Category Archives: Spain

Rulers who weren’t kings, discussed at Leeds

I have as usual to apologise for a gap in posting. I mentioned the Covid-19; then I was on holiday; and then I was late with a chapter submission that I finished, on overtime, yesterday. Much of this post was written before that all started piling up, but I’ve only today had time to finish it. I was originally going to give you another source translation for the first time in ages, but it turns out that even though I translated the relevant thing fresh in 2019, two other people had already done it even then and I somehow missed that at the time. Oh well, never mind, because that progresses my backlog into April of that year, when I had the honour of giving my second ever keynote address (and, it must be said, so far my last). This was kindly arranged by my then-colleague Dr Fraser McNair, who had put together a conference called Non-Royal Rulership in the Earlier Medieval West, c. 600-1200. To be fair, though, I was only one of three keynote speakers, so well-connected is Fraser. As ever, I can’t give a full account of a two-day conference at a three-year remove, but I can give you the premise, the list of speakers and some thoughts which, I promise, will not just be about my paper. I’ll put the abstract and running order above the cut, but the rest can go below one so that if it doesn’t interest you, you few who actually read this on the website can more easily scroll to things that do. So here we are!

Between the breakdown of Roman rule and the sweeping legal and administrative changes of the later twelfth century, western Europe saw many types of rulers. The precise nature of their title and authority changed: dukes, counts, rectores, gastalds, ealdormen… These rulers were ubiquituous and diverse, but despite the variation between them, they all shared a neeed to conceptualise, to justify, and to exercise their rule without access to the ideological and governmental resources of kingship. This conference will explore the political practices of non-royal ruler across the earlier medieval period, in order to understand how the ambiguities of a position of rule that was not kingship were resolved in their varuous inflections.

And in order to do that thing, Fraser got hold of this glittering line-up (and me):

8th April 2019

Keynote 1

    Vito Loré, “How Many Lombard Kingdoms? The Duchies of Benevento and Spoleto in the Eighth Century”

The Terminology of Non-Royal Rule

  • Russell Ó Ríagáin, “A King by Any Other Name Would Rule the Same? A Relational and Diachronic Examination of the Terminology of Authority in Medieval Ireland”
  • Emily Ward, “Quasi interrex? Boy Kings and the Terminology of Non-Royal ‘Rule’, 1056-c. 1200″
  • Andrea Mariani, “Portugal Before the Kingdom: A Study of the Count of Portucale’s Titles and their Political Legitimation (9th-12th Centuries)”

Lay and Ecclesiastical Non-Royal Rulership

  • Mary Blanchard, “Equal but Separate? The Offices of Bishop and Ealdorman in Late Anglo-Saxon England”
  • James Doherty, “The Righteous Brothers: Bishop Philip of Châlons, Count Hugh of Troyes and Cultural Capital on the Stage of Crusade”
  • George Luff, “Princes of the Church: The Emergence of Ecclesiastical Rulership in the Early Medieval West”

Keynote 2

    Fiona Edmonds, “Regional Rulership: Northern Britain in its Insular Context, 600-1100”

9th April 2019

Analysing Non-Royal Power Relations

  • Sverrir Jakobsson, “Non-Royal Rulers in Twelfth-Century Iceland”
  • Mariña Bermúdez Beloso, “Non-Royal Rulership in North-Western Iberia: Who (Were They), what (Were Their Functions), Over Which (Territories did They Rule), How (to Study Them), and Other Questions for the Sources”
  • Alberto Spataro, “Rule by Law? Judicial and Political Hegemony of Milan in the Regnum Italiae (11th-12th Centuries)”

Keynote 3

    Jonathan Jarrett, “Counts Where It Counts: Spheres of Comital Action in the Tenth-Century West Frankish Periphery”

Non-Royal Rulers in the Middle

  • Daniel Schumacher, “Count Reginar: Duke, missus dominicus, and Rebel”
  • Fraser McNair, “An Anglo-Saxon Strand in Legitimizing the Counts of Flanders”
  • Jamie Smith, “‘Friends in Other Places’: The Diplomacy of Early Tostig of Northumbria, 1055-1066”

Symbolic Communication and Non-Royal Rule

  • Guilia Zornetta, “Benevento Before and After the Fall of the Lombard Kingdom: From Ducatus to Principatus
  • Rodrigo Hernández Hernández, “Justice, Peace and Virtue: The Mercy of Diego Gelmirez as a Discursive Element to Consolidate his Rulership in the Historia Compostelana
  • Anna Gehler-Rachůnek, “Strategies of Political Communication: the Papacy and the West around 600”

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Murder of a factoid about Mallorca

My backlogged blog chronology is getting a bit out of step here, as I find this in my drafts folder from November 2018 referring to an unusual luxury I’d been able to permit myself that summer, which was a trip to Cambridge University Library. I was privileged enough to do most of my undergraduate and doctoral work out of that library (even though my doctorate’s from London) and there are still times when it’s invaluable to get there, for the simple reason that unlike most big research libraries a good proportion of its stock is on open shelves. The speed factor this adds to checking references is hard to exaggerate; when ordinarily you might have to wait an hour or two for your books to arrive, being able to go straight to not just the things you already knew you needed, but also then the things which they reveal you also need to check, which otherwise might normally mean a second trip at some future point, is invaluable. I was at that point up against a tight deadline to finish my article “Nests of Pirates” and, among other things, I was able to check the thing I want to tell you about now, and because of the open shelves track it to its root rather than just the next layer down. It’s about the Islamic conquest of Mallorca, I think by the definition offered some time ago by frequent commentator dearieme it counts as a ‘factoid’, and I think I killed it.1

The Balearic Islands had a rough Late Antiquity.2 Taking part fairly fully, as far as patchy archaeological evidence and a few textual anecdata can so far reveal, in both the third-century crisis (during which Mallorca’s then-capital, Pollentia, burned down) and then the general shrinkage of economy and settlement suffered by the western half of the Roman Empire over the fifth century, they fell in the course of that century into the maritime empire of the Vandal kings of Carthage, where they remained until returned to imperial control during the Byzantine conquest of that kingdom. They then remained under at least some kind of Byzantine obedience into the eighth century, to judge by seals found at the hilltop fort of Santueri in Mallorca, and perhaps even later, but that’s where the trouble begins, because the terminus post quem non is of course Islamic conquest, and we don’t really know when that happened.3

Wall of the castle site at Santueri, Mallorca

Wall of the castle site at Santueri, Mallorca

Now, first of all some important preconditions. There are five major islands in the Balearic archipelago, as you see above, in descending order of size Mallorca, Minorca, Ibiza, Formentera and Cabrera, of which Ibiza and Formentera sit apart as part of a separate group called the Pityuses, all over an area of about 150 square miles. There is much more evidence about what happened to Mallorca than any of the others; indeed, archaeologically and documentarily, we don’t actually have any proof so far identified that Cabrera, Formentara, Ibiza or even Menorca were actually occupied between the seventh (or for Menorca, eighth) and tenth centuries (mid-ninth for Menorca, as we’ll see), though it’s probably more likely that they were than they weren’t.4 Nonetheless, people who write about this area always seem to do so as if what happened in one island can be generalised to all the others, apparently believing that because they are governed as a unit now, and have been since, well, mumble mumble mumble, they must always have behaved as one. But it ain’t necessarily so.

Ruins of the late antique Christian basilica in Illa del Rei, off Menorca

Ruins of the late antique Christian basilica in Illa del Rei, its own separate islet off Menorca, by Pytxyown work, licensed under CC BY-SA 4.0, Wikimedia Commons

So what we’re actually able to discuss is the Islamic conquest of Mallorca, not the Balearics, and we just have to live with that. Now, currently the archaeology can really only tell us that at some point people started using Islamic-style ceramics and burying like Muslims, not when or why.5 For when or why the answers must for now come from texts. The terminus ante quem this time is 933 CE, by which time there was an Andalusī (i e. from al-Andalus, Muslim Iberia) fleet using Mallorca as a base for raiding Christian Francia, according at least to the chronicler Ibn Ḥayyān, who had access to some of the caliphal archives of Córdoba somehow and thus had reason to know.6 So the conquest was before that, but when? Excitingly, there are four different dates recorded, all in different sources, none of which seem to know the others’ stories. For dramatic reasons it’s most fun for me to go through them from latest date to earliest, which means that the first entrant is fourteenth-century CE polymath, bureaucrat, lawyer and underrated sociologist, but questionable historian, Abū Zayd ‘Abd ar-Raḥmān ibn Muḥammad ibn Khaldūn.

Bust of Ibn Khaldun at Casbah de Bejaia, Algeria

Bust of Ibn Khaldun at Casbah de Bejaia, Algeria, image by Reda Kerbushown work, licensed under CC BY-SA 4.0, Wikimedia Commons

Ibn Khaldūn, who had excellent sources for the most part, including Ibn Ḥayyān, but notoriously scrambled them in his own work, offers the latest date for the conquest, placing it in 902/903 and explaining it as the result of an Andalusī pilgrim to the East having been stranded in the islands for a while and having thus learned their weak spots, and then offering to lead a conquest of them for the Emir of Córdoba, which succeeded.7 Opinions vary among the people who know this report as to whether the islands could possibly still have been Byzantine at so late a stage, or had been assimilated into the Carolingian sphere after an appeal to Charlemagne for help against pirates in 798, which was answered.8 That appeal is documented in the Carolingian court chronicle, the Royal Frankish Annals, but only in its early version, not its revision of 829, as if by then it was no longer a working claim. So if the Balearics did swing Carolingian, it may not have lasted long.9 Nonetheless, after 903, says Ibn Khaldūn, they were Islamic territory.

Approach to Puig d'Alaró, Mallorca

Approach to Puig d’Alaró, Mallorca

But! The twelfth-century Granadan geographer Muḥammad ibn Abi Bakr al-Zuhri has a different story. According to him, the conquest took place in the reign of “Muḥammad, son of the fifth Emir of al-Andalus”, and although it was mostly successful, the “Rūm” held out in one particular fort, Ḥisn Alarūn, almost certainly modern Alaró seen above, for a further eight years and five months before finally running out of supplies and surrendering.10 So for him Mallorca was definitely still Byzantine territory, but when? Muḥammad I ruled 852-886 CE, but the trouble is that he was the fifth Emir, and his son was called al-Mundhir (r. 886-888 CE). Professor Juan Signes Codoñer has suggested that the peculiar way in which the ruler is identified might be explained if the name of Muhammad’s father ‘Abd al-Raḥmān II had dropped out, supposing a correct text saying “Muḥammad son of [‘Abd al-Raḥmān], the fifth Emir…” and that looks like a good solution to me, but it’s still a 30-year window.11 Also, al-Zuhri said that he had heard this story told, not that it was a matter of record, and while he was nearer in time to the events than was Ibn Khaldūn, that distance was still four hundred years, so it’s not the best evidence.

But! Maybe we need neither of these, because the somewhat later Marrakech historian Abū al-ʽAbbās Aḥmad ibn Muḥammad ibn ʽIḏārī has a different report again. He, frustratingly, doesn’t tell us when the conquest actually was, but notes that in 848/849, none other than ‘Abd al-Raḥmān II sent a punitive naval expedition against Mallorca because its inhabitants had “broken their pact” and were harassing Islamic shipping in their waters. Some kind of blockade seems to have been imposed and next year Mallorca and Menorca both sent envoys begging for the renewal of the pact, though Ibn ʽIḏārī doesn’t say that they got it.12 Nonetheless, as far as he was concerned, subjection of the islands to Islam, even if not conquest by it, had happened by then.

Romantic modern depiction of Ibn al-Qutiya

Modern depiction of Ibn al-Qutiya

Now it’s possible to reconcile that with either, but not both, of the previous two, and maybe even the Royal Frankish Annals, by saying that the Balearics, or at least Mallorca, had maybe been under a pact to the Muslim rulers in the Peninsula for some time but not actually conquered by them – this was also the case with Basque Pamplona, so it wouldn’t be unprecedented – and had perhaps flirted with a Carolingian alternative before being brought back into line by ‘Abd al-Raḥmān II.13 But! Now we reach the meat. Our earliest source for the conquest also gives the earliest date, or at least so it seems. If you look in the work of Juan Signes which I already mentioned, or that of Josep Amengual i Batle on which it often rests, you will find a report there that the tenth-century Sevillano lawyer and historian Muḥammad Ibn ʿUmar Ibn al-Qūṭiyya dated the conquest of the islands to 707/708 CE, when ‘Abd al-Malik, son of the then-governor of Muslim North Africa, Mūsā bin Nuṣayr, mounted a naval raid on Mallorca and Menorca and captured the “kings” (mulūk) who ruled there and sent them off to Damascus.14 I grant you that’s not quite the same as actual conquest, and it might even have led to the kind of pact subsequently reported by Ibn ʽIḏārī, but it is still quite surprising, not least because it’s a full four years before the actual conquest of the Iberian Peninsula, which Mūsā carried out in 711-712 CE. Now, that may just be presentism talking and it might have made more sense, before their permanent attachment (so far) to governments in the Peninsula in the thirteenth century, to see the islands as prone to African dependency, as under the Vandals and Byzantines, and not Iberian rule. But, this is also our factoid.

You see, when I first saw this report, in Signes I think, I was immediately struck by two things. One was how early it was, as I just said; but the other was that I really ought to have known about it because I own an English translation of Ibn al-Qūṭiyya’s History of the Conquest of al-Andalus.15 I’m not saying I’ve ever sat down and read it all through and made notes, but I have gone into it quite a lot for gobbets for my Special Subject at Leeds, and if I’d seen this bit I would have grabbed it because of what it implies about the conquest of the Peninsula following on naval raiding rather than being a spontaneous event.16 So I went and got my copy off the shelf, and this bit isn’t there.

Well, how odd, I thought. It seemed unlikely that Professor Signes had just made this up, so I looked up his reference, which was as I might have expected to the old Castilian translation of Ibn al-Qūṭiyya by Julián Ribera. And that was online then, so it was pretty easy to check that too and find that it’s not there either.17 But he gave a reference also to Josep Amengual’s two-volume history of the late Antique Balearics, and it was that which I arrived in Cambridge needing to check. And from that it became clear that the reference in question is in the Ribera volume after all.18 So for a moment it looked as if either David James had missed it out of his English translation, or it wasn’t in the manuscript of Ibn al-Qūṭiyya that he’d used. BUT! Not so! There are actually two texts translated in that volume of Ribera’s, Ibn al-Qūṭiyya and a similar history under the name of Abū Muhammad Abd-Allāh ibn Muslim ibn Qutayba, and our factoid is in the latter, not the former. Well, at least I now had the source. And in some ways it should be a better source, because although based in Iraq, Ibn Qutayba was writing even earlier than Ibn al-Qūṭiyya and brings the gap between source and event, otherwise so large in this saga, down to a mere 150-odd years.


Shamefully, I knew nothing about this Ibn Qutayba, so I did some rapid research. That told me that Reinhart Dozy had written about this very text in the 1880s.19 And this is the great virtue of the Cambridge UL: having found this out, within ten minutes I could sit down again with Dozy’s work before me, and it gave me pause. Dozy had spent some time with this Ahādith al-Imāma wa’l-siyāsa of Ibn Qutayba and in the end concluded that it was actually nothing of the kind, partly because no such work seemed to be attributed to that author by medieval biographers, partly because it claims to have had the Mallorca report from eye-witnesses but it had supposedly happened 134 years before, and mainly because there is a reference in it to Maroc, a city not founded until 1062 CE, difficult for a ninth-century CE author to have added. Dozy’s conclusion was that the whole thing is an Andalusī “romancing” of the work of Abū Marwān ʿAbd al-Malik ibn Ḥabīb, with some extra Iberian material from who knows where, and that its unique content – of which the notice with which we’re concerned is part – is late eleventh-century at the earliest and probably without earlier basis. So, let’s stack all this up.

  1. Some time after 1062 CE, someone decided to write a history of Muslim Iberia, which they based on an earlier work but to which they added some of their own material, including our notice about a 707/708 Muslim attack on Mallorca, and put the whole thing out under a respectable, plausible, but false name. Well, goodness knows they weren’t the last to do that, but then what?
  2. In the 1870s, Reinhart Dozy, having got curious about this, went into it and discovered the forgery, and wrote the discovery up as one of about a dozen unconnected little studies in one of his less well-known works. Not many people seem to have noticed.
  3. Juan Ribera had noticed, but for reasons that aren’t entirely clear thought that an earlier thought of Pascual de Gayangos that maybe this was more of Ibn al-Qūṭiyya still deserved to be taken seriously enough that the known text of Ibn al-Qūṭiyya and this one should be translated together, and so he did that.
  4. Several people, including Josep Amengual, presumably searching quite rapidly for all references to Mallorca they could find, then found this one, but apparently did not realise that it was not actually within Ibn al-Qūṭiyya’s text.
  5. Signes then presumably got the cite from Amengual, and repeated it even though he doesn’t seem to have been able to find it himself. And that paper, unlike Amengual’s book, went online and thus other people started to ‘know’ this thing as well. But unfortunately, it’s a dud…

Now, of course, this does not leave us with any kind of definitive answer. As I said in my article, you can even just about have it all: it could be that there was a 707/708 raid which sent the poor Mallorcan mulūk off to Syria, possibly even resulting in a pact to the then-governor of Ifrīqiya, which the islands then, finding that not keeping them safe, repudiated in favour of an approach to the Carolingians that didn’t last long, then went independent and possibly piratical for a bit before being reigned back in by ‘Abd al-Raḥmān II, but were not finally conquered till either the 850s-880s or 902/903.20 Or maybe those two dates are even for different islands in the archipelago and both true! It would be a bit weird that not one of our writers seems to have known other stories if they were all true, but they’re not actually incompatible, and even if the 707/708 story is from three hundred years later, that’s still closer to the supposed facts than Ibn Khaldūn or Ibn ʽIḏārī. But what that story is not is the work of Ibn al-Qūṭiyya. And that is a dead factoid, thankyou very much.

1. What that means, of course, is that if you’ve read Jonathan Jarrett, “Nests of Pirates? ‘Islandness’ in the Balearic Islands and la-Garde-Freinet” in al-Masāq: Islam and the Medieval Mediterranean Vol. 31 (Abingdon 2019), pp. 196–222, DOI: 10.1080/09503110.2019.1600101, at pp. 199-209 and esp. 206-209, none of what follows is going to be new to you, sorry. But given firewalls and time, I’m betting that mostly you haven’t, and I can forgive you.

2. Covered ibid. pp. 198-212, but see also Luca Zavagno, “‘Going to the Extremes’: The Balearics and Cyprus in the Early Medieval Byzantine Insular System” in al-Masāq: Islam and the Medieval Mediterranean Vol. 31 (Abingdon 2019), pp. 140–157, and Miguel Ángel Cau Ontiveros and Catalina Mas Florit, “The Early Byzantine Period in the Balearic Islands” in Demetrios Michaelides, Philippa Pergola and Enrico Zanini (eds), The Insular System of the Early Byzantine Mediterranean: Archaeology and History, British Archaeological Reports International Series 2523 (Oxford 2013), pp. 31–45.

3. On the Santueri seals see Juan Nadal Cañellas, “Las bulas de plomo bizantinas del Castillo de Santueri” in Bolletí de la Societat Arqueològica Lul·liana Vol. 72 (La Palma 2006), pp. 325–340; they are the only part of the evidence from an extensive archæological dig that has been made public.

4. Jarrett, “Nests of Pirates”, pp. 199-204.

5. This is changing as radiocarbon dating begins to make a difference, as witness Miguel Ángel Cau Ontiveros, M. Van Strondyck, M. Boudin, C. Mas Florit, J. S. Mestres, F. Cardona, E. Chávez-Álvarez & M. Orfila, “Christians in a Muslim World? Radiocarbon dating of the cemetery overlaying the forum of Pollentia (Mallorca, Balearic Islands)” in Archaeological and Anthropological Sciences Vol. 9 (Cham 2017), pp. 1529–1538, DOI: 10.1007/s12520-016-0325-0, but as the title notes they had found Christian burials, not Islamic ones. The real problem is non-differentiation of pre- and post-conquest coarse-ware ceramics, which absent Islamic fine-wares makes it very hard to tell when a site stopped being used. Once this changes, it will probably no longer be viable to hypothesize non-occupation of any of the islands.

6. Dolors Bramon (ed.), De quan érem o no musulmans: textos del 713 al 1010. Continuació de l’obra de J. M. Millàs i Vallicrosa, Jaume Caresmar 13 (Vic 2000), &section;374; Jarrett, “Nests of Pirates”, p. 207.

7. Juan Signes Codoñer, “Bizancio y las Islas Baleares en los siglos VIII y IX” in Rafael Durán Tapia (ed.), Mallorca y Bizancio (Palma de Mallorca 2005), pp. 45–99 at pp. 84-85; Jarrett, “Nests of Pirates”, pp. 208-209. The opinion of Ibn Khaldūn is mine, not Signes’s!

8. Basically, the Byzantinists see it as Byzantine till the last possible moment (as witness Signes), the Islamicists see it conquered as early as possible, and the Catalans see it as taken over by the Carolingians and thus effectively gathered into the future Catalonia with some unfortunate Islamic interludes that however serve to justify Aragonese ‘reconquest’. There are, admittedly, exceptions to this in every group except the Byzantinists.

9. Jarrett, “Nests of Pirates”, pp. 205-206; the text is in English in Bernhard Walter Scholz and Barbara Rogers (edd.), Carolingian Chronicles: Royal Frankish Annals and Nithard’s Histories, Ann Arbor Paperback 186 (Ann Arbor 1972), online here, pp. 1-128, s a. 798.

10. Jarrett, “Nests of Pirates”, p. 208.

11. Signes, “Bizancio y las Islas Baleares”, p. 85.

12. Jarrett, “Nests of Pirates”, p. 208, accessible to me from Ibn Idari, Historias de al-Andalus, transl. Francisco Fernández González (n. p. n. d.), pp. 81-82.

13. On the situation of Pamplona see Juan José Larrea & Jesús Lorenzo, “Barbarians of Dâr al-Islâm: The Upper March of al-Andalus and the Pyrenees in the Eighth and Ninth Centuries” in Guido Vannini & Michele Nucciotti (edd.), La Transgiordania nei secoli XII-XIII e le ‘frontiere’ del Mediterraneo medievale. Trans-Jordan in the 12th and 13th Centuries and the ‘Frontiers’ of the Medieval Mediterranean, British Archaeological Reports (International Series) 2386 (Oxford 2012), pp. 277–288.

14. Signes, “Bizancio y las Islas Baleares”, pp. 46-54; Josep Amengual i Batle, Els orígens del cristianisme a les Balears i el seu desenvolupament fins a l’època musulmana, Els Trebals i els dies 36 & 37 (Palma de Mallorca 1991), 2 vols, vol. I pp. 441-453; there are other people I could cite, as well, but these notes are crowded enough and anyway I do at Jarrett, “Nests of Pirates”, p. 207 n. 64.

15. Muḥammad ibn ʻUmar Ibn al-Qūṭīyah, Early Islamic Spain: the history of Ibn al-Qutiya, transl. David James (London 2011).

16. I have, in fact, sat down and read all of it, while in bed in Venice in fact, and it has many excellent stories in it one of which will be a future blog post; but I don’t have notes. Anyway, while I’m trailing future blog posts we might note that if this thing were in there it would not be the only evidence for early raiding preceding the invasion of Iberia, as I will later disclose, and that was why I didn’t initially think anything need be wrong with the idea.

17. Signes, “Bizancio y las Islas Baleares”, p. 93 n. 5, cites Julián Ribera (ed./transl.), Historia de la Conquista de España de Abenalcotía el Cordobés, seguida de fragmentos históricos de Abencotaiba, etc., Colección de obras arábigas de historia y geografía que publica el Real Academia de Historia 2 (Madrid 1926), online here as of 10th July 2016 but sadly no longer, but he gives no page reference, I suspect because he could not find the passage in question either.

18. Amengual, Orígens del cristianisme, vol. I pp. 442-443, citing Ribera, Historia de la Conquista de España, p. 122, which is correct.

19. R. Dozy, Recherches sur l’histoire et littérature de l’Espagne pendant le moyen âge, 3ème ed. (Paris 1881), 2 vols, vol. I, online here, pp. 21-40.

20. Jarrett, “Nests of Pirates”, p. 210.

Al-Mansur’s failure to conquer the north of Iberia

This is the second of the reaction posts I promised following my much-backlogged report on the 2018 International Medieval Congress. One of the papers I’d been to see was by one Josep Suñé Arce, and was called "Was the Umayyad Caliphate of Córdoba as Strong as Arab Chroniclers Claimed?" I wanted to see this mainly because I couldn’t see how the question could be answered as framed, on the one hand because it’s two different grades of subjectivity – imagine an answer like, “Well, the chroniclers give it a clear 5 across the board but I score it B-!” – but on the other because the evidence from which the chroniclers would have to be falsified is, well, their chronicles. The only way I could intellectually conceive of the question being answered was as some version of ‘can we tell if the chroniclers were making stuff up?’, but if they were, then how would we know what was really the case?

Now, if he ever reads this I hope that Dr Suñé will forgive me that scepticism, because actually his paper was way more interesting than I’d unjustly feared. But, additionally, in early 2019 a fuller version of it came out in print.1 But because my first reactions were to the 20-minute conference paper, not the final article, I think it’s interesting to start with what I thought of the paper, and to see how the article differs. The argument of the paper fell into three parts, as follows:

  1. The sources are biased: they are based on official records which had no interest in a neutral viewpoint; and they are, especially in the case of the eleventh-century chronicler Ibn Hayyān, tinged by a nostalgia for the strong caliphate born of living through the subsequent taifa era in which Christian raids helped break up the Andalusī state and Ibn Hayyān’s own family were ruined and he had to flee to Morocco.
  2. The sources report victory much more than defeat, even when the Christian sources of the time tell the opposite story; but these victories didn’t lead to conquest or elimination of any of the targets.
  3. From other sources we can even see that the Catalans and Navarrese gained ground against Islam in the period; we also see that the Caliphate expended a lot of gold to try and keep the Christians from banding together, so they were actually making their enemies stronger.

So the answer to my methodological objection was, obviously, use other sources, and fair enough, that’s me told. But I now had further questions, as the saying goes. The question I actually raised was whether this was even what Ibn Hayyān cared about, because at this stage I had a different dissertation pupil with whom I was coming to the conclusion that what Ibn Hayyān’s overall historical argument was that Islam has struggled with internal divisions pretty much from the death of the Prophet onwards, but that wherever they were involved the Berbers made things worse. But now I’d want to ask, most obviously, surely the Christian sources have exactly the same biases; can we really use them as a check on later Arabic sources when they’re just as interested in presenting their own side as ever-victorious and righteous, especially since the most relevant chronicles were actually written for rulers prosecuting campaigns against Islam whereas at least Ibn Hayyān wrote after the fall of the Umayyads and so out of reach of the distorting effect of their patronage (though admittedly, his main sources did not).2

On the other hand, and the reason I flagged this paper as one I needed to think about more, Dr Suñé was not wrong that despite everything that al-Mansur inflicted upon the Christian kingdoms, their territory did expand in this time. In the case of Catalonia, I think I can explain it as the filling-up (by government, rather than by people) of a substantial unclaimed space between the two polities; it wasn’t that the Muslims were losing ground, it’s more that since about 827 no-one beyond it had really ruled the space between, say, Lleida and Barcelona, and now, by creeping settlement and governmentalising processes I’ve written much too much about here already, the Christians partly did. I don’t know enough about Navarra but there it seems to be more complex: a land which had been notionally under the pact, and thus inside the dar al-Islam, but was really only controlled by the intercession of our favourite frontier warlord clan, the Banū Qāsī, was lost when they rebelled and were crushed, and so the edge of direct control actually expanded under the caliphate, as their territory was taken over, but its notional extent shrank because Navarra was now lost.3 Navarra then expanded somewhat during the reign of al-Mansur, sure, but mainly with respect to its Christian neighbours and, as I’ve pointed out, was by 1030 or so pretty much in charge of the north under Sancho the Great.4 But was that anything to do with the Caliphate? Perhaps only because its raids had diverted and weakened Navarra’s more exposed competitors, I’d say. So here I would have had counter-arguments, and it was presumably some sense of what these were that made me flag the paper.

(Obverse of) gold dinar of Caliph Hishām II of Spain, 999-1000, Grierson Collection, Fitzwilliam Museum CM.PG.1192

(Obverse of) gold dinar of Caliph Hishām II of Spain, 999-1000, Grierson Collection, Fitzwilliam Museum CM.PG.1192

Reverse of the same coin

Reverse of the same coin

But the bit I can’t contradict, or even explain, is the flow of gold, because it is very evident in the charters I know so well. I was by no means the first person to spot that over the course of the 970s and 980s the main operating currency around the city of Barcelona became Muslim gold – that was Gaspar Feliu, whom all praise – but I could see what he’d seen very easily. Even in the years after the sack of Barcelona in 985, a decent part of the payments that were made to sort out land tenure and endow repaired foundations were in mancuses.5 If they were at intermittent but perpetual war with the Caliphate, where was all the gold coming from? Both Feliu and after him Pierre Bonnassie opted for trade that we can’t really see as an explanation; we see the foreign goods people could acquire with this money and we see the money but we don’t see anyone actually doing the trade, and no-one is able to explain what the people of Barcelona had to sell that was bringing in so much gold except for waving their hands at the idea of slavery, which is fine except that again there’s no positive evidence; Arabic sources don’t talk about buying slaves in Barcelona and Christian ones don’t talk about importing slaves to Barcelona or enslaving people, or even really feature slaves in any number.6 Of course the goods were, in Graham Swift’s immortal wording, ‘perishable’, and therefore so might be the record, but it’s still a big silence.7 Maybe, therefore, diplomatic pay-offs are part of the answer (though I have to say that, prior to the succession Ramon Borrell in 993 at least, the counts did not pay for things they bought in mancuses, something that I’ve only just really realised this moment, so how those payments got into the market I don’t know).8

So there matters could have rested, except that firstly Dr Suñé published the article, in a journal I was about to turn up in myself indeed, and secondly I had a dissertation student who was essentially asking the same question, so I grabbed it down. But did I read it? Well, got to admit, no, I just never got to it. But because I care about you, my readership, and also about not looking badly underinformed when I write this blog, I have read it now, and it is a serious piece of work that I’ve had to think hard with. The basic contention Dr Suñé wants to make is that the Umayyad Caliphate was never really strong enough reliably to dominate all its Christian neighbours, that even at its most militarised it was unable to prevent them overall gaining territory from it, and that we should not see its fall as internally caused, but as the result of it having had to feed gold steadily to its enemies for some decades when what turned out to be a fatal civil war broke out in 1009 and both sides did what the government had been doing for ages and enlisted Christian help. Of course the chronicles don’t say this like this, but they wouldn’t, would they, and you can see it in the whole source complex even so. Such, anyway, is the argument. It’s quite a complex thesis, and it rests on a knowledge of both Christian and Arabic materials I’m not sure anyone’s brought to it before, and in particular a deep knowledge of the works of Ibn Idhārī, a thirteenth-century African chronicler with a very detailed account of the events in question.9 I have found about at least two Catalan border skirmishes I’d no idea were recorded by reading this article. I also don’t find the basic argument implausible in this fuller version. That being said, there are still a couple of things I think aren’t fully proven, and one of them prompts me to wonder if there isn’t another, slightly different way to read what was going on in the Iberian Peninsula over about 970 to 1010.

So, the first question I have is over the amount of ground the Christian principalities supposedly gained over the Caliphate during its purportedly dominant phase. To start with, there is the argument I raised above, about incursions into no-man’s land rather than conquest from an enemy. It’s not that Suñé has no evidence for this happening, but a lot of it is either very early, as in, dating to before the Caliphate proper and therefore during the period of Andalusī civil war around or just after 900, when to be honest it’s not really clear who owns these places even when they’re lost; or it’s very late, as in during or after that civil war of 1009-1013 we already mentioned; or it’s a bit weird.10 What do I mean, weird? Well, one reference, which is supposedly to prove Catalan gains in Anoià and Penedès, in Manresa and Barcelona respectively, cites a charter covering Castell Cornil in more northerly and easterly Osona instead, and not the earliest one from there either; I don’t understand what the point of this is, and it certainly doesn’t establish that these had previously been Muslim territories, rather than unclaimed.11 Another cite is la Garde-Freinet, the Muslim coastal fortress site in Provence that I’ve written about, which was indeed lost to the Christians in 972/73, but which was not clearly an Umayyad possession and which in any case hardly reflects on the situation in the Iberian Peninsula.12 I’m left thinking that there may not be that much good evidence for what Suñé argues here, as opposed to the governmental creep I know we can see in the charters.

La Garde-Freinet, seen from the fort on Massif des Maures

La Garde-Freinet, seen from the fort ruins on Massif des Maures, unquestionably a Muslim possession lost to the Christians but, importantly, not in the Iberian Peninsula… Photo by Patrick RouzetOwn work, licensed under CC BY-SA 3.0 via Wikimedia Commons

But there is also the question of the gold, as mentioned above. This is a problem that Dr Suñé faces head-on, because he sees the flow of wealth northwards even during the belligerent phase of the caliphate’s existence as crucial to the way it undermined itself. To his credit, he does not say it was trade or slaving that brought this money northwards, but his explanation still isn’t very convincing. Firstly he notes that Berber troops recruited from Africa were usually paid; then he notes that al-Mansur’s armies (but not those of his caliphal predecessors) had Christian contingents; so he assumes they must have been paid too. To this he adds the infamous tribute payments, the parías, which Anna Balaguer has shown funnelled huge amounts of wealth into Catalonia and Aragón. But the thing is, she shows it for later, because the parías, again, didn’t start till the civil war of 1009-1013. Suñé’s citation of her work says that it demonstrates, “the inflow of Andalusian gold into the Catalan counties during the period 941–1180”, but that date range is really misleading, because actually Anna notes a single raid of 945 (not 941), which is itself much debated, and then there’s nothing in her tables till the civil war.13 And this makes sense, because you’d hardly expect the Andalusī state to be paying tributes to the same people it was cyclically raiding at the same time. So that only leaves payment for military service, which worryingly is not actually attested, again, until the civil war. The only good example Suñé has before that is of exactly the thing he thinks didn’t normally happen, conquest and then subject military service, as some Leonese frontier counts around Astorga were apparently so subdued by al-Mansur’s attacks in 997 that they agreed to pay the Muslim tax on Christians and serve in the army when summoned, and were thus part of the infamous sack of Santiago de Compostela later that year, on the Muslim side.14 To me, this just doesn’t look like the kind of flow of money northwards that could fund a military recovery.

And yet, as said above, the gold did go north, whether we can explain it or not. So perhas a better question is whether Suñé is right about what the Umayyads, and their ‘Āmirid quasi-deputies, were actually trying to do. He reproaches them for not achieving the conquest of the places they attacked despite three or four or more goes, and says that without definitive military victory it’s clear that the Christians would always return to being a threat.15 I’m not sure what kind of victory would be definitive enough for him here; was such a victory achieved at any point in the history of Islamic Iberia? Maybe las Navas de Tolosa, supposedly the last hope of a unified Muslim resistance to the Christian conquests, but even that’s a debate.16 But it seems that Dr Suñé thinks that the natural aim should have been conquest and direct political takeover. To that I say that it just doesn’t seem to be what the rulers of al-Andalus set out to do, at least not since around 720 or so. Rather, their aim appears to have been to pillage, burn and terrorise, with the hope of two quite separate results: one, of immediate importance, booty with which to satisfy the military when they went off duty, and two, less important, possible submission from the enemy, thus guaranteeing safety of Muslims near the frontiers and, if there were any of those, beyond. Sometimes, as we’ve seen, that submission might one way or another technically bring the Christians into direct political subjection, at least for a while, but if they recognised the caliphate’s authority long enough not to interfere with it, that was often enough, as the caliphate usually had its own problems to sort out anyway. At any rate, this is how I see it after a few years teaching it.

Soldiers of al-Mansur, depicted in the thirteenth-century Cantigas de Santa Maria

Al-Mansur’s army, as depicted in the Cantigas de Santa Maria of King Alfonso X of Castile, public domain via Wikimedia Commons

In the 970s, however, this shifted as al-Mansur realised that he could to a large extent solve those problems by recruiting soldiery from many more sources, so as to cut down on the ability of any one military power-base to defy him, and by paying for that by raiding the Christians much more often.17 Now, I think al-Mansur was smart enough to realise what many historians have said since, that the problem with a polity based on conquest is that it has to keep conquering, or else change its power-base. Any change to the power-base would probably have toppled al-Mansur from power, though; the continual, successful jihad he waged was critical to his importance. So conquest was not his aim; instead, the Christian principalities were, I think, a flock of metaphorical geese who, if killed, would stop laying the golden eggs of booty with which he paid his troops and celebrated his triumphs. Even removing their productive capacity would have made it harder for him to stay in control in Córdoba. So if gold got north, by trade, slavery, diplomatic payment, whatever, I think that was good for him, not least because he probably expected to take a decent tithe of it back southwards again every six or seven years. It might even have been a stable and reproducible system for a while. Now, I think Suñé may well be right that what went wrong with the system is that the Christians got too big to quell, and that al-Mansur’s less successful sons either couldn’t win so easily or picked their targets less well, lost the assurance of success and became vulnerable to internal opposition. But I think he may be missing the point of the ‘Āmirid strategy to say that they failed to conquer their opponents when they should have; to do so would probably have been the end of them. Instead, I think, like other rulers of many different sizes at the same sort of time, they found themselves facing the problem of what to do when enough people around you are getting rich that they no longer need to pay you as much attention as before to keep them important.

There isn’t really a good account of the history of the Iberian Peninsula either side of the year 1000 in English. Roger Collins’s is good, but is only twenty pages; Peter Scales’s old book gets at many of the important issues, but essentially does so by silently transcribing Ibn Hayyān; and I find myself usually recommending the first chapter of David Wasserstein’s book on the taifa kings even though it’s even older and principally about something else.18 This article by Suñé is a big step towards one, but it’s necessarily involved in debates which would completely swamp someone who was new to the era. There’s still no adequate account. Maybe I have to write one, some day. Or maybe Dr Suñé should, because I would definitely read it if he did!

1. Josep Suñé Arce, “Was the Umayyad Caliphate of Cordoba as Strong as Arab Chroniclers Claimed?” in al-Masāq: Islam and the Medieval Mediterranean Vol. 31 (Abingdon 2019), pp. 35–49, DOI: 10.1080/09503110.2018.1553376.

2. Ibn Hayyān’s principal sources were, supposedly, mostly-lost chronicles by two father-and-son historians, ‘Isā and Ahmad al-Razī, who wrote under the Caliphate. For more on Ibn Hayyān’s chronicle and its problems for us, see Manuela Marín, “El «Halcón Maltés» del arabismo español: el volume II/1 de al-Muqtabis de Ibn Ḥayyān” in al-Qanṭara Vol. 20 (Madrid 1999), pp. 543–549. There’s nothing in English, which is going to be a bit of a theme for this post.

3. I covered this in an IMC paper of my own long ago, but it’s no closer to being in print so instead I have to refer you to Jesús Lorenzo Jiménez, La dawla de los Banū Qasī: origen, auge y caída de una dinastía muladí en la frontera superior de al-Andalus, Estudios Árabes e Islámicos: Monografías 17 (Madrid 2010), on which it was heavily based, because there’s (yes) nothing in English.

4. Jonathan Jarrett, “Before the Reconquista: frontier relations in medieval Iberia 718 to 1031” in Javier Muñoz-Basols, Laura Lonsdale and Manuel Delgado (edd.), The Routledge Companion to Iberian Studies (London 2017), pp. 27–40, DOI: 10.4324/9781315709895.ch3, at pp. 29-30. There’s nothing (else) in English on Sancho the Great, except as patron of sculpture, and I really wish there was.

5. Gaspar Feliu y Montfort, “El condado de Barcelona en los siglos IX y X: organización territorial y económico-social” in Cuadernos de Historia Económica de Cataluña Vol. 7 (Barcelona 1972), pp. 9-31, translated as Gaspar Feliu i Montfort, “El comtat de Barcelona als segles IX i X: Organització territorial i econòmico-social” in Feliu, La llarga nit feudal: mil anys de pugna entre senyors i pagesos (València 2011), pp. 63–91. Such work as there is in English just refers to this, including my own, Jonathan Jarrett, “Currency Change in Pre-Millennial Catalonia: Coinage, Counts and Economics” in Numismatic Chronicle Vol. 169 (London 2009), pp. 217–243.

6. The best recent attempt to put together what evidence there is for this trade is Thomas Freudenhammer, “Rafica: Frühmittelalterlicher Karawanenhandel zwischen dem Westfrankenreich und Al-Andalus” in Vierteljahrschrift für Sozial- und Wirtschaftsgeschichte Vol. 105 (Stuttgart 2018), pp. 391–406. There is nothing in English…

7. Graham Swift, Last Orders (London 1986), p. 285.

8. This’d be a long footnote if I gave all the references, but the short version is that in all of Borrell II’s sales he pays in solidi, or at least the price is given in them. Since there were no coins of that denomination in Catalonia, what the prices were actually paid in is another question, but since Borrell did run his own coinage—see Jarrett, “Currency Change”—you’d expect him to use that, really.

9. Very little of Ibn Idhārī is available to me, at least until and unless I actually learn Arabic. The bit I know is Giorgio Levi della Vida, “Córdoba de la primera a la segunda conquista de la ciudad por los berberiscos (Nov. 1009–May. 1013) seg&uuacute;n al-Bayān al-Mugrib de Ibn ‘Idārī”, ed. Claudio Sánchez Albornoz & trans. I. Arias in Cuadernos de Historia de España Vol. 5 (Buenos Aires 1946), pp. 148–169, which is fascinating but not the whole text by any means! It does, however, include the bit that Dr Suñé uses as a worked example (“Umayyad Caliphate”, pp. 4-5) of how, when faced with multiple accounts, the Arabic chroniclers choose the highest numbers for Christian casualties they can find. Now, this is actually an odd bit to choose, as though the sources do say what Dr Suñé says they say, on this occasion the victorious Muslims were Berber troops actually opposing the Catalan mercenaries bought in by one of the Ummayad claimants in the civil war of 1009-1013. This can’t really be pro-Umayyad bias, therefore, and I think this is an agenda that Dr Suñé misses. Ibn Idhārī seems to me, indeed, to have been writing at least partly to argue against Ibn Hayyān, who seems to have blamed Berbers for almost everything that went wrong in al-Andalus. Throughout his account of the civil war, therefore, Ibn Idhārī argues that the Berbers were always the staunch and righteous defenders of al-Andalus, but the corrosive fear and mistrust that they met from their supposedly fellow Muslims undid all their good attempts. What this means for the argument here is that we need to consider that the chroniclers had specific as well as general biases…

10. Referring especially to Suñé, “Umayyad Caliphate”, pp. 11-12, with conquests of 907-918 (p. 11) or of lands which we simply don’t know were ever Muslim ruled, because the evidence cited is the work of the team led by Ramon Martí on place-names in palatio. You know my views on that theory, but in case you thought I was a lone voice in the wilderness see also Xavier Ballestín, “Consideraciones acerca del termino árabe balāṭ, su equivalencia con la voz latina palatium y su presencia en las fuentes andalusíes, magrebíes y orientales” in Ballestín and Ernesto Pastor (eds), Lo que vino de oriente: horizontes, praxis y dimensión material de los sistemas de dominacion fiscal en al-Andalus (ss. VII-IX), British Archaeological Reports (International Series) 2525 (Oxford 2013), pp. 28–42.

11. Ramon Ordeig i Mata (ed.), Catalunya carolíngia volum IV: Els comtats d’Osona i Manresa, Memòries de la Secció Històrico-Arqueològica 53 (Barcelona 1999), 3 vols, I, no. 654, cited by Suñé, “Umayyad Caliphate”, p. 12 n. 74. The other primary source in the note takes a 1022 report of Islamic presence at Montserrat four generations earlier as true; but not only do we have documentation from Montserrat from nearly a century before (e. g. Ordeig, Catalunya Carolíngia IV, I, no. 273, of 924) that makes no mention of this, there was an obvious value to the rhetoric of conquest (which I discuss in Jonathan Jarrett, “Power over Past and Future: Abbess Emma and the nunnery of Sant Joan de les Abadesses” in Early Medieval Europe Vol. 12 (Oxford 2003), pp. 229–258, DOI: 10.1111/j.0963-9462.2004.00128.x), and here again I can’t but feel that Dr Suñé has not felt it necessary to subject his Christian sources to the same critique as he does his Arabic ones.

12. My piece is Jonathan Jarrett, “Nests of Pirates? ‘Islandness’ in the Balearic Islands and la-Garde-Freinet” in al-Masāq Vol. 31 (Abingdon 2019), pp. 196–222, but Suñé cites Kees Versteegh, “The Arab Presence in France and Switzerland in the 10th Century” in Arabica Vol. 37 (Leiden 1990), pp. 359–388, which to be honest is a better starting point, as I had other points to make in mine.

13. Suñé, “Umayyad Caliphate”, pp. 13-14, citing p. 13 n. 84 Anna M. Balaguer, Del Mancús a la dobla: Or i paries d’Hispània, Col·lecció J. Botet i Siso 2 (Barcelona 1993), pp. 42 & 53, the table in question being on the latter.

14. Suñé, “Umayyad Caliphate”, p. 10, mentioned again p. 13.

15. Ibid. pp. 10-12.

16. For example, compare Martín Alvira Cabrer, “Las Navas de Tolosa: the beginning of the end of the ‘Reconquista’? The battle and its consequences according to the Christian sources of the thirteenth century” in Journal of Medieval Iberian Studies Vol. 14 (Abingdon 2012), pp. 45–51, and Bernard F. Reilly, “Las Navas de Tolosa and the changing balance of power”, ibid., pp. 83–87, part of a special issue of nine short articles about the significance of the battle.

17. For al-Mansur I tend to use Philippe Sénac, Almanzor: el azote del año mil, trans. Antoni Furió (Valencia 2011), simply because I own it, but there is also Xavier Ballestín, Al-Mansur y la dawla amiriya: una dinámica de poder y legitimidad en el occidente musulmán medieval, UB 78 (Barcelona 2004), which must also be worth a look, and at least an introduction in English can be found in Roger Collins, Caliphs and Kings: Spain, 796-1031, A History of Spain 5 (Chichester 2014), pp. 185-198.

18. Ibid., pp. 185-204; Peter C. Scales, The Fall of the Caliphate of Córdoba: Berbers and Andalusis in conflict, Medieval Iberian Peninsula 9 (Leiden 1994); David Wasserstein, The Rise and Fall of the Party-Kings: politics and society in Islamic Spain 1002-1086 (Princeton NJ 1985), pp. 55-82.

What to remember from the 2018 International Medieval Congress?

Although I feel that it probably is a sign that I am catching up on my blogged past, I have to admit that I face the fact that the next thing in my blog pile is the International Medieval Congress of three-and-a-half years ago with a certain unwillingness. I mean, I’ve spent much of the last two years either trying to stay off or being told I can’t go onto the campus where it happened, for a start, so there is definitely a sense that this is deep past which doesn’t have so much to do with time as experience. But I’ve done all the rest and the format for them seems pretty well worked out now, and so I will give it a go.

Postcard advertisement for the International Medieval Congress 2018

Postcard advertisement from the IMC website

This was, I am reminded as I fish the programme off the shelf, the 25th International Medieval Congress, and the programme is the fattest of all the ones on that shelf. I can’t actually work out how many sessions there were: it says that there were 392 sessions on the conference theme of Memory, 9 keynote lectures and 394 further sessions, plus 4 lectures, so I think it’s 799, but firstly I’m not sure if that was everything and secondly, that was the programme as initially published, not the result of all the subsequent changes you find in the also-thick booklet of changes when you register. And in any case, however many sessions there are, you still can’t go to more than 17 because that’s how many slots there are in the programme, which is massively parallel, and most delegates won’t manage that because of their feeble needs for food and sleep or because of wisely placing socialising with people you otherwise never see over more direct forms of academic engagement. I do like, however, how this means that it’s probably mathematically possible for more paths through the Congress to exist than there are attendees, since there were this year 2,545 attendees and, if my GCSE maths does not fail me, 1 x 53 x 1 x 54 x 54 x 13 = 2,009,124 possible combinations of sessions just on the Monday not including any of the receptions. How would we know if it got too big? Anyway, this just means that what I have done the last few times, just listing my own path and then offering a few remarks where things still stand out for me, seems like the best approach still, because I can’t give an impression of 2 million plus possible other Congress experiences in one blog post, now can I? So mine is below the cut, day by day with brief commentary on each day to lighten the data dump. As ever, I’m happy to try and answer questions about the papers if people have them, but I will try and stay short unless you do. Here we go! Continue reading

An(other) peculiar choice of local hero

The blog backlog seems to be moving quite rapidly through 2018 now; there is a grave danger of currency some year soon… But right now you find my memory of my life academic in late March 2018, facing the reality that, because of that grant I had got the previous year to get people together to talk about frontiers, I was now going to have to come up with a paper to give in a few weeks at a conference in front of those people. I will write (again) about that conference, in which there were much more interesting papers than mine, shortly, but by way of a run-up I want first to write about a peculiarity of local historical memory about a little-known figure of the Muslim régime in the Iberian Peninsula (or to use its snappier Arabic name, al-Andalus), a guy known to us as ‘Abd al-Rahmān ibn Marwān al-Ŷillīqī.

Modern bust of Mūsā ibn Mūsā in Tudela

Modern bust of Mūsā ibn Mūsā Ibn Qāsi in Tudela, by Arenillas (Own work) [Public domain], via Wikimedia Commons.

To do this I want to start somewhere we’ve been before, Tudela in the time of the nearly-legendary frontier warlord Mūsā ibn Mūsā. You may remember (or may quickly surmise from the old blog post I just linked there) that this man was said in a Christian chronicle of his era to have called himself ‘the third king of Hispania‘, which for me raised the questions, firstly, who’s number 2, and secondly, why does no Muslim source say this?1 But more important than my answers to those questions (which, after all, are in that post) is the fact that at Tudela Mūsā is now a feature of public memorialization, as ‘el Rey de l’Ebro’, King of the Ebro Valley, presumably because he is the only person who ever ruled as a successful independent from Tudela, so is ‘theirs’ in some way despite having repeatedly conquered or been awarded the place from his actual base at Arnedo. And it transpires that that is not the only such story, except that this one has maybe even shakier a basis.

It’s not, I should say, that there is any doubt that al-Ŷillīqī (or indeed Mūsā) actually existed; they are both reasonably attested. Neither is it that al-Ŷillīqī wasn’t an interesting and indicative character; that was indeed why I was looking at him. His story is substantially told in the Ta’rikh iftitāḥ al-Andalus (History of the Conquest of al-Andalus) of Muḥammad Ibn ʿUmar Ibn al-Qūṭiyya, which is now well-translated into English.2 It goes basically like this: he was the son of the governor of Mérida, from an originally-Christian family who had converted to Islam (which is probably why the likewise-descended Ibn al-Qūṭiyya, ‘son of the Gothic woman’, was interested in his story), and for reasons we know not (possibly not being allowed himself to become governor of Mérida?) rebelled against the Cordoban government of al-Andalus in 868.3 This coincided with a rebellion by another descendant of converts about whom we know much less, a guy called Sa’dūn ibn Fatḥ al-Surunbāqī, and the two of them teamed up and got help from the Christian north, at this time dominated by the aggressive and successful King Alfonso III of Asturias, as Ibn al-Qūṭiyya puts it, “causing huge disturbances throughout Islam, which would take too long to relate.” It was this connection to the Christian north, known in al-Andalus as Ŷillīyya from the same root that gives us modern Galicia, that got al-Ŷillīqī the by-name by which history now recalls him.

Anyway, this escalated, because the emir Muḥammad I sent his son with an army against the rebels, and the rebels won and captured the army’s commander, whom they gave to Alfonso III to ransom. This elevated al-Ŷillīqī’s standing on the frontier to the point where he was basically untouachable, and the terrible two began raiding much deeper into Cordoban territory. Muḥammad, apparently recognising that the situation could not be recovered, now entered negotiations, and Ibn al-Qūṭiyya’s report of this is so great that I’ll just quote it.

“Now, when the emir had become sorely tired of Ibn Marwān, he sent an intermediary to him, who said, ‘Listen! We are tired of you and you of us, so make known your plans.’ He replied, ‘My plan is to have al-Basharnal [San Cristobal], to build it up, extend it and populate it. I will pay allegiance, but will make no tribute nor abeyance, nor will you make any prohibitions.’ This place, al-Basharnal, is opposite Baṭalyaws [Badajoz], with the river [the Guadiana] between. It was agreed that Badajoz should be fortified as far as the river, to protect the party of Islam, according to the conditions.”

So with that matters were temporarily arranged. The province was at least notionally no longer in rebellion and the frontier of al-Andalus technically extended to its edge, even if Córdoba had no real power there; one would like to know whether al-Ŷillīqī would have fought in the emiral army if Muḥammad I had summoned him, as Mūsā ibn Mūsā did when the Vikings came a generation before, but as far as we know this never came up. Nonetheless, the situation was embarrassing, and eventually the ransomed army commander, a guy named Hāshim, persuaded Muḥammad to let him have another go (with a different one of the emir’s sons in tow this time). They must have moved quite slowly, however, because apparently news of their move north reached al-Ŷillīqī in plenty of time for him to send a letter to Córdoba, which Ibn al-Qūṭiyya summarises as follows:

“‘I have heard that Hāshim is on his way west. I have no doubt that he is intent on revenge, now that I am staying in a secure fort. Well, by God! if he comes past Niebla, I will put Badajoz to the torch! Then I will return to my previous tactics with you.'”

The army must have stayed in Niebla for some time, because on receipt of this letter Muḥammad I was apparently able to send orders to it to halt, and Badajoz was not burned on this occasion. It’s all a fascinating story for my purposes, and I’ll talk about the conclusions I draw from it in the next post, but as far as either Ibn al-Qūṭiyya or any other writer is concerned that’s where the story ends. We know of two sons of al-Ŷillīqī and some descendant was in rebellion against ‘Abd al-Raḥmān III (912-961 CE) in Ibn al-Qūṭiyya’s own time, so the family probably stayed in charge in the area till at least then, but this is not part of any coherent account of anything except ‘Abd al-Raḥmān III.4 But it’s not where local memory of the man ended, or at least it has been revived, because look!

Statue of Ibn Marwān al-Ŷillīqī as founder of Badajoz, by Estanislao García, Badajoz, 2003

Statue of Ibn Marwān al-Ŷillīqī as founder of Badajoz, by Estanislao García, Badajoz, 2003; image by Gianni86Trabajo propio, public domain, via Wikimedia Commons

This was put up in Badajoz in 2003, and is the work of one Estanislao García. You can’t see the plaque on this public-domain image, but there are several very good copyright ones on another site here and they make it clear that the Wikimedia caption is actually what is on the plaque, in both Spanish and Arabic, “Ibn Marwán, fundador de Badajoz, año 875 / 261 AH” (Ibn Marwān, founder of Badajoz, 875 CE or 261 Hijri).

Now, for reasons that are probably obvious, this historian here finds these choices a bit peculiar. Let’s never mind that there is basically no date for any of al-Ŷillīqī’s actions after 868; the date they’ve chosen is indicative and might not even be wrong. I’m more puzzled by the choice of this figure at all and the rôle they’ve given him. Firstly, I guess it’s evident from the story as reported above that Badajoz already existed when al-Ŷillīqī first became a problem there, and indeed as you’d expect the archaeology supports that. This city website admits that but still argues that the city can be considered al-Ŷillīqī’s foundation, and attributes to him walls that were built around the city in 878; but we’ve seen from Ibn al-Qūṭiyya that those walls were most likely put up against him, “to protect the party of Islam.”5 The place that al-Ŷillīqī founded, or at least built up, was San Cristobal, which is now all gone as far as I can tell, and he did that primarily so as to be able to threaten the good people of Badajoz if state power looked like coming anywhere near him.

Yet the descendants of those good people have still paid for a statue of this man, who would have cheerfully burned their city and ancestors, and decided he should be the crucial figure of their local history. Part of me would like to know what the consultation and decision process, and indeed the available education about the city’s past, were that lay behind the commissioning of that statue; and part of me fears that the answers would give me unto despair for the usefulness of the historical profession. And I suppose the reply from a patriotic citizen might be, “if you can’t give us anything better but can only take away the one documented early mention of our town, you can get out of town yourself,” and I would understand that to a point. And I suppose it’s even possible from what Ibn al-Qūṭiyya says about it that San Cristobal is now in Badajoz, which now extends over both banks of the Guadiana, and so that in that sense there would be a part of the city which he founded. But even if so, he did that by turning the other half into his hostages, and I can’t help feeling that should make a difference to his memory!6

1. Yves Bonnaz (ed./transl.), Chroniques Asturiennes (fin IXe siècle) (Paris 1987), Chronique d’Alphonse III s. a. 850. On the family and their position on the frontier see now Jesús Lorenzo Jiménez, La dawla de los Banū Qasī: origen, auge y caída de una dinastía muladí en la frontera superior de al-Andalus, Estudios Árabes e Islámicos: Monografías 17 (Madrid 2010).

2. Muḥammad ibn ʻUmar Ibn al-Qūṭīyah, Early Islamic Spain: the history of Ibn al-Qutiya, transl. David James (London 2011), where see pp. 118-119.

3. Not all of these details are in the text; Ibn al-Qūṭīyah, History, p. 127 n. 38 supplies them from Maria Isabel Fierro, “Familias en el Ta’rīj Iftitāḥ al-Andalus de Ibn al-Qūṭīyya” in Estudios Onomástico-Biográficos de al-Andalus vol. IV (Granada 1990), pp. 41-70, citing no. 67 & nn. 79-80, which I have not seen myself.

4. For the sons see ibid.; for the subsequent rebellion, Ibn al-Qūṭīyah, History, p. 140. The rebel lost this time, and that probably was the end of the family’s story.

5. See n. 2 above for the quote; “Historia”, Ajuntamiento de Badajoz, online here, says:

“La ciudad de Badajoz puede considerarse de fundación musulmana, a pesar de que las excavaciones realizadas en la Alcazaba, demuestran que ya en época prehistórica, en el calcolítico concretamente, existió un considerable núcleo de población. Esta población perdura en epoca protohistórica, pero no parece que existiera núcleo urbano durante el dominio romano de la península, aunque sí abundantes “villas” en sus proximidades.
“Tampoco ha quedado ninguna edificación visigoda, pero sabemos que debió tener cierta importancia este momento histórico a juzgar por la cantidad de restos encontrados como pilastras de mármol, capiteles, etc…
“Con los musulmanes, la ciudad adquiere notable importancia, siendo por dos veces capital de un reino independiente: la primera vez en tiempo del Valí Ibn Marwan (868) quien contruye las primeras murallas de adobe y tapial en el 878 y posteriormente al formarse los reinos de taifas y derrumbarse el califato cordobés en los primeros años del siglo XI.”

The key phrase here is pretty clearly “capital de un reino independiente”, capital of an independent kingdom, but to call Ibn Marwan walī, governor, or to accuse him of establishing that thing from that basis is surely to miss the context of his actions…

6. I should admit at this point that there is some relevant scholarship I haven’t been able to access, to wit, Christophe Picard, “La fondation de Badajoz par Abd al-Rahman Ibn Yunus al-Jalliki” in Revue des études islamiques Vol. 49 (Paris 1981), pp. 215–230, which nowhere I can easily reach has. I promise to check it before I try actually publishing anything involving al-Ŷillīqī, but it’s odd that Picard doesn’t even apparently agree about the guy’s filiation. Santiago Feijoo Martínez & Miguel Alba Calzado, “La decadencia de Mérida en el siglo IX” in Juan Zozaya Stabel-Hansen & Guillermo S. Kurtz Schaefer (edd.), Estudios sobre el Reino Aftasí, Bataliús 3 (Badajoz 2014), pp. 93–110, meanwhile, argue (p. 110) that the big event for Badajoz was the translocation of a decent part of the population of Mérida there in 875, for which they give no source; but if it happened, it was presumably another part of the state defence against al-Ŷillīqī, since we don’t think he controlled Mérida…

From Ankara to al-Masāq in eighteen months or so

Right, let’s see about that post I promised. I promised some account of the conference which had taken me to Ankara in February 2018, but given that a decent part of it emerged as a journal issue about which you’ve already heard, and that I already blogged much of the conference elsewhere long ago, I thought it might be more interesting to do this post as a story of how academic ideas becomes a publication at the moment.1 This will be old news to some of my readership, I know, but I’ll load it with enough stuff that didn’t get as far as the journal issue or into the other blog post to keep you interested as well, I hope. So here goes.

Dr Luca Zavagno at the entrance of Ankara Castle

Luca Zavagno, standing outside the walls of Ankara Castle on this very occasion

As I said in the last proper post, my friend and colleague Luca Zavagno had found himself with more of a grant he held with me left than we’d expected, and thus upscaled from what had been meant to be a single workshop at Bilkent Universitesi to a small but complete international conference with a few ancillary events, because he could. The whole program stretched over three days in the end. On the first of these and second of these the relevant events were public lectures held in the afternoon, and then the conference proper happened on the third day. In between times we climbed on castles, taught master-classes to the Bilkent students like visiting celebrities (which, I suppose I have to admit, we sort of were) and tried to make sure our papers would be OK. There were also, I admit, a few meals out. I have some pictures of parts of this academic jamboree, but I think I might be discreetly murdered if I posted them, so you will have to manage without. Instead, have some food for the mind in the form of the running order.

21 February 2018

  • Public lecture: Rebecca Darley, “Speaking in Many Voices: Roman and Byzantine coins in South India as sources for maritime and inland histories”

22 February 2018

23 February 2018

    Workshop: Islands at the Frontier of Empires in the Middle Ages

  • Elif Denel introducing the American Research Institute in Turkey
  • Lutgarde Vandeput introducing the British Institute at Ankara
  • Leslie Brubaker, “Piercing the Cultural Frontier: images of the Virgin in insular churches and the Byzantine heartland”
  • Matthew Harpster, “Sicily: a frontier in the centre of the sea?”
  • Luca Zavagno, “‘I Don’t Know Why I Go to Extremes’: the Balearics and Cyprus between Late Antiquity and the Early Middle Ages”
  • Rebecca Darley, “Is an Island always a Hub? Sokotra, Sri Lanka and the Shape of Commerce in the Late Antique Western Indian Ocean”
  • Chris Wickham, “Looking Back at the Eighth Century from the Eleventh”
  • Jonathan Jarrett, “Nests of Pirates:The Balearic Islands and la-Garde-Freinet compared”
  • Francisco J. Moreno Martín, “Archaeology of Iberian ‘Ecclesiastical Frontiers’ between 6th and 10th centuries”
  • Round Table

Now, if you are as keen a reader of my work as I wish I somewhere had, you will have maybe noticed that there is a lot more there than got into the eventual publication, and indeed that one article there isn’t here. This is the story of how the moment becomes the monument that I alluded to at the beginning, really. Luca had thrown this together quite quickly; thus, some people had brought stuff that was directly related to the topic, some had fortuitously had something tangentially related presentable, and one or two papers slipped in because they were what the speaker could offer. In particular, it was only a very few days before that Luca had discovered that one of his planned speakers would not be able to make it (and this being before we all adapted to Zoom, that was considered prohibitive), so Francisco wound up stepping in with literally days notice, and the paper was definitely never expected to be more than work in progress. So it goes.

Of the ones that didn’t get published, therefore, I’ll say a little on content as well as process. Rebecca’s public lecture looked at the distribution of Roman and Byzantine coin finds in India as compared to local coinage systems and as compared to temple sites, pursuing a connection she had by this time already suggested in print.2 There seem to be some sharp differentiations; Roman silver, gold and even copper is sometimes found in most areas south of the Deccan, but Byzantine coin only much further south (and only in gold), and both Roman and Byzantine stuff often appears slashed, cut up or imitated using gold foil round base-metal cores, none of which happened to local coinages. The former Rebecca suggested might be to do with the emergence of the Vakataka Empire during the late Roman era, across whose borders Byzantine coin seems not have got (and which ran no coin of its own as far as we know); the latter is where the temples might come in, if the damage to the coins was somehow part of the ritual in which they were given to such institutions (some of whose treasuries are even now objects of mystery and speculation). This didn’t go into the journal issue mainly becaue Rebecca was still working out what these things might mean, but also because it was nowhere near that issue’s topic, however interesting, and so it was left for her to pursue further elsewhere.3

Francisco Moreno Martín and Rebecca Darley conferring before the latter's public lecture at the University of Bilkent in 2018

Francisco and Rebecca conferring before Rebecca’s lecture, Professor Paul Latimer at right about to do the introductions

The next day Francisco took us through some of the different ways in which Spanish nationalist politics had looked at and used the Visigothic period in their thought and propaganda. As the only period in which the whole Iberian peninsula has been under one autonomous rule, between 624 and 711 except during the numerous civil wars, and under a Catholic autonomous rule to boot, you can see how this would be useful to such agendas, and indeed it was seen so in the ninetheenth century by such historians as Lafuente and Amador de Rios, but initially at least it did not form a big part of the propaganda of the Franco era, the Generalissimo seeing himself (and having himself shown) more in the mould of a Crusader or hero of the Reconquista, but his state more like the Roman Empire (like most right-wing states of the period, one might observe). The alliance with Nazi Germany however brought a shift in emphasis away from the Romans towards the supposedly shared Germanic background of the Goths, and a chance to grab border territory off defeated France in 1941 was framed as revenge for several occasions on which the Franks of French had underhandedly defeated the Goths or Spanish. This powered some new archæology of ‘Germanic’ burials but, when Germany lost the war, Franco had to fall back on the Church, always his support and now the only apparent explanation for why his far-right government alone survived, and started paying more attention to the Reconquista and the Asturian kings again. This was an object lesson in how political preoccupations can drive not just propaganda but the research behind it, but it was also one that Francisco was largely reprising from the work of people he’d edited rather than being something of his to offer, as well as being nowhere near the theme of the workshop, so it too did not get included.4

When it came to the actual workshop, the first two papers were never intended to be more than advertisements for two scholarly institutes in the neighbourhood and the facilities they could offer scholars working on the area, which are indeed worth knowing about, but which were obviously not publications. Leslie Brubaker’s paper was closely related to the one she gave at that year’s Spoleto conference, which was printed as part of that, but her version of it for this workshop included some reflections on how, if you looked at the right way everything could be considered a frontier, and on how islands, our actual theme, were so rarely self-sufficient as for their coasts to constitute boundaries that were ‘meant to be breached’, and I wish we could have found some way to include those alongside what we did.5 Matthew’s, Luca’s and Rebecca’s papers did all go into the publication, so I’ll not say more about them here as I’ve already written them up once; they are all very good, however!6 Chris’s paper was about state-economy interactions across the three-century period of his title, and concluded that the eleventh-century world was economically busier but more broken up, making a tax-driven state harder to maintain and in some part, thus explaining a shift of economic basis; and from here, I can see that this was all work going towards his eventual (and amazing) article ‘How Did the Feudal Economy Work?’ As it was, it was still work in progress as far as he was concerned, and admittedly not even slightly about islands, and so we couldn’t really prevail upon him to let us have it.7 And then there was me, and I’ve already mentioned how Francisco had stepped into the breach.

So, in the weeks subsequent to all this when Luca, Rebecca and I worked this out, what this mean we had was Matthew, Luca, me and Rebecca’s workshop paper, and we also actually had the promise of a version of the paper which had been cancelled, by Nikolas Bakirtzis and a collaborator of his, Xenophon Moniaros. Five chapters is too few for a book, but it’s about right for a journal issue, so we looked around for likely venues and lit upon al-Masāq: Islam and the Medieval Mediterranean. They turned out to be a more or less ideal venue except in one particular, which was that they could give us a choice of being published either three years down the line or in eighteen months; the former was too far away but the deadlines for the latter meant a lot of work squeezed in between teaching. In particular, as editors of the issue, it fell to us to find reviewers for each article. Since we were between us three-fifths of the authors who were being reviewed, and some of our expertises were pretty identifiable as well, this got a little surreal, though I did not know either of the people who reviewed mine and got a slightly rough ride from one of them, which did make it a better article but required work I really struggled to do in the time available (mainly reading about Balearic archaeology). I guess the article now provides quite a good state of the question on late antique settlement in the Balearics…

Volume 31 issue 2 of al-Masāq: Islam and the Medieval Mediterranean, entitled Not the Final Frontier: The World of Early Medieval Islands

Volume 31 issue 2 of al-Masāq: Islam and the Medieval Mediterranean, entitled Not the Final Frontier: The World of Early Medieval Islands, editors Jonathan Jarrett, Luca Zavagno and Rebecca Darley

But, on the other hand, it ran through editing and proofs very easily, partly I’d like to say because of the excellent editing work we’d done ourselves, but also because of very good type-setting by the publishers, working with a bewildering number of Mediterranean languages and some fairly scientific archaeology to boot, and the whole thing existed within eighteen months of our first having the idea, which was extremely convenient for us all, I think. Had I had world enough and time I would have done more work on mine—I’m not sure if there’s anything I’ve ever published bar my first article on which I might not, ideally, have done more work and of course my book then had to modify that first article extensively…—but as it was, it was one of those things which seemed impossible but, because there were three of us doing it and no-one wanted to disappoint the others was in the end possible anyway, and we are all (still) quite proud of it. But I’m not sure I foresaw that in Ankara in February 2018!

1. The journal issue being, of course, Luca Zavagno, Rebecca Darley & Jonathan Jarrett (edd.), ‘Not the Final Frontier’: the World of Medieval Islands, al-Masāq: Islam and the Medieval Mediterranean Vol. 31 no. 2 (Abingdon 2019), pp. 129-241.

2. Rebecca Darley, “Self, Other and the Use and Appropriation of Late Roman coins in south India and Sri Lanka (4th-7th centuries A.D.)” in H. P. Ray (ed.), Negotiating Cultural Identity: Landscapes in Early Medieval South Asian History (London 2015), pp. 60-84, DOI: 10.4324/9780429274169-4.

3. Already in Rebecca Darley, “罗马-拜占庭钱币的流入与印度次大陆的社会变迁”, transl. Wang Baixu in 古代文明 Vol. 14 no. 3 (Changchun 2020), pp. 43–50, and soon to appear in English.

4. Francisco Moreno Martín (ed.), El franquismo y la apropiación del pasado: El uso de la historia, de la arqueología y de la historia del arte para la legitimación de la dictadura (Madrid 2016).

5. Leslie Brubaker, “The Migrations of the Mother of God: Santa Maria Antiqua in Rome, Hagios Demetrios in Thessaloniki, and the Blachernai in Constantinople” in Le migrazioni nell’Alto Medioevo, Settimane di Studio del Centro Italiano di Studi sull’Alto Medioevo Vol. 66 Pt. 2 (Spoleto 2019), pp. 1003-1020.

6. Matthew Harpster, “Sicily: A Frontier in the Centre of the Sea?” in Zavagno, Darley & Jarrett, ‘Not the Final Frontier’, pp. 158–170, DOI: 10.1080/09503110.2019.1602748; Luca Zavagno, “‘Going to the Extremes’: The Balearics and Cyprus in the Early Medieval Byzantine Insular System”, ibid., pp. 140–157, DOI: 10.1080/09503110.2019.1602375; Rebecca Darley, “The Island Frontier: Socotra, Sri Lanka and the Shape of Commerce in the Late Antique Western Indian Ocean”, ibid. pp. 223–241, DOI: 10.1080/09503110.2019.1604930.

7. Chris Wickham, “How did the Feudal Economy Work? the Economic Logic of Medieval Societies” in Past & Present no. 251 (Oxford 2021), pp. 3–40, DOI: 10.1093/pastj/gtaa018, which was really never going to be published anywhere else given his long connection with the journal.

An argument for Merovingian control in Álava

So, I promised there would be more academic content soon, and I think this is some of it, though there might be room for debate. You see, we’re still back about four years in my academic life here, in October 2017, at which point something happened which I had never before experienced, which was… research leave. It was only one semester, and I had to finish four articles in it, but still, it was a bit of a shock to the system, as I had to learn how to manage unstructured time again.1 Probably the below has nothing to do with anything I was supposed to be doing, but I’m going to explain my happening on it as part of that learning process and just tell you about it.

Agustín Azkarate-Olgaun

Professor Agustín Azkarate-Olgaun of the Euskal Herriko Unibertsitatea

So, in a fairly obscure volume of proceedings from a conference in Galbiate, Northern Italy, in 1991, there is a paper by Basque archaeologist Agustín Azkarate Garai-Olaun called “The Western Pyrenees during the Late Antiquity: Reflections for a reconsideration of the issue”.2 I’m not sure why he decided to publish this in English, but I’m glad he did or when noting the contents of the volume I might not have bothered to skim it. Having done so, though, this is what I found, summarised as bullets:

  1. We know very little with any security about the history of the ‘Wascons’ (as he unfortunately chose to translate Vascones) in late Antiquity, because writers about them tend just to repeat stereotypes about obstreporous barbarians who wouldn’t toe political lines (pp. 179-180).
  2. Since the fifth century saw them attacked by Romans, Sueves then Visigoths, all coming through the Western Pyrenees, the Basques must have been involved in things (pp. 180-183).
  3. Nonetheless, the first real textual whisper we get of their existence after the collapse of Roman government is a Visigothic royal campaign against them in 581, followed by many more, after a few of which we also start to have records of Basque raiding and even settlement in south-western Gaul, in the patch, indeed, which is now Gascony (pp. 183-184).
  4. However, archaeologically, these violent settlers are basically undetectable; they did not apparently use a distinctive material culture which can be recognised in finds or organise settlement in any distinctive way (pp. 184-185), BUT!
  5. A cemetery at Aldaieta, close to Vitoria, has instead shown, as well as quite a variety of burial rites, weaponry and dress fittings of decidedly Frankish types, rather than the Visigothic ones which the Visigothic sources’ claims of dominion might lead one to expect (pp. 184-186). So, what’s up with that?
  6. Well, others have noted place-names south of the Pyrenees based on the word ‘Frank’, and the pseudonymous Frankish chronicler Fredegar reports sixth-century Frankish campaigns into the Iberian Peninsula as far south as Saragossa, and even Frankish rule of the northern province of Cantabria under a duke actually (and suspiciously) called Franco; but in general no-one much from either side of the Pyrenees in the modern era has thought this at all likely and have pointed to the lack of material evidence which might support it (pp. 186-188).3
  7. So, obviously, Aldaieta looks a lot like that material evidence, as does further burial evidence from a cemetery in Pamplona, where the excavator classed the goods as Merovingian (i e. Frankish) and everyone who’s written about it since has called them Visigothic, and another then-unpublished site called Buzaga adds to this sample (pp. 188-190).
  8. So, maybe this is how come the Basques could keep chasing off the much-more-powerful Visigoths: they had Frankish back-up (pp. 190-191)! He promises more support for this soon (p. 191), and I have not come across it but the man has published a lot, I haven’t read it all, perhaps it’s out there. But this is enough to think with.

It’s an unusual argument: I don’t think I’ve ever seen anyone else contend that the Merovingian Franks had any control in the Iberian Peninsula, though he has cites for others. But there are things one can line up with the idea. Gregory of Tours records a number of sixth-century Frankish campaigns bound for the Peninsula. They didn’t all get there, but it was still evidently Frankish campaigning space.4 It would also make a certain amount more sense of the Carolingians’ repeated attempts to intervene over the Pyrenees, which have never really fitted with their expressed idea of renovatio regnum francorum, ‘renewal of the kingdom of the Franks’, if some of that territory had in fact previously been claimed by Frankish kings, and an ongoing idea of that kind might even explain the otherwise rather odd apparent obeisance on the part of King Alfonso II of Asturias to Charlemagne recorded by the Royal Frankish Annals in 798, odd because as we normally understand things their territories didn’t meet so you’d think Alfonso could cheerfully ignore Big Chas across the mountains.5

An early medieval belt-buckle found in the Basque cemetery of Buzaga, now in the Museo Romano Oiasso

All the images I can find of the Aldaieta excavation are full of skeletons, perhaps naturally enough given it was a cemetery dig but still perhaps not what you need with your possibly-breakfast reading. Instead, here is an early medieval belt-buckle found in the Basque cemetery of Buzaga, now in the Museo Romano Oiasso.

On the other hand… Gregory’s reports, unlike Fredegar’s, don’t imply any Frankish success in establishing a presence south of the Pyrenees; indeed, as Azkarate notes, what Gregory implicitly records is Basque settlers pushing north, not Franks south. It might be that the Merovingians set out to reverse that, but no-one says so. The Carolingians intervened in plenty of places that didn’thave old Frankish claims and always found a justification, and by the time they did it the government on the other side was even foreign and hostile of religion, though the Basques were not and still got hurt badly by the Carolingian efforts.6 Furthermore, the argument that the Basques would have needed Frankish support to throw off Visigothic overrule looks weaker when one remembers that they threw off Carolingian overrule long after the Visigoths were gone (though by then, we could probably use other evidence, including burials at Pamplona again, to suggest that they may have had Muslim back-up…7 The Asturian appeals to the Franks have by now been plausibly put in the context of long-term contests for the Asturian kingship, which may have been split down party lines over exactly the issue of ties to the Franks and, perhaps, consequent choices of Christian sect according to ‘Mozarabic’ Adoptionism led from Toledo and ‘Frankish’ or ‘Roman’ Orthodoxy led from Aachen, and that may be enough to explain both Alfonso II’s sending a tent to Charlemagne and some Frankish-looking architecture in Oviedo.8

An early medieval belt buckle and weapon fittings from burials at Aldaieta, Basque Country

Actually, I tell a lie, here is some of the Aldaieta kit, apparently on display at the Römisch-Germanischen Zentralmuseum Mainz, or at least on their website (linked through)

But all that is textual argumentation, you may say, and Azkarate was presenting archaeological evidence, as he points out, indeed, “archaeological data which is often more truthful given its involuntary nature” (p. 180), so hasn’t he still got a point? Well, obviously, material culture is portable, and anyone can use it unless there is some restriction, economic or social, on doing so. I’m conscious that in England there are good cases of proven-locals buried with ‘Germanic’ weapons, that on the eastern Frankish border there have been found Saxons with Thuringian kit and that in the territories of the Avars, to judge by their chosen dress fittings, as someone put it at a seminar I was at once, ‘men are from Bavaria and women are from Byzantium’.9 This stuff is chosen, that’s the point; pots don’t mean people and Frankish weapons do not have to mean Frankish occupation, rather than Frankish arms sales, or raided Frankish armouries, since even arms sales would tell us about contact and a power balance; I’m not sure, given their concern about exporting weapons to the Vikings, that the Franks would have been kitting out Basques when they had to fight them nearly as often.10 But that is to look back from the Carolingian period and its concerns onto the Merovingian one, whose kings surely had their own ideas (and no Vikings).

So at the end I’m not sure. I’ve never seen anyone else pick this up; but given where this came out, in a conference volume almost all of which is Italian-focused, would anyone else who needed it have found it? I didn’t come across this by deliberate search, I know that much.11 Obviously a lot hangs on the ‘ethnic’ identification of these weapons and grave-goods, and they were all a small number of the burials in their cemeteries, which again opens up questions about who carried (or at least was buried with) weapons in these societies. I’m no kind of archaeologist, barely know my Salin from my Saxon, so I shouldn’t be allowed to pronounce, really. But I wonder if there is anyone reading who has a better idea, or fewer scruples…

1. To be completed: Jonathan Jarrett, “Middle Byzantine Numismatics in the Light of Franz Füeg’s Corpora of Nomismata” in Numismatic Chronicle Vol. 177 (2018 for 2017), pp. 514–535; idem, “Outgrowing the Dark Ages: Cereal Yields in Early Medieval Europe and the 2:1 Misapprehension” in Agricultural History Review Vol. 67.2 (Reading 2019), pp. 1-28; idem, “Keeping it in the Family? Consanguineous Marriage and the Counts of Barcelona, Reviewed” (forthcoming) and idem, “Miles or militia: war-service and castle-guard in tenth-century Catalonia” in English Historical Review (forthcoming). Actually completed: Jarrett, “Middle Byzantine Numismatics”; idem, “Coinage in the Western World at the End of the Roman Empire and After: Tradition, Imitation and Innovation” in Journal of Ancient Civilizations Vol. 34 (forthcoming); “Nuns, Signatures and Literacy in late-Carolingian Catalonia”, for Michelle Armstrong-Partida, Dana Wessell Lightfoot and Alexandra Guerson (edd.), Women and Community in Medieval and Early Modern Iberia (Lincoln NB 2020), but rejected from that volume and only later accepted to be published in Traditio Vol. 74 (Cambridge 2019), 125-152; and Jarrett, “Outgrowing the Dark Ages”. Some difficult meetings followed those relevations… But we’ll tell that story, or not, as we get there.

2. Agostin Azkarate Garai-Olaun, “The Western Pyrenees during the Late Antiquity: Reflections for a reconsideration of the issue” in Gian Pietro Brogiolo and Lanfredo Castelletti (edd.), Il territorio tra tardoantico e altomedioevo: metodi di indagine e risultati (Firenze 1992), pp. 179–191.

3. The Fredegar reference is equivalent to J. M. Wallace-Hadrill (ed.), The Fourth Book of the Chronicle of Fredegar with its Continuations, translated from the Latin with introduction and notes (London 1960), XXXIII (p. 21), though I don’t have access to that and get the reference from Roger Collins, The Basques, 2nd edn (Oxford 1990), pp. 91-92, who gives the translation as: “He [King Sisebut of the Visigoths] won Cantabria, previously held by the Franks, for the Gothic kingdom; a duke named Francio had conquered Cantabria in the time of the Franks, and it had long paid tribute to the Frankish kings.” For me this raises the question, when the heck was ‘the time of the Franks’ from Fredegar’s perspective? But for most other people it has raised the question of whether Cantabria must mean Cantabria as we know it or whether it could include modern-day Álava (Collins, Basques, pp. 91-92). For Azkarate’s purposes, however, it doesn’t matter, since he’s focused on Álava.

4. Gregory of Tours, The History of the Franks, transl. Lewis Thorpe (London 1974), III.9 (pp. 170-171), III.29 (pp. 186-187), VI.41 (p. 375), VIII.28 (pp. 456-457) and VIII.30 (pp. 459-460), of which only the first, second and fifth were actually more than plans.

5. On the Carolingian ideological pitch, as evinced by the man who actually secured their transpyrenean territories, Louis the Pious as King of Aquitaine, see Josef Semmler, “Renovatio Regni Francorum: die Herrschaft Ludwigs des Frommen im Frankenreich 814-829/830″ in Peter Godman and Roger Collins (edd.), Charlemagne’s Heir: new perspectives on the reign of Louis the Pious (Oxford 1990), pp. 125–145. On Charlemagne and Asturias, try Roger Collins, “Spain: the Northern Kingdoms and the Basques, 711-910” in Rosamond McKitterick (ed.), The New Cambridge Medieval History Volume II: c. 700-c. 900 (Cambridge 1995), pp. 272–289, DOI: 10.1017/CHOL9780521362924.014, pp. 279-280. He only gives it a paragraph but that is really about all the evidence by itself is worth.

6. Quite a debate has developed in recent years about the Carolingian motivations for intervening in the Iberian peninsula. Compare Jonathan P. Conant, “Louis the Pious and the Contours of Empire” in Early Medieval Europe Vol. 22 (Oxford 2014), pp. 336–360, Daniel G. König, “Charlemagne’s ›Jihād‹ Revisited: Debating the Islamic Contribution to an Epochal Change in the History of Christianization” in Medieval Worlds Vol. 3 (Vienna 2016), pp. 3–40, and Samuel Ottewill-Soulsby, “‘Those same cursed Saracens’: Charlemagne’s campaigns in the Iberian Peninsula as religious warfare” in Journal of Medieval History Vol. 42 (Abingdon 2016), pp. 405–428.

7. José Antonio Faro Carballa, María García-Barbarena Unzu and Mercedes Unzu Urmeneta, “Pamplona y el Islam: Nuevos testimonios arqueológicos” in Trabajos de arqueología Navarra Vol. 20 (Pamplona 2007), pp. 229–284. There’s also the fact that the Arabic sources in the Peninsula for this area seem to think that the Kings of Pamplona were under pact to the Emir, which could very easily have been true: see Jesús Lorenzo Jiménez, La dawla de los Banū Qasī: origen, auge y caída de una dinastía muladí en la frontera superior de al-Andalus Estudios Árabes e Islámicos: Monografías 17 (Madrid 2010), pp. 194-198.

8. Julio Escalona, “Family Memories: Inventing Alfonso I of Asturias” in Isabel Alfonso Antón, Hugh Kennedy and Escalona (edd.), Building Legitimacy: Political Discourses and Forms of Legitimacy in Medieval Societies, The Medieval Mediterranean 53 (Leiden 2004), pp. 223–262.

9. England: Janet Montgomery, Jane A. Evans, Dominic Powlesland and Charlotte A. Roberts, “Continuity or Colonization in Anglo-Saxon England? Isotope Evidence for Mobility, Subsistence Practice, and Status at West Heslerton” in American Journal of Physical Anthropology Vol. 126 (Washington DC 2005), pp. 123–138, cf. Heinrich Härke, “‘Warrior graves’? The background of the Anglo-Saxon weapon burial rite” in Past & Present no. 126 (Oxford 1990), pp. 22–43, though to be fair to Härke his views have shifted in the light of critique, and idem, “Anglo-Saxon Immigration and Ethnogenesis” in Medieval Archaeology Vol. 55 (Reading 2011), pp. 1–28, is probably a better reflection of them, if less relevant. For the Saxon-Thuringian example see Patrick Geary, “Rethinking Barbarian Invasions through Genomic History” in Magyar Régészet / Hungarian Archaeology (Autumn 2014), pp. 1–8. A less anonymous reference for Avar material culture could be Falko Daim, “Avars and Avar Archaeology: an introduction”, trans. Ingrid Bühler, in Hans-Werner Goetz, Jörg Jarnut and Walter Pohl (eds), Regna and gentes: the relationship between late antique and early medieval peoples and kingdoms in the transformation of the Roman world, Transformation of the Roman World 13 (Leiden 2003), pp. 463–570.

10. On the Carolingian bans on weapon export, the reference I most easily have is Anne Stalsberg, “Herstellung und Verbreitung der Vlfberht-Schwertklingen: Eine Neubewertung” in Zeitschrift für Archäologie des Mittelalters Vol. 36 (Bonn 2008), pp. 89–118. On the Basques getting away from their rule, see Collins, “Spain”, pp. 284-289. As for the fact that goods transfer need not mean trade, of course you have all got bored by now with me citing Philip Grierson, “Commerce in the Dark Ages: A Critique of the Evidence” in Transactions of the Royal Historical Society 5th Series Vol. 9 (London 1959), pp. 123–140, but it’s still really important.

11. It must be admitted that Professor Azkárate has tried addressing other audiences: while looking for images for this post, I found out about A. Azkárate Garai-Olaun, “Francos, Aquitanos y Vascones: Testimonios arqueológicos al Sur de los Pirineos” in Archivo Español de Arqueología Vol. 66 (Madrid 1993), pp. 149–175, online here, which is very much the same argument as idem, “Western Pyrenees”, and Agustín Azkarate, Aldaieta: necrópolis tardoantigua de Aldaieta (Nanclares de Gamboa, Alava), Memorias de yacimientos alaveses 6 (Vitoria 1999).

Reporting on the International Medieval Congress of 2017

I’m sorry for another long absence. Teaching in the time of Covid is just doing me in, and largely for reasons of our beloved government. History at Leeds are currently teaching online, to which we switched at pretty much the last minute possible. Prior to that we had been getting ready for mixed face-to-face and online teaching, because the Office for Students had indicated that they might support fees refunds for students offered only online teaching. However, we obviously knew that we’d have some students who could not come in, because of being infected or shielding or whatever, and so there had to be online provision as well, which had to be as good as the face-to-face in some unmeasurable way that, if we didn’t manage it, could also result in fees refunds. So at least we had it ready, if some of us more than others, but in addition to this we simultaneously had new legislation that is nothing to do with the pandemic, about making digital resources maximally accessible to the disabled, according to the W3C’s rules; that’s now English law, and again if we don’t do it we can expect fines, at least in theory. What this all means in practical terms is that quite a lot of the last week has gone on correcting closed captions for my and other people’s pre-recorded or live-recorded lectures, and this has been a relatively good week, or I wouldn’t be writing at all; the last three were worse… So here we are.

Leeds IMC 2017 banner image

So, for all those reasons I can’t do my normal scale of justice to a report of a conference from three years ago, even though it was a good and big one. Indeed, the idea of being among that many fellow academics with something worthwhile to say seems almost impossibly distant right now, and indeed my own involvement in it was unusually small, suggesting that I was short of time to organise something decent. I certainly can’t do my usual list of papers attended. But I will try and address the conference’s main theme a bit, because a number of people did make me think differently about it with their contributions; I will also light on four sessions in particular that I thought were notable for one reason or another; and I will give a few snippets of reflection on other single papers, and hopefully then there’ll be something interesting to read even if the whole conference can’t be here.


The conference theme was Otherness. As usual, many papers continued as normal without paying much attention to that, but there were certainly plenty that did pay attention, some (as the academic media made abundantly clear for the next few days) with less care than others. A rapid trawl through my notes looking for the asterisks that mean something struck me at the time note a couple of things here, about how the category of Other is philosophically constructed and about how it is then put to social use. The idea that a community or interest group establishes its identity by means of identifying something that it is not and then defining against it is now a pretty established one in sociology and history has not been as slow as it often is to borrow this bit of theory, but as so often when you use theory to reflect on the past it bounces back looking different…

Two sharp points about this came out of two of the keynote lectures on the first day, for me, which is as it should be I suppose, but they were these. Firstly, Felicitas Schmieder, talking about “The Other Part of the World for Late Medieval Latin Christendom”, made the point that invocation of ‘the Other’ is inherently a binary system that can support only two categories: there’s Them, and there’s Us, and no room for anyone not to be either. Earlier in the day Nikolas Jaspert, talking about “The Mediterranean Other and the Other Mediterranean: perspectives of alterity in the Middle Ages”, had made a similar point, which I think is about scale (as so many things are); invoking competing mercantile élites as a case, he pointed out that, for example, the Venetians and Genoese might well have been each other’s ‘other’ at times but when a Muslim city (or indeed Constantinople) rose against Italian merchants, they were the same from the mob’s point of view and indeed right then probably each other’s; so both perspective and size of the lens matter a lot when we make these categorisations from where we now stand with respect to the medieval (or any) past. Much later in the conference, Rebecca Darley, in a response to a session about ‘Writing the Other in the Middle Ages, III: discovering new knowledge of the world‘, pointed out that for some medieval people everything was inside the group, her example being the unknown author of the Christian Topography, a sixth-century author determined to prove theologically that the Earth was flat in surface and constructed in the image of the Biblical Tabernacle, and who therefore has to encompass everyone on it as part of God’s scheme, even the Persians for whom he plainly had little but disdain. Detecting othering may sometimes therefore miss the point…

The world map from the Christian Topography of Cosmas

The world map from the Christian Topography of Cosmas. “WorldMapCosmasIndicopleustes” by Cosmas Indicopleustes, 6th century – “Les Sciences au Moyen-Age”, “Pour la Science”. Licensed under Public Domain via Commons.

There were also three sharply-pointed examples of othering being used as a political tactic; in fact, I’m sure there were more but these ones talked to me because of referencing contexts that I interest myself in. Firstly, in the second keynote of the conference, entitled “Drawing Boundaries: inclusion and exclusion in medieval islamic societies”, Eduardo Manzano Moreno posed that contentious document, the so-called Covenant of ‘Umar, as a marker of a change of direction within Islam, from a position that, like the Christian Topography‘s theology, could potentially include everyone in the world, to one which would actually prefer to slow assimilation to Islam, maintaining an Other so as to preserve the superior position of the in-group.1 Subsequently, Nik Matheou, speaking about “Armenians in East Roman Cappadocia, c. 900–1071: settlement, the state apparatus, and the material reproduction of ethnicity”, invoked James Scott’s idea of the Zomia to classify rural populations in Armenia during a phase of Byzantine control as being subjected, by the laying out of an administrative structure but also by church-building, to an ‘Armenian’ identity they might well not have felt had anything to do with them, since it was largely being imported by a foreign power; in that respect at least this version of ‘Armenian’ identity was an Other constructed around these people.2 I found the argument here possible but remembered the deliberate production of an Armenian identity in a foreign space less than a century later and wondered if, assuming those groups were in fact uncontrolled, the Byzantine construction of Armenian-ness was necessarily the first which had been imported there.

Obverse of a silver tram of King Levon I of Armenian Cilicia struck in 1198-1219, Leeds, Brotherton Library, Thackray Collection, CC/TH/MED/AR/1

Obverse of a silver tram of King Levon I of Armenian Cilicia struck in 1198-1219, Leeds, Brotherton Library, Thackray Collection, CC/TH/MED/AR/1, which you will notice if you look is lettered in Armenian and represents the king, somewhat Byzantine-like, but fundamentally on a throne made of lions, a bit of a unique iconographic departure…

Lastly, and furthest off my normal map, Reinier Langelaar, in a paper called “Tales of Foreign Descent in Tibetan Ruling House Genealogies”, made the point that in zones of particular cultural coherence—like medieval Tibet—a hint of difference might actually distinguish one usefully from ones’s competitors, which was, he thought, why so many would-be ruling families in the area attempted to claim some kind of outsider descent. Quite what the advantages of such distinction might be I needed more time to work out, but it was at least a positive spin on Otherness that some other papers were finding it harder to find.

Stand-Out Sessions

Not every session I might remark on here would stand out for good reasons, but quite a few did and it seems nicest to concentrate on those. Simplest to pick out was a round table on “An Other Middle Ages: What Can Europeanists Learn from Medieval Chinese History?” Naturally enough, this was essentially composed of some people who work on China who wanted the rest of us to realise that China is cool and useful to think with, and some people who thought that sounded great but had no idea how to start, especially if they don’t read Chinese as most scholars of the European Middle Ages don’t. (Wǒ huì shuō yīdiǎn, yīdiǎn zhōng wén… now, but I couldn’t then and I certainly can’t read it. Yet.) That was itself not too surprising – the language barriers exist and so does Otherness – but I don’t think I’ve ever been in a round table where so many people contributed, from all over the discipline, Sinologists, Byzantinists, late medieval Italianists, high medieval Germanists, high medieval Englishists (Anglologists?) and several more I couldn’t identify, all there because one way or another they did want to know more. I may later look back and see a sea change as having started here.

After that, and much much closer to my home interests, was a session entitled “10th-Century Uses of the Past, II“—I’d missed the first one—in which Simon Maclean, no less, managed persuasively to set the epic poem Waltharius into the context of the struggle between the last Carolingians and upcoming Ottonians in the middle tenth century, in which the dedicatee of the poem, Bishop Erchembold of Strasbourg was deeply involved; this did, as Simon said, explain why he might have laughed.3 Elina Screen then looked at the history of the monastery of Prüm, important to her as the burial place of her great subject, Emperor Lothar I (ruled 817-55, kind of) and best known to us through the Chronicle of one of its abbots, Regino (which indeed Simon has translated) and the monastery cartulary, the so-called Liber Aureus.4 Regino is famous for his gloomy opinion of the Carolingians, whose collapse of power he lived through, partly in exile; the Liber Aureus however makes a huge deal of them, and Elina suggested that a lot might be explained if we notice that Regino was apparently unable to extract any donations from the Carolingian kings and that his specific relationship with the royal family might have been one of the reasons his tenure as abbot didn’t work out, in which case we might want to be careful about generalising from him!

There were also two sessions on another bit of my tenth-century world, mainly Galicia, that overlapped a bit. The first, entitled “Ladies and Lords in 10th and 11th-Century Iberia: rivalries, factions, and networks“, featured Lucy K. Pick, in “The Queen, the Abbess, and the Saint’s Body: Faction and Network in 10th-Century Galicia”, recounting the use made by Queen Elvira of León of the body of Saint Pelagius, supposedly a boy martyr killed because he would not submit to the homosexual lusts of the future Caliph ‘Abd al-Raḥmān III. Although there certainly were some Christians put to death for denouncing the Prophet in tenth-century al-Andalus, this story is probably not true (despite what Wikipedia currently says); but it was put to serious work positioning the queen and her husband King Ramiro I as heads of the resistance to Islam in a Leonese court world then quite divided by faction.5 I’ve always wondered why that cult became such a big deal, given its likely fictionality, and some kind of home context for it—Pelagius was claimed as a local boy from Galicia—would certainly help with that.

The questions in the other session, “Iberian Monasticism, II: Early Middle Ages“, involved quite a discussion about Galicia, indeed, which another of the papers in the first one, by Rob Portass, had also featured. In this one, Rob resisted the idea that Galicia was a frontier, wanting I guess to frame it as a centre of its own, and Jorge López Quiroga and Artemio Manuel Martínez Tejera maintained that basically everything in the north of early medieval Iberia was a frontier space because of its vulnerability to attack from the south. The context was that Rob was contending for a movement of ideas rather than people to explain material-culture similarities between south and north, and the others were still basically looking for fugitive Mozarabs from the south with heads full of architecture they wanted to keep, and I don’t really know how we solve that.

Last in this list of sessions that struck me was one of two whole sessions, quite early on, on the Alans, one of the more obscure but long-lived migratory peoples of the early Middle Ages, called “Bringing in the Alans, II: Society and Economy of Alania“. Apparently Turkic of language and best known around the Caspian Sea, some people so considered were already up on the Rhine by the early fifth century and some settled in Gaul, eventually to become the source of some really quite overstretched historiographical claims.6 Two of the papers in the session, “Alans in the North Caucasus: settlement and identity”, by Irina Arzhantseva, and “Population and Society in the Sarmatian and Early Alanic North Caucasus: the cemetery of Klin-Yar (near Kislovodsk, Russia)”, by Heinrich Härke, were mainly about identifying Alan settlement in one of the zones to which these people supposedly migrated, which was a bit pots-means-people to be honest, but the third one, Nicholas Evans‘s “Alans on the Move: a case study in the archaeology of mobility”, despite coming out of the the same project as Härke’s, stood out for mentioning the Alans who stayed behind, still to be a factor in Caspian-era politics in the ninth century and dealings with the Khazars, and apparently looking quite different in material-cultural terms. The fact that all these people were called Alans by outsiders really became the question that was getting begged for me here.

Individual notes

Also, two things that don’t really fit anywhere else. In a session I will actually write about separately, “The Transformation of the Carolingian World, III“, Charles West, in a paper he had written with Giorgia Vocino called “Why Shouldn’t Judges Get Married? An Ottonian Perspective”, noted in passing that Emperor Otto III owned a copy of a commentary on the Codex Justinianus, the sixth-century Roman lawcode that was supposedly forgotten in the West until the twelfth century but which, as we’ve seen here before, wasn’t, at least in Rome, where Otto III also hung out.

Then lastly, there was my paper. I might have organised more sessions on frontiers, but I had been hoping to do something with the proceedings from the previous year and hadn’t really felt I could ask people to contribute more things with which I could not promise to do anything. So I wound up accepting an invitation to participate in a session being run by a friend of a friend, entitled, “Writing the Other in the Middle Ages, I: Travellers and their Cultural Preconceptions“. This was, as is so often the case for me, the morning after the dance, and my paper was called “Hagrites, Hagarenes, Chaldeans and Saracens: Missing Muslims on the Spanish march, 800-1000”. This wasn’t really much to do with travellers, but picked up on the scholarship I’ve mentioned here once or twice on people with Arabic names in tenth-century León, the very people about whom that debate over cultural transfer or physical migration already mentioned mainly arises, and tried to replicate it for Catalonia.7 And what I basically found is that you can’t; despite a much denser sample of charter evidence, there are all of 13 such persons in the documents I could check, as opposed to maybe 300 in the Leonese stuff. It is possible that, not having access then to the documents from Barcelona, I was missing out the capital to which, as in León, such migrants might have flocked, but the order of difference is still significant, and furthermore, I do now have the Barcelona documents and on a very quick run through the indices just now I don’t think they would add more than three or four.8 So that is something which might need explaining, but I think it must show support for the idea of a very low level of Islamization or Arabicization during the eighty-odd years in which the future Catalonia was in fact Muslim-run, no matter what some people would have you believe.9


Oh, also, it would not be a Leeds IMC report if I didn’t also report on books. The world’s second-biggest medievalist bookfair is a dangerous thing when you are paid for being an academic, and I came away with this list:

  • Norman H. Baynes, Byzantine Studies and Other Essays (Westport 1974), I admit I’m now not sure why;
  • Neil Christie and Hajnalka Herold (eds), Fortified settlements in early medieval Europe: defended communities of the 8th-10th centuries (Oxford 2016), because by and containing friends and papers I’d been to in previous years;
  • Janina M. Safran, Defining Boundaries in al-Andalus: Muslims, Christians, and Jews in Islamic Iberia (Ithaca 2015), largely because I had been telling students to read it without having done so myself and wanted to know why, having done so, they never seemed to cite it for anything;
  • Mark Whittow, The Making of Orthodox Byzantium, 600–1025 (Basingstoke 1996), because it’s great; and
  • Patrick J. Geary (ed.), Readings in Medieval History, 1st ed. (Peterborough 1991), because it’s the archetypal sourcebook except for all those other older ones and has a wider idea of what sources might be than they do.

Even this seems to speak somewhat of being subdued, doesn’t it? And of course, I haven’t read them, not so much as opened two of them except to get them into Zotero. Oh well… But I did have fun at the conference, even if I was exhausted for a lot of it. It just seems a very long time ago now!

1. It has been established since 1930 that the Covenant of ‘Umar probably does not date, as it seems to claim, from the reign of Caliph ‘Umar I (634-644 CE), but perhaps from that of ‘Umar II (717-720), for which see A. S. Tritton, The Caliphs and their Non-Muslim Subjects: A Critical Study of the Covenant of ‘Umar (London 1930), online here except in China, but the article in which I first read about it, Norman Daniel, “Spanish Christian Sources of Information about Islam (ninth-thirteenth centuries)” in al-Qanṭara Vol. 15 (Madrid 1994), pp. 365–384, raises doubts about even that, pointing out that no-one in al-Andalus ever seems to have been aware of it, which suggests that it should come from the ‘Abbāsid period of rule in the East, not the Umayyad one.

2. Scott’s relevant work is James C. Scott, The art of not being governed: an anarchist history of upland Southeast Asia (New Haven 2009), online here, but you can hear Nik’s application of it here if you like.

3. There is still no better account of that sporadic contest between a failing and a rising royal dynasty who shared claims on some territories than Rosamond McKitterick, The Frankish Kingdoms under the Carolingians, 751-987 (London 1983), pp. 305-339; one day either I or Fraser McNair, or, most worryingly as a possibility, both of us, will have to write one…

4. For the Chronicle, therefore, see Simon MacLean (ed./transl.), History and Politics in Late Carolingian and Ottonian Europe: The Chronicle of Regino of Prüm and Adalbert of Metz (Manchester 2009); for the cartulary, you have to go to H. Beyer, L. Eltester & A. Goerz (ed.), Urkundenbuch zur Geschichte der Mittelrheinischen Territorien, band I: von den ältesten Zeiten bis zum Jahre 1169 (Koblenz 1860; reprinted Aalen 1974), which has most of the documents in.

5. On this story see Ann Christys, Christians in al-Andalus (711 – 1000) (Richmond 2002), pp. 88-101; there were certainly martyrs in the reign, as witness C. P. Melville and Aḥmad ‘Ubaydlī (edd.), Christians and Moors in Spain, Volume III: Arabic Sources (711–1501) (Warminster 1992), pp. 38-43, but perhaps not as many as have been claimed; see Christys, Christians in al-Andalus, pp. 80-88 and 101-107 for critical review.

6. Meaning Bernard S. Bachrach, A History of the Alans in the West (Minneapolis 1973) and his pathfinder work for that book, idem, “The Alans in Gaul” in Traditio Vol. 23 (Fordham 1967), pp.476-489, reprinted in idem, Armies and Politics in the Early Medieval West, Collected Studies 405 (Aldershot 1993), chapter III.

7. Such work being mainly Victoria Aguilar Sebastián and Fernando Rodríguez Mediano, “Antroponimia de origen árabe en la documentación leonesa (siglos VIII-XIII)” in El reino de León en la alta edad media VI, Fuentes de Estudios de Historia Leonesa 53 (León 1994), pp. 497–633, Sebastián, “Onomástica de origen árabe en el Reino de León (siglo X)” in al-Qanṭara Vol. 15 (Madrid 1994), pp. 351–364 and Rodríguez, “Acerca de la población arabizada del reino de León (siglos X y XI)”, ibid. pp. 465–472, now added to by Richard Hitchcock, Mozarabs in Medieval and Early Modern Spain: identities and influences (Aldershot 2008), pp. 53-74.

8. They now being published as Ignasi J. Baiges i Jardí and Pere Puig i Ustrell (eds), Catalunya carolíngia volum VII: el Comtat de Barcelona, Memòries de la Secció Històrica-Arqueològica 110 (Barcelona 2019), 3 vols, my copies of which I owe to the great generosity of Professor Josep María Salrach.

9. Most recently, Ramón Martí, “De la conquesta d’al-Andalus a la majoria musulmana: el cas dels territoris de Catalunya (segles VIII-X)’ in Pilar Giráldez and Màrius Vendrell Saz (edd.), L’empremta de l’Islam a Catalunya: materials, tècniques i cultura (Barcelona 2013), pp. 11–35.

A trip across the pond some time ago

I don’t know about you, but in the current medical and economic climate, I am finding my identity as a researcher quite hard to maintain. As Dirk Gently would have put it, its waveform has collapsed. I have been letting correspondence about research projects and plans drop, just because I can’t see through to a point where they will be practical again, and I was already doing this before the pandemic to be honest. I am also, concomitantly, finding it increasingly hard to engage with the research that people are still managing to do, or at least present, like the recent virtual International Medieval Congress, which I didn’t attend. I mention this mainly because it’s one reason I’ve found it hard to get round to writing this post about the 52nd International Congress on Medieval Studies at Kalamazoo in 2017; I was there and I learnt things and I had fun, although I wasn’t really presenting anything new, but it seems very far from what matters now. But maybe that means it’s important to retain, and in any case it did happen, however unlikely that large a gathering now seems. So here we are, an account. Continue reading

Name in Print XXVI: in honour of Simon Barton (and Mark Whittow)

We interrupt my usual programme of backlog for a current announcement, though it is one that necessarily has lots of my past in it, which is that I have another new publication out, the first of 2020 though hopefully not the last. I arrived in my current job with this chapter forthcoming some day, and couldn’t then tell my bosses when it might actually arrive. Now it has all come together rather suddenly, not because of the pandemic but by complete coincidence, and so I should tell you all about it.

Dr Mark Whittow at Corpus Christi College, Oxford

Dr Mark Whittow at Corpus Christi College, Oxford

This is also, as the title implies, a story relating to two late and much lamented scholar patrons of mine, whose untimely deaths I had to announce here some time back. The first of these was Mark Whittow, who in late 2010 when I arrived in post in Oxford, as I told you more-or-less then, asked if I could give a paper to the Medieval History Seminar there. I offered him a choice between something actually researched two terms distant or something made out of bits and string three weeks distant; he cheerfully took the latter, I wrote the thing cursing my own goodwill and it actually turned out to be one of my better pieces of work. So in a sense I wrote the paper for Mark, and it is a great shame that he never got to see it, though I suppose he did at least hear the first version and then entertain me to dinner for it afterwards. Anyway, it is partly for Mark now.

Professor Simon Barton of Central Florida University

Professor Simon Barton, of Central Florida University and previously of Exeter University, photographed by James d’Emilio in 2017 and borrowed from Professor D’Emilio’s Twitter stream

But the person who actually decided to publish it was the other scholar whose death I reported with Mark’s, Simon Barton. As I said when he died, Simon had invited me to conferences from an early stage in my career, and in 2013 did so for what turned out to be the last time, in a fun gathering of basically all the active UK scholars of medieval Iberian history. What I then gave was a part of my long-running project on Sant Pere de Casserres, but when the decision was made between Simon and Rob Portass to produce a volume of essays out of the conference, it seemed to me that my Casserres paper firstly couldn’t be finished in time, secondly it would be too long and thirdly it wouldn’t really fit the theme, and so I offered them the Oxford paper, for which no home had by then appeared. And I sent it to them, lightly revised, in the absolute last days of 2014.

After that point things moved slowly. Rob was finding his way in a new job and, unbeknowsnt to me at least, Simon was getting ready to leave his old one for a new life in the USA; some contributors dropped out and others had to be found; and although correspondence continued, when I arrived in Leeds, as said, I had no idea when this volume might really emerge. But I owed Simon and, increasingly, Rob for their various efforts on my behalf at one time or another and didn’t want to make the same mistake I’d made the last time I withdrew something, and so it rested with them. Things got going again in 2017: a revised version was solicited and sent in June and was further revised by both editors in October, and then of course Simon died. Rob might at this point reasonably have abandoned the project, but instead he decided that we owed it to Simon to complete it and so he has seen it the rest of the way, and the result, finally, now dedicated to Simon’s memory, looks like this.

Cover of Simon Barton† & Robert Portass (edd.), Beyond the Reconquista: New Directions in the History of Medieval Iberia (711–1085) (Leiden 2020)

Cover of Simon Barton† & Robert Portass (edd.), Beyond the Reconquista: New Directions in the History of Medieval Iberia (711–1085) (Leiden 2020)

As it has emerged this is quite the volume and I’m very glad not to be paying Brill prices for it, as it’s one I would have to read. Not only does it contain, as presaged two posts ago, Eduardo Manzano Moreno, aided by Alberto Canto, saying what he thinks was going on with the monetary economy in the post-Visigothic peninsula, it also contains Jeffrey Bowman‘s Exeter paper on élite women in the Iberian Peninsula, so often apparently a special case but never before actually examined comparatively, a paper by Wendy Davies on what counts actually did in the non-Catalan areas of northern Iberia, a new piece by Nicola Clarke on Islamic masculinity in al-Andalus, one by Lucy Pick on veiled references to Islam in Beatus’s Commentary on the Apocalypse (which I’d always figured there must be some of but the scholarship hasn’t previously found), Graham Barrett with a long-term study of the use and meaning of the word Hispania, and starting the whole thing off, after two sensitive pieces by Rob about Simon and the project, a shibboleth-destroying paper by Julio Escalona and Iñaki Martín Viso dealing at last with the 1960s idea of the depopulation and repopulation of the frontier space between Christianity and Islam in the Peninsula.1 And, of course, there is also me, and in case you haven’t gone back to the 2010 blog post my paper is about what the function of narratives is in charter material, and the short answer would be, almost always to hide the fact of a problematic and abnormal transaction’s problems and abnormality.2 I think this paper actually has something to tell anyone who deals with transaction records, court depositions and functional documents of any kind, but especially charters, whose basis is normally so formula-driven: when people abandoned or expanded upon the formulae, it was because a normal document wasn’t going to work here.

First page of Jonathan Jarrett, "A Likely Story: Purpose in Narratives from Charters of the Early Medieval Pyrenees" in Barton and Portass, Beyond the Reconquista, pp. 123–142.

First page of Jonathan Jarrett, "A Likely Story: Purpose in Narratives from Charters of the Early Medieval Pyrenees" in Barton and Portass, Beyond the Reconquista, pp. 123–142

Several of these chapters are going straight onto my reading lists for next year and the whole thing is a volume I will not just have to, but will enjoy the time to, read from cover to cover, and I think my chapter holds its own in there too. The whole thing is a fitting tribute to Simon, and in some ways to Simon especially as patron rather than as scholar: not much of what’s in here touches closely upon Simon’s own research, mostly being earlier than his normal turf, but we can all be sure that he would have been interested and encouraging about what we have had to say, and it’s that aspect, the convenor of Historians of Medieval Iberia and the supervisor and examiner of many a doctoral student, that is commemorated here.3 For that and several other reasons I’m very happy to have this piece dedicated to his memory. But for me at least, the dedication is also to Mark Whittow, who would have pronounced the volume a ‘hoot’, or possibly even a ‘giggle’, and eagerly read it instead of whatever he was notionally supposed to be working on and then come up with something of his own for the same seminar based on whatever it had made him think about Anatolia, Italy, China or France, as his fancy then took him. I’d liked to have heard that paper, and to then try and get him and Simon into the same room, with wine, to see what resulted from that. As it is, this post is as close as I shall get, but it will have to do. To you both, gentlemen, and may it prove of interest!

1. This is the list of contents:

  1. Robert Portass, “Simon Barton† (1962–2017)” in Simon Barton and Robert Portass (edd.), Beyond the Reconquista: New Directions in the History of Medieval Iberia (711-1085): In Honour of Simon Barton, The Medieval and Early Modern Iberian World 76 (Leiden 2020), pp. X–XI, DOI: 10.1163/978900423879_001
  2. Portass, “Beyond the Reconquista: An Introductory Essay”, ibid. pp. 1–15, DOI: 10.1163/978900423879_002;
  3. Julio Escalona and Iñaki Martín Viso, “The Life and Death of an Historiographical Folly: The Early Medieval Depopulation and Repopulation of the Duero Basin”, ibid. pp. 21–51, DOI: 10.1163/978900423879_003;
  4. Graham Barrett, “Hispania at Home and Abroad”, ibid. pp. 52–119;
  5. Jonathan Jarrett, “A Likely Story: Purpose in Narratives from Charters of the Early Medieval Pyrenees”, ibid. pp. 123–142, DOI: 10.1163/978900423879_004;
  6. Wendy Davies, “Counts in Ninth- and Tenth-Century Iberia”, ibid. pp. 143–168, DOI: 10.1163/978900423879_005;
  7. Eduardo Manzano Moreno and Alberto Canto, “The Value of Wealth: Coins and Coinage in Iberian Early Medieval Documents”, ibid. pp. 169–197, DOI: 10.1163/978900423879_006;
  8. Jeffrey Bowman, “Record, Chronicle and Oblivion: Remembering and Forgetting Elite Women in Medieval Iberia”, ibid. pp. 201–231, DOI: 10.1163/978900423879_007;
  9. Nicola Clarke, “‘He lashed his mawlā with a whip, and shaved his head’: Masculinity and Hierarchy in Early Andalusi Chronicles”, ibid., pp. 232–256, DOI: 10.1163/978900423879_008;
  10. Lucy K. Pick, “Islam Concealed and Revealed: The Chronicle of 754 and Beatus of Liébana’s Commentary on the Apocalypse“, ibid., pp. 257–282, DOI: 10.1163/978900423879_009.

For a more traditional view of Beatus’s apparent lack of care about Islam, see John W. Williams, “Purpose and Imagery in the Apocalypse Commentary of Beatus of Liébana”, in R. K. Emmerson and Bernard McGinn (edd.), The Apocalypse in the Middle Ages (Ithaca NY 1992), pp. 217–233.

2. It being Jarrett, “A Likely Story”, as above.

3. Simon’s normal sphere would be occupied by, among other signal works, Simon Barton, The Aristocracy in Twelfth-Century León and Castile, Cambridge Studies in Medieval Life and Thought 4th Series 34 (Cambridge 1997); Barton and Richard Fletcher (edd. & transl.), The World of El Cid: chronicles of the Spanish reconquest (Manchester 2000); Barton, “Traitors to the Faith? Christian Mercenaries in al-Andalus and the Maghreb, c.1100–1300″ in Roger Collins and Anthony Goodman (edd.), Medieval Spain: culture, conflict, and coexistence. Studies in honour of Angus MacKay (Basingstoke 2002), pp. 23–45; Barton, “El Cid, Cluny and the Medieval Spanish Reconquista” in English Historical Review Vol. 126 (Oxford 2011), pp. 517–543; or Barton, Conquerors, Brides, and Concubines: Interfaith Relations and Social Power in Medieval Iberia (Philadelphia PA 2015).