affect.8

Map of the rapids down the Dnieper river constructed more or less from the account of the De Administrando Imperio

Map of the rapids down the Dnieper river constructed more or less from the account of the De Administrando Imperio

And yet it sometimes seems as if it must be, because Constantine turns up so strongly as an authorial voice, which was the the thing that I liked best about reading the text. He starts the first chapter with a clear agenda:

“Hear now, my son, those things of which I think you should not be ignorant, and be wise that you may attain to government. For I maintain that while learning is a good thing for all the rest as well, who are subjects, yet it is especially so for you, who are bound to take thought for the safety of all, and to steer and to guide the laden ship of the world… I conceive, then, that it is always greatly to the advantage of the emperor of the Romans to be minded to keep the peace with the nation of the Pechenegs and to conclude conventions and treaties of friendship with them and to send every year to them from our side a diplomatic agent with presents befitting and suitable to that nation, and to take from their side sureties, that is, hostages and a diplomatic agent, who shall be collected together under charge of the competent minister in this city protected of God, and shall enjoy all imperial benefits and gifts suitable for the emperor to bestow.”

And he goes on with what is essentially a catalogue of people whom the Pechenegs can be induced to attack instead of the empire or who as allies of the empire may make the Pechenegs think twice before leaving their homeland open to attack by setting out against the empire. But it’s not long before that takes him onto ambassadorial routes to these people and then, apparently, he remembers this excellent account he has of bringing boats down the Dniepr from Kiev, and we’re off.9

Map of the Caucasus during the period of Romanus I's and Constantine VII's rule

Map of the Caucasus during the period of Romanus I’s and Constantine VII’s rule, from Wikiwand

Although a lot of the material can thus be explained as things it is useful for an emperor to know, some of it seems to have a bigger purpose, of presenting imperial claims in areas that lay well beyond the empire’s current control. On the former side there’s the intricate account of the recent politics of the Caucasus, important because almost all the rival potentates there had appealed for imperial support at some point and might do so again, always opening up opportunities for imperial expansion by force majeure. On the latter there are the quite dubious and much-debated claims about imperial Christianisation of the Balkans, which can be made into currently-relevant political statements but are at the least very odd ways to do that.10 Both of these cases are going to get their own posts, so I’ll not say more just now; instead, I’ll just add that not only do some sections, especially that on the Islamic conquest of Spain, not obviously serve any agenda beyond antiquarianism, but some are much more obviously personal. The little section on the imperial fleet—not the navy proper but a squadron maintained to carry the emperor and his officials in suitable style—is perhaps the most touching of these, where Constantine describes some of the men he remembers commanding the imperial galleys:

“When Podaron became vice-admiral, the protospatharius Theophylact Bimblidis was appointed protospatharius of the basin, who was nephew of the protospatharius John, surnamed Thalasson, and he lasted for a few years of the first reign of Constantine the Porphyrogenitus, the Christ-loving sovereign. On his death, since Michael the elder aforesaid [in a part not quoted here] was grown very old indeed and had given many long years of service as steersman, he was honoured with the rank of protospatharius and was also appointed protospatharius of the basin. And when the emperor embarked on the galley in the basin and set out either upon a progress or somewhere else, that good old man, ever memorable for his seamanship, would take his stand amidships of the galley, inspiring and urging the oarsmen of the galley to pull and row more bravely and manfully, and at the same time instructing the steersmen of the day how to manage the rudders and steer the imperial vessel when the winds were blowing distemperately. Well, he died….”11

I like this bit not just for the sheer irrelevance of Constantine’s genealogical detail—Romanus could surely get no benefit from knowing whose nephew an official of forty years before was—but because despite the third-person narrative, it’s clearly Constantine’s own memory we’ve got here, and it tells us that somewhere within the forty-five-year-old emperor who had spent much of his life as a virtual prisoner, albeit in a huge palace, was still the boy who had got to ride around on that galley and watch the elder Michael boss the sailors around in grand style.

Some of Constantine’s memories are less generous, and in particular, and understandably, he has almost nothing good to say of Romanus I Lecapenus. His words vary from lengthy accounts of why Romanus’s policy had been misguided, especially in areas where Constantine was now doing better, to straightforward character assassination:

“The lord Romanus the Emperor was an idiot and an illiterate man, neither bred in the high imperial manner, nor following Roman custom from the beginning, nor of imperial or noble descent, and therefore the more rude and authoritarian in doing most things … for his beliefs were uncouth, obstinate, ignorant of what is good, and unwilling to adhere to what is right and proper.12

One could certainly argue that this had a political purpose, since two of Romanus’s sons were still alive and, indeed, one Patriarch of Constantinople at the time of writing and might still have been seen as threats, and it’s an odd thing so thoroughly to insult your son’s grandfather in a work you’re giving to that son. This is not the only place where Constantine seems to have thought this work might have a wider audience, but on the other hand the contents could have been considered sensitive and the repeated addresses to his son make a specific audience also seem to have been intended.13

Gold solidus of Emperor  Constantine VII with Romanus II, struck at Constantinople probably between 945 and 959, Barber Institute of Fine Arts B4852

Gold solidus of Emperor Constantine VII with Romanus II, struck at Constantinople probably between 945 and 959, Barber Institute of Fine Arts B4852

One is left to wonder if Constantine really knew what he was doing with this work, or if it was even really finished; it seems not to have been edited, as said, its chapter headings don’t always match its contents and Constantine seems to refer here and there to things he’s failed to say in other sections.14 One explanation of the state of it might be that the single surviving manuscript, which was copied in the second half of the eleventh century, was made up from something that was still a working copy, with notes and materials laid in that were never supposed to be part of the final version. The scholarship is pretty clear that the text was finalised in 952, however, because that is a date actually given as current at one point in the text and was the year of Romanus II’s fourteenth birthday, when he might have been considered to have come of age, and the opening proem not only names the author, in the first person, and the recipient, but gives a summary of the contents that seems to match the order of what we have.15 In other words it looks as if this is something like what Constantine meant it to be, although if so one wonders if our copy was made from the final version, if Constantine had in fact read over that version or if he was really working at full power. Later sources suggest that Constantine drank too much wine, and there is something about the way this text proceeds that does remind me of one knowledgeable but ageing alcoholic I knew well in his declining years.16 But if the De Administrando is, in fact, just badly put together, what does that do to our attempts to divine its various deeper political and intellectual purposes? Maybe they have also to be assumed to be not very well put together. And can we trust such an author to have reported or copied his sources accurately? These are questions people probably don’t want to deal with, as they threaten to diminish how much we know, but what mainly strikes me all the same is how very human Constantine comes across in his attempt to compile his uniquely imperial wisdom.

Copper-alloy follis of Constantine VII , struck at Constantinople probably between 944 and 959, Barber Institute of Fine Arts B4597

Copper-alloy follis of Constantine VII , struck at Constantinople probably between 944 and 959, Barber Institute of Fine Arts B4597

1. Constantine Porphyrogenitus, De Administrando Imperio, ed. Gyula Moravcsik, transl. Romilly J. H. Jenkins, 2nd edn., Dumbarton Oaks Texts 1 (Washington DC 1967), online here.

2. Though should you really care and need a citation, that would be J. Jarrett, “De Administrandis Marcis: the 10th-Century Frontier with Islam, seen from Barcelona and Byzantium”, paper presented in session ‘Rethinking the Medieval Frontier, I: Beyond the Reconquista’, International Medieval Congress, 9th July 2015.

3. Also, it’s not called the De Administrando Imperio, in as much as it’s in Greek and it doesn’t have a title in any of the manuscripts, but this is what its first editor called it in an era when it was still considered necessary to give Greek texts a title of reference in a ‘proper’ language…

4. I base my account here mostly on Jonathan Shepard, ‘Equilibrium to Expansion (886–1025)’ in idem, The Cambridge History of the Byzantine Empire (Cambridge 2008), pp. 493-536, doi: 10.1017/CHOL9780521832311.020, at pp. 503-518. I was working at speed when I put that paper together…

5. On the coinage, which has probably been assigned too precise a chronology on the assumption that its iconography precisely reflects the shifting balance of power in the reign, see Philip Grierson, Byzantine Coins (London 1982), pp. 172-188. The finer chronology proposed by Franz Füeg, Corpus of the Nomismata from Anastasius II to John I in Constantinople, 713-976: structure of the issues, corpus of coin finds, contribution to the iconographic and monetary history (Lancaster PA 2007), goes well beyond the demonstrable. I’d give page references but, really, you could say that of the whole book. Even he, however, has to admit (at p. 39) that Constantine struck solidi with both sole and accompanied portraits at the same time, which if it could be done obviously undermines the whole chronology based on who’s on the coins. This really should have been obvious from the copper-alloy coinage already.

6. Others: Costantino Porfirogenito, De Thematibus, ed. Agostino Pertusi, Studi e Testi 160 (Città di Vaticana 1962); Constantine Porphyrogennetos, The Book of Ceremonies, with the Greek edition of the Corpus Scriptorum Historiae Byzantinae (Bonn, 1829), transl. Ann Moffatt & Maxene Tall, Byzantina Australiensia 18 (Canberra 2012).

7. Romilly J. H. Jenkins, “General Introduction”, in idem (ed.), Constantine Porphyrogenitus: De Adminstrando Imperio. A Commentary (London 1962, repr. Washington DC 2012), pp. 1-8.

8. E. g. Dimitri Obolensky, “C. 9“, ibid., pp. 16-61 at pp. 19, 25-26 & 40-42; Jenkins & Francis Dvornik, “Cc. 29/1-53, 217-295; 30-36“, ibid. pp. 93-142 at pp. 96-101, 112-113 & 118, or Moravcsik, “Cc. 37-42“, ibid., pp. 142-156 at pp. 143 & 145-146, all arguing for local informants behind Constantine’s material on the Rus’, Slavs and Hungarians respectively; cf. e. g. Florin Curta, The Making of the Slavs: history and archaeology of the lower Danube region, c. 500-700 (Cambridge 2001), pp. 64-66.

9. Constantine Porphyrogenitus, De Administrando Imperio, cc. 1-6, 7, 8 and then 9 respectively, section quoted from c. 1.

10. Ibid. cc. 29 & 31-36, all of which attribute a major role in the pacification and the Christianization of the relevant people of the Balkans to Emperor Heraclius, presumably to challenge any Frankish claims to control of either the peoples or their churches (clearest in c. 29) but picking the emperor who actually largely lost these areas on which to pin the relevant claims.

11. Ibid. c. 51.

12. Ibid. c. 13, though it needs to be clear that this is not Constantine giving voice to his actual thoughts, but part of an excuse he suggests offering by way of excusing the fact that although Romanus I married his grand-daughter to a Bulgarian prince, the foreign embassies with whom Romanus II might be dealing were absolutely not going to get a Byzantine bride to take home for their master. Still, he wrote it for his son to say about his son’s grand-dad…

13. Romanus II is directly addressed in ibid. Proem & cc. 1, 13, 43 & 46, but cc. 26 & 30 both seem to be addressed more generally. For the argument of sensitive contents, see Moravcsik & Jenkins, “General Introduction” in ibid., pp. 1-14 at pp. 13-14.

14. Chapter headings that don’t match chapters: ibid. cc. 9, 10, 51 & 52. Confusion: in ibid. at one point in c. 27 Constantine explains the Duke of Naples’s title in Byzantine terms but never actually refers to him by it; in c. 40 ideas are dropped and picked up again after a paragraph of digression; one could go on.

15. Date: ibid. c. 45; address: ibid. Proem.

16. Obviously I’m not going to name my example, but for Constantine see Moravcsik & Jenkins, “General Introduction”, p. 9, where the emperor’s drinking is excused without identifying the source of the accusation.

A Theory under Siege

You may recall that some time ago I recorded that I had been reading David Bachrach’s Warfare in Tenth-Century Germany as part of my ongoing reworking of my paper about military service in tenth-century Catalonia.1 There are ways in which that was really useful and ways in which we are just talking about different things, but a thing that we both talk about but take quite different views on is the normal size of early medieval armed forces. Now, this is an old controversy, which goes back far beyond this book and involves names like Halsall, Sawyer and not least, Bernard S. Bachrach, and in some ways I would prefer not to get into it, not least as several of these people including Professor Bachrach (the younger) have been known to read this blog, but I can’t avoid it.2 I would confine myself to an argument that the situation I see in Catalonia, of guardposts and border-raiding and no serious armies except when an Andalusi one comes calling, is just very different from the full-on imperial warfare of Ottonian Germany, and in the article I expect that I will. But still, there are premises to the large army argument, as set up in this book at least, that I find hard to accept, and this post is an attempt at a critical examination of one of them. Where most openly stated, it goes like this:

“Ottonian military operations were consistent with warfare throughout the medieval millennium, which was dominated by sieges, particularly in the context of campaigns that were intended to conquer territory. Contrary to the long-established narrative that the Ottonian kings fielded small armies of a few hundred to a few thousand heavily armed mounted fighters (Ritterkrieger) led by warrior aristocrats, the siege operations that dominated warfare in the tenth century required very large armies, composed predominantly of foot-soldiers.3

One is, initially at least, left to assume the premises behind this. It’s easy enough to come up with some: walled cities are naturally quite large, and need a lot of defenders to keep a whole perimeter secure. If you’re attacking them, you must need more attackers than defenders, right? As it turns out, in fact, you allegedly need quite a lot more: once you get through to p. 226 you learn that, “in order to storm a strongly held enemy fortress an attacker required four to five men for every defender.” The justification for that, however, is farmed out to an article by Bernard Bachrach and Rutherford Aris.4 Now, if you actually get hold of that article, that doesn’t seem to me to be what it says: instead, by virtue of some extremely hypothetical probablity mathematics, it says that a charge by a Viking warband at a typical Anglo-Saxon burh defended by archers of the number implied by the Burghal Hidage (1 to every 1.3 m of wall) would probably have resulted in one to two attackers in every four being hit before they reached the wall.5 Even if that mathematics were somehow realistic, it’s quite a specific situation and one calculated on the basis that Vikings attacking a fortress would only have ladders to deploy so needed to make that approach.6 I don’t see how it can be transportable to a large-scale military operation with siege engines such as (David) Bachrach thinks the Ottonians were able to mount.7 Moreover, it doesn’t actually provide the numbers that he employs, only an implication that if you were to outnumber your opposing force once atop the walls you needed to allow for a fifty per cent casualty rate when planning your attack. That seems like awful odds that no commander would have risked to me, but it’s obviously not what an Ottonian planner would have been facing.

Interior view of the restored Romanesque city walls at Worms

Interior view of the restored Romanesque city walls at Worms, one of the fortress cities Bachrach considers and possibly not too much unlike this in the Ottonian period? CC BY-SA 3.0,

But let’s take one step further back. These are figures based on the idea that victory at a siege is achieved by storming and carrying the enemy’s defences, and indeed so is Bachrach’s account of Ottonian warfare against fortifications more generally.8 But this is, surely, not the only way. More conventional, if much slower, would be simply to starve the defenders out. Now, in that case, your army requirements drop radically. Whereas before you perhaps had to have men all round the fortification, now you really only need to guard the points of access. Possibly someone could resupply a city by hauling sacks up the walls in the dead of night but not, you might think, in any real quantity, especially if you as attacker are sending patrols around every twenty minutes or so, which I assume you, as a thinking tactician, probably would be. Their supply will still not be equal to their demand. This makes siege warfare a much less demanding effort in terms of numbers; one must still be able to supply the besiegers for a prolonged period of time, but that’s easier if there’s fewer of them needed.

Illustration of a (small) siege from the fourteenth-century Codex Manesse

Even more anachronistic, but far too good a picture not to use, an illustration of a (small) siege from the fourteenth-century Codex Manesse

Of course, you still need to have more men than the defenders do, otherwise they could just sortie out and squash your forces. But wait a minute. How many more men than you do they have to have to do that before it would mean leaving the walls partly undefended, giving your troops access to the city and thus losing the war for the sake of a battle? There’s more balance here than might immediately appear, because both sides need their forces at least partly dispersed to hold their positions. The various ways that concentration of force could play out here seem to me to be very hard to calculate with and I’m not at all sure it reduces to any simple arithmetic beyond the basic logic that the more troops whom you can feed you have available, the more tactical options you have. But in a siege situation, that proviso about feeding is quite important, often for both sides.

Crop-marks clearly showing a fortress, supposedly the Slavic fortress of Gana, at Hof-Stauchitz

A different (and more usual?) scale of opponent, crop-marks clearly showing a fortress, supposedly the Slavic fortress of Gana, at Hof-Stauchitz

I should say that I am not, a priori, against the idea that the Ottonians could sometimes field quite large armies, meaning in the double figures of thousands of men, although whether such were necessary for all their campaigns I rather doubt. When they were, though, they had a whole empire to draw upon and Bachrach has here a whole book full of details about how such things might have been organised, resourced, supplied and led which almost make his argument for him; one can reasonably assume that the Ottonians would have wanted to raise large armies and Bachrach shows us how they could have. But he argues it the other way around, from the necessary existence of large armies, through a reading of the sources which illustrates that, to the techniques for their provision and operation, and if these are the starting premises, they seem very shaky to me.

1. D. S. Bachrach, Warfare in Tenth-Century Germany (Woodbridge 2012, repr. 2014).

2. In reverse chronological order, more or less, Guy Halsall, Warfare and Society in the Barbarian West, 450-900 (London 2003); Bernard S. Bachrach, Merovingian Military Organization 481-751 (Minneapolis 1972), what I think of as the wellspring of the maximalist argument, and Peter H. Sawyer, The Age of the Vikings (London 1962, 2nd edn. 1971), which is the place where I first met a sustained attack on the numbers which early medieval sources used for army size. In all these cases, albeit Sawyer least and Bachrach most, references could be proliferated; a lot of Bachrach’s most relevant works are collected in his Warfare and Military Organization in Pre-Crusade Europe, Variorum Collected Studies 720 (Aldershot 2002).

3. D. S. Bachrach, Warfare in Tenth-Century Germany, p. 1, which is a good place to state your axioms after all.

4. B. S. Bachrach & R. Aris, “Military Technology and Garrison Organization: some observations on Anglo-Saxon military thinking in light of the Burghal Hidage” in Technology and Culture Vol. 31 (Baltimore 1990), pp. 1-17, on JSTOR here, repr. in B. S. Bachrach, Warfare and Military Organization, III, cit. D. Bachrach, Warfare in Tenth-Century Germany, p. 226 n. 2. A much fuller version of the argument here is however to be found in B. S. Bachrach & David Bachrach, “Early Saxon Frontier Warfare: Henry I, Otto I and Carolingian Military Institutions” in Journal of Medieval Military History Vol. 10 (Woodbridge 2012), pp. 17-60, which was presumably not available to cite in D. S. Bachrach, Warfare in Tenth-Century Germany, and would have made that a much longer book to reprise there. I engage with the version in the book here, which I assume to be self-standing.

5. B. S. Bachrach & Aris, “Military Technology”, pp. 5-10 with an appendix for the mathematics pp. 14-18.

6. Ibid., pp. 3-5, on the not unreasonable basis that the Burghal Hidage uses the same ratio for number of defenders required for places with eight-foot thick Roman stone walls (Winchester) and earthen ramparts with wooden palisades (Wareham), so the writers obviously weren’t thinking in terms of attacks actually upon the defences.

7. D. S. Bachrach, Warfare in Tenth-Century Germany, pp. 151-167, covers Ottonian siege equipment, including ladders but also mantlets, rams, ballistas, catapults and mobile towers, largely by providing detail from Vegetius and anchoring it in less-detailed reports from Ottonian sources.

8. Ibid., pp. 12-13 and repeatedly exemplified in his narrative of Henry I’s and Otto I’s campaigns provided pp. 14-69; see also Bachrach & Bachrach, “Early Saxon Frontier Warfare” for a fuller statement of the position.

From the Sources XII: successful crime and vicarious enforcement

Just when you thought it was safe to assume this blog would all be science, numismatics and seminar reports for the foreseeable future, let me surprise you all with something from that corner of tenth-century Europe on which I actually work, or on this occasion actually just about eleventh-century Europe, to wit the year 1003, from which while researching the book I mentioned a while ago (and which, I have to confess, has advanced not at all since then what with endless teaching prep) I found an interesting trial, in the manner of the best scholarship on the area just now. It looks like this!

Barcelona, Biblioteca de Catalunya, pergamins 2079, recto

Barcelona, Biblioteca de Catalunya, pergamins 2079, recto

Now, you can probably see that this is a charter which has suffered somewhat, from damp where it’s been folded, from moth or mouse in several places and from the outright loss of its left-hand lower corner, and therefore the scribal signature, but quite enough remains to identify it as an act of the man I have previously called Ervigi Marc the Wonder Judge, and thanks to the good efforts of Pere Puig i Ustrell I don’t have to try and work out what it says, because I spent part of yesterday in the IHR transcribing his edition of it.1 That is why this has taken a few days to appear, but also means that I can now also offer you this translation:

“Let it fall upon the ears of all the faithful that I, in the name of God Bishop Marc, also judge, came into the county of Manresa in the Vall de Nèspola and heard the petition by which the judge Borrell summoned Olibà, who was the surety of Delà, so that he might present himself in his court and settle everything according to the laws, and he did not want to and in no way did he come there. And afterwards he went into the mountains and in no way either inclined or acquiesced to my orders. And this is the case for which he sought the aforesaid surety in the presence of Baró, Godmar, Sunyer, Baió, Adroer, another Godmar, Gondeví, Adalbert, Guadamir, Salomó, the priest Miró, Tered, Marco and a great many other, namely that Delà proclaimed that the alod of Sant Llorenç was his own free property, that of which Sant Llorenç had had 30 years’ possession in their own right through a charter that the late Count Borrell made to the aforesaid house of Sant Llorenç. And the same Delà has himself worked it for 30 years for the house of Sant Llorenç and given taschas and labour services and special offerings, just as the other men of the selfsame alod hold, give and perform. And the officers of Sant Llorenç distrained him for his excess just like the others of his sort. And afterwards he got away and broke from the power of Sant Llorenç and he set another lord up there and made to attack Borrell the aforesaid officer of Sant Llorenç and managed to kill his mule. On this account was the aforesaid surety laid open.
“Wherefore I in the name of God Marc do consign and hand over the aforesaid alod into the power and lordship of Sant Llorenç and I order the aforesaid surety to compound with another such alod of his own, and all the movable property which be possible to find are to be handed over into the power of the aforesaid Borrell on account of his mule which he should have compounded to him fourfold, for that which the selfsame… and on account of what the late Count Borrell laid down in that same document, who should wish to interfere let compound twofold.
“Therefore I the abovewritten Marc, as I knew this authority to have been heard by him… that the aforesaid Delà gave taschas, and that he made another lord which he was not permitted to do, therefore I have consigned and I do consign, have handed over and do hand over the aforesaid alod into the power and authority of Sant Llorenç, as has been said. And all the movable property into the power of the aforesaid Borrell.
“The recognition and consignment or handover and removal from lordship done on the 2nd Ides of October, […] reign of King Robert.
“Sig+ned Olibà, who made this extraction and consignment and confirmed and asked for it to be confirmed. Sig+ned Baró. Sig+ned Baió. Sig+ned Adroer. […] Sig+ned Guadamir. These same men were witnesses and present in a solemn capacity. Ma+rk of Gondeví. Ma+rk of Adalbert. Ma+rk of Salomó. Ma+rk of Marco. Ma+rk of, again, another Godmar.
“[…]gi, by the grace of God Bishop, also known as Marco, also judge.
“[…] priest and he wrote with scratched-out letters in the third line where it says ‘supra’, SSS, the above-set day and year.”

There’s lots of little cool things about this for the charter geek with which I probably shouldn’t bore you. I will, though, obviously. Had you noticed that the solemn witnesses all sign in the nominative, which I’ve rendered ‘signed X’, whereas the witnesses of the current ceremony sign in the genitive, so, ‘mark of X’? I’ve never seen that so clearly separated before and at first I thought that it was probably something to do with the fact that the second set of signatures are in darker ink. On inspection, though, you can see that actually the ink is darker all the way down the old fold, and the hand looks the same to me so I think that’s just coincidence in the form of moisture damage. Then I note the kind of half-quote of Borrell’s charter by Ervigi Marc, which he had clearly seen, and that needn’t surprise us since not only was at least one of its witnesses present, it also still exists and therefore so can we (below).2 Lastly, also, I feel it’s worth mentioning that although Ervigi was, apparently, a bishop, he wasn’t actually bishop of anywhere: we know who all the bishops of the Catalan sees were at this time. The Church or the count of Barcelona (at this time Ramon Borrell, who did in one charter call himself ‘inspector of bishops’) seem to have decided that Ervigi was just that great and promoted him to bishop without portfolio.3

Barcelona, Biblioteca de Catalunya, pergamins 3766

Borrell’s original grant of the property, Barcelona, Biblioteca de Catalunya, pergamins 3766

More obviously, though, this being just over the line of the year 1000 has escaped Josep María Salrach’s recent excellent book but suddenly exposes to us a judicial mechanism well known from elsewhere in Spain, if not very common, but possibly not previously attested in Catalonia, the surety.4 In case it’s not clear how this worked I’ll break down the narrative of the case in the way I usually do; it’s not actually quite obvious until one does and several important bits are skipped over in the actual text.

  1. We begin, of course, with Count Borrell, who in 973 as we know from the previous charter gave an estate in the Vall de Nèspola to the monastery of Sant Llorenç del Munt, in Terrassa, as part of a general bolstering of monastic commitments to putting the frontier to work with which we’ve seen him busy before. The monastery then put in charge of it this man Delà, who rendered labour services and an annual levy of produce to them that signified their lordshp over him as well as constituting monastery revenue.
  2. Subsequently and presumably much more recently as of 1003, the monastery decided that Delà and a number of their other farm managers were being ‘excessive’ in some way and removed him, indeed, arrested him, presumably with intent to hold him responsible for whatever losses he’d caused them. It must have been at this point that Delà was made to name a surety for his actions, Olibà, a man who would have to make good if Delà failed to. The idea of this is that social obligation of the kind that the surety can exercise is strong enough that rather than offend his supporter in court the guilty party will pay up. As we can see here, this doesn’t always work.
  3. Because, indeed, Delà escaped the monastery’s custody! Neither did he stop there: recognising that his previous bridges were now burnt, he handed the estate and his loyalty over to another lord, which as Ervigi says “he was not permitted to do”, though you’ll note that the lord is never named here and so was presumably someone too well-placed for the monastery to embarrass and also apparently sufficient to keep Delà out of the grip of justice, unfortunately for Olibà…
  4. Sant Llorenç now got one of their enforcers, the judge Borrell, who was a patron of theirs, out onto the case and he must have got close to Delà because Delà apparently attacked him, and managed to kill his mule, which you know, suggests quite a serious assault as well as telling us that Borrell was not quite horse-riding levels of gentry.
  5. So at that point the somewhat ineffective wheels of justice really began to spin, and Borrell called in the surety Olibà to do what he was supposed to do, which Borrell seems to have decided included paying for the mule fourfold. Olibà, however, not liking the look of things and presumably actually having no more suasion over Delà than anyone else, legged it to the mountains and defied both Borrell’s summons and that which Ervigi, called in from Barcelona with extra authority (not least because as bishop, presumably he could excommunicate) then sent next.
  6. Somehow, however, Olibà got caught, because here after all he is being made to sign this document which no-one could classify, though I say that but it’s obviously the scribal hand still. Anyway, that is the point at which all this angry procedure is rolled out against him, Ervigi repeatedly states (as if Olibà could do anything about it!) that the estate should go back to Sant Llorenç and Olibà was actually made to fulfil a charter’s sanction, paying double the amount that someone had tried to steal from the monastery, and also all the movable property in that estate to make up for the missed payments on the mule. And there the matter rested, which is to say not so much that we don’t know if Olibà actually paid up but that I didn’t think to look onwards in the charter edition while I was still in the IHR, sorry, I’m a bad researcher.

There’s lots to think about here, though. In the first place, while he may indeed have been excessive, one can see why Delà and then Olibà tried to run for it or get powerful help; what chance did they have in the court, if it was going to be run by Sant Llorenç’s tame judge? Delà, in particular, was obviously what we once called a desperate man, and was at the point of trial presumably still with his new lord safe from justice. That may then explain why Sant Llorenç actually insisted on the penalty clause in their charter being enacted; they weren’t going to get control of their estate back, so could only grab at Olibà’s instead. One does wonder how much choice Olibà had about being Delà’s surety… As I have many times before observed, it’s tough to be up against The Man in first-millennial Catalonia.

Old monastic buildings of Sant Llorenç del Munt

And in this instance The Man’s House looks like this, though probably didn’t yet in 1003, lots of this being twelfth-century. It’s still pretty imposing though, and must have been then too. I’m not sure whether it would comfort Delà and Olibà to know that it is now “the highest restaurant in the Vallès“. «Sant Llorenç del Munt 2» per MikiponsTreball propi. Disponible sota la llicència CC BY-SA 3.0 via Wikimedia Commons.

The trouble with only having one of these cases is that one doesn’t know if it’s something new. You’ll notice that this is not a system of reparation that the charter penalty implies: it should have been the infringer who paid up according to that, with the original and the same again. Neither, as far as I remember, is there any provision for sureties in the Visigothic Law, which duly never gets cited by this famously learned judge. And the fact of the violent self-defence, the adoption of non-legal means of enforcement, the apparent irreducibility of the fugitive criminal and the implication of an untouchable lord keeping him safe could all easily be used as evidence for a so-called ‘feudal anarchy’, were it not about thirty years early for that here by most accepted schemes.5 But we are, remember, on the frontier here, and close to the mountains to boot, and as I have said in many a call for papers and research proposal, that gives people choices they don’t have elsewhere, places to run where The Man actually can’t yet follow you and alternative lords who are comsiderably more alternative than just the count’s cousins in Berguedà (or wherever the mountains that failed to hide Olibà were).

View of the Serra de l'Obac, Barcelona, from Wikimedia Commons

The Serra de l’Obac, which lies between Terrassa and la Nèspola, is an obvious candidate where it is, you know, possible to imagine there being some good hiding-places… By Fugi-bis (Own work) [CC BY-SA 3.0], via Wikimedia Commons

OK, that’s obviously my favourite point but there are others, which make the monastery look even muddier. Note first of all the chronology. Borrell seems to have given Sant Llorenç this alod in 973. Here we are in 1003, therefore, thirty years later, which timespan grants the monastery unassailable legal right which is why they make sure to say that, right? Well, but hang on. Had this situation all blown up, every step there from (2) to (5) happened in the four months since the monastery crossed that line? Or had Delà rather seen that line coming and reckoned his chances of claiming thirty years’ possession were as good as his bosses’, if he made his move now? Worse, did the monastery fear that and boot him and his ‘consimiles’ out before they could claim they’d been in post that long like universities booting out their temporary staff at the four-year limit whereafter they are entitled to permanent contracts? Well, we can’t know, but one thing we can is that someone’s rights had been trodden on, because Borrell’s original grant had included life reservation to two of his followers, a priest Constabile and one Ervigi (presumably no relation?) and his children. So in 973 Sant Llorenç didn’t even own the estate, just the promise of it! Unless they just flat ignored those terms or Constabile and Ervigi and his kids almost immediately died, it’s a very special definition of thirty years that Sant Llorenç were claiming in 1003, therefore, and one that has no good implications either for their management strategies or for the truth of what they were claiming. So Delà and Olibà may have had better reason even than just the tame judge to know there was no point coming to court. The monastery wrote its own charters and it could ignore them too, with the right backers. But as Delà showed, out here that was a game that two could play.

1. P. Puig i Ustrell (ed.), El monestir de Sant Llorenç del Munt sobre Terrassa: Diplomatari dels segles X i XI, Diplomataris 8-10 (Barcelona 1995), 3 vols, doc. no. 110:
Pateant aures fideles qualiter ego in Dei nomine Marcus episcopus qui et iudex accessi in comitatu Minorisa in ualle Nespula et audiui peticionem qua Borrellus iudex apetituit Olibane, qui fuit fideiussorem de Dela, ut in placito suo se presentasset et iuxta leges omnia difinisset, et noluit et extraxit se de ipso placito et non ibi ullo modo accessi. [sic] Et postquam accessit montus et iussionibus meis nullo modo obtempeauit nec adquieuit. Et hec est causa unde apetiuit fidemiussorem supradictum in presencia Baroni, Gondemari, Suniari, Baioni, Adroari, alio Gondemari, Gondeuini, Adalberti, Guadamiri, Salomoni, Mironi sacerdoti, Teredi, Marchoni et alii quamplures, scilicet quale Dela proclamauit alaudem Sancto Laurenti suum esse proprium et franchum, quem Sanctus Laurencius xxxta annos abebat possessum iure proprio per cartam quem condam comes Borrellus fecit ad predicta domum Sancti Laurenti. Et idem ipse Dela per hos supradictos xxxta annos seruiuit illum ad predicta domum Sancti Laurenti et donauit taschas et oblias et eceptiones, sicut ceteri omines de ipsum alaudem tenent, donant et seruiunt. Et distrincxerunt eum ministri Sancti Laurenti pro suo excessu sicut alii sui consimiles. Et postea ille exuasit et disrumpit de potestate Sancti Laurenti et fecit ibi alium senioraticum et fecit assalire ministrum Sancti Laurenti supradictum Borrellum et fecit ei tollere suum mulum. Propter ea fuit apertus istum fideiussorem.
Idcirco ego in De nomine Marcus consigno et contrado predictum alaudem in potestate et dicione Sancti Laurenti et iubeo componere supradicto fideissore aliut tantum alaude de suo, et omnibus mobilibus rebus quod ibi inueni tradidi in potestate predicti Borrelli propter suum mulum quod in quadruplum ei conponere debuerat, eo quod ipse […………..], et in propter quod condam comes Borrellus instituit in isto scriptura, qui hinrumpere uoluerit componat in duplo.
Igitur ego pretextus Marcus, ut agnoui istum directum ei audii [………… quo]d predictum Delanem dedisse tascas, et quia fecit alium seniorem que non licebat ei facere, ideo consignaui et consigno, [….]tradidi ac trado predictum alaudem in potestate et di[rectum Sancti Laurent]i, ut dictum est. Et omnes mobiles res in potestate predicti Borrelli.
Facta recognicione et consignacione uel tradiccione et extradiccione II idus octuber […………… reg]nante Roberto rege.
Sig+num Oliba, qui ista extraccione et consignacione fecit et firmauit et firmare rogaui. Sig+num Barone. Sig+num Baio. Sig+num Adroario. […………….] Sig+num Guadamir. Isti testes et presenciales fuerint. Sig+num Gondeuini. Sig+num Adalberti. Sig+num Salamoni. Sig+num Marchoni. Sig+num item alium Godmar. [……………..]
[……………. Erui]gius Dei gracia episcopus cognomento Marcho qui et iudex.
[………………] sacer et scripsit cum literas fusas in uerso III ubi dicit «supra», SSS die et anno prefixo.

2. Ibid. doc. no. 89.

3. For Ervigi, see Josep M. Font i Rius, “L’escola jurídica de Barcelona” in Jesús Alturo i Perucho, Joan Bellès, Font, Yolanda García & Anscari Mund&oac;ute; (edd.), Liber iudicum popularis. Ordenat pel jutge Bonsom de Barcelona, Textos jurídics catalans 23 (Barcelona 2003), pp. 67-100 at pp. 82-87. Ramon Borrell is “inspector episcopiis dante Deo nostræ ditioni pertinentibus” in Petrus de Marca, Marca Hispanica sive Limes Hispanicus, hoc est geographica & historica descriptio cataloniæ, ruscinonis, & circumiacentium populorum, ed. Étienne Baluze (Paris 1688; repr. Barcelona 1972, 1989), ap. CLXXII.

4. There is no mention of sureties in Josep María Salrach, Justícia i poder en Catalunya abans de l’any mil, Referències 55 (Vic 2013), which is of course the book to which I refer; see instead Wendy Davies, “On Suretyship in Tenth-Century Northern Iberia” in Julio Escalona & Andrew Reynolds (edd.), Scale and Scale Change in Early Medieval Europe, The Medieval Countryside 6 (Turnhout 2011), pp. 133-152.

5. Classically written up of course in Pierre Bonnassie, La Catalogne du milieu du Xe à la fin du XIe siècle : croissance et mutations d’une société, Publications de l’Université Toulouse-le-Mirail 23 & 29 (Toulouse 1975-1976), 2 vols, II pp. 539-574, and followed in Josep Marí Salrach i Marès, El Procés de Feudalització (segles III-XII), Història de Catalunya 2 (Barcelona 1987), pp. 291-324, and see also idem, Justícia i poder, pp. 213-234 for examples from the judicial sphere specifically. He doesn’t use this one, but he obviously could have.

‘Cooked gold’ in tenth-century Barcelona coinage: a likely correction

One of the advantages of doing scholarship on the Internet, insofar as one can, is supposed to be that you can update and correct your work. Those who like this idea seem to believe that one would never put any of one’s projects down and move on, but be happy to update them forever, rendering them forever unreliable as citations, and in general you may guess that I don’t agree that this should be the future.1 All the same, sometimes one does find something that makes one’s work look likely to be wrong and then there seems little point in not using this outlet to make that public. The unlucky victim this time is my article, “Currency change in pre-millennial Catalonia: coinage, counts and economics” in Numismatic Chronicle Vol. 169 (London 2010 for 2009), pp. 217-243, and specifically the bit of it where I discuss a particular usage of the documents from around Barcelona in the late tenth century, prices given in auro cocto, ‘cooked gold’.2 Here’s what I said in the article:

“The use of bullion was becoming more common, and the increasing incidence of qualifications like ‘bono placibile’, and in the case of the foreign mancuses, ‘chocto’, literally ‘cooked’, ‘burnt’, suggest that its standard was frequently a matter of concern.

“The term ‘chocto’ is worth a brief digression. This apparent testing or melting may have been because of a variety in standards of the gold dinars that were reaching Barcelona from various mints in al-Andalus and, probably, beyond. The origin of individual dinars is only specified in later documents, when the bulk of coin in use must have been such that such testing would have been impractical. At this early stage foreign coins may have been converted on arrival into bullion of a known standard. It is hard to read the term ‘chocto’ as referring to anything other than melting; destructive assay methods would hardly have been used on so large a scale and would, in any case, have left no minted coin with which to pay the required price.62 It may therefore be that the coins were being reminted into local versions of the mancus.63 When the supply of Islamic mancuses began to dry up in 1020, a moneyer by the name of Bonhom began to mint local ones that circulated for many years.65 The paucity of finds of imported coin of an earlier period might be explained by such a practice.”

”    63 See A. Oddy, ‘Assaying in Antiquity” in Gold Bulletin 16 (1983), pp. 52-9. I am grateful to Marcus Phillips for bringing this useful paper to my attention.
”    64 On local manufacture of mancuses elewhere see L. Ilisch, “Die imitativen Solidi mancusi. ‘Arabische’ Goldmünzen der Karolingerzeit’ in R. Cunz (ed.), Fundamenta Historiae: Geschichte im Spiegel der Numismatik und ihrer Nachbarwissenschaften. Festschrift für Niklot Kluüßdorf zum 60. Geburtstag am 10. Februar 2004 (Hanover, 2004), pp. 91–106.
”    65 On the mancuses of Bonhom and Eneas, see [Anna M.] Balaguer, Història [de la moneda dels comtats catalans (Barcelona, 1999)], 53-5 and [Miquel Crusafont, Anna M. Balaguer and Philip Grierson, Medieval European Coinage, with a Catalogue of the Coins in the Fitzwilliam Museum, Cambridge, 6: the Iberian Peninsula (Cambridge, 2013), pp. 78-81]….”

This was a sticky bit when I wrote it and looking back now the problems are even more evident. Poor-standard coins should have been more concerning once there were more of them, so why would the people of Barcelona have adopted an expensive reminting process before that point but then abandoned it? I provided an answer to this but I don’t like it, and the fact that the Bonhom mancuses survive but my notional earlier ones don’t could be just coincidence—and this whole article was after all about coins we probably don’t have—but it doesn’t make the theory any more likely. Still, in the light of what I knew it seemed like a workable answer. But then, on New Year’s Eve 2014 (because I know how to have a good time) I was reading up on the scientific study of Byzantine gold coinage for the All That Glitters project, and I found Robert Halleux getting all Greek and quoting a papyrus that contains ancient instructions for the testing of gold, in French translation which I translate as follows:

“If you want to purify gold, melt it anew or heat it, and if it is pure it keeps the same colour after being put in the fire, pure like a piece of money. If it appears more white, it contains silver; if it appears ruddier and harder, it contains copper and tin; if it is black, but pliable, it contains lead.”3

Not content with that, Halleux then quotes a [Edit: thanks to Gary for the corrected source here]letterthe Natural History of Pliny the Younger as well: “aurique experimentum ignis et, ut simili colore rubeat ignescatque et ipsum”, which is an oddly-cut quote that makes me think M. Halleux’s Latin was perhaps not so smart as his Greek in 1985. His citation certainly wasn’t, as I can find no sign of this text in Pliny, but Part of it, however, appears to mean, “gold tested in flames, both so that it shines and burns with the same colour and…”.4 Whatever M. Halleux was actually quoting, This just seems much more likely to be what is going on in my documents, testing by fire in a non-destructive way rather than actually remelting. In that case, however, it seems much less likely that the coins would have been restruck, so the Bonhom mancuses probably were the first local ones made in Barcelona.

Gold mancus of Count-Marquis Ramon Berenguer I of Barcelona (1035-76)

The Bonhom mancuses are themselves vanishingly rare, however, and there seem to be no pictures of them on the web, so, here’s a slightly later Barcelona mancus struck under Count-Marquis Ramon Berenguer I of Barcelona (1035-76), from a Cayón sale of 2009

Admittedly we still have no more sign of the actual Andalusi mancuses in the area than we do my hypothetical ones, but at least we know that the Andalusi ones did exist and that the Barcelona documents were reacting to coins we have from elsewhere.5 I don’t think it does anything serious to my overall argument in my article, either, but this alternative reading of the ‘cooked gold’ in those documents is good reason to scotch what was always one of my weaker suggestions. So let it be noted, I disavow my old idea, and I now think that that ‘cooking’ was no more than a light flame-grilling to see what colour the coin turned.

1. Compare David Parry, “Burn the Boats/Books” and Jo Guldi, “Reinventing the Academic Journal”, both in Daniel J. Cohen and Tom Scheinfeldt (edd.), Hacking the Academy: new approaches to scholarship and teaching from the digotal humanities (Ann Arbor 2013), pp. 15-18 and 19-24, both fixed texts of what were originally online presentations archived here, with Alex Sayf Cummings and Jonathan Jarrett, “Only Typing? Informal Writing, Blogging, and the Academy” in Kristen Nawrotzki & Jack Dougherty (edd.), Writing History in the Digital Age (Ann Arbor 2013), pp. 246-258.

2. J. Jarrett, “Currency change in pre-millennial Catalonia: coinage, counts and economics” in Numismatic Chronicle Vol. 169 (London 2010 for 2009), pp. 217-243 at pp. 234-235.

3. R. Halleux, “Méthodes d’essay et d’affinage des alliages aurifères dans l’Antiquité et au moyen âge” in Cécile Morrisson, Claude Brenot, Jean-Pierre Callu, Jean-Noël Barrandon, Jacques Poirier & Halleux, L’or monnayé I : purification et altérations de Rome à Byzance, Cahiers Ernest Babelon 2 (Paris 1985), pp. 39-77 at p. 40:
“Si vous voulez purifier l’or, fondez à nouveau ou chauffez, et s’il est pur il garde la même couleur après la mise au feu, pur comme une pièce de monnaie. S’il paraît plus blanc, il contient d’argent ; s’il paraît plus rude et plus dur, il contient du cuivre et de l’étain ; s’il est noir, mais mou, il contient du plomb.”

The text of reference here is Halleux’s own, R. Halleux (ed.), Papyrus de Leyden, papyrus de Stockholm : fragments de recettes. Texte établi et traduction (Paris 1981), within which the bit here cited is Papyrus Leyden X 43, but it ought also to be locatable in Earle Radcliffe Carey (trans.), “The Leyden papyrus X: an English translation with brief notes” in Journal of Chemical Education Vol. 3 (New York City 1926), pp. 1149-1166.

4. Halleux, “Méthodes d’essay”, p. 40, citing Pliny, Natural History XXXIII 59, which you can see for yourself with a slightly more comprehensible text here.

5. On the absence of actual mancuses in finds from Catalonia, see Miquel Barceló, “L’or d’al-Andalus circulant als comtats Catalans entre 967 i 1100: un or vist o no vist?” in J. M.Gurt & A. M. Balaguer (edd.), Symposium Numismatico de Barcelona I (Barcelona 1979), pp. 313-327; on the chronology of the documentary mentions see Pierre Bonnassie, “Nouveautés linguistiques et mutations économico-sociales dans la Catalogne des IXe-XIe siècles” in Michel Banniard (ed.), Langages et Peuples d’Europe : cristallisation des identités romanes et germanique. Colloque International organisé par le Centre d’Art et Civilisation Médiévale de Conques et l’Université de Toulouse-le-Mirail (Toulouse-Conques, juillet 1997), Méridiennes 5 (Toulouse 2002), pp. 47-66.

This post was written with the aid of The Bevis Frond’s White Numbers (Woronzow 2014), which has made it much more pleasant to pull together.

All That Glitters, Experiment 2

Somehow my posts about me and my work—and that may not be what you’re here for but, you know, I like it—have got behind my seminar reports in such a way that they’re into February 2015 and I’m still in December 2014. Let me resolve some of that disparity by giving you a short report on the second day of experiments in the collaborative project I’m in for analysing Byzantine gold coinage by X-ray fluorescence, which was 14th December. (If you need background I announced this project ages ago here and dealt with some of our starting questions and the first day’s experiment here.)

Cover of J. O. Jeppson, The Second Experiment

Our results have so far not been this dramatic, but then, I’m guessing that our first experiment wasn’t quite as adventurous as this must have been

To recap, we had established that if our experiments were to tell us anything much about elements other than gold, silver, copper and maybe one or two other pre-determined elements, we were going to need not the energy-dispersive machinery we’d been using on the first day but the bigger, more expensive and, most importantly, immobile wavelength-dispersive machinery in the Department of Chemistry in the University of Birmingham, a machine called the S8 TIGER. I am only just able to describe the difference between these two analytic methods: in so far as I can, it’s to do with what is being used to pick up the energy given off by the things you’re bombarding with x-rays. The WD machinery includes crystal collimators that are sensitive to certain wavelenths of that energy, which therefore get picked up better, where the ED machines, which measure only in terms of intensity of signal, simply wouldn’t see such things among the massive gold return, as we had surmised. The WD machine also scans its samples in a vacuum, which eliminates interference from the air.

Bruker S8 TIGER XRF analyser open for business

The mouth of the TIGER yawning wide, with five sample cups waiting and one under analysis

On the other hand there are also problems with the WD machinery that don’t exist with the ED kit. For us the first of those was simply access; it’s nothing to do with the actual machinery except in so far as it’s immovable, but because we had to take the coins to the kit rather than vice versa, that meant arranging transport and insurance even on campus, and the transport repeatedly went wrong, which cut into our experimental time a lot. But, also, the ED kit works with narrow beams focussed on points; the WD machine scans its samples in masks such as the one below, of which the two sizes relevant to us were 5 mm and 8 mm, and those were therefore the only area sizes that we could analyse. Importantly, this also precluded examining coins at their edges or over piercings, because the sample has to fill the exposed area completely. This also highlights a problem with both ED and WD methods: non-homogeneity. If for some reason your coin had an odd tiny lump of platinum on its surface, say, the ED machinery would either miss it (in which case you’d never know) or find it and report a massive platinum signal (which would be misleading for the coin’s overall composition). The WD machinery, however, would factor it into the average, so that you wouldn’t necessarily realise that it was a coherent inclusion rather than a component of the main alloy. So there was plenty to worry about even if the machine worked perfectly.

Emperor Heraclius just visible on one of his solidi of Constantinople loaded behind an 8 mm mask for analysis in the Bruker S8 TIGER

Emperor Heraclius just visible on one of his solidi of Constantinople loaded behind an 8 mm mask for analysis

Anyway, we had our goals clear for this test. The first was to get our hands on the machinery and find out what the operational considerations in any further planning were, the results of which you sort of see in the musings above. Here I have to acknowledge the tremendous help and general goodwill of Dr Jackie Deans, official keeper of the TIGER, and Dr Adrian Wright, who had first let us involve the Department of Chemistry in the project and had helpful things to say whenever he dropped in. Our second priority was to run the same ten coins around which we’d built our first experiment on the S8 TIGER and see how the results differed from those on the ED kit. And as it turned out, our third one was to determine how we wanted to use the S8 TIGER, because as Jackie explained to us, it could analyse at three levels, a 2-minute cycle that would probably get us no more data than the ED machinery had, an 8-minute one which should do the job, and an 18-minute one which was the very most data it could gather. Adding 10 minutes to each analysis was obviously going to limit the number of coins we could actually analyse in any given timeframe, so we really rather needed to know whether or not it was worthwhile.

Gold solidus of Empress Eirini at Constantinople set up for analysis in a Bruker S8 TIGER XRF analyser

The rather different visage in gold of the Empress Eirini, likewise cruelly cut down to 8 mm of glaring royalty

And so what did we find? Well, this machine certainly had more to tell us. We were now getting returns in terms of many elements, at concentrations of down to parts per thousand or even less. This ineluctably meant a decrease in gold concentration reported, because there was now simply more data to fit into the percentages, but the overall picture of lots of gold, not much silver and less copper was still very apparent in the reported figures. What we hadn’t expected, and had now to deal with, was that copper wasn’t usually the third most detected element, and sometimes silver not the second: instead, we were seeing lots of calcium, silicon and sometimes aluminium beating them out. It seemed a priori unlikely that these were original metallic components of the coins in these quantities. That in turn implied that these elements had got into, or much more likely onto, the coins since striking, be that from use, preservation or anything else that might have happened to them. But, whatever they were, they also seemed to be more consistently detected on the long cycle than the medium-length one, meaning that we were going to need to use the long analysis to have any chance of consistent findings. So now we had two difficult questions to answer in setting up Experiment 3: firstly, what could we get done with less than half the scans that we might have hoped to do in any given day of experiments, but secondly, when we did, could we determine whether these results were merely contamination or do anything about that if they were? And these were things which we attempted to address in the New Year, so I’ll stop here for now.

All That Glitters, Experiment 1

Almost the last academic thing I did last year before breaking for Christmas was the first two sessions of a project that is now nearly finished, All That Glitters, announced here so long ago. It was so long ago that it might be worth reintroducing. Basically, by great happenstance one of my predecessors in taking care of the coin collection at the Barber Institute had run into two people at a conference who were presenting about the ability of the X-ray fluorescence (XRF) equipment their company, Bruker Industries Ltd., produced to do metal analyses. That predecessor, Rebecca Darley, also knew Robert Bracey at the British Museum, who had done work with XRF on the coinage of the Kushan Empire, and now I was in charge of the Barber’s coins. None of us are archæometallurgists and our knowledge of archæology and numismatics didn’t necessarily combine with the metals analysis expertise upon which we could call so as to somehow make a composite archæometallurgist out of us all, but Robert could borrow the British Museum’s handheld XRF scanner, Bruker had a new machine they wanted to test against real problems, the Barber is on the same campus as several much larger and more expensive machines also supplied by Bruker some of whose host departments proved happy to let us use them and to tell us about them; a project seemed obviously to exist in potentio and our task was to work out how to make it tell us something useful.

Bruker Industries Tracer IV handheld XRF analysis system

I’m not sure if this is the exact machine we were using but its resemblance to a phaser seems impressively reminiscent

It’s too early to say whether we achieved that, pending actual publication of our results and conclusions which we are even now working on writing up, but right from the beginning it was clear to us that before we could have any historical conclusions we would have to have methodological ones. This is because there are so many potential problems with XRF analysis, problems which not all publications using it consider, and when they do, consider most often for silver alloys rather than the high-purity gold we would be testing, that the first priority had to be not to find things out, but rather to find out what we could find out.1 Accordingly, our pilot experiments were designed to evaluate the machinery more than the coinage, and we started on the 3rd December 2014 when Robert brought the British Museum’s handheld scanner up from the British Museum, along with its calibration standard, and Mike Dobby and Colin Slater from Bruker brought in their new M1ORA energy-dispersive scanner and we put some coins through their x-rays.

A gold solidus of Emperor Anastasius I struck at Constantinople (in the Eta <i>officina</i>) between 492 and 507, Barber Institute of Fine Arts B0005

The first coin to go under, a gold solidus of Emperor Anastasius I struck at Constantinople (in the Eta officina) between 492 and 507, Barber Institute of Fine Arts B0005

We had chosen a test set of ten coins running from Anastasius I (491-518) to Constantine VI (785-797), with two coins for each ruler from the same mint and if possible, the same workshop of the mint (if that’s what officinae were), hoping that whatever results we might obtain would thus be internally secure against outlier coins from a bad day at the mint or similar.2 All of those got zapped on both sides with both handheld and the microwave-like M1ORA. Both of these use a spot beam, but with the M1ORA it’s possible to target it precisely, so we aimed for flat surfaces wherever possible.

Bruker Industries M1ORA XRF analyser at work in the Coin Study Room of the Barber Institute of Fine Arts, University of Birmingham

The M1ORA at work in the Barber’s Coin Study Room, with team members in eager attendance

The initial results of this made the handheld device look like much the poorer sibling, as its readings were extremely variable. Robert worked out, however, that this was related to how much of its expected sample it had been able to observe—this in turn probably down to surface relief but already we were into unknowns—and when the figures were all normalised to a notional 100% of sample they came out much more like what the M1ORA was seeing. The M1ORA was able to dump its readings straight into a laptop equipped with suitable software, and did this levelling-up in that software, so made things immediately clearer for us by automating that step, solely an issue of configuration but we still needed to be aware of it. I keep stressing variables and difficulties because I don’t want to imply that we were getting actual true results, but that said, once they were both talking to us in the same framework the message of the machines was pretty consistent: all these coins were being analysed as very high-purity gold, 97% or more, which is astonishingly high for any pre-modern metallurgy. However, other than silver and copper, which occurred in about the proportions one would expect (i. e. not very much and even less), the only other element that was consistently detectable was iron. That was in part a factor of what we had asked Mike and Colin to make the machinery look for but if you have to do that at all, there is obviously a restriction inherent in your question-setting…

A gold dinar of Sindh imitating a Persian dinar of Shah Shapur II (309-379), struck at an unknown mint and date, Barber Institute of Fine Arts S0073

So then for something rather different, a gold dinar of Sindh imitating a Persian dinar of Shah Shapur II (309-379), struck at an unknown mint and date, Barber Institute of Fine Arts S0073

The very high fineness was sort of what we might have expected, anyway, as it is roughly what earlier analyses of Byzantine gold coins by a number of methods have suggested.3 It still made me uncomfortable for its lack of variety, however, and so since we had run-time left in the day I started hauling other things out of the cabinets. These included two Persian gold dinars, of Shahs Shapur II (309-379) and Varhran IV (388-399), and the above piece which is pretending to be something like the former, as well as an Arab-Byzantine solidus from Carthage and some more Byzantine pieces. Mainly I just wanted to be sure that the machinery actually would report lower gold finenesses, and so it duly did, with the Persian pieces both lower (but not by the same amount) and the Sindh piece even less fine (which, to be honest, was already apparent in its colour, but that was why I’d chosen it). The Byzantine stuff, and the coins imitating that, remained high in the machinery’s estimation.

A gold solidus of the second reign of Emperor Justinian II, struck at Constantinople between 705 and 711, Barber Institute of Fine Arts B4464

Another part of the starting sample, a gold solidus of the second reign of Emperor Justinian II, struck at Constantinople between 705 and 711, Barber Institute of Fine Arts B4464

This bit was fairly unsystematic sampling, but it did give us some reason to believe that the machinery was observing something consistent with our expectations, and which therefore fitted into existing understandings of the early Byzantine gold coinage. That is circular, though, obviously! This and the likely effect on the readings of differences between the surface of the coins and their cores, because of both manufacturing factors and subsequent environmental exposure, meant that we weren’t willing (and still aren’t) to say that these figures are actually how fine those coins were. We also weren’t seeing a range of trace elements which we had expected on the basis of older work, and which might have suggested things about changes in metal supply and treatment that would potentially be historical evidence.4 So, while these machines might serve other people’s purposes, we ourselves were going to need some bigger kit. And that would be Experiment 2, about which I shall write in a couple of posts’ time. In the meantime, however, here is some shiny metallic blogging for the Christmas season and I wish you all a happy holiday!

1. Part of our problem was that so much of the literature about these problems was old enough to relate, potentially, only to a much more primitive incarnation of the technique. Nonetheless, Michael F. Hendy & J. A. Charles, “The Production Techniques, Silver Content and Circulation History of the Twelfth-Century Byzantine Silver Trachy” in Archaeometry Vol. 12 (Oxford 1970), pp. 13-21, William A. Oddy, “The Analysis of Gold Coins—A Comparison of Results Obtained by Non-Destructive Methods”, ibid. Vol. 14 (1972), pp. 109-117 and J. Tate, “Some Problems in Analysing Museum Material by Nondestructive Surface Sensitive Techniques” in Nuclear Instruments and Methods in Physics Research Part B Vol. 14 (Amsterdam 1986), pp. 20-23, all suggest that differences should be observable between surfaces and cores of coins and between methods that measure only the surface and those that measure total composition, and L. Beck, S. Bosonnet, S. Réveillon, D. Eliot & F. Pilon, “Silver surface enrichment of silver–copper alloys: a limitation for the analysis of ancient silver coins by surface techniques”, ibid. Part B Vol. 226 (2004), pp. 153-162, DOI: 10.1016/j.nimb.2004.06.044 and Vasiliki Kantarelou, Francisco José Ager, Despoina Eugenidou, Francisca Chaves, Alexandros Andreou, Elena Kontou, Niki Katsikosta, Miguel Angel Respaldiza, Patrizia Serafin, Dimosthenis Sokaras, Charalambos Zarkadas, Kyriaki Polikreti & Andreas Germanos Karydas, “X-ray Fluorescence analytical criteria to assess the fineness of ancient silver coins: application on Ptolemaic coinage” in Spectrochimica Acta Part B Vol. 66 (Amsterdam 2011), pp. 681-690, DOI: 10.1016/j.sab.2011.08.001, give some explanations of why that should be so. (I have to thank Dr Eleanor Blakelock for some of these and several other useful references.) All of these except Oddy and Tate were working with silver alloyed with base metal, however, and so another of the problems we have is in knowing how far the same applies to gold and if it does, whether if alloyed with base metals only or also with noble metals such as we expected to see. And the mess only gets worse from there…

2. Barber Institute of Fine Arts B0005 & B0006 (Anastasius I, Constantinople, officinae Eta and Iota), B2761 & B2762 (Heraclius, Constantinople, both officina Eta), B4384 & B4385 (first reign of Justinian II, Constantinople, former marked Theta), B4464 & B4465 (second reign of Justinian II, Constantinople, no control marks), B4598 & B4599 (Constantine VI and Eirini, Constantinople, no control marks).

3. Those earlier analyses being principally those gathered and conducted in Cécile Morrisson, Jean-Noël Barrandon & Jacques Poirier, “La monnaie d’or byzantine à Constantinople : purification et modes d’altérations (491-1354)” in Morrisson, Claude Brenot, Jean-Pierre Callu, Barrandon, Poirier & Robert Halleux, L’or monnayé I : purification et altérations de Rome à Byzance, Cahiers Ernest Babelon 2 (Paris 1985), pp. 113-187.

4. The kind of conclusions, indeed, that were coming out of ibid. and another study there, Jean-Pierre Callu, Claude Brenot, Jean-Noël Barrandon and Jacques Poirier, ‘”Aureus obryziacus”‘, ibid. pp. 81-111, albeit with a rather more variable sample of evidence!