Category Archives: Feudalism

Society for the Medieval Mediterranean 2015 (in Lincoln), part 1

Medieval depiction of the city of Genoa

Masthead image from the conference website, a medieval depiction of Genoa whose source I can’t track down

We’re back into term and there’s even less time available for blogging than usual, but there is a huge backlog still, and so I suppose it behoves me to slog onwards. I went to a lot of conferences the summer before last, and it’s the, er, fourth of them that’s up next, which was the 2015 meeting of the Society for the Medieval Mediterranean, held at the University of Lincoln over the 13th to 15th of July. The title of the conference was Law, Custom and Ritual in the Medieval Mediterranean. Despite this, I hadn’t straight away wanted to go, mainly because it fell straight after the International Medieval Congress and I rightly expected to be exhausted, but Lincoln is nice and the conference programme was also full of people from Spain I wanted to meet or be met by. Also, in retrospect, since of the fifty-four papers five, at a stretch, mentioned Catalonia, and one of those only Catalunya Nova, I almost had to speak just to show the flag… So I was there, and this was a good decision.

West front of Lincoln Cathedral

The cathedral is at least five good reasons to go to Lincoln, but I seem not to have taken a camera with me, so you’ll have to make do with this one by Anthony Shreeve, public domain via Wikimedia Commons

We began at a civilised hour on the 13th, which is to say after lunch, and then I made what will immediately seem an obvious decision for those who know me, which was to go and hear Wendy Davies. The session broke down like this.

Judicial Practices in Early Medieval Northwestern Iberia (1)

  • Wendy Davies, “Partial (? and Impartial) Records of Judicial Practice in Northern Iberia pre-1000”
  • Isabel Alfonso, José M. Andrade and André Evangelista Marques, “Recording Judicial Information: a comparative approach”
  • Wendy set up a distinction between full records of court proceedings, which in her tenth-century north-western area as in my tenth-century north-eastern one tend to be full-size formal records redacted by the winners with an often extensive narrative explaining how the winner was right (sometimes not so extensive, but…) and, on the other hand, informal notes of process which we find, when we look, quoted in other texts or jotted in the margins or on the dorses of our more formal charters, less constructed but sometimes more formulaic, sometimes being verbatim copies of oaths, agreements to come to a further hearing and so on. I seem to have asserted, as per usual, that we could find this in Catalonia too, but looking back now (at a point when I am running unusually dull of brain, I should admit) I struggle to think of some and it sounds as if Wendy has more. All good reasons to read her new book, anyway!1

    A marriage pact of 951 witnessed by the newly-succeded King Ordoño II in 951, Madrid, Archivo Historical Nacional, Carp. 1430 N.16

    This is not a charter of the right sort, but it is at least a charter from the right monastery, Celanova, and the right period, being a marriage pact of 951 witnessed by the newly-succeded King Ordoño II in 951, Madrid, Archivo Historical Nacional, Carp. 1430 N.16. and what a charter it is!

    The second paper I was keen on seeing just because I have used José Andrade’s work, had occasional second-hand encouragement from him and wanted to meet the man, and he and his colleagues turned out to be presenting a new database, which should now be live though I can’t find it I’m afraid, and this had meant them having to think very hard about categories (which is, of course, one of the problems with that otherwise noble endeavour). They wound up with nine categories of which one was ‘mixed records’, which is how that usually works; it turns out that what people did doesn’t fit what we want to see… The database, anyway, includes the documents from the monastery of Sahagún as was and the much smaller but in some ways more interesting one of Otero de las Dueñas; Otero’s sample is much smaller (including physically) but far more of their records are judicial, and show a generally lower social level of action, local courts with decisions made by local worthies whereas Sahagún increasingly went to the king for its resolutions. Other components of the sample are the monasteries of Samos and Celanova, where the situation is partly inverse in as much as royally-founded Samos has much less information for us. Again, however, the smaller house preserved a greater proportion of lawsuits, including ones where they lost. The final components are the gathered samples from what is now Portugal, handled by André Evangelista, who compared the monasteries of Moreira and Guimaraes to a very similar effect: Guimaraes has less stuff but 40% of it is judicial records, all admittedly after the event, formal records as Wendy would have it. A short conclusion might be: if as a monastery you didn’t have wealth, you held power more aggressively.2

Interior view of the cloister at the Pousada Mosteiro de Guimaraes

The current state of the monastery of Guimaraes, which is to say, a rather expensive hotel

In discussion, however, the speakers were all keen to stress that the situation they had depicted changed a great deal in the eleventh century, not least because of King Alfonso VI. Here again, I feel sympathy; there is a divide between the societies I study and those of 1100 onwards that is, I think, why I find some kind of feudal transformation narrative compelling even as I disbelieve it in detail. People did things differently thereafter… Anyway, then after coffee from the mundane to the eternal, in subject matter at least.

Orthodoxy and Deviance

  • Elena Nonveiller, “‘Paganism’ in the 7th Century in Byzantium: the dynamics of exclusion and inclusion that defined Orthodoxy”
  • Laura Carlson, “Written & Oral Forms of Public Penitence during the Adoptionist Controversy”
  • Ms Nonveiller gave us a close analysis of the Council of Trullo of 692, in which Emperor Justinian II (of whom we have heard) tried to do a general regulation of belief that included, among other things, measures against Judaism and pagan practices. The word used for pagan in the council acts (which never got actually cited, so I can’t tell you where to find them) is apparently ‘hellenikos’, i. e. Classical Greek, but many of the usages they sought to ban were not Classical as far as we can tell, things like leaping over a fire at your door for the new year. Ms Nonveiler sought to reimpose the separation of origins that syncretism had, for her, by this time erased, and suggested that this custom was probably Jewish or Slavic; I saw no reason why it shouldn’t be local to wherever the relevant churchmen had found it, myself, and in general thought that tracking this stuff through texts was unlikely to relate much to what the people doing it actually thought. Ironically perhaps, Ms Nonveiller closed by noting that many of these provisions had to be repeated in the next council, and so were perhaps too theoretical to affect practice! But, warned by Carolingian precedent, I asked whether much of the council’s condemnations were themselves repeated from earlier texts, and of course it turned out that many of them were. A Western perspective would probably see this much less as active legislation and much more as an imperial performance of orthodoxy, speaking out against well-recognised bad things whether they were still happening since their first condemnation three centuries before or not, and I’m not sure that Westerner would be wrong.3

    Bibliothèque Carnegie de Reims, MS 385, fo. 134r

    The beginning of the profession of faith of Bishop Felix of Urgell, in Reims, Bibliothèque Carnegie de Reims, MS 385, fo. 134r

    Laura, meanwhile, had found in a single Reims manuscript apparently (of course, constructed for Archbishop Hincmar) a copy of Bishop Felix of Urgell’s final profession of faith.4 For those who don’t know him, Felix had been both the Carolingians’ main bishop in Catalonia when they took it over and, as they saw it, a dangerous heretic, being part of the Adoptionist movement that had grown up in the peninsular Church. He was repeatedly made to disavow this belief but somehow remained in office with it until 799, which is the date of this letter. And it is a letter, to his canons (who are listed, very exciting for me), assuming the state of a penitent and thus demitting his office. Laura proposed that this was effectively a public penance by letter, making it known through to all that he was defeated and that he admitted Adoptionism was wrong, effectively pouring poison into his network but also, as I argued in discussion, opening the way for a Carolingian-approved election at Urgell. By contrast, his previous two confessions could have been considered ‘private’, a compromise intended to allow him to stay in office as the Carolingians’ agent. In 799 that was apparently decided insufficient and he was made to take this step of self-removal, but as Laura also pointed out, since the Carolingians were then reforming the practice of penance, by 800 it would have been impossible.5 Nonetheless, the situation and the fact that Felix quotes the profession of faith of none other than Patriarch Nestorius of Constantinople, as condemned before Emperor Theodosius II at Ephesus in 431, made this council of 799 a kind of mirror of that one in which Charlemagne got to play Theodosius ending the divisive heresy in his lands. Again, I wonder how much Felix’s real practices mattered here against the possibility of the soon-to-be-imperial performance of orthodoxy…

    Alfonso X of Castile and his court, as shown in the 12th-century Libro de los Juegos

    Alfonso X of Castile and his court, as shown in the 12th-century Libro de los Juegos; from Wikimedia Commons

    Finally that day, we were treated to a keynote address by Professor Simon Doubleday, entitled “Illegitimate Concerns”. This was a lecture about bastardy, with specific reference to King Alfonso X of Castile, the Wise. Although his father Fernando I reportedly advised him to remain chaste, this seems to be something Alfonso had trouble with; as well as being betrothed to Yolanda, daughter of King Jaume of Aragón in 1246, marrying her in 1248 and starting to have children soon after, he was by then already father of one Beatriz by a long-term partner. At the point of Alfonso and Yolanda’s marriage, therefore, poor Beatriz, aged 8, was shipped off to Portugal to marry King Afonso III, despite him already being married. It’s complicated, as they say. But the point of the lecture lay in the relationship that King Alfonso and Beatriz maintained, especially after the coup that temporarily deposed him, during which time she came to live with him (although one may suspect that the 300 troops she apparently brought with her gladdened the king’s heart nearly as much). It doesn’t seem to have been a problem for the king to recognise that tie, nurture it with gifts of lands along the Portuguese border or exploit it in time of trouble, even though the law, to which of course Alfonso added, was pretty clear that children born out of wedlock had no real rights in the face of those legitimately born. Professor Doubleday wondered, therefore, where we’d lost this relative generosity to the illegitimate, and with those musings we wound up the day and headed for the wine reception, with brains pleasantly full.


    1. You didn’t know Wendy had a new book out? She does, and it is W. Davies, Windows on Justice in Northern Iberia, 800-1000 (London 2016). I need to read it before the end of term somehow, too…

    2. This must also be cyclical, and relate to Jinty Nelson’s long-ago point about how it takes time for monasteries to grow roots in the community, so they start by buying lands and only then go on to receiving donations and fighting people for their rights; see Janet L. Nelson, “Women and the Word in the Earlier Middle Ages” in W. J. Sheils & Diana Wood (edd.), Women in the Church: papers read at the 1989 summer meeting and the 1990 winter meeting of the Ecclesiastical History Society, Studies in Church History Vol. 27 (Oxford 1990), pp. 53-78, and indeed for early medieval Iberia Jonathan Jarrett, “Power over Past and Future: Abbess Emma and the Nunnery of Sant Joan de les Abadesses” in Early Medieval Europe Vol. 12 (Oxford 2005 for 2003), pp. 229-258.

    3. That Westerner would only have had to read Patrick Wormald, “Lex scripta and Verbum regis: legislation and Germanic kingship, from Euric to Cnut” in Peter Sawyer & Ian N. Wood (edd.), Early Medieval Kingship (Leeds 1977), pp. 105-138, but let’s remember how long it took me to do so I suppose…

    4. As in the caption above, this is Reims, Bibliothèque Carnegie de Reims, MS 385, fos 134r-138r and followed by a letter of his fos 138r-140r. If you care about such things, Archbishop Hincmar of Reims signed the bottom of fo. 136r…

    5. See Rob Meens, “The Frequency and Nature of Early Medieval Penance” in Peter Biller & A. J. Minnis (edd.), Handling Sin: Confession in the Middle Ages (Woodbridge 1998), pp. 35-61, and on the controversy over Felix and his beliefs, John C. Cavadini, The Last Christology of the West: Adoptionism in Spain and Gaul, 785-820 (Philadelphia 1993), a book I wish Pennsylvania University Press would reprint as there is so little else in English on this and it’s really expensive to get now.

Gallery

In Marca Hispanica XXVIII: three castles in one day, part one — Gurb again

This gallery contains 20 photos.

I am now, whether I like it, pretty much a full year behind with reporting again, and this is not going to get better quickly because the last part of April 2015 was pretty dense for me in terms of … Continue reading

Quick! To the palace!

Sometimes I have big learned-looking points I want to make on this blog, and then at other times I just want to jump and down and tell you about something fascinating I’ve found. This is one of those latter times, a document I encountered in the Catalunya Carolíngia most of whose details I never seem to have noticed before, even though it’s very unusual. It also supports the point I’ve felt towards before about the different ways of running the county of Barcelona that Count-Marquis Ramon Borrell thereof (992-1018) was already developing as he picked up bits of its rule during the lifetime of his father Borrell II (945-993), but mainly it’s one of those cases where the regular form of the documents is stretched to fit something quite unusual and one is left wondering what on earth they were trying to accomplish and how odd it was or wasn’t.

The Santuari del Mare de Déu d'Espona de Saderra

Espona de Saderra, probably not involved in today’s documentary excitement but as close as I can get copyright-free

We are in the year 996 here and the protagonist is one Gombau. He had come to a deal with a priest called Donadéu and was selling him some stuff.1 The transaction related to an estate in the Vall de Saderra, but the first complication is the nature of what they were actually transacting over, which is best set out in their own terms:

“By this scripture of my sale I sell to you in your and your heirs’ alod, that was your grandfather’s Asner’s and your father’s Galí’s, my selfsame census such as I have there that my lord Ramon, Count and Marquis, sold me, such census as you and your heirs were accustomed to answer for thence and it came to me by my purchase from my above-written lord…”

Census, in the terms of this period, is really any kind of rent or levy taken by a lord from the owner of a property over which he or she is lord, but here I think we are dealing with something that we could respectably call tax, a revenue belonging to the public official personified by the count, and it was for sale. Now, this is not quite new, you may be thinking if you really follow along here: didn’t we, after all, have a few complicated arrangements with two-way sales that effectively bestowed the tax revenue on the landholder? And yes, we did, but there are two differences here: firstly, here they were just straight out selling the revenue (for a ‘best charger’) and secondly the count had previously disposed of it, in a document we don’t have, to someone other than the landholders, which is how come Gombau had it to sell it on to them. The last time I looked at this I observed that, circa 990 at least, the counts of Barcelona could not or would not simply sell tax revenue, but had to come up with elaborate ways round it; a mere six years later we see that there was no longer such a problem with it, which means that it was probably very new.

So all of that is interesting to me, and teeters dangerously close to what we could carelessly call ‘feudalism’.2 But digging deeper we discover that actually it is even more like feudalism, because having sorted out the price Gombau made further specifications and they look very much like someone borrowing ideas:

On this account I thus hand into your power the aforesaid census for your own so that from this same day in future neither you nor any of your successors shall answer any more for any census thence to any count, nor to any vicar, nor to any man, unless your heirs so much to you. And let this above-written alod thus be free without any impediment and without any disturbance, but so much on account of the great attentiveness which I shall make to you and of the benevolence and honour and governance of the above-written alod I shall thus have patrocinium over you, I and one son of mine without any ill intent.

This is a very funny definition of ‘freedom’ that’s developing here, isn’t it? The priest Donadéu was already holding an alod, but while this has been understood as land free of lordship the difference between it not being free of lordship and a private person taking the tax revenue might be hard to spot.3 It was enough to be worth a good warhorse, apparently, but the ongoing cost was that Gombau, giving up that direct and quantifiable form of dominance, picked up a much vaguer but more subjecting one, the old Roman idea of patrocinium, a word I’ve seen in no other Catalan charter. Later documents like this, in so far as there are any like this, would just use the word dominatio, but we can see that they were here feeling out something for which they didn’t have words, because the bits that I’ve put into bold here are all coming from outside the sale formulae: the first bit is riffing off Carolingian royal immunities, by which public officials were excluded from a given territory, and the final clause is coming out of the vernacular, or at least would in later documents such as those we’ve seen here before be reflected in the vernacular, “sin engany” for what is here in Latin, “sine malo ingenio”.4 They didn’t have the formulae ready for what they were doing here, which is essentially a very early homage arrangement.

A homage ceremony illustrated in the Catalan Liber Feudorum Maior

Time therefore for the obligatory picture of an act of homage from the Liber Feudorum Maior, which for all that it was a twelfth-century compilation does contain documents from this far back. From Wikimedia Commons.

So what was going on here is at some level a delegation or even a privatisation of public authority, but at another level this is immensely personal. The last time I looked at these concessions, when they were still fiddly, I suggested that the claim to census might itself be fairly new, irregularly enforced and brought out mainly, as I then put it, as kind of “a protection racket, in which the counts picked somebody whose tax liability they were willing to enforce in order to bind them closer into the structure of personal obligations created by these kinds of deals.” By the 1050s, as we’ve seen, those kind of personal obligations were most of how power was being constructed in these areas, in a hierarchy much like the supposed feudal pyramid except far less tidy.5 Here, in 996, we see it already happening, but within the old structures of power that gave the scribe the words he used, words whose use suggests this was new.

What made this worth wording carefully, however, was presumably a lurking sense that in some way this was public revenue. I say this not just because of the repeated invocation of the count, but because of the detail that was actually the first one I noticed when I read this document during my Ph. D. (and clearly subsequently forgot), which is the signature clause by the scribe: he explains himself as he, “who wrote this sale in the See of Vic, and it was confirmed in Barcelona, in the selfsame palace of Count Ramon, in the street, by the order of the above-written Gombau”.

The erstwhile comital palace of Barcelona

The erstwhile comital palace of Barcelona, fourteenth-century as it stands but with one or two tenth- and eleventh-century bits in it… It’s in that courtyard, even though it wasn’t then there, that I imagine this scenario happening. “Plaça del Rei 2074102277” by Carquinyol from Badalona, Catalunya, upload by HerrickBarcelona – Plaça del Rei. Licensed under CC BY-SA 2.0 via Wikimedia Commons.

When I first saw this I was mainly interested in the palace, because it was then the earliest mention of it of which I knew (though as you have seen here there is one text that makes it clear that Borrell also had a palace, presumably the same one). But it’s weirder than just that, isn’t it? Gombau didn’t get this deal confirmed in the palace, but outside it, in the street, “in platea”. Neither did the count witness it, though a judge did and he only one of seven clerics who make up the witness list, including Gombau’s brother. Again, there is for me the sense here that there wasn’t a procedure for this, that this was not a common or perhaps entirely legitimate operation, and it needed a kind of public sanction that brought it to the centre of comital government, rather than the solemnity of Vic cathedral, but then didn’t actually involve that governor but a raft of clerics instead.

There are plenty of questions that arise: did all these sales of tax revenue involve the kind of recognition of patronage that Gombau here got made explicit, but which a count might not need to have because of already having it? Is the reason this arrangement was so undefined and fudged from bits precisely that everyone was clear that this was in some sense acting like the count, and therefore conscious that public power had a particular sphere still that private persons shouldn’t really have? Or is it instead more important that the count himself had disposed of these rights to Gombau in the first place (and that Borrell, evidently, had not)? Without being able to work out more of what was actually happening here (and why Vic cathedral wound up with the charter) I can’t answer these questions, but I ask them feverishly anyway, believe me I do.


1. The document survives in the original and is printed in Eduard Junyent i Subirà; (ed.), Diplomatari de la Catedral de Vic (segles IX-X), ed. Ramon Ordeig i Mata (Vic 1980-1996), 5 fascs, doc. no. 594, where I first met it without apparently reading it properly, and in Ordeig (ed.), Catalunya Carolíngia IV: els comtats d’Osona i Manresa, Memòries de la Secció històrico-arqueològica 53 (Barcelona 1999), 3 vols, doc. no. 1712, where I apparently still had to read it three times before noticcing all of the things mentioned here. Given that and the weight I place on words here it seems worth giving a text myself:

“In Dei nomine. Ego Gondebaldus vinditor sum tibi Donadeo presbitero, emptore. Per hanc scriptura vindicionis mee vindo tibi in ipsum tuum alode et de eredes, qui fuit de Asenario avio tuo et de Galindone patre tuo, ipsum meum censum qualem ibidem abeo que mihi vendidit senior meus Raimundus comes et marchio, talem censum qual tu et eres tui exinde solvere solebas et advenit mihi per mea empcione de suprascripto seniori meo, et est hec omnia in comitatu Ossona, in kastrum Torilione, in valle Sedero vel in eius termines. Qui afrontat hec omnia: de orientis in ipsa Guardia, et de meridie in ipso pugo ultra flumine Tecer que dicunt Cergoso, et de occiduo in ipso grado de Seder, et de circii in ipsa gugularia de Boscatello. Quantum in istas afrontaciones includunt sic vindo tibi suprascriptum censum ab integrum, qualem senior meus suprascriptus comes ibi abuit et mihi vendidit, totum vindo tibi ab integre propter tuum kavallum obtimum, quod tu mihi donasti in precio et mihi placuit et manibus meis recepii, et est manifestum. Propetera sic trado in tua potestate suprascriptum censum ad tuum proprium ut de isto die in antea neque tu neque ullus de succesoribus tuis iam amplius exinde nullum censum persolvatis ad nullum comitem, neque ad ullum vicarium, neque ad ullum ominem, nisi tantum eredes tuis ad te. Et sic fiat liber suprascriptus alodes sine ullo inpedimento et sine ulla inquietudine, set tantum propter magnam diligenciam quod ego faciam ad te et bonitatem et onorem et gubernacionem de suprascripto alode sic abeam super te patrocinium ego et unus filius meus sine malo ingenio. Quod si ego Gondebaldus qui recepit de te Donadeo presbitero suprascripto precio aut filius meus qui de te aut successores tuos de suprascripto censo aliquid inquietaverit, non hoc vale vindicare set componat tibi omnem suprascriptum alode in duplo cum sua melioracione, et in antea ista scriptura vindicione firma permaneat modo vel omnique tempore.
“Facta ista scriptura vindicione XVIII kalendas februarii, anno VIII regnante Ugo rege.
“Sig+num Gondebaldo, qui ista vindicione fecit et firmavi et firmare rogavi. Dacho sacer et iudex sub SSS. S+ Sentelle presbiter. S+ Holiba levita SSS. S+ Agigane sacer. Erigane sacer de Terraca. Sentelle presbiter de Barchonina. Oliba levita, frater Gondebaldo.
“Francus sacer, qui ista vindicione scripsit in sede Vico et fuit firma in Barchinona, in ipso palacio de Raimundo comite, in platea, per iussione de suprascripto Gondebaldo, et sub SSS. die et anno quod supra.”

The bold bits are autograph signatures.

2. At this point I cite Susan Renyolds, Fiefs and Vassals: the medieval evidence reinterpreted (Oxford 1994), and duly note that what we have here includes neither a fief nor a vassal and that probably I should find a better word, if only anyone would recognise by it what I meant any more readily.

3. See Gaspar Feliu, “La pagesia catalana abans de la feudalització” in Anuario de Estudios Medievales Vol. 26 (Barcelona 1994), pp. 19-41, for a powerful argument that alodial property was never free in the way that historians of the period have often imagined.

4. On these documents see of course Adam J. Kosto, Making Agreements in Medieval Catalonia: power, order and the written word, 1000-1200, Cambridge Studies in Medieval Life and Thought 4th Series 51 (Cambridge 2001).

5. Ibid. but also Pierre Bonnassie, “Les conventions féodales dans la Catalogne du XIe siècle” in Annales du Midi Vol. 80 (Toulouse 1968), pp. 529-550, repr. in Structures sociales de l’Aquitaine, du Languedoc et de l’Espagne au premier âge f&eacuute;odal : Colloque International de Toulouse, Mars 1968 (Paris 1969), pp. 187-219, transl. Jean Birrell as “Feudal Conventions in Eleventh-Century Catalonia” in Bonnassie, From Slavery to Feudalism in South-Western Europe, transl. J. Birrell (Cambridge 1991), pp. 170-194, for the case before, and Michel Zimmermann, “Aux origines de Catalogne féodale : les serments non datés du règne de Ramon Berenguer Ier” in Jaume Portella i Comas (ed.), La Formació i expansió del feudalisme català : actes del col·loqui organitzat pel Col·legi Universitari de Girona (8-11 de gener de 1985). Homenatge a Santiago Sobrequés i Vidal, Estudi General 5-6 (Girona 1986), pp. 109-151, with English summary p. 557, French online here, for important nuance.

Seminar CXCII: fewer soldiers than you think

The seminar report backlog now reaches this year! And, fittingly, or because I am too ready to say yes to things, the first seminar I attended in 2014 was one that I was giving, before the Centre for the Study of the Middle Ages in Birmingham on 20th January with the title Miles or militia: war-service and castle-guard in tenth-century Catalonia”. The seminar was only publicised the same day, so I was lucky to get an audience at all, but there were some and I’d like to thank those who came mainly because it was me, since what I do only really crosses the research interests of two people in Birmingham, neither of whom could attend. Anyway: my basic thesis was that there were not many soldiers in tenth-century Catalonia.

A battle scene from the Biblia de Ripoll

I know I over-use this but it is at least more or less contemporary, a depiction of the armies of Israel from the tenth-century Bíblia de Ripoll. I hope, though, that no-one would try using the number of troops an artist can squeeze onto a full-page drawing as indicative of the actual scale of military service in his area…

If you know the field a bit this may strike you as strange.* In the classic feudal transformation argument this was then an area of quite extensive public military service whose use of force is rapidly privatised in the course of the events of 1020-1050. But before that, in 1010 and 1013, the Catalan army’s raiding Córdoba. To which I say, yes, indeed, there are undeniable references to three ‘public expeditions’—but only three, one of those is the 1010 raid and I discovered the third one a few years ago. Other than that it’s the attempt to defend Barcelona in 985, which of course failed. The few references to military action otherwise—and they are very few—are or could be to very small forces, sometimes extremely few like Oliba’s band of pig-rustlers we mentioned here a few posts back. The only reason you’d suppose, if you came to this evidence for the first time, that there was a lot of military action here is because it’s a frontier and there just must have been, or because it’s a Carolingian polity and we know that the Carolingians demanded large-scale military service and we even have legislation exempting people here from it, which is at least negative evidence, or because you just think that early medieval polities fielded large armies. I don’t want to deny any of those things, but the tenth century was not the high Carolingian era here, and the evidence you would want to prove that such things continued (or, in fact, had ever been demanded) here is very thin, and this in an area that is as we know not short of evidence, even if not really for this.

eleventh-century sword found near Schleswig

It’s surprisingly hard to find an image of an early medeval sword when you want one, and when you do it’s always a Viking one. This is a late eleventh-century one found near Schleswig. For the Museu d’Art Nacional de Catalunya’s Cataluña Carolíngia exhibition of 1999 they had to borrow one from Paderborn. I don’t mean to try and use that fact as part of the argument but nonetheless I think swords were not common here before 1000.

By way of exploring this further, I then acted like the Anglo-Saxonist I was supposed to be in that rôle and went through wills looking for weapons. Who, if anyone, held the sword in early medieval Catalonia? And the answer seemed to be, again, that while the part of evidentiary silence is always hard to assess, very few people can be shown owning swords, and they were all top-rank castellans or churchmen, these often providing their dependents with weaponry in their wills but not usually swords, of which even they had at most two. Lances and hauberks show up a little bit more often, but not much, and still in the hands of people who also bequeathed quite substantial estates. (Though one of the bishops, Guisad II of Urgell, bequeathed a spata ignea and if anyone has any ideas what that might have been, I’d love to hear them…)

Your humble correspondent, standing in the doorway of the Castell de Tona in 2007

Your humble correspondent, standing in the doorway of the Castell de Tona in 2007. I am not a big man, and that is really not a big ‘castle’.

Lastly I looked at fortifications, because this is after all a country probably named after castellans, and there are certainly a few of those. But, especially if you’re looking for the few that remain from the tenth century, they are firstly not very big, and secondly usually extremely far up sharply pointy hills. If you remember my efforts to climb up to Gurb, you may also remember my wondering how its owners could ever have got horses up there. But if they had, there’d have been hardly any room in which to stable them. And with no horses it would take you two hours or so to reach even the nearest settlement, and far longer the nearest road. Gurb was not placed to control a routeway. I think all of these places were probably more watch-towers and refuges than any kind of offensive base. So where does this all lead us? I give you the conclusion:

This would obviously change. Bonnassie’s picture of an eleventh century busy with cabalarii selling horses and weapons is well-evidenced and helps explain how there could emerge from the sack of Barcelona a polity capable of raiding Córdoba in opposition to Castilian troops and the best armies left to al-Andalus. There is very little evidence of the class of mounted knightly warriors who would make this possible before the year 1000, however; neither is there really any evidence of the relict militarised peasantry supposed to precede it, nor even normative reasons to expect one beyond the 840s. In between these two points we seem, as far as the evidence can carry us, to have a much less militarised society. This in turn implies that the rise of violence and feudalised warfare was indeed sudden and thorough, that the transformation was in this respect real. It was perhaps the new possibilities created by the collapse of the caliphate that made this large-scale militarisation possible, and it may be that by equipping to exploit them the counts gave power to a dynamic they could not, eventually, control. But whether this be so or not, it was not a tenth-century development. Frontier or not, tenth-century Catalonia briefly became a military backwater, or so the evidence and its lack suggest. Military service was possibly still general but extremely occasional, and might often have amounted to no more than a few days’ standing guard on a fighting top high above any potential action. The more normally beweaponed whom we can see seem more like thugs and their bosses, dependants rather than honourable servicemen, but even these are few. This is not what we have been taught to expect from this area and time, but what we have been taught to expect seems not in fact to have very much foundation in the actual surviving evidence, inappropriate though that evidence perhaps be for such questions. The conclusions that can be based on the evidence here, therefore, deserve testing against other areas whence the models that fail here were derived.


* Since this is intended for publication, and even now inches towards submission, I won’t give full references here, but rest assured I do have them and some day soon I hope you can enjoy them…

Gallery

Seven men in a high castle

This gallery contains 26 photos.

The last of the Côte d’Azur tourist posts is also the largest and the most academic. Our final trip destination was a place called Roquebrune-Cap Martin, whither we were lured by the promise of a tenth-century castle. This was actually … Continue reading

Feudal Transformations XIX: change before the year 1000

Cover of Guy Bois's Transformation of the Year 1000

Just after arriving in Birmingham, I finished reading Guy Bois’s provocative book The Transformation of the Year 1000 and was actually quite impressed; it represents a far better saving throw for the transformation theory than I’d anticipated.1 Seeing a problem with packing almost all the change required by the theory of Duby and Fossier and the like into a few decades shortly after 1000, Bois comes up with a quite complex paradigm of change in which he manages to have both slow change and a ‘revolution’ at the end of it.

Teaching diagram of the Feudal Transformation, by me

Go on, one more time won’t hurt

This he does basically by saying that what we have in the tenth century is the final slow settling into ruins of the ancient state, with public government and justice, towns driven by a parasitic state apparatus administering those systems, and slave agriculture. This had been increasingly unsustainable as time went on and efforts like the Carolingian reforms to prop it up with new structures (and here’s the subtlety) actually accelerated its collapse by making more possible locally-concentrated power at the same time as a coincidentally burgeoning economy made that economically viable. Inside the old structure of society, therefore, new bases of importance and power were emerging centred on the market and on local territorial domination, all of which in fact made it harder to maintain the older bases of power as a monopoly. The revolution came when, with the end of the Carolingian state and withdrawal into the Île de France of its Capetian successor (because this is a paradigm about France, don’t think otherwise), the exterior structure of public power finally collapsed into dust, ceased to operate as a brake on the forces of social change, and what was left standing was this incubitic set of new power bases, now free to grow, around which the opportunistic (and here most of all the monks of St-Pierre de Cluny) coordinated their operations. And thus feudalism.2

Supposed denier of Charles Martel, Marseilles, probably 737X43

Supposed denier of Charles Martel, Marseilles, probably 737X43

Silver denier of King Charles the Bald (840-77) struck at Blois 864x77, Fitzwilliam Museum CM.QC.5360-R, of the Queens College Collection
Silver denier of King Charles the Bald (840-77) struck at Blois 864x77, Fitzwilliam Museum CM.QC.5360-R, of the Queens College Collection

Silver denier of King Charles the Bald (840-77) struck at Blois 864×77, Fitzwilliam Museum CM.QC.5360-R, of the Queens College Collection

Silver denier of Count Hervé III de Donzy (1160-94)

Billon denier of Count Hervé III de Donzy (1160-94)

Billon denier of Count Hervé III de Donzy (1160-94)

Who even knows what they thought that monogram meant three hundred years later? Evidence of high medieval numismatists, as with so many other things, is easiest to find in Spain…

The first bit about this that caught my critical imagination is the idea that those who were interested in patching up the ancient state actually undermined it; that is, the Carolingians in trying to make things better actually make things worse. Bois exemplifies this using the monetary system, which is probably why it caught my attention. In brief, the Roman system of gold and silver coins struggled on till the sixth century, whereafter the gold coinage was debased until it more or less ceased to exist, in the course of which it was struck by hundreds and hundreds of semi-private issuers all over Francia. After this the whole system atrophied and a desultory and poor silver coinage of a very various standard was all the money there was. The Carolingians, faced with a mono-metallic system, reformed it several times until there were a restricted number of royally-controlled mints striking a more-or-less good coinage but only in silver. This was lower-value, thus more accessible, so that greater monetisation resulted than had been so for a while, enabling market exchange and the collection of revenues in coin at new levels. And that meant that when the royal hands came off the tiller in the early tenth century that resource was available to the new local powers, who start minting their own silver coin in profusion (here again, nost least the monks of Cluny).3 I think there are problems with this as an actual account of the history of the coinage – that local minting in silver takes much longer to start happening than Bois’s chronology of change implies, suggesting that it is a result of market growth not a cause, for one thing; for another, Cluny got a royal license to strike coin, and it was otherwise outside any useful royal jurisdiction so one could read that as an increase in royal power and it’s certainly hard to see it as the opposite – but it’s an excellent illustration of Bois’s more general model of damaging attempts to preserve a dying social system.4

Exterior view of the transept of the abbey church of St-Pierre de Cluny, from Wikimedia Commons

Exterior view of the transept of the abbey church of St-Pierre de Cluny. “Cluny Transept exterior” by RTPeat / Richard Peathttp://flickr.com/photos/rtpeat/1086420685/. Licensed under CC BY-SA 2.0 via Wikimedia Commons.

The problem I have with arguments like this that run, ‘O well they tried, poor dears, but the whole thing was doomed, quite hopeless, they were spitting in the rain’ about the Carolingians, which in some ways go back to Louis Halphen and his contemporaries, is that they benefit from the fact that the Carolingian Empire’s fall is there to be explained. Most of us would not, however, put this down to critical internal systems failure, but to a prolonged civil war more or less due to the royal family’s inability to stick to an equable division of power followed by a long series of assaults by raiders for north and east further destabilising transregional solidarities.5 A counter-factual approach that could accurately remove the effects of the Viking attacks and, if not eliminate the Brüderkrieg at least make it more like the equivalent, and very long-lived, Merovingian system in which the important thing was not so much the periodic war as that that war was always between rival Merovingians, perhaps by predicating a reasonable supply of healthy male heirs, would quite possibly entirely vindicate the Carolingian reform efforts, which after all did at least at first make them much stronger kings.6 An analysis that relies on an absence of competent legitimate operators of a system isn’t really assessing the viability of the system itself. Likewise, Bois’s argument is proven by the eventual collapse of the ancient state, but there’s a species of teleology involved when he says that the Carolingians’ own measures worked against their interests, which forces him to define the things they did that endured as part of the new world, if only because they survived. Given the collapse was to happen, there’s no successful innovation that Bois’s theory would actually credit to the Carolingians except ones that they abandoned.

Sant Andreu de Tona and the Castell de Tona

Now, let’s take it to the March! Sant Andreu de Tona and the Castell de Tona, as made a tiny bit more famous by my book

This is all the more paradoxical because the same problem exists in reverse with Catalonia and the scholarship of the feudal transformation. As Bonnassie famously argued, Catalonia (where a strong and (I would argue) even strengthening public power was maintained up till very late, there was then a political vacuum caused by a double minority in the rule of Barcelona forcing other motors of power to pick up the slack and after a short civil war the public power recovered only by adopting these other motors and abandoning its old ones) is an almost perfect archetype of the feudal transformation, but because it so clearly revolves around the power vacuum of 1018-1035 and before that the public power seemed to be riding the serpent of progress really pretty well, people don’t like it as a general model.7 There’s also the problem that this was the only area of Latin Europe with much of a gold coinage, because of raiding and trade with al-Andalus.8 But Bois’s argument also revolves around a dramatic state collapse at the same time as an economic take-off. Is this somehow not the same?

Gold mancus of Count-Marquis Ramon Berenguer I of Barcelona (1035-76)

Sticking with the metaphor, this is a gold mancus of Count-Marquis Ramon Berenguer I of Barcelona (1035-76), by way of illustrating that at least some things were not quite the same in Catalonia

Bois was of course writing a micro-study of Burgundy, not Catalonia, and it’s the anti-transformation lobby who have preferred to ignore Catalonia’s apparently indissoluble example of the phenomenon.9 All the same there is a problem here because Bois’s model doesn’t work for Catalonia. Firstly, it’s very unclear how much Carolingian reform was in fact applied here: the local law was left running, the final currency reform of 864 was never enacted here, the intellectual culture arguably stayed fairly Visigothic and the counts operated as independents from a very early stage. Secondly, as said, public power here did not atrophy: the counts, despite various troubles, remained militarily effective and towards the end of the period, fuelled no doubt by the various reveues of the frontiers, were even overhauling and improving the apparatus of state power and their control of it. Only when that effort was slackened did stuff go wrong. It is hard not to see Borrell II’s and his son’s creation of numerous castle-holding dependants as the seeds of their own undoing, but it’s not undoing but lack of doing that let them grow.10

Castell de Llordà, Isona, Catalunya

The current state of the Castell de Llordà (image from Viquipèdia), where as you have read some of that castle-ceding was done

Perhaps this doesn’t matter, but if you have a feudal transformation in one area and an explanation for it, but another one in a different area whose relevance you have to dismiss because its explanation is clearly different, this is kind of like ignoring that your theory has been falsified. Of course there are factors in CataloniaBurgundy’s changes of that era that Catalonia did not share, so the problem exists both ways, but this suggests to me that the problematic has been placed at the wrong level. If you accept both then feudal transformation becomes only one way that states of a certain kind might respond to the end of effective state governance in an ‘ancient’ or ‘public’ mould. After three years of teaching this subject to graduates, I came to conclude that the correct question to ask about the phenomenon it assumes is not, “Why is all of Europe going through a social crisis c. 1000?”, which is fairly easy to disprove premise by premise and then ignore, but “Why do so many and various polities of the post-Carolingian world finish up so similar in social articulation and governance despite their different situations and paces of change?” This turns it less into a question of modes of production or public versus private than into one of cultural transfer and the appropriation of ideas between governments, which is maybe not as exciting, but might have a lot more application to other situations.


1. G. Bois, La mutation de l’an mil (Paris 1989), transl. Jean Birrell as The Transformation of the Year 1000: the village of Lournand from Antiquity to feudalism (Manchester 1992).

2. Ibid., pp. 161-167.

3. Ibid., pp. 165-166.

4. Philip Grierson, “Coinage in the feudal era” in Il feudalesimo nell’alto medioevo, Settimane di Studio del Centro Italiano di Studi sull’alto Medioevo 47 (Spoleto 2000), pp. 949-959.

5. See François-Louis Ganshof, “L’échec de Charlemagne” in Comptes rendus de l’Académie des Inscriptions et Belles-Lettres Vol. 91 (Paris 1947), pp. 248-254, transl. as “Charlemagne’s Failure” in idem, The Carolingians and the Frankish monarchy: studies in Carolingian history (London 1971), pp. 256-260, taken up by e. g. Heinrich Fichtenau, Das karolingische Imperium. Soziale und geistige Problematik eines Grossreiches (Zürich 1949), transl. Peter Munz as The Carolingian Empire (New York City 1954), Louis Halphen, Charlemagne et l’Empire Carolingien (Paris 1968), transl. as Charlemagne and the Carolingian Empire (Amsterdam 1977).

6. Ian N. Wood, “Kings, Kingdoms and Consent” in Peter H. Sawyer & Wood (edd.), Early Medieval Kingship (Leeds 1977), pp. 6-29.

7. Pierre Bonnassie, La Catalogne du milieu du Xe à la fin du XIe siècle : croissance et mutations d’une société, Publications de l’Université Toulouse-le Mirail, Sèrie A, 23 & 29 (Toulouse 1975-1976), 2 vols, as ever; cf. Adam J. Kosto, Making Agreements in Medieval Catalonia: power, order and the written word, 1000-1200, Cambridge Studies in Medieval Life and Thought 4th Series 51 (Cambridge 2001).

8. Anna M. Balaguer, “Parias and Myth of the Mancus” in Mario Gomes Marques & D. Michael Metcalf (edd.), Problems of Medieval Coinage in the Iberian Area, 3: a symposium held by the Sociedade Numismática Scalabitana and the Instituto de Sintra on 4-8 October, 1988 (Santarém 1988), pp. 499-543; J. Jarrett, “Currency change in pre-millennial Catalonia: coinage, counts and economics” in Numismatic Chronicle Vol. 169 (London 2009), pp. 217-243.

9. Dominique Barthélemy, “La mutation féodale a-t-elle eu lieu? (Note critique)” in Annales : Économies, sociétés, civilisations Vol. 47 (Paris 1992), pp. 767-777, where see p. 773 n. 17; the whole article later repr. as “Note critique” in idem, La mutation féodale a-t-elle eu lieu? Servage et chevalerie dans la France des Xe et XIe siècles (Paris 1997).

10. J. Jarrett, Rulers and Ruled in Frontier Catalonia 880-1010: pathways of power (Woodbridge 2010).

Feudal Transformations XVIII: what’s behind it all

Cover of Guy Bois's Transformation of the Year 1000

Cover of Guy Bois’s Transformation of the Year 1000

During my first days in Birmingham, while short of online access that wasn’t immediately swallowed by professional e-mail and bibliographical searches, I was making my way through Guy Bois’s little book, The Transformation of the Year 1000. Since, at its core, this represents a more extreme version of the theory of a ‘feudal transformation‘ even than that proposed by the originator of the idea, Georges Duby, I had been expecting to find it basically mad, and certainly it’s fairly opinionated and largely inhabits an intellectual space well beyond the evidence, but still it is more subtle than I had expected, not least because it separates cause and effect in such a way as to get over the awkward constriction of the the chronology the focus on the year 1000 causes.1 Yes, he says, there was huge and violent social change around the year 1000 in this one bit of the Mâconnais (which is to be taken as typical at least of France, even though he often stresses how something else would have happened in other areas), but this was the result of a wide range of other changes going on since the sixth century if not before, while the ruling class tried to shore up the failing ancient society by increasingly removing its surviving foundations and replacing them with more viable ones. And one of these big changes is the growth of agricultural production, which as he rightly says is not very well understood.2 Now, Bois has views on this, in which, it must be said, it is far from alone, but they are worth reading and they go like this:

Before a problem so vast, we should mistrust unilateral interpretations based, in most cases, on an exogenous factor. I am thinking in particular of demography, the most convenient and also the laziest of ‘explanations’. Certainly, the demographic approach is essential and indispensable. The number of persons is the best indicator of agrarian growth, and it is also a factor in this growth, providing that it is located within the chain of causality of which it forms a part; otherwise, we have only an illusory interpretation. How can it be imagined that shortage of food ceased to bear on mortality? What factor could have produced such a situation? Similarly, one certainly cannot deny, a priori and on principle, the possibility that improved climatic conditions might have had some influence. But it is still necessary to demonstrate their impact on grain yields in the temperate zone, and then establish precise correlations between the chronology of climatic fluctuations of grain production over the long term. This is very far from yet having been done. In the actual state of affairs, it is to be feared that this line of research betokens a refusal to confront the complexity of the endogenous factors, that it is essentially a sort of retreat in advance. It remains dangerous, however, in that it appeals to a popular taste, specialised or not, by giving the illusion of opening up new horizons, by investing itself with a scientific aura through its recourse to the exact sciences and, above all, because it is a gesture in the direction of contemporary ecological awareness. In sum, it is easy to ‘sell’, but it will be understood that such a criterion will not be given high priority in the orientation of our discussion.3

You may guess that I am happier here with his slagging off of the demographic explanation than his attack on climate as a factor. Demography is not a good answer, because like so much in the feudal transformation debate, it could be either cause or effect: if you have too many mouths to feed you may open up more land for cultivation, but on the other hand if you are opening up more land for cultivation, you may now be able to have more children, whether beforehand you were practising what passed for contraception in the Middle Ages or whether you were, as some have suggested, resorting to infanticide.4 This kind of problem, and not just with that factor, is exactly why I rather like climate as a primum mobile; it must certainly have had an effect on society, but it’s hard to see society affecting it, in the tenth century at least.

Teaching diagram of the Feudal Transformation, by me

It’s never not time for my Feudal Transformation teaching diagram!

On the other hand, Bois was not wrong that the case was far from made in 1989, when he wrote. I also do feel that he has some justice in seeing people grabbing on to it as a current bandwagon in order to make their research ‘relevant’, although I would actually find it hard to point to medievalists getting into climate science rather than climate scientists getting into history, where I’ve seen.5 In fact, if the case must be made as he suggests, it may be impossible to close. We already know (I think) that almost all work on grain yields of the Frankish era is basically wrong, based on a misreading of the sources (and yes, I am still working on that for publication, nearly done now actually), and since those are most of the sources there are before the twelfth century, all we can do is demonstrate that yields certainly grew between the second and twelfth century, not really the kind of subtlety we need (though as subtle as many of Bois’s number tricks, it’s gotta be said).6 Archæology helps but the amount of time it would take before enough preserved grain of the right periods came to light and got analysed that we actually had any meaningful numbers, if that could even be done—you’d need some very long-phase settlements with a fixed amount of arable land, wouldn’t you, which in a period of clearance is basically unlikely ever to be possible—still drags a very long way into the future. On the other hand, as our climate continues to warm up, we may be in a position to do the kind of long-term experimental work that’s been done at l’Esquerda on a cycle long enough to actually test the difference that an averagely-higher temparature, and consequently less rain, makes on yields, though I do note already that drought was the problem they experienced most seriously there in the 1990s, not over-watering. You’d expect that on a Catalan hilltop, of course, and some experiments elsewhere would also be nice, but it may technically be feasible. Meanwhile, we do these days know an awful lot more about the climatic fluctuation, and it seems as blinkered to me to ignore the effects which that must have had on agriculture, as it certainly did in the fourteenth century, as it did to Bois in 1989 to ignore the internal factors of social change.7

Vineyards of the Miguel Torres company in the Penedès, Catalonia

Vineyards of the Miguel Torres company in the Penedès, Catalonia, now drying out, grabbed from here

The answer is, of course, that we need both: everywhere in Europe got a climate change leading up to 1000, probably, but not everywhere manifested the kind of rapid change that Duby, Bonnassie, Bois and others dubbed the ‘transformation’. That is exactly where Bois’s internal factors are important, and not least among them the eventual collapse or fragmentation of the Carolingian state of course; as our learned commentator Carl Anderson has observed here, the feudal transformation is really a post-Carolingian phenomenon (as long as we can wriggle Castile-León out of it somehow).8 We have a number of big social or economic pressures (if there’s a difference) acting on a whole range of areas from 900-1100, and it’s what those areas were like in themselves, including such micro-level differences as who was in charge, how effective they were and what they could see of the problems (which is where I really get interested), that probably determined how it all played out. The struggle will be, if I ever do crystallise all this, to write this up in a way that makes sense but still says more than, “well, it differed from place to place, basically”…


1. The fiercely critical review by Barbara Rosenwein linked above, in Speculum Vol. 69 (Cambridge 1994), pp. 749-751, doesn’t get as far as dealing with such matters as whether the book actually has a case or not, so upset is she with Bois’s use of evidence and general slapdash chronology (including picking up on the unfounded dating of Saint-Laurent de Collonges mentioned a couple of posts ago). All that is of course very problematic; if his case rests on anecdata and thery’re all misread, he probably doesn’t have a case. But I feel that that point could have been made explicitly if she was confident in it.

2. Although a very good crop of studies on it arose from a conference in 1988, published as La croissance agricole du haut moyen âge : chronologie, modalités, géographie. Dixième Journées Internationales d’Histoire, 9, 10, 11, Septembre 1988, Flaran 10 (Auch 1990), in which Bois himself took part.

3. Guy Bois, La mutation de l’an mil (Paris 1989), transl. J. Birrell as The Transformation of the Year 1000: the village of Lournand from Antiquity to feudalism (Manchester 1992), p. 99.

4. I struggle with references for early medieval contraception, I’ll admit, but Julia Smith has some neat remarks on it in her Europe After Rome: a new cultural history 500-1000 (Oxford 2005), pp. 70-71, and in the Further Reading pp. 321-322 recommends John M. Riddle, Contraception and Abortion from the Ancient World to the Renaissance (Cambridge 1992). For infanticide I go back to Emily Coleman, “Infanticide in the Early Middle Ages” in Susan Mosher Stuard (ed.), Women in Medieval Society (Philadelphia 1976), pp. 47-70, which is also referenced by Smith p. 321 with a useful list of reactions to its controversial argument.

5. A rapid websearch suggests that our new cite of reference for the so-called medieval climatic anomaly is now N. E. Graham, C. M. Ammann, D. Fleitmann, K. M. Cobb & J. Luterbacher, “Support for global climate reorganization during the ‘Medieval Climate Anomaly'” in Climate Dynamics Vol. 37 (Berlin 2010), pp. 1217-1245, DOI: 10.1007/s00382-010-0914-z.

6. P. F. Brandon, “Cereal Yields on the Sussex Estates of Battle Abbey during the later Middle Ages” in Economic History Review 2nd Series Vol. 25 (London 1972), pp. 403-420, DOI: 10.1111/j.1468-0289.1972.tb02184.x; Peter Reynolds, “Mediaeval cereal yields in Catalonia & England: an empirical challenge” in Acta Historica et archaeological mediaevalia Vol. 18 (Barcelona 1997), pp. 495-507, online here, last modified 4th December 2010 as of 8th April 2011, repr. in Immaculada Ollich, Montserrat Rocafiguera & Maria Ocaña (edd.), Experimentació Arqueològica sobre Conreus Medievals a l’Esquerda, 1991-1994, Monografies d’Arqueològia Medieval i Postmedieval 3 (Barcelona 1998), mostly online via Google Bookslast modified not available as of 8th May 2011, pp. 121-128.

6. Bruce M. S. Campbell, “Physical Shocks, Biological Hazards, and Human Impacts: The Crisis of the Fourteenth Century Revisited” in Simonetta Cavaciocchi (ed.), Le interazioni fra economia e ambiente biologico nell’Europe preindustriale, secc. XIII-XVIII. Economic and biological interactions in pre-industrial Europe from the 13th to the 18th centuries. Atti della ‘Quarantunesima Settimana di Studi’ 26-30 aprile 2009 (Firenze 2010), pp. 13-32, online here.

7. Cf. José Ángel García de Cortázar, “Estructuras sociales y relaciones de poder en León y Castilla en los siglos VIII a XII: la formación de una sociedad feudal” in Il feudalesimo nell’alto medioevo, Settimane di Studio del Centro Italiano di Studi sull’Alto Medioevo Vol. 47 (Spoleto 2000), pp. 497-563 with discussion pp. 565-568.

Letting in the lowly in Lournand

In the first chapter of his controversial little book, The Transformation of the Year 1000, Guy Bois mentions a church in the tiny area of Burgundy that he chose for his micro-study, a “tiny, pre-Romanesque chapel… without… any significant alterations”, at Collonge in Lournand.1 Now, in this day of Google Image search, such a footnote is an invitation full of search terms, and especially for me, because the Romanesque rebuilding hit Catalonia very forcefully and there is really not much pre-Romanesque building left up there. (It’s usually assumed it was largely in wood anyway, but there are cases of doubt.2) Thus, if I want to know what the churches of the kind of people I write about were like, I have to start by looking elsewhere, so I did.

The chapel of Saint-Laurent de Collonge, Lournand, Burgundy

The chapel of Saint-Laurent de Collonge, Lournand, Burgundy

Bois gives no reference for the date of the chapel, which seems to be dedicated to Saint Laurent, and the website I found for it thinks it’s actually fourteenth-century Romanesque, again with no authority cited. Looking at the pictures, it seems to me that it’s so basic that it could readily be either, and only the bell-tower is very indicative, that being Romanesque in original style despite its modern patch-up but also quite possibly an addition, as these things often are in Catalonia. So the jury, unless there is a Burgundian equivalent of the Catalunya Romànica of which I don’t know, is probably out. It’s so basic that if all you wanted was an idea of what the tenth-century church would have been like it might serve anyway.

Interior view of Saint-Laurent de Collonge, Lournand, showing altar

Interior of the chapel

However, the date of the chapel is not the big question that Bois is using it for here: his query is instead whether slaves were allowed in in the tenth century. That raises questions that are larger than simply, “was this building even standing then?”, such as “were there still slaves then, or should we be talking about serfs?”, “what’s the difference anyway?” and, what Bois is concerned with, “what human rights did slaves have in this era?” The “what’s the difference” question has a neat semantic answer, to wit, a serf can be sold with land he or she works, but a slave can be sold as goods in their own right, but as with definitions of aristocrat that work on whether the person works land themselves or not, while this may be consistent it’s not necessarily historically relevant to the period in question.3 If a slave has a house and some kind of agreement with her or his master about what work they do on a normal basis, and if a serf isn’t guaranteed that his or her children will inherit the holding, it could be quite difficult to draw lines between their status. Bois does so more or less at control of the children, saying that serfs’ children are their own even if their dependence is hereditary but that a slave’s children are the master’s to dispose of and house as convenient. It’s on this basis that he argues that Lournand pre-1000 was still a slave society, because its holdings are all one family to one homestead which is too convenient to be anything but arranged.4 That seems to me to rest on an idea that all homesteads are equivalent and that we could somehow tell if two were an old single one divided, whereas my limited experience of the Cluny charters suggests that measuring these plots isn’t really possible. It’s not clear to me where a lot of Bois’s numbers come from in this chapter, indeed, but I’ve worked with Cluny boundary clauses a bit and I don’t think you can map them continuously between generations, so I’m inclined to mistrust the logic here.

Exterior view of Saint-Laurent de Collonge, Lournand, showing portal and bell-tower

Exterior view showing portal and bell-tower

However, the question about admittance is one that he raises justly, and does so moreover on the basis of work by Pierre Bonnassie, to whom I am more generally sympathetic. Bonnassie and consequently Bois both make admittance to worship in church a big part of the decline of slavery.5 Even though the Church itself is a big landowner and runs a lot of slaves, albeit often on quite privileged terms, the basic starting point that a slave too has a soul that must be saved makes important breaks in the legal idea that a slave is a chattel, a possession and not a person. Christian doctrine is pretty kind to the humble anyway, so there’s just a certain basic level below which anyone who may approach the altar can’t slip, but there’s also the question of Church marriage, which once applied to slaves seriously impinges on the master’s right to arrange his or her labouring population and their reproduction as she or he chooses. As a good Western liberal, I’ve never really got how people can class other people they live with and see daily as somehow not-really-people, but obviously that distinction is inherent in a slave system, and if such non-people are then allowed to become partakers in your religion’s principal rite of union with your god, that’s something of a blow to that distinction, to say the least. So, it’s a crucial step away from subhuman status to have been able to go to Church in the Middle Ages. (In my area, where slaves were often Muslim prisoners of war, it wasn’t an easy step to take either.) There really wouldn’t have been a lot of room in the tiny chapel at Collonge or, presumably, any precursor it had, but who was in that space would have at some point, be it fifth-century or eleventh-century or somewhere between the two, been a very sharp social issue, and one that we can say almost nothing about.


1. Guy Bois, La mutation de l’an mil (Paris 1989), transl. J. Birrell as The Transformation of the Year 1000: the village of Lournand from Antiquity to feudalism (Manchester 1992) pp. 28-29 & n.

2. My pet case here is the now-twelfth-century Sant Andreu de Tona, where the stone structure located by digging in the 1940s was dated to an otherwise unattested reconstruction in the eleventh century precisely because it was stone, the assumption being that the well-attested building of 889 put up by Romanising notables on a hill basically made of building stone would nonetheless have to have been wood. See Joan-Albert Adell i Gisbert, Antoni Pladevall i Font, Albert Benet i Clarà, Dolors Arumí i Gómez, A. Cavallé i Crivillers & R. Espadaler i Parsarises, “Sant Andreu de Tona” in Jordi Vigué (ed.) Catalunya Romànica III: Osona II, ed. Vigué (Barcelona 1986), pp. 639-44 and cf. J. Jarrett, “Centurions, Alcalas and Christiani perversi: Organisation of Society in the pre-Catalan ‘Terra de Ningú'” in †A. Deyermond & M. Ryan (edd.), Early Medieval Spain: a symposium, Papers of the Medieval Hispanic Research Seminar 63 (London 2010), pp. 97-127 at pp. 106-108.

3. The go-to for this terminological discussion for me, because it set out explicitly to compare ancient, medieval and modern usages, is Michael Bush (ed.), Serfdom and Slavery: Studies in Legal Bondage (London 1986), where the papers by Stanley Engerman and Wendy Davies (but of course) might be the most use, but I think this definition is my own, all the same.

4. Bois, Transformation, pp. 18-20.

5. P. Bonnassie, “Survie et extinction du régime esclavagiste dans l’occident du haut moyen âge (IV-XI s.)” in Cahiers de Civilisation Médiévale Vol. 28 (Poitiers 1985), pp. 307-343, online here, transl. J. Birrell as “The Survival and Extinction of the System of Slavery in the Early Medieval West, fourth to eleventh centuries” in Bonnassie, From Slavery to Feudalism in South-Western Europe (Cambridge 1991), pp. 1-59.

Leeds 2013 report part 2

Sorry, this has taken a couple of days to find the time to write. But, as with the conference experience itself, the only way out of the backlog is through! Or something. So, resuming the Leeds 2013 report on Tuesday 2nd July, your blogger found himself breakfast (which was reassuringly, basically the same as it had been at Bodington, which is to say, there were many options healthier than the somewhat limp fry-up but that’s what I always have anyway). Thus fortified, I headed for dispute!

506. Law, Violence, and Social Bonds, I: Power, Conflict, and Dispute Settlement

  • Matthew McHaffie, “Warranty of Land in eleventh- and early twelfth-century Anjou”
  • Kim Esmark, “Power and Pressure: the micropolitics of 11-century aristocratic networks”
  • Warren C. Brown, “Conflict and the Laity in Carolingian Europe”
  • Mr McHaffie here was looking at at a particular procedure in Angevin charters whereby the actor undertook to stand warranty for the recipient’s onwership of the property, meaning that they would defend it at law and if necessary by force. He emphasised that this was rare (120 cases in the 3000+ documents he’d looked at), that it was by no means always carried out when it should have been (as, as Geoffrey Koziol pointed out in questions, we see in the Conventum Hugonis), and that a lot of what it involved must have been going on outside the courts that provide us with half the relevant records. It very quickly comes down to the micropolitics of who was involved with whom, which meant that Dr Esmark followed on very neatly, especially since he was also talking about Anjou: the thrust of his paper was that lords’ actions were shaped by the pressures of their followings as much as any other factor. Matthew Hammond tried to use this to suggest that Thomas Bisson might exaggerate lords’ freedom of action in the period; Dr Esmark, as my notes have it, thought there was “lots more to do to prove him fully wrong”. Both I and Bob Moore pressured him for more on the ties of the groups involved, whether they were a steady body of people and how they were linked between themselves, but variability over both time and case seems to be the motif, as I reluctantly suppose we’d expect, though core membership of the groups seems to be more identifiable than in my materials till, well, I suppose the mid-eleventh century actually! Hmm…

    The donjon of the Château de Loches

    The donjon of the Château de Loches, originally built by Count Fulk Nerra of Anjou. Probably room for a few amici

    Lastly, Warren Brown, as is his wont, emphasised that for the early Middle Ages, formulae are in some ways a richer source for social practice than land transfer documents and showed it by extracting from them information on judicial process in disputes between laymen, something that given most surviving documents’ involvement of the Church we otherwise hardly see; this shows up, even in Frankish sources, a picture of negotiation, settlements, tactical defaults, oaths and corruption that looks a lot more like the picture we have from the more detailed Italian evidence, although also a significant amount more homicide and highway robbery than we find in any other sources.1 He also emphasised that women were envisaged as aggressors too, not just by underhand means like sorcery but sometimes by flat-out assault. His conclusion was that the formulae show the patches that had to be applied to a system that often went wrong, which I think is pretty realistic.

I seem now to have skipped a session, which if I remember rightly was simply because I didn’t get the location of the one I had decided to go to worked out in time, realised I would be late and decided I would do better just to get coffee and decompress for a short while. This is probably the point at which most of this happened, too:

A stack of books bought at Leeds IMC 2013

The haul from Leeds 2013

I must have slipped! So after that obviously stern strictures were required, in the form of law.

703. Origin, Usage, and Functionality of the Frankish Leges

  • Magali Coumert, “Isidorus Hispalensis and the Lex Salica
  • Lukas Bothe, “Let ‘Em Pay or Hang ‘Em High?: tackling theft and robbery in Merovingian legal sources”
  • Stephan Ridder, “Traces of the Frankish King in the Lex Baiuvariorum
  • Start of a copy of the Salic Law in Paris, Bibliothèque Nationale, MS Latin 4404

    Start of a copy of the Salic Law in Paris, Bibliothèque Nationale, MS Latin 4404

    Dr Coumert started from the odd fact that although Isidore of Seville would seem to have precious little to do with the supposed codification of old Frankish custom into the Salic Law, nonetheless, a quarter of its manuscripts also contain his work, and from there went into a lengthy but justified plain about how misleading the canonical edition of Lex Salica is in terms of how anyone actually used it, since it raids manuscripts of radically different traditions to construct a ‘pure’ text that it is obvious no-one at the time had or used. “He just didn’t care,” said she of Karl August Eckhardt, and it’s hard to disagree, though as the paper revealed, it’s also very hard not to use his groupings of the manuscripts anyway.2 What taking the manuscripts as wholes reveals, however, is that they almost never have only one code in, but are always collections of several laws or sources of law, and Isidore seems to have been an authority that could travel with these too. The users of these manuscripts were not doing with them what the nineteenth-century editors thought they should have been, and it’s probably worth trying to figure out what they were doing rather than seeing that use as something in the way of our scholarship…

    Mr Bothe, meanwhile, approached the question of death for thieves, something that is supposed often to be normal ‘barbarian’ practice, especially for those caught in the act, but which is often deprecated in the actual laws in favour of heavy fines, which he suggested were preferred because of not implicating the judiciary in the feud that might result from executing someone. I thought that that, and the idea of a legislating state trying to patch up law, both sat oddly next to the idea we seem otherwise to be developing of Merovingian Frankish law as a more or less decentralised set of ideals, something on which I’ve heard enough since to make it impossible for me to recover what I thought about this session at the time. That picture was much more present in Mr Ridder’s study of the Laws of the Bavarians, though, a text whose origin and issuer is almost perfectly unclear, but which attributed to the king of the Franks considerable connections to and authority over the Agilolfing dukes of the Bavarians. Mr Ridder suggested that here we might even take the text seriously and associate it with a Merovingian move into the duchy to coordinate its defence against the Avars. The questions mainly focused on Mr Bothe’s fines, however, and whether, given their size, even they were supposed to be more than deterrents; he thought that probably was their function, but pointed out that what seems to be an impossibly large amount of gold might still be achievable in cattle, because cows were surprisingly expensive (say two solidi each?), or of course in land, which, as in Spain (why I’d raised the question) was not envisioned in the law but certainly happened here. Here again, therefore, we saw that the actual law texts bear only the sketchiest relation to what was actually done, meaning that they were not the kind of resource we usually think they were. How many other sorts of text does that apply to, we might ask?

Then coffee and then fireworks, at least of an intellectual kind.

803. Defining Kingdoms in 10th-Century Europe

  • Geoffrey Koziol, “The (Dark) Matter of France: monasticism and the making of the West Frankish kingdom”
  • Simon MacLean, “Who Were the Lotharingians? Defining political belonging after the end of the Carolingian Empire”
  • Charles Insley, “Beyond the Charter Horizon: (un)making England in the 10th century”
  • Saint-Philibert de Tournus

    The eventual home of the monks of St Philibert, at Tournus. “Tournus-StPhilib” by MorburreOwn work. Licensed under CC BY-SA 3.0 via Wikimedia Commons.

    Despite the plethora of brackets, this session was surely my favourite of the conference, probably mainly because it’s so nice to have people other than myself looking at the tenth century as if it might tell us something. Professor Koziol was excited to tell us about about his new theory, which was coming in the wake of the completion of the most substantial work on the Carolingian tenth century for quite a while.3 The problem he was seeking to solve was how the West Frankish kingdom, of which large parts repeatedly rebelled in the ninth century and much of which was beyond the control of its kings for the tenth through to twelfth centuries, held together as any kind of unit. Why did the idea of France even include Aquitaine and Provence by the time the Capetian kings could make that mean anything? For Professor Koziol, the answer is monks, or more specifically, congregations of monasteries or single houses with really wide-ranging property interests, like the familia of Saint Philibert whose sporadic flight from the Vikings took them through four different homes with supporting endowments.4 Another obvious one would be Cluny, which though outside Francia proper controlled a network of houses within it and saw the king as their principal defence. Such places relied on the kings’ support, and by doing so gave the kings the framework of a state which kept them present, even when ineffective, in peoples’ schemes of the world. Such at least was the theory, but the fact that such royal documents were rarely brought out of archives, as far as we can tell, and that even allowing for Cluny there’s really no way to show any shared ideology other than Christianity between all Frankish monasteries, gave others pause. For me there’s also the question of why this didn’t work in Catalonia, which even in its parts then north of the Pyrenees stopped asking the kings for such documents quite sharply after 988, yet meets most of the same criteria before then. Nonetheless, Professor Koziol did not seem unconvinced so I guess that we will see further versions of this thought, and even I’m sure it explains something, I’m just not quite sure how much yet…

    Old map of Lotharingia with some more modern captions

    Old map of Lotharingia with some more modern captions

    Simon, meanwhile, was asking a quite similar question but without the surviving monarchy, which makes the old ‘kingdom of Lothar’, Lothari regni, Lotharingia or Lorraine or Löthringen, as an idea even harder to explain. Despite the completely arbitrary origins of the area, evident in its name, Simon cited sources from the 960s talking about the ethnic characteristics of Lotharingians. Of course, as he said, this just goes to show that even when ethnicity is entirely constructed and situational (which is possibly always, I might throw in), it’s still a powerful idea. For this case, Simon thought that its power was being appropriated by the writers who supported local noble groups against a West Frankish crown that returned to the area as a conqueror, not as an heir, in the form of King Charles the Simple in 911, so that what had been ‘Lothar’s kingdom’ became more comfortably separate as an area with a people named after him than as a territory that had clearly belonged to the Carolingian monarchy. In doing so, however, he mentioned various other formulations that didn’t seem to stick, like ‘regnum Gallicanum’, and in questions some of the most interesting points for me were raised about other such ethnicities that fail, for example the Ribuarians, who had a Frankish lawcode but who seem never to have been a people anyone could locate. There are others, and so the question may be why this one stuck and others didn’t, and I suppose that one answer might be, it was not controlled by outside interests for long enough at a time to remove the value of an ‘inside’ identity, in which case I need to look at it rather more closely…

    British Library, Cotton MS Claudius B VI, fo. 109v

    The Abingdon Cartulary, demonstrating its interest in the kingdom by picturing Edward the Confessor, albeit quite a long time after he would have cared. British Library, Cotton MS Claudius B VI, fo. 109v

    Lastly, Charles Insley took aim at the developing historiography, of which you’ve had plenty reported here since it’s largely coming from Oxford, that is trying to place the definitive development of an English state in the tenth century. He pointed out that by using Koziol-like tactics of analysing the uptake and issue of royal diplomas, it seems clear that large parts of this supposed kingdom just did not deal with the kings in the way that the south did.5 Instead, therefore, he suggested that far less of tenth-century England was governed by consent, as opposed to grudging acceptance of the king’s ability to beat them up with southern armies, and that governmental structures may therefore not be enough to tell us about unity. Most of the questions Charles got were about preservation: there has been so much Anglo-Saxon material lost that arguing from areas of absence is dangerous, but, as he says, there are lots of charters from East Anglia, just no royal ones, and there aren’t no documents from the north (though it’s very close!) so there is still something to explain.6 Julie Hofmann suggested that we might be looking less at obedience to royal power projection in the tenth century and more at subservient submission to royal dissolution in the sixteenth, which as Charles said is a possibility that late medieval registers might help eliminate. Work to be done, therefore!

All the same, this session hit a great many of my buttons: three scholars I think are always interesting and argumentative, all pushing more or less big ideas, and happy to let others take shots at them in the cause of testing them out, with plenty of people happy to do so; it may look quite disputational, and I suppose it isn’t for the thin-skinned, but in a session like this one can practically feel the field energise and take shaky steps forward. There was plenty to think about over dinner. But then there was also some more to think about after dinner, in the form of a dessert of databases.

910. ‘Nomen et Gens’ and ‘The Making of Charlemagne’s Europe’: early medieval database projects – a round table discussion

    This took the form of two short presentations of the respective projects by their principal investigators, introduced by Jinty Nelson, with a question and answer section for each. I’ve yet to see a round table at Leeds that really is a round table, though I do generally avoid them which is probably why, but nonetheless there was lots of information here. Nomen et Gens is a project that’s been running since the 1970s—as Steffen Patzold who was introducing it said, long enough to have its own Traditionskern—but has lately advanced fully into the database age, and its aim is to amass enough prosopographical data to assess quantitatively what ethnic identifiers actually meant to their early medieval users.7 What this means, however, is that it now contains basic biographical and personal information for 10,000-plus people of the seventh and eighth centuries and the easiest way to find out more is to go and look, here. The only real question was why this was only a demo version, but apparently there is much more to check and unify before the full thing can go live to the world. Accounts are available for those who can help, though.

    Screen-capture of <em>Nomen et Gens</em>'s entry for Charlemagne

    An example of cross-over: screen-capture of Nomen et Gens‘s entry for Charlemagne

    Alice Rio spoke for The Making of Charlemagne’s Europe, a project I’ve heard a lot about given its staff’s frequent presence at the Institute of Historical Research. Here the aim has been to database all the charters from the reign of Charlemagne and the territories which he ruled. A lot has been learned from the approaches used at Kings College London, where the project lives, on Prosopography of the Domesday Elite, and its structure is quite sophisticated. Here, again, the best way to find out more is probably to go and play with it: it wasn’t live in July 2013 but now it more or less is, so take your Charlemagne-period enquiries to it and see what it has to tell you! At this point it was still very much in development: I asked, for example, if it could answer stacked queries (a query performed on the results of a previous query) and was told that it had been able to since two o’clock that afternoon… But it was clearly going places at last, after many frustrations, and the two databases were also probably going to be able to talk to each other behind the scenes in productive ways.

And thus, pretty much ended the second day. [Edit:: I forgot to mention that Magistra also blogged the first and last of these sessions, and particularly in the former her impressions were quite different from mine, so you may like to take a look there as well.] More will follow, after a short digression about a tiny church…


1. W. C. Brown, “Conflict, letters, and personal relationships in the Carolingian formula collections” in The Law and History Review Vol. 25 (Cambridge 2007), pp. 323-44; cf. Chris Wickham, “Land Disputes and their Social Framework in Lombard-Carolingian Italy, 700-900” in Wendy Davies & Paul Fouracre (edd.), The Settlement of Disputes in Early Medieval Europe (Cambridge 1986), pp. 105-124, rev. in Wickham, Land and Power: studies in Italian and European social history, 400-1200 (London 1994), pp. 229-256.

2. Eckhardt did about a hundred different editions of the Lex Salica but I guess that the definitive ones are the MGH ones, K.-A. Eckhardt (ed.), Pactus Legis Salicae, Monumenta Germaniae Historica (Leges Nationum Germanicum) IV.1 (Hannover 1962), online here, and idem (ed.), Lex Salica, MGH Leges IV.2 (Hannover 1969), online here. The problems of assuming an Urtext behind the manuscripts of course also dog attempts to come up with a single translation, such as Katherine Fischer Drew (transl.), The Laws of the Salian Franks (Philadelphia 1991), where pp. 52-55 demonstrate the awkward choices that had to be made.

3. That being none other than Geoffrey Koziol, The Politics of Memory and Identity in Carolingian Royal Diplomas, Utrecht Studies in Medieval Literacy 19 (Turnhout 2012).

4. The last word on the monks of Saint Philibert appears now to be Isabelle Cartron, Les pérégrinations de Saint-Philibert – Genèse d’un réseau monastique dans la société carolingienne (Rennes 2009), which Professor Koziol cited.

5. Referring to Koziol, Politics of Memory, in case that’s not clear, though cf. Mark Mersiowsky, “Towards a Reappraisal of Carolingian Sovereign Charters” in Karl Heidecker (ed.), Charters and the Use of the Written Word in Medieval Society, Utrecht Studies in Medieval Literacy 5 (Turnhout 2000), pp. 15-25!

6. What there is from the north is now printed in David Woodman (ed.), Charters of Northern Houses, Anglo-Saxon Charters 16 (Oxford 2012).

7. I had here some acid comment about how it would be normal to look to Germany for a project working to establish ground-base values for ethnicity then realised the problem with making such a generalisation…

Seminar CLXXXI: things missing from the Miracles of Saint Faith

Somehow my seminar report backlog is still in May 2013, which was clearly a very busy month, but this was the last thing in it, 29th May when Dr Faye Taylor came to the Institute of Historical Research’s Earlier Middle Ages Seminar to give a paper entitled “Miracles and Mutation in Southern France”. This was part of a larger project in which she was evaluating what hagiography can tell us about the social changes enveloped in the interminable debate over the supposed feudal transformation, and here she focused on one of the two pieces of it that have been made most crucial to it, and one beloved of this blog, the Miracles of Saint Faith.1

The reliquary of Sainte-Foi de Conques

The lady herself, in her somewhat incongruous housing at Sainte-Foi de Conques.

To remind you of the nature of this text, it is a four-part collection of miracles performed by Saint Faith, or Sainte Foy, a child martyr under Diocletian who in the ninth century was stolen from her first burial place and set up at the abbey of Conques, where she seems to have liked it and caused a great many miracles while the abbey grew slowly and steadily due to her and its position on the pilgrim route to Compostela. The first two books were written by a northerner, a Chartres-trained clergyman called Bernard of Angers, whose changing reaction to the saint’s cult from shock at the idolatry of the reliquary statue and the processions it got taken on slowly becomes convinced and somewhat blinkered devotion to the cult, so that he wound up collecting its miracles and then updating them. The third and fourth books are however later additions done in-house by anonymous authors, and are worth considering separately. Bernard’s work was very good, though; as I have observed here before, it’s very hard to read the stories he gathered and not get a clear sense of the saint as a sort of gleeful magpie child with powerful friends in Heaven, and I’m not going to attempt to rationalise her out of my prose in what follows.

View of the rooftops of Conques, SW France

View of the rooftops of Conques, SW France. By Peter Campbell (self-made, Canon A70) [GFDL or CC-BY-SA-3.0-2.5-2.0-1.0], via Wikimedia Commons

For Dr Taylor, however, the best way to see Saint Faith in these stories was as a saint becoming a lord. Apparently Conques shed its vicecomital abbots in the late tenth-century; this now confuses me looking back at my notes, because I have it down that these abbots were of the vicecomital family of Conflent, which is to say that we’re talking the kindred of Bishops Guisad II and Sal·la of Urgell and of the vicar Sal·la of Bages, all figures well-known on this blog, but I knew nothing of this and even now can’t find any other note of it.2 So I think I must have misunderstood. In any case, without their lay lords’ protection the monks at Conques seem to have relied on their saint, putting her reliquary up behind the altar and before long getting a bright young man from Chartres in to write up how dangerous she was to cross.3 46% of the miracles involve people of the knightly or castellan classes, who were presumably the intended audience for these cautionary tales (and Faith’s miracles are apparently unusually often punitive, 176 punishments in 155 stories!), and a lot of them are located in the Rouergue, at least early on; in the later books the focus shifts, Book III especially liking Clermont and the Auvergne whence came the then-Abbot Odolric, which is suggestive. Faith defended her patrimony, therefore, she had fideles who helped from whom she expected devotion and service, and she went visiting; she was carried in procession in the reliquary to her various properties, apparently before this was usual. She was not necessarily a figure of peace, however, and neither were her monks: Pierre Bonnassie saw in the Miracles a landscape of castellan violence but Conques itself was retaining mercenary soldiers and some of its monks bore arms! It’s hard not to see the abbey as as much of a participant as any of the people the miracles are directed against in the general fragmentation of peace and defence that makes up a lot of the so-called Transformation.4

Typanum of the church of Sainte-Foy de Conques

If it’s possible to do a post about Conques without picturing its fantastic Romanesque tympanum, I don’t want to know. By Peter Campbell (self-made, Canon a70) [GFDL or CC-BY-SA-3.0-2.5-2.0-1.0], via Wikimedia Commons

Despite the violence and the castellans and the shift to, er, alternative norms of conflict resolution, there are some things in the stories that one would not expect and some things that one would missing, or so Dr Taylor argued.5 In some of these cases I agree with her, but in others my sketchy acquaintance with the text leaves me not quite comfortable with her argument. Certainly, I agree and had not previously noticed that the language of feudalism, beyond fidelis, is basically absent here: the lordships we see are not ‘banal’, don’t have judicial power and so on; they are based on little but lineage, wealth and warfare, at least as we see them active. Neither have we any trace of ‘bad customs’, feudal dues and so on; in this respect everything is as it was although, according to Dr Taylor, missing the big lords who had once held it together. I thought that this might be fair for Conques itself, which does seem somewhat to sit in a bbubble in these texts, but though they might be locally forgotten they don’t seem to have been gone: at the occasional councils we see in the Miracles there are still dukes, counts and so forth, and they knew who Faith was.6 That was indeed more or less the point of including such stories, I think Dr Taylor and I would agree, but as with the Peace of God, another supposedly missing element, that they only come up in such contexts is hardly proof of their absence. It is surprising, however, how little such supposedly big movements in society seem to have affected Saint Faith and her followers, I do agree there.

Manuscript portrait of Pope Gregory VII receiving inspiration from the Holy Spirit in the form of a dove

A man who knew about reform, Pope Gregory VII, apparently borrowing the Advice Dove beloved of his predecessor Gregory I. Does anyone know what manuscript this image is from? It’s floating around the web without attribution. At least it means I haven’t used exactly the same images as I did in the last Saint-Foi post…

The biggest of these missing elements, however, was reform, and here it’s too intensely subjective to be able to call. I think that the various places I’ve been in hearing people argue about the Church reform of the tenth and eleventh centuries have convinced me that although Popes Gregory VII and Innocent III knew and could say what they meant to be done in the name of Church reform, and we might also be able to say this in England thanks again to a few figureheads with a clear agenda, on the ground and especially early on it was a lot less clear what reform should mean.7 A new freedom from lay lordship, as at Conques, might indeed have been part of it in most places; views on Church wealth, clerical marriage and even payment for office however took a lot longer to be widely shared and we can easily find tenth- and eleventh-century churchmen doing reform-like things on some of these scores while completely ignoring other parts of the later agenda. (Bishops Sal·la of Urgell and Miró Bonfill of Girona would be classic cases indeed, and the latter especially: he went to Rome and was charged by the pope with the task of reforming the Catalan Church, apparently without reference to the fact that Miró himself was also Count of Besalú!8) Dr Taylor put some work into arguing that once it had shed its lords (whom I wish I could find) Conques was as unbothered by reform as it was from these other currents of the age, on which it bobbed without being moved. Me, I have to wonder whether the monks would have agreed…


1. Auguste Bouillet (ed.), Liber miraculorum sanctae Fidis, Collection des textes pour servir à l’étude et à l’enseignement de l’histoire 21 (Paris 1897); Pamela Sheingorn (transl.) with Robert A. Clark (transl.), The Book of Sainte Foy (Philadelphia 1994).

2. On that family see Manuel Rovira, “Noves dades sobre els vescomtes d’Osona-Cardona” in Ausa Vol. 9 no. 98 (Vic 1981), pp. 249-260, online here.

3. Cf. Barbara H. Rosenwein, Thomas Head and Sharon Farmer, “Monks and Their Enemies: A Comparative Approach” in Speculum Vol. 66 (Cambridge 1991), pp. 764-796, DOI:10.2307/2864632. On the text see Kathleen Ashley & Pamela Sheingorn, Writing Faith: Text, Sign, and History in the Miracles of Sainte Foy (Chicago 1999).

4. Pierre Bonnassie, “Les descriptions des forteresses dans le Livre des Miracles de Sainte-Foy de Conques” in Mélanges d’Archéologie et d’Histoire Médiévale en l’Honneur du Doyen Michel du Boüard, Mémoires et Documents publiés par la Société de l’École des Chartes 27 (Geneva 1982), pp. 17-26, transl. J. Birrell as “Descriptions of Fortresses in the Book of Miracles of Sainte-Foy of Conques” in Bonnassie, From Slavery to Feudalism in South-Western Europe, transl. J. Birrell (Cambridge 1991), pp. 132-148; Thomas N. Bisson, “The Feudal Revolution” in Past and Present no. 142 (Oxford 1994), pp. 6-42. I don’t myself remember references to such monastic soldiery in the text but I don’t have any trouble believing that there are some.

5. Stephen D. White, “Debate: the feudal revolution. II”, ibid. no. 152 (1996), pp. 205-223, repr. as “The ‘feudal revolution’: comment. II” in idem, Feuding and Peace-Making in Eleventh-Century France, Variorum Collected Studies 817 (London 2005), II; idem, “A crisis of fidelity in c. 1000″ in Isabel Alfonso, Hugh Kennedy & Julio Escalona (edd.), Building Legitimacy: political discourses and forms of legitimation in medieval societies, The Medieval Mediterranean: peoples, economies and societies, 400-1500, 53 (Leiden 2004), pp. 27-48.

6. Liber Miraculorum Sanctae Fidis I.28.

7. For example see John S. Ott & Anna Trumbore Jones (edd.), The Bishop Reformed: Studies of Episcopal Power and Culture in the Central Middle Ages (Aldershot 2007).

8. A paper on each of these guys lurks among my conference trash, and writing this up makes me think suddenly that perhaps they are in fact the same paper. For now, please forgive me if I don’t give a reference here: I just have too many! Miró’s trip to Rome is documented in Santiago Sobrequés i Vidal, Antoni Riera i Viader, Manuel Rovira i Solà (edd.), Catalunya Carolíngia V: els comtats de Girona, Empúries, Besalú i Peralada, Memòries de la Secció Històrico-Arqueològica LXI (Barcelona 2003), doc. no. 469, however.