Category Archives: Institutions

Seminar CLVI: whose job was high medieval English pastoral care?

I have had to neglect this blog cruelly so far this year, I am keenly aware, and I hope–this sounds foolish but I mean it–to blog about at least one of the reasons why shortly. Meanwhile, however, I will unblock the head of the queue by reporting on a lecture I went to in Birmingham last June, before the backlog can get any worse…

Cover of Robert Swanson's Religion and Devotion in Europe c. 1215-c. 1515

Cover of Robert Swanson’s Religion and Devotion in Europe c. 1215-c. 1515

One of the people it’s been nice to meet while in Birmingham is Professor Robert Swanson. Very loyal readers might just remember my first encounter with his work, years ago when I had to read up on the twelfth-century Renaissance very quickly.1 I enjoyed that book and it was very helpful, but it turns out that this is not really what he does, which is much more late medieval Church organisation and spirituality. That is a subject that attracts all sorts, but having talked to Professor Swanson a bit I thought it would be fun to hear him do his stuff, and the opportunity came around on 3rd June 2014, when he was asked to give the Guest Lecture to the Early Medieval, Medieval, Renaissance, Reformation and Early Modern Forum in Birmingham. The title he chose was “Pastoral Care, Pastoral Cares, Pastoral Carers: the cura pastoralis in late medieval England”. This would have been too late and too Insular for me in normal circumstances, since more or less all the questions whose solutions intrigue me about the early and high medieval Church seem pretty much settled in the Fourth Lateran Council of 1215, but I had at this point just finished supervising an undergraduate dissertation on a text of this kind and era, onto the study of which Professor Swanson had put the relevant pupil, so I felt as if I might get something out of it, and so I did.2

Effigy of Archbishop John Pecham of Canterbury, responsible as you will read for making all this stuff a live issue in England. Canterburycathedraljohnpeckhamtombeffigy" by Ealdgyth - Own work. Licensed under CC BY-SA 3.0 via Wikimedia Commons.

Effigy of Archbishop John Pecham of Canterbury, responsible as you will read for making all this stuff a live issue in England. Canterburycathedraljohnpeckhamtombeffigy” by EaldgythOwn work. Licensed under CC BY-SA 3.0 via Wikimedia Commons.

It was in fact with Lateran IV that Professor Swanson began, because one of the very many things with which that Council was concerned was the standard of care for people’s souls which the Church was administering. Lots of how-tos and instructions ensued and by 1281 this had even reached England, when a Canterbury council also considered what needed to be done in this sphere (under the presidency of the dead guy above). Now, as Professor Swanson had it, this has up till now mainly been studied in terms of what it meant for priests and others who held ministry in the Church, who were enjoined to all kinds of education, guidance and policing of vice, that is, in terms of the cure of souls, in the most medicinal sense of that metaphor. These days, however, we think of pastoral responsibilities as a much wider field of operations, more like social work, and Professor Swanson wanted to look at that sense in a medieval context; how much of that kind of ministering to people was there, and who was supposed to do it?

Werken van Barmhartigheid, Meester van Alkmaar (1504)

A 1504 Dutch painting of the Seven Acts of Corporal Mercy, “Werken van Barmhartigheid, Meester van Alkmaar (1504)” by Master of Alkmaar (fl. 1504) – : Home : Info : Pic. Licensed under Public Domain via Wikimedia Commons.

This turned out to be quite easy for him to set up a framework for. There are already, in this mass of didactic literature, a whole variety of instructions for the layperson to live a suitably holy but active life, obviously including the Ten Commandments, the Lord’s Prayer, the Seven Deadly Sins and so on, and also a set of recommendations called the Seven Acts of Corporal Mercy, which could be broadly categorised as mutual assistance among neighbours and so forth. Now, they need the qualification as ‘corporal’ because there were also Seven Acts of Spiritual Mercy, rather less often discussed but nonetheless letting the laity through the gate somewhat, because of requiring one basically to watch out for the state of your neighbour’s soul, and warn them if they looked like endanngering it. Quite a lot of this sort of conduct can be found urged in sermons even without the Seven Acts mentioned, in fact, but in the more worked-out versions it was even considered pious behaviour to constrain such miscreants to stop them thus hurting their chances of Salvation, or even to denounce them to other authorities who might correct them, all for their own good of course. This could even be applied to the priesthood itself, who could be denounced to their archdeacon or bishop, mainly because of the danger to their congregation’s souls of course but also to their own, and at the very highest level it was in some sense the work of the king, who should bring his subjects to Heaven as far as possible, but also of every mother and father of a child who had to be taught to tell right from wrong, so a pretty all-encompassing theology once pieced together from these various expressions.

A fourteenth-century manuscript illustration of an archdeacon telling off some priests

A fourteenth-century manuscript illustration of an archdeacon telling off some priests for their flash duds, or something equally anachronistic

It’s hard, in fact, to see what interference this doctrine wouldn’t justify. It clearly overlaps considerably with the priestly ministry, and so in questions the issue naturally arose of whether people were actually attempting to carry this out, or even using it as a justification for what we might otherwise call nosiness, busy-bodying or, more generously, community policing. That was, in some ways, not the point of the lecture, which had been about whether there was room for a lay ministry in this period’s thinking at all, but with it fairly well-established that people could have found one if they wanted, one now rather wants to know if they ever did try to apply the theory!

1. Robert N. Swanson, The Twelfth-Century Renaissance (London 1999); his other work includes Church and Society in Late Medieval England (Oxford 1989) and Religion and Devotion in Europe, c. 1215-c. 1515 (Cambridge 1995), pictured above.

2. The text was Dives et Pauper, which was mentioned in this lecture several times and is printed in Priscilla Heath Barnum (ed./transl.), Dives et Pauper, Early English Texts Society O. S. 275 (London 1976). I shan’t embarrass the student by naming them, but they did pretty well…

A Compensation Coin, then, Two Rooms of Budding Byzantinists

I have been neglecting this blog, I’m sorry. I can only assure you that this is not out of laziness; rare has been the day of 2015 so far in which I have not written a couple of thousand words, but much less of this has been in the kinds of document that will ever have a readership than I would like, and much of that which has been is a long way off getting to that state… In particular, I have about thirty thousand words of a book manuscript (enthusiastic first-draft words, but words), and at the other end of the scale of scale, about four thousand words of exhibition copy of various sorts which were really hard to keep short. The fruits of all of this will be announced in their due season, of course, but just for the moment let me make up for the long silence with a picture of a coin, and then a conference report.

Reverse of a gold solidus of Emperor John I Tzimiskes, Barber Institute of Fine Arts B4953

Barber Institute of Fine Arts B4953 (reverse)

This is a gold solidus of Emperor John I Tzimiskes (969-976), and it’s connected to what I’ve been doing at work lately in several ways. In the first place, it is a little way down the slippery slope of decreasing fineness that Byzantine gold coinage descended in the tenth and eleventh centuries; it looks pretty shiny, but all that glitters is not gold… That’s not news exactly, but it’s one of the types we’ve been blasting with x-rays to find out what more its metal can tell us. Secondly, it’s one of the coins that’s going in the next exhibition on the Coin Gallery at the Barber Institute, which is why I happen to have an image of it handy, And, thirdly, because as you can see it shows the Virgin Mary, identified in Greek, ‘theotokos’, motherbearer of God, crowning Emperor John with some help from a Hand of God, it was among the coins that my first research enquiry at the Barber, some time ago now, involved me getting out to scrutinise because of being a depiction of divinity in Byzantium. And with that, you see, we connect to the conference report, because the person who asked me about this coin was also presenting at the conference against which the blog backlog now laps. So!

A woodcut depiction of Constantinople from Hartmann Schedel's Nuremberg Chronicle, 1493

A woodcut depiction of Constantinople from Hartmann Schedel’s Nuremberg Chronicle, 1493

Every year since 1999, the Centre for Byzantine, Ottoman and Modern Greek Studies at the University of Birmingham has held a postgraduate colloquium to showcase its research. In the last few years this has grown somewhat to become an international event; the fifteenth colloquium, on 24th May 2014, had thirty different speakers from fifteen different institutions in seven different countries, organised by necessity into two parallel strands, and I know because I was there. I usually don’t report on postgraduate presentations here, figuring that students are not necessarily fair game for such exposure, but there was such a lot of good stuff said here that I want to give some account at least, so I will give you the running order of the papers I saw and then offer some remarks about the ones I found most thought-provoking. The theme they’d chosen was “Language as Culture in the Eastern Mediterranean (330-2013)”, and you see below how that was reflected in the papers on offer.

    Keynote address

  • Maria Georgopolou, ‘Διγλωσσία: bilingualism as a cultural paradigm’
  • Session 01

  • Zuzana Cernáková, “Language of Fiction: representations of Byzantium in twelfth-century French literature”
  • Kirsty Stewart, “Beast Literature and the Vernacular in Byzantium, 1261-1453″
  • Jeff Brubaker, “The Language of Religious Union: the Greek-Latin Disputatio of 1234″
  • Theofili Kampianaki, “John Zonaras’ Treatment of the Roman Past in his Epitome of Histories
  • Session 03

  • Eileen Rubery, “Making and Meaning in the Frescoes in the Church of Santa Maria Antiqua in the Roman Forum (600-800 AD)”
  • Katherine Harrison, “From Ancient Lapidaries to Christian Allegories – Textual Sources on Stones and Their Impact upon Gemstone Icons in Byzantium”
  • Sandro Nikolaishvili, “Translation of Byzantine Symbols and Language of Power to Medieval Georgia”
  • Georgia Michael, “The Visual ‘Language of Death': new interpretations of aspects of idolatry and worship of early Christian funerary art (3rd-4th centuries)”
  • Session 05

  • Panagiotis Sotiropoulos, “Visual Representation in the World of Late Antiquity: religious origins of a gaze attracted by new public and private sights”
  • Miranda Williams, “Language and Propaganda in 6th-Century Africa”
  • Daniel Kelly, “Hagiographic Evidence for Continued Language Diversity in Post-Crises Byzantine State”
  • Lilly Stammler, “One Spiritual Beneficial Tale from the Life of St Andrew the Fool in South Slavonic Translation”

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Seminar CLV: tracking the head of John the Baptist

I proffer my usual apologies for the intermittent service here at the moment. I had hoped that the holidays would give time for blog catch-up but I am between even more places than usual this Christmas and have also been contriving to get about 1,500 words a day of book written and an article finished off and ready to submit, and I’m loath to mess with the magic… Nonetheless, tonight I have some time and so I can tell you about going to the Earlier Middle Ages Seminar at the Institute of Historical Research on 14th May 2014 to hear Dr Georges Kazan speak to the title, “The Head of St John the Baptist: Byzantium and the Circulation of Relics in the Early Middle Ages”.

View from the west of the church of Sv. Ioan Prodrom, Sveti Ivan, Bulgaria

View from the west of the church of Sv. Ioan Prodrom, Sveti Ivan, Bulgaria. Photograph by Kazimir Popkonstnatinov

This was an unusual paper, not least because the speaker confessed himself out of his area of expertise almost immediately and then turned out to know an awful lot. Dr Kazan’s expertise is archæological, and specifically he knows a lot about reliquary types and designs, especially in the Byzantine world. But reliquaries are what they are only because they contain things connected with saints, and that gets you into the world of hagiography, that most tricky and unreliable of genres. Plucking up his courage after getting involved in the Bulgarian find of relics that were immediately hailed as John the Baptist’s at Sveti Ivan near Sozopol in 2010, as reported sceptically here indeed, Dr Kazan had tried using the texts to tell him what relics of St John the Baptist were around in the early Middle Ages and where, and had been pretty exhaustive in breadth about it.

Supposed relic of the skull of St John the Baptist in the Topkapi Palace, Istanbul

Supposed relic of the skull of St John the Baptist in the Topkapi Palace, Istanbul

The first thing that surprised me about this catalogue is that it was surprisingly unambitious till about 800. Despite John’s fame, his head was not claimed by anyone until the end of the fourth century, although then there were two, in Alexandria and in Constantinople. Other places claimed to have unspecified relics of his and it is possible to guess that these might in fact have been coming from Constantinople, not least because the Sveti Ivan relics were in a reliquary of a type that was exported from there in some numbers. In about 800 a third head came to light, however, and by 814 a fourth one (claimed to be the same one) was in Rome, and after that it begins to get silly: there are, to Dr Kazan’s knowledge, thirty-six claimed heads of John the Baptist currently preserved in whole or in part, and a hundred and thirty-seven relics of him in general, with sixty-seven other cases now lost. All this is exactly why I was sceptical about the Sozopol claim, though I didn’t know the numbers. Interestingly, however, that has been radio-carboned and DNA-tested and comes out (at least the human bones in the casket, which were accompanied by lots more including animal bones 500 years older) as bone from a Middle Eastern male alive in the first century A. D., so at the very least it was a suitably-old body the makers piled in there…

The supposed relics of St John the Baptist as discovered at Sveti Ivan, in the sarcophagus that contained them

Not that there was very much of him… The relics as discovered, in the sarcophagus. Photograph by Kazimir Popkonstnatinov.

That was the second thing that surprised me, and the third was that, with excruciating effort, it was more or less possible for Dr Kazan to construct a story that more or less reconciled all the different snippets of hagiography up till 800.1 In that construction, that of the chronicler Rufinus of Aquileia, the body of St John was first reported at Sebaste in Palestine, when with that of the prophet Elisha it was attacked by pagans during Emperor Julian’s persecutions in 361. It was gathered up and brought to Jerusalem for safety, then to Alexandria, then back to Jerusalem in 362, by which time the body had been divided; it was then established in a martyrium in Alexandria (again!) in 395. On the other hand, in the Ecclesiastical History of Sozomen, monks who had found the head in the mid-fourth century were reported to be venerating it in Cilicia during the reign of the Emperor Valens; Valens ordered them brought to Constantinople but the mules pulling the cart would go no further than Cosilaos, where a new cult was set up and whence Emperor Theodosius I removed the relics in 391, taking them to Constantinople where they were established in a church at the Hebdomon.2 The thing that makes this all just about possible is the first story’s insistence that there were two bodies at Sebaste and that they were burnt and broken up; after that, how to know which head was which? Both groups could have believed they had the right one. Of course, then there come the heads of 800, one supposedly located in the ruins of Herod the Great’s palace by yet more monks and stolen off to Emesa by parties unknown, who sealed it into an urn that became the property of an Arian healer, who hid it in a cave when his quackery was revealed and he was run out of the town. The cave got used by hermits, who eventually turned up the urn in 453, and passed it on to a monastery back in Emesa in 753. This was the head that was claimed to be at Rome in 800 but was unfortunately also still attested at Emesa in 814, so by then things have got silly but before 800 the details we have that are not fantastic are not in themselves clearly contradictory.

Supposed relic of part of the head of John the Baptist in the Residenz, Münich

Supposed relic of part of the head of John the Baptist in the Residenz, Münich. By LarryB55 (Own work) [Public domain], via Wikimedia Commons.

Of course, the fact that that is possible does not mean that any of it is true, and the fantastic details do present a problem or two here, ones that may be more apparent to the textual scholar than the archæologist. In the first place, the deposition of the bodies at Sebaste is hard to take in Rufinus’s terms because we have very little sign otherwise of persecution under Julian, rather than just cutting funding. In the second place, of course, it is completely unclear how many of these details could possibly have been known by the people who would have to have hold the story; in the case of the Emesa head most of that is frankly impossible (and this Dr Kazan freely acknowledged). To do any more one would need to know a lot more about the manuscript situation of each of the texts (Rufinus, at least, not being preserved in any version earlier than the seventh century, surely affecting what his redactors knew to be ‘true’ about such matters, and you already know what I think about Sozomen’s critical faculty) but Dr Kazan had not gone any further than the nineteenth-century editions, so there that matter had to rest. At this rate, to accept any of the details as any more than a fortunate stab in the dark by an inventive hagiographer is pretty much unjustifiable, so the body part maths doesn’t really get us very far, and what we are left with is more or less where Dr Kazan had started, the Sozopol sarcophagus and its siblings.

Reliquary box which contained supposed relics of St John the Baptist, found at Sveti Ivan

The reliquary with its lid on. Photograph by Kazimir Popkonstnatinov.

By Dr Kazan’s account, pressed from him in questions by Charlotte Roueché, Alan Thacker and Caroline Goodson, these kinds of reliquaries were made in Asia Minor half-finished and finished wherever they were needed, but the best finishing was done in Constantinople. They often contained metal caskets, although both the stone shells and the caskets are found separately. They were not necessarily reliquaries, but were almost always put to funerary purposes and so make sense for that use. It would seem that Constantinople had quite the trade in these things going on, so that by the fifteenth century relics with a Constantinopolitan provenance were considered automatically suspect. Nonetheless, it was and had been for a long time one of the kinds of status Constantinople had to offer people. The trouble was, I think these were things that Dr Kazan had known already before starting research for this paper. It was delivered sincerely and contained a great deal of interesting information, but very little of it was information on which a historian could put any weight, and sadly that is a state of the record which further finds are unlikely to fix.3

1. Happily for me given the state of my notes, Dr Kazan seems to have had most of these references worked up for a conference he organised in the Sozopol finds in Oxford in 2011, which I completely missed but whose papers are now online. I get most of the textual references following from Dr Kazan’s own “The Head of St John the Baptist—the early evidence”, and the site details and a number of the images in this post from Rossina Kostova, Kazimir Popkonstantinov and Tom Higham, “Relics of the Baptist: Scientific research planned for the finds excavated in Sozopol, Bulgaria in 2010 (Radiocarbon Dating, DNA testing)”.

2. Rufinus of Aquileia, Historia Ecclesiastica, ed. Theodor Mommsen in Eusebius, Werke, ed. Eduard Schwartz (Leipzig 1903-1909), II: Die Kirchengeschichte – die lateinische Übersetzung des Rufinus, II.28; an earlier translation is here. Other later historians also report this, and are listed in Kazan, “John the Baptist”, p. 2, but all seem to be working from Rufinus. Sozomen, who worked explicitly to correct Rufinus, is edited in Sozomène, Histoire ecclésiastique, ed. J. Bidez, trans. André-Jean Festugière & rev. Bernard Grillet (Paris 1983-96), and in older English online here, VII.21.

3. Kostova, Popkonstantinov & Higham, “Relics of the Baptist”, cites as publication of the excavation K. Popkonstantinov et al., ‘Srednovekoven manastir “Sv. Ioan Prodrom” na ostrov ”Sv. Ivan”, Sozopol’ in Arheologičeski otkritija i razkopki za 2009 godina (Sofia 2010), pp. 595-599.

Can Open Access be done right?

Shortly before I wrote my last post about open access, I was given a copy of a very recent British Academy publication about open-access journals, and you may even remember that I cited it there.1 I had, however, only looked at it briefly then and planned at that stage to write a sequel post using it to look at ways in which open access, which you will hopefully remember I don’t think has yet been developed as a working idea, might be. This is that post, but I can’t promise much by way of optimism…

Front cover of Darley, Reynolds & Wickham, Open Access Journals in Humanities and Social Science

The front cover

The book had an explicit brief from the British Academy, which was to evaluate how far any UK government or quasi-NGO policy on open access as a requirement for funding needed to vary across disciplines and what effect it would have on the UK academy to impose it (or, in the case of Research Councils UK, continue imposing the current one). All of this was more or less intended to settle some of the questions raised by a previous British Academy volume, and this one was explicitly focused on the situation in the UK. Though occasionally it looks across the Atlantic to the place where the results of the Research Assessment Exercise 2008 told the authors UK academics mostly publish when they don’t in the UK, and indeed compares [edit: the publication system] to the old Soviet Union on one occasion (note the third author), the conclusions and the dataset it presents on which those conclusions [edit: rest] only really apply in the country where I write.2 There is an issue there which I’ll come on to but it’s an understandable restriction, and maybe it shows the way evaluations could go elsewhere.3

The other limit of the debate is that one of the main questions is taken as already settled out of court, that being the question of what type of open access we are debating. The last time I wrote about this I was cross about what has come to be called ‘gold’ open access, in which the publisher compensates for their loss of a product to sell by charging the author to publish with them, a charge (APC, article processing charge) that is usually thought will be supplied by the research’s supporting funding. At that point various voices were saying that for humanities research, often done without grants and equally often with very small ones, this was pernicious and would hit poorer institutions and younger students disproportionately. This is a position that the British Academy apparently took to be obvious and of which Research Councils UK has since come to be persuaded, and the result is that that is accepted as a model that only works for the sciences and perhaps only medicine (a position that the figures presented here justify) and that what we are actually studying here is ‘green’ open access, and exactly how to implement it.4 Obviously elsewhere that debate is not so finished, but this again may be something that this work could transmit to such fora.

The way that ‘green’ open access works, or is supposed to work, is that rather than charge the author, the publisher accepts that after a while it will put the work online for free, but it will not do this straight away, so that people who need the information as soon as possible will continue to buy the journal. They may also, when it finally goes online, only put the author’s submitted version online, which will not reflect subsequent changes or, obviously, correct page numbers, so it effectively can’t be cited. (Again, medicine has less of a problem with citing pre-prints, and I suspect that we will see more and more of this in the humanities, but for now it’s part of what gives journal publishers any hope and it has to be said (and is in this book, with figures) that basically almost no-one in the humanities actually puts up pre-print versions on the web anyway, or even personal web-pages not withstanding.5 Even I don’t, because how could you cite it? And so on.)

So with that accepted or assumed, the question becomes how long should the embargo period before the article is released to the world be? This is where the book is doing most of its work. In the first place, they show by an analysis of usage half-lives (a complex formula, given its own appendix, which tells you the median age of the content that made up half a journal’s downloads over a given period, and makes a reasonable index of comparison) that in general, the humanities do happily use content that’s older than medicine, but that actually, so does physics and most of the other sciences; medicine is just out by itself in its need to have the most immediate content straight away (and even there, the half-life figure was about six months on average).6 As they say several times, “the boundary does not lie between STEM (science, technology and medicine) and HSS (humanities and social sciences); rather, it lies between HSS plus Physical Sciences on one side and Medicine on the other”.7 The actual embargo periods being proposed as compulsory for humanities research funded by RCUK seem reasonable to them in the light of this, however, and so that ends there, and they go on to what is perhaps a more interesting set of questions about academic publishing more widely.

This is the point where I think there might actually be the sign of a set of answers emerging, at least for the time being, and it’s interesting. In the first place, they establish by means of a just-about-significant survey (Edit: 12% response rate! What can you do, though?) that librarians, who it is who actually buy journals, don’t pay any real attention to embargo periods when doing so and thus argue that publishers have nothing to fear from reducing them; and then they go on a two-chapter excursus about how journal publishing can and should be paid for, and this is one of my big questions about all such initiatives as you know so it made me read avidly.8 They don’t really have an answer, but what they show, by the same kind of back-of-the-envelope maths that I was using to disprove the possibility of crowdfunded higher education, is that it must be paid for, that only the smallest of journals can be run with no staff and no print costs and that as soon as one attracts any kind of following it needs an organisation that more or less amounts to a publisher. And since publishers need at the very least to pay for themselves, money has to come into the system somewhere, and whence is more or less an ethical debate depending on whom you think benefits most: the author, the academy or the world? And we might like to think it was the last, really, but the chances of any new tax revenue being put aside to fund open-access publication, as the authors here say, does seem fairly small.9 So we’re stuck in the middle with publishers and the only thing that matters, until that be solved, is how much libraries can afford to pay for journals and what publishers will charge for them. So I like this, obviously, because it more or less justifies my stance that even when the current academic labour of publication is uncosted, we can’t do this for free and have to answer the money question. What that means, in effect, is that whatever one’s ethical stance on open access may be, it is more or less irrelevant until we can come up with a better solution for academic publication than the current one, and that is a bigger problem than even three such sharp writers as these could be expected to solve in a 106-page volume, but it really needs solving.

Not Open Access logo graphic

I will permit myself just one of the various logos the open access movement has scattered across the Internet because I like the double signification of this one, it goes well with the post…

There are also some other important qualifications about coverage and inclusion here. Firstly and most obviously, this whole argument can only apply where publication is online. For the sciences that’s a no-brainer but looking over my own CV, of twenty-six outputs and seven reviews I could count over my career thus far, although six are virtual exhibitions and thus not only basically unimportant for research evaluations but self-evidently online, five of the reviews but only ten of the remaining twenty outputs are online automatically, seven of them behind paywalls, and three more are online because I put them there myself, not having signed any copyright away. My book is partly visible in Google Preview. The rest, ironically including quite a lot of the work about putting things on the Internet, is only available in hard copy, so remains very definitely closed. This is an issue the authors are aware of, substantially expressed as an awareness that electronic publication of actual books has a long way to go before it’s anywhere near general and that for most parts of the humanities, and especially the creative arts, that’s where most or much work goes.10 On the one hand this means that the figures and answers the authors come up with here are truer for psychology than any other HSS subject and affect, say, history, relatively little, but on the other hand means that if the less affected disciplines were suddenly required to make most or all of their research open access their publication plans would have to radically alter and would probably become partly impossible.

The other problem, and one to which the authors are alive in some ways, is that this really is an Anglophone and indeed UK problem. They emphasise that whatever the successes of the open access movement in the USA in creating impressive logos and impassioned stances (I editorialise somewhat), very few US publishers are paying any attention to it. They see this as a sign that what RCUK was proposing could seriously hurt UK academics’ ability to publish abroad.11 I have tended to see it the other way, however, because of naturally looking at Europe. When I started my doctoral work basically no Catalan journal was online; now, almost all of them are, for free, open access. A goodly part of the French academic journal scene is also online via the Persée portal and there are German and Spanish equivalents too. Now it is certainly true that these are sometimes funded by the major state research organisations, because they publish most of the relevant journals; the fact still exists that the relevant state thought it worthwhile to fund that. In Catalonia, in fact, it isn’t even the state, but eighty-nine separate academic or learned institutions from museums and universities through to the Generalitat, which is funding it, but with the Generalitat one among many institutions contributing to it actually getting done. In these countries, someone did put aside tax revenue to present, organise and preserve academic research. Why we can’t, or won’t, do that, and why the justification of it is so much less obvious in the Anglophone world, not just to funders but to practitioners with our platitudinous explanations of the inherent worth of our subjects of study, is also quite an important research question, I’d say, even if not one I expect to see the British Academy funding however the results were published.

1. Rebecca Darley, Daniel Reynolds & Chris Wickham, Open Access Journals in Humanities and Social Science: a British Academy research project (London 2014), and it is of course, as you’d expect, online free and open-access, here.

2. The previous volume was Nigel Vincent & Chris Wickham (edd.), Debating Open Access (London 2013); comparison to the USSR Darley, Reynolds & Wickham, Open Access Journals, p. 85.

3. It should be remembered, though, that a great deal of the starter data here came from the UK’s Research Assessment Exercise 2008, without which the book probably couldn’t have been written, and certainly, without that or an equivalent, any country trying this will need to do much much more data collection. Of course, even that data was six years out of date by the time this book was published, and this is a fast-moving field, but since the Research Excellence Framework was only then being completed and has only just been counted, what could they do?

4. Darley, Reynolds & Wickham, Open Access Journals, pp. 16-20.

5. Ibid., pp. 71-74.

6. Ibid., pp. 49-66.

7. Ibid., pp. 8, 61 & 92.

8. Ibid., pp. 67-87.

9. Ibid., p. 84: “a frankly unlikely scenario”.

10. Ibid., pp. 24-32.

11. Ibid., pp. 33-35 & 36-48.

Announcing All That Glitters

Starting work at the Barber Institute in August meant learning to work in and outside of office hours again, and I’m still rebalancing my routine. It has also meant an even longer to-do list, not least since I am also still doing some teaching for History at Birmingham on my spare day. There are long and difficult jobs connected with the electronic catalogue of the coins and the numismatic library, as well as more immediate ones connected with the next exhibition. But it has also meant a bunch of exciting new research projects! In some ways this should have been expected, and indeed I came into the job with one particular problem I wanted to use the coin collection to address, which I’ll tell you about when I’m slightly further along. But in the meantime, we are about to start something quite big and I wanted to announce it. The project name is “All that Glitters: the Byzantine solidus 307-1092″, and it aims to carry out non-destructive scientific testing of the metal composition of the Byzantine gold coinage over that period, up to 300 coins in all depending on results.

A gold solidus of Emperor Anastasius (491-518) struck in Constantinople, Barber Institute of Fine Arts B0031

A gold solidus of Emperor Anastasius (491-518) struck in Constantinople, Barber Institute of Fine Arts B0031

The reason this has got so ambitious is that word ‘we’, because this is essentially the brainchild of Rebecca Darley, one of the curators of the current coin exhibition at the Barber as you may remember and now part of the Bilderfahrzeuge project based at the Warburg Institute in London. Rebecca is an energising collaborator who does not think small and has thus gathered me, as the man with the coins and the wider medieval background, and Robert Bracey of the British Museum, as a man with an X-ray flourescence spectrometer and experience using it on the money of ancient empires, into a suddenly-active attempt involving Birmingham University’s School of Chemistry and Bruker Industries Ltd., who make XRF machinery among many other things, to deepen the basis of Byzantine monetary history (and with that, it’s probably not too much to say, the monetary history of the early Middle Ages as a whole). Here is our synopsis, with some edits for context:

“The Byzantine Empire, which evolved from the eastern Roman Empire, issued coinage continuously for more than a thousand years. The gold solidus, a coin of 4·5 g and a notional 95-97% purity, was the backbone of this system from the reign of Emperor Constantine I (306-37) to the eleventh century, though it was debased steadily from the tenth century until its replacement in a coinage reform in 1092. Before that time, the reputation of the solidus was near-legendary and it has remained so in scholarship.” In fact, however, we have limited evidence as to the precise purity or composition of the early coinage prior to debasement.
Earlier metallurgical studies of Byzantine gold coinages concentrated mainly on the later period, and used the most sophisticated equipment available in the 1980s and 1990s. Recent developments in X-Ray Flourescence technology, in which Bruker Industries Ltd. have been at the forefront, now make it possible to evaluate non-destructively the composition of metal alloys with far greater sensitivity to a range of trace elements, and the ability to quantify very small changes in the proportions of different metals in an alloy and in detecting and identifying even minute quantities of trace elements. “These newly developed techniques have not, however, been applied to Byzantine gold coinage and the time is therefore ripe for a project which could not only offer new data on the Byzantine monetary economy but also explore the possibilities of XRF testing, and set standards of analysis for other currencies and precious-metal objects.
“The Barber Institute of Fine Arts contains the most important collection of Byzantine coins in Europe and its greatest strength is in the coinage of the sixth to eighth centuries. It is currently unpublished, though cataloguing is in progress, and it has never been subject to any metallurgic analysis. It therefore offers an entirely new source of data for a detailed examination of the gold coinage that underpinned the Byzantine economy. In light of increasing recognition by historians that the numerous crises experienced by the Empire were survived only because of the sophistication and resilience of the imperial monetary and taxation system (Haldon, 1990; Wickham, 2005; Brubaker and Haldon, 2011), this study has immediate relevance not just to the Middle Ages but also to wider questions about the impact of monetary stability on political balance.”

You see that we have plans, and as of last week, we now have permission from the Henry Barber Trust, who own the collections of the Barber Institute, to carry on and do Science! with their coins. At this point we’re still in meetings-and-planning stages but before the end of the year we will in fact be zapping solidi with X-rays and trying to get money from people to do so on a rather larger scale. We should be presenting preliminary results from the first phase of work as early as January. It’s all moving rather fast! Anyway. One of our pledges is to keep the world updated via our various blogs, but I rather thought you might be interested anyway. Now, when those results come in, you’ll have some idea of what they might lead to…

The references above decode as John Haldon, Byzantium in the Seventh Century (Cambridge 1990); Chris Wickham, Framing the Early Middle Ages: Europe and the Mediterranean 400-800 (Oxford 2005); and Leslie Brubaker & John Haldon, Byzantium in the Iconoclast Era c. 680-850: a history (Cambridge 2011). To those I should add the essential starting point for the scientific study of Byzantine coinage till now, Cécile Morrisson, C. Brenot, J. N. Barrandon, J. P. Callu, J. Poirier & R. Halleux, L’or monnayé I : Purification et altérations de Rome à Byzance (Paris 1985).

Seminar CL: Old English administration after the Norman Conquest

Moving now toward the end of March 2014 in the seminar report backlog, on the 26th of that month I was back in London for the Earlier Middle Ages Seminar at the Institute of Historical Research, because Professor Julia Crick was speaking. My work crosses very little with Professor Crick’s but despite this she has made a point of remembering who I am, I was still teaching Anglo-Saxon stuff at this point even if from much earlier and, after all, when one sees a paper title like “Who Were the Writers and Readers of Administrative English in the Century after the Norman Conquest?” it implies that there might be an answer and I wanted to know what it was. This was not least because, as Professor Crick made clear at the outset, the answer has until quite recently been basically negative: there were effectively none after about 1070, when central government switched from Old English to Latin for its writing. She exemplified this point of view with three quotes, one of which I’ll re-use:

“After the Norman Conquest the use of English for official, civil and ecclesiastical purposes was generally abandoned in favour of French and Latin, and the status of English as a literary language rapidly declined. Consequently, works from the twelfth century composed in English are exceedingly rare.”1

But the trouble with this statement is that increasingly it looks untrue. Palæographical and prosopographical work, including computer-aided work in both cases and much of that, I have to give them their due sometimes, from KCL’s Department of Digital Humanities, has identified more than a thousand scribes writing in Old English at some time in the eleventh century, by no means all of them in the first half, and several new Old English texts from both eleventh and twelfth centuries.2 What has been counted so far has largely been literary or homilectical (preaching) work, however, and Professor Crick was interested in those bits of this corpus that could be called administrative, glosses in working texts, memoranda, notes and occasional property records. We don’t, in fact, know who most of these writers were, but by their works we can know them at least a little bit.

The so-called Ely Farming Memoranda, British Library Additional MS 61735

An obvious, if early, example of the kind of marginal writing we’re talking about, the so-called Ely Farming Memoranda, British Library Additional MS 61735, complete with bonus portrait of Christ.

Saying anything useful about the quantity of this is quite tricky, because it’s one of these things like powerful medieval women where there’s quite a lot of it but proportionally to the rest it’s still negligible (the last fact, I have to say, only becoming clear in questions). It was widespread but rare, common but unusual and these other paradoxes that dog the study of marginal behaviours in the Middle Ages (er, no pun intended). One thing it does show, however, as Professor Crick pointed out, is that the idea that written Old English entered an immediate and terminal decline as soon as the Normans took over has to be abandoned; whatever it was being used for, that didn’t stop till the twelfth century. Perhaps we should have known this: the scribes who put together the legal assemblage known as the Textus Roffensis could copy and translate Old English quite happily and, as Professor Crick pointed out, there is only one twelfth-century cartulary which doesn’t contain any Old English, even if the main text and business is in Latin in all of them.3

Fo. 59r of the twelfth-century portion of the Cartulary and Register of Evesham, London, British Library, MS Harley 3763

Fo. 59r of the twelfth-century portion of the Cartulary and Register of Evesham, London, British Library, MS Harley 3763, with glosses at top right that could be in Old English? They’re so abbreviated I find it hard to tell, but I can’t easily read the abbreviations as Latin…

So what was keeping this going, when the centre was no longer interested in Old English administration? Professor Crick suggested that it might have been the use of the vernacular in court, when witness testimony was required to confirm boundaries, when oaths were made or writs and so forth were read out, when presumably after the switch to Latin they were translated. This would not be at the royal courts, but at hundred and shire courts. This would, Professor Crick argued, keep the language in use at a legal, and thus sort of official, language, though Susan Reynolds contended in questions that the hundred and shire courts were assemblies, not law courts, so not quite that kind of officialdom.4 I don’t think that would stop this being important, however.

St Petroc or Bodmin Gospels, London, British Library Additional MS 9381, fo. 13r.

Closing page of the canon tables from the St Petroc or Bodmin Gospels, London, British Library Additional MS 9381, fo. 13r., with a manumission record (in Latin, but it’s a good image) distributed between the leftover spaces.

More debated, perhaps, were the suggestions Professor Crick made based on her observation that quite a lot of this Old English extranea is to be found in Gospel Books. She thought that this might be partly down to the better preservation of Gospel Books than estate archives, but that it still needed accounting for. The problem I saw, and raised in questions, is that it is by no means just an English practice or a post-1066 one to write documents and administrivia in Gospel books, not even in the vernacular: the earliest written Scots Gaelic is in the Book of Deer, the earliest written Welsh is supposedly that in the Lichfield Gospels that I’d seen earlier that month, we could add Bavarian examples of Old High German too…5 To this Professor Crick answered that the Old English examples are largely in books much older than the writing, so it is obviously new to the English, but that, while true and something I’d never noticed, still needs some explanation, I thought. Professor Crick also saw the Gospel books as repositories for oaths and similar because those oaths would have been sworn on altars, where the Gospels were kept, so it made sense as a way to immortalise testimony (and perhaps new precisely because the change of language at law had removed whatever previous process for this had been employed, I might subversively suggest). Professor Crick saw here a tension between legal practice, conducted in the vernacular, and the liturgy with which these books and ‘Scripture’ more generally were associated, definitively in Latin, but Chris Lewis suggested that there was probably more cross-over of capability here than we might expect. What there isn’t, at least—Stephen Baxter asked and was answered—is any sign of written French in such contexts: whatever was going on here was at least a way of involving the natives, not the incomers. My sense here is, therefore, that Professor Crick has pointed out something large, variegated and potentially quite revealing and informative, but that characterising and explaining it is going to be a work in progress for quite a while still.6

1. Patrick P. O’Neill, “The English version” in Margaret T. Gibson, T. A. Heslop & Richard W. Pfaff (edd.), The Eadwine Psalter: texts, image and monastic culture in twelfth-century Canterbury (London 1992), pp. 123-138 at p. 136.

2. Here was cited Peter A. Stokes, “The problem of Grade in English Vernacular Minuscule, c. 1060-1220″ in Elaine Treharne, Orietta Da Rold & Mary Swan (edd.), Producing and Using English Manuscripts in the Post-Conquest Period, New Medieval Literatures Vol. 13 (Turnhout 2011), pp. 23-47.

3. The stock reference for Old English in manuscripts, so stock it’s not even in Professor Crick’s otherwise comprhensive handout, is Neil R. Ker, English Manuscripts in the Century after the Norman Conquest (Oxford 1960), which is obviously the survey from which the negative picture with which the audience began largely comes but still might be all right for the cartularies. We now have to add to it, however, David A. E. Pelteret, Catalogue of English Post-Conquest Vernacular Documents (Woodbridge 1990), but as he himself freely acknowledged in questions, this is no longer adequate to cover the sample, and Donald Scragg, A Conspectus of Scribal Hands Writing English, 960-1100 (Cambridge 2012) is where most of the evidence presented in this paper could ultimately be found.

4. I would still tend to refer to Henry R. Loyn, The Governance of Anglo-Saxon England, 500-1087 (London 1984), but I should probably cite something more modern like John Hudson, “Order and Justice” in Julia Crick & Elisabeth van Houts (edd.), A Social History of England 900-1200 (Cambridge 2011), pp. 115-123; also probably worth mentioning in this connection are Elaine Treharne, “Textual Communities (vernacular)” and Julia Crick, “Learning and Training”, ibid. pp. 341-349 & 352-372.

5. Arkady Hodge, “When Is a Charter Not a Charter? Documents in Non-Conventional Contexts in Early Medieval Europe” in Jonathan Jarrett & Allan Scott McKinley (edd.), Problems and Possibilities of Early Medieval Charters, International Medieval Research 19 (Turnhout 2013), pp. 127-149, DOI:  10.1484/M.IMR-EB.1.101680.

6. Other references that seem worth emphasising from the handout are Mark Faulkner, “Archaism, Belatedness and Modernisation: ‘Old’ English in the twelfth century” in Review of English Studies New Series Vol. 63 (Oxford 2012), pp. 179-203; Kathryn A. Lowe, “Post-Conquest Bilingual Composition in Memoranda from Bury St Edmunds” ibid. 59 (2007), pp. 52-66; and Elaine Treharne, Living Through Conquest: the politics of early English, 1020-1220 (Oxford 2012), and not from the handout, Julia Crick, “The Art of Writing: scripts and scribal production” in Clare A. Lees (ed.), The Cambridge History of Early Medieval English Literature (Cambridge 2013), pp. 50-72.

Seminar CXLIX: the importance of being eloquent in the Italian Church

I seem to have emerged from a hole somewhat in March 2014, suddenly going to lots of seminars after some time on rations. I put this partly down to the welcome presence of Another Damned Medievalist in London, which gave me a good extra reason to be in town, but also the new course I had been running that term was mostly unrolled and the Earlier Middle Ages Seminar at the Institute of Historical Research had several things on the programme that interested me, of which one was when Giorgia Vocino gave a paper on the 19th March called “Bishops in the Mirror: literary portraits and episcopal self-fashioning in early medieval Italy”.

Mosiac portrait of Saint Ambrose of Milan

Mosaic portrait of bishop no. 1 for this paper, Saint Ambrose of Milan. “AmbroseOfMilan“. Licensed under Public domain via Wikimedia Commons.

I knew Dottora Vocino as a face from Leeds but had never met her or her work, so this was valuable context. Her paper was about the standing of bishops in the early medieval world, and she took a complex and interesting approach to the question, taking several well-documented bishops and asking, respectively, how they presented themselves in their writings, how contemporaries report them and what their posthumous reputation was like. Her examples came from quite a chronological range: the earliest was Saint Ambrose of Milan (ruled 374-397) and the others were Pope Gregory the Great (ruled 590-604), Patriarch Paulinus of Aquileia (ruled 787-802×804) and Bishop Atto of Vercelli († 960), so perhaps it was not surprising that their own self-presentations, as Dottora Vocino characterised them, differed widely: Ambrose, despite his chiding emperors and leading mobs (this is my editorialising) presented himself primarily as a teacher of Scripture; Gregory saw the bishop as more active in the world, a shepherd more than a teacher (though a teacher too); Paulinus was most concerned with soldiering for Christ against the enemies of God, as befits one of the key scholars of the Carolingian Renaissance perhaps, by means of prayer, teaching and preaching but still more confrontational than the previous two; and Atto’s most revealing writing, a thing called the Perpendiculum is an anonymous prophetic condemnation of those who would depose kings, though it too got reused as a teaching text. Nonetheless, though they all taught only Ambrose seems really to have thought this definitional of his office, which evokes comparisons to the modern Academy that might be unkind but occur all the same.

Ivory carving of Pope Gregory the Great being inspired by the Holy Spirit, now in the Kunsthistorisches Museum, Vienna

Ivory carving of Pope Gregory the Great being inspired by the Holy Spirit, now in the Kunsthistorisches Museum, Vienna

It may then be that while those who have a quality in abundance don’t need to shout about it, those who do the same job without it still envy them, because what all of these bishops seem to have been remembered and praised (or even sometimes dispraised) for is none of the above, but instead their eloquence as speakers. Saint Augustine actually saw Ambrose speak and thought him amazing. Gregory was supposedly given his eloquence by the Holy Spirit (his senatorial education presumably assisting that gift somewhat), and although Gregory of Tours thought of his namesake as a scholar and the Liber Pontificalis remembers him mainly for building, as let’s face it it does every pope who didn’t get deposed violently, Isidore of Seville, whose brother knew Gregory, praised him mainly for public speaking. Paulinus is written up as having been preternaturally eloquent from infancy, and although we have no outside witness texts for Atto his own writings take trouble to refute charges of over-eloquence that had apparently been raised against him. This ars loquendi, art of speaking, is apparently the thing that Italian bishops got remembered for, whether they wanted that or not. Miracles, public works, and their own shared emphasis, instruction, all take a back seat to how they came over when they stood up in front of people.

Carolingian-period sculptural panel on a baptismal font ion the church of Cividale

I can’t find an illustration of Paulinus of Aquileia from earlier than 1790 but here at least is something he is believed to have had made, a panel from the baptismal font in the church of Cividale. Sailko [GFDL or CC-BY-SA-3.0], via Wikimedia Commons

There was some debate about why this should be. Dottora Vocino emphasised the politics that whirled around the writing of these bishops’ lives, and suggested that while miracles were a good way of indicating divine favour for the past bishops they might have been a tall order for the living ones who needed comparison to their predecessors; eloquence, on the other hand, could be presented as a divine inspiration but could also be performed by the current incumbents. Susan Reynolds wisely asked if any bishops were ever condemned for being bad speakers, but apparently there are some so it’s not just generic, however common. Alice Rio and Caroline Goodson both asked questions about regionality, seeing little of this emphasis in bishops’ lives from Francia and Southern Italy. Dottora Vocino thought that some comparisons in Francia could be found, but I think this is in some ways to be expected; she pointed out that the transmission of these famae, reputations or fames, probably needed schools, and I would add also audiences outside the schoolroom among whom such portrayals could be deployed, and both of these imply cathedral cities with urban populations, for which Northern Italy is about the most likely zone, though the South’s non-participation is still odd. It would be interesting to take the comparison across to the Byzantine world and see if the cities of Greece or Asia Minor thought of their bishops similarly. But the takeaway point for me was an old one, that people write history or similar for a reason; what someone did may not be as important for their memory as what someone later needed to do with it. Whether or not all these bishops were really talented orators we probably can’t tell, though Ambrose at least seems likely; what we can say is that while there was more to them than that, it was what served the interests of their successors to remember (perhaps because all other comparisons would have been unfavourable). As ever, it behoves us to think about what our sources did not need or want to mention before we decide what they knew.

I would have to do a lot of digging to pull together references to these various bishops works and the texts that Dottora Vocino was using, and it seems easier simply to refer you to her subsequent related publication, G. Vocino, “Under the aegis of the saints: hagiography and power in early Carolingian northern Italy” in Early Medieval Europe Vol. 22 (Oxford 2014), pp. 26-52, DOI: 10.1111/emed.12037, and hope that that will do. Sorry!