Category Archives: Charters

Scribes who knew more

Moving forward definitively at last into 2019 in my backlog, in February of that year I was mainly reading Wendy Davies‘s then relatively new book Windows on Justice in Northern Iberia 800–1000. I got two posts out of this, but it turns out on reviewing the drafts now that the first one I had kind of already written in two places. Therefore, here is just the second one, on the second part of the book, which is substantially about scribes and what they knew, especially in terms of formulae. It is great, obviously, because Wendy Davies. But there is one conclusion she has that stuck out at me and now that I look at it I have objections, but I also have examples that may mean I have to swallow those objections. Tricky, huh? So I invite you to read on…

Cover of Wendy Davies's Windows on Justice in Northern Iberia, 800-1000

Cover of Wendy Davies, Windows on Justice in Northern Iberia, 800-1000 (London 2016)

Wendy starts by categorising her documentary sample, and while I suspect she goes too far with this—I always suspect this with efforts of categorisation, I guess—there is a distinctive category she sets apart, which is big documents that narrate a judicial dispute and then have the outcome confirmed by important people.1 This is, she thinks, basically a monastic habit (um, as it were; I don’t appear to have meant the pun when I drafted this) and with her favourite example it’s clear firstly that other documents from earlier in the process were used (and reported slightly differently each time they were used), and secondly that there were several distinct episodes of confirmation some years apart, as if San Vicente de Oviedo‘s monks had a ceremony every now and then when the king was hosted at their place and got him to sign things (or, I suppose, when they solemnly trooped to the palace chanting and got him to do so, or whatever).2 There are a few documents in my sample with extra, later, confirmations on so I can imagine that happening in my world too.3

However, the bit that I baulked at was towards the end where she suggests that these documents required special knowledge to write, and that unlike the average sale or dispute document, whose structures the local priest of wherever knew and could write you more or less as per standard—and Wendy’s sense of the variations in that standard is acute and fascinating4—these ones have language in that would have been the preserve of only a few highly-educated clerics.5 Something socialist in me doesn’t like that; I think a number of local priests came from cathedral chapters and might have been as highly trained as the next man, but they didn’t get to write one of these big things every day, or possibly at all unless they happened to work for a monastery. The hearing over the abbacy of Sant Benet de Bages that I wrote about years ago might even be an example of someone we otherwise think was a local priest finding himself in that context and having to step up to the formulaic plate.6 But then I thought back and remembered my best example of such a document from Catalonia, which is of course the Sant Joan de Ripoll hearing of 913.7

Low-quality facsimile of the charter of the Vall de Sant Joan hearing

Low-quality facsimile of the charter of the Vall de Sant Joan hearing, Archivo de la Corona de Aragón, Cancilleria, Pergamins Seniofredo 32

Now I’ve written a lot about this document here and elsewhere and I won’t trouble you with it all again, but thre are several things about this huge hearing that gel with Wendy’s analysis here. Firstly, it’s a substantially fictive narrative designed to represent only one side of a dispute.8 Secondly, it is confirmed or at least witnessed anew on two occasions at least, though not by anyone much as far as I could discern; Sant Joan seems quickly to have lacked powerful supporters in its area.9 But thirdly, I have repeatedly observed that its scribe, one Garsies, is not attested anywhere else ever. I have in the past suggested that that was because he was needed to mobilise or silence the otherwise scarcely visible community of old settlers who predated Sant Joan’s tenure of the area under dispute.10 I sort of picture him as being in charge of some crumbling church from long before far out in the wilds, or possibly I suppose even at Santa Leocàdia in Vic, the once-and-by-then-replaced cathedral, in general being an older authority not necessarily well integrated into the new church structure, and that because of this he was who was needed to write this document, as a person everybody could accept would be trustworthy.11 The other possibility I’ve never been able to rule out, of course, is that he was a scribe of Count Sunyer who came along for the day, but I’ll ignore that for now. Wendy now opens up a third possibility, which is that he was just called upon because he had some sense how this should be done that other less experienced or learned priests might not have had. We don’t have another such document, at least not for twenty years or so not very close by, so we don’t see Garsies again. She could be right. In which case I don’t have as many frontiersmen, but I wonder where on earth he would have learnt this stuff? Santa Leocàdia might just still be the answer, but I will have to rethink…12

1. Wendy Davies, Windows on Justice in Northern Iberia, 800-1000 (Abingdon 2016), pp. 35-39.

2. Her specific worked example, of many, is Pedro Floriano Llorente (ed.), Colección diplomática del monasterio de San Vicente de Oviedo (años 781-1200): Estudio y transcripción (Oviedo 1968), doc. no. 26, discussed Davies, Windows on Justice, pp. 1-5 & 146-147, with text pp. 60-3 and photo p. 2.

3. Eduard Junyent i Subirà (ed.), Diplomatari de la Catedral de Vic: segles IX-X, Documents 1 (Vic 1980-1996), 5 fascs, doc. no. 594, also printed as Ramon Ordeig i Mata (ed.), Catalunya carolíngia Volum IV: Els comtats d’Osona i Manresa, Memòries de la Secció Històrico-Arqueològica 53 (Barcelona 1999), 3 vols, doc. no. 1712, actually tells us that this happened to it, which is nice but of course raises questions of which bits were written when. In some ways more interesting is Ordeig, Catalunya Carolíngia IV, doc. no. 995A, because there are two copies, the former of which was already witnessed by Count Borrell II but the later of which us confirmed additionally by Viscount Guadall II of Osona. More would not be hard to find.

4. Davies, Windows on Justice, pp. 95-120, which is kind of a kingdom-wide application of my technique in Jonathan Jarrett, “Comparing the Earliest Documentary Culture in Carolingian Catalonia” in Jarrett and Allan Scott McKinley (edd.), Problems and Possibilities of Early Medieval Charters, International Medieval Research 19 (Turnhout 2013), pp. 89–126, DOI:10.1484/M.IMR-EB.1.101679, which is rather flattering.

5. Davies, Windows on Justice, pp. 141-143.

6. Jaime Villanueva, Viage literario a las Iglesias de España, tomo VII: Viage á la Iglesia de Vique, año 1806 (Valencia 1821), online here, ap. XIII.

7. Ordeig, Catalunya Carolíngia IV, doc. no. 119.

8. Jonathan Jarrett, “Power over Past and Future: Abbess Emma and the nunnery of Sant Joan de les Abadesses” in Early Medieval Europe Vol. 12 (Oxford 2003), pp. 229–258 at pp. 241-248 and Jarrett, Rulers and Ruled in Frontier Catalonia, 880-1010: pathways of power (Woodbridge 2010), pp. 35-42.

9. Ibid., pp. 46-49.

10. Ibid., pp. 42-46.

11. The identification is argued in Ramon Ordeig i Mata, “Santa Eulàlia i Santa Leocàdia, una església altmedieval de Vic” in Ausa Vol. 25 no. 168 (Vic 2011), pp. 323–332. .

12. It is arguable, of course, that I should have maybe done that rethinking in the three years since writing this post. One thing that should have occurred to me then but didn’t, and does now, is that the possible link to Santa Leocàdia has the additional strength that by 913 the church was actually held by Sant Joan de Ripoll, having been granted to them in Ramon d’Abadal i de Vinyals (ed.), Catalunya carol&iacutelngia volum II: Els diplomes carolingis a Catalunya, Memòries de la Secció històrico-arqueològica 2 & 3 (Barcelona 1926-1952), repr. in facsimile as Memòries… 75 (Barcelona 2007), Sant Joan de les Abadesses I. So I might still think that the most plausible answer. An outside possibility might be that Garsies had come from some Andalusi intellectual centre such as Toledo which might be thought to have given him special knowledge of charters and the like; but if that were the case, I’d expect him to have been widely sought out as scribe, and in any case Toledo diplomatic wouldn’t necessarily have been what was wanted in Osona (see my “Comparing the Earliest Documentary Culture” as in n. 8 above). Maybe he just refused any lesser client than two counts, a viscount and an abbess, but still, I think more or less on-site but normally disregarded is a more plausible and interesting possibility…

Seminars CCLIII-CCLVI: Friends and the Famous Speaking at Leeds

There is a lot of unpleasantness going on just now, he says in a classic understatement. I had most of a series of angry posts about the state of the English university done when Russia invaded Ukraine, something I’d barely seen coming and which is starting, as people break out the word ‘nuclear’, to sound a lot like the bad dreams of my Cold War childhood over again. Now it seems a bit selfish to complain about having secure if worsening employment while others are losing their homes and lives. The Ukraine conflict has also got some pretty deep and obvious medievalist resonances, but with fighting going on at this moment, I cannot look at that now. Instead I’m staying safe around the turn of 2018/2019, when because I was not on Action Short of Strike and being threatened with total pay deduction because of it, I was still going to seminars. I cannot get to many seminars down south any more, so it is always important when people come north (or in one of these cases, east), and in normal circumstances I try to be there whoever’s speaking. But for these four I was there because I knew or knew of the people and was glad to have them visiting us, and so they each get a short report despite this having happened three years ago plus, sorry.

Real Royal Protection for the Carolingian Church?

First up, then, and coming from least far was my sort-of-opposite number in Manchester, Dr Ingrid Rembold, who on 28th November 2018 was in Leeds to address our Medieval History Seminar with the title, “Widows, Orphans and the Church: protection and virtue signalling in the Carolingian world”. Here, Ingrid was looking at the three categories of society whom Carolingian Western Europe considered it a royal duty to protect, and asking why and what it actually got them. For the Church we mainly had monasteries to talk about, and she had some good critical things to say about the legal category of ‘royal’ monastery, which I have myself also always struggled to find expressed in the actual sources; and her general argument that these obligations (which the previous royal dynasty don’t seem to have felt anything like as keenly) mainly sprang from the Old Testament and the idea of the Church as the bride of Christ, temporarily ‘widowed’ by His absence from Earth, I thought was new and sounded right.1

The Torhalle of the Lorsch monastery

The Torhalle of Lorsch monastery, supposedly a ‘royal’ house but whatever that means, this is a building through which Carolingian kings almost certainly passed. Image by Kuebi – Armin Kübelbeck – self-made with 36 single shots (Lens: 1:1.8 85 mm; 1:5.6; 1/500s; ISO 100; manual focus and manual exposure) made by stitching with Hugin, licensed under CC BY-SA 3.0, via Wikimedia Commons

Where there was more disagreement, however, although mainly between me and Fraser McNair, then of this parish, was about what this protection meant and how it was delivered. Ingrid had quite early on argued that Carolingian local power was so reliant on the local powerful that its legislation of this kind could only be exhortatory, without real force except as those locals cared to enforce it, which for her presented the problem that monasteries sometimes sought royal protection against exactly those locals, which makes no sense if they were the ones who would have to deliver it. If, after all, they actually did behave differently because the king told them to, even if he couldn’t coerce them, that is arguably a more powerful king, not less, than if he had to send the boys round. And that does seem to have happened in Catalonia, I will admit, with royal grant after royal grant coming south from kings who could not appoint, remove or direct anyone there; but I have explained how I think that worked, and it’s not universal.2 I just think there was more use of force available to the Carolingian state than Ingrid does, apparently. She fairly asked whether it counts as state power if a local person does it, too, and this was where Fraser and I disagreed. I think the Carolingians mostly could send someone else into a local area with legitimate power to act, if they needed to, because of the three-legged structure of counts, Church and vassals they maintained, whereas Fraser argued that their trick was to recruit the locals into the wider power ideology of ministerium, so that yes, it absolutely did count as state enforcement if a local man did it, as long as he was the right local man.3 I just think that, optimally at least, there were plural right local men, and maybe the lengthy conversations between myself and Joseph Brown in comments on my old posts at the moment are partly about what happened once there was only a singular one in many areas.

Middle-Age spread in the English village

Then, on 4th December, no less a celebrity than Professor Carenza Lewis visited to deliver one of the Institute for Medieval Studies’ open lectures, with the title, “Triumph and Disaster: new archaeological evidence for the turbulent development of rural settlement”. This was showcasing a then-new project of which she was leader, which was seeking to redress the fact that we have a pretty skewed and partial sample of medieval rural settlement in England from archæology, mostly either deserted sites or along a belt from Hampshire to Lincolnshire and then up the Eastern Pennines. To remedy this, her team had been digging dozens and dozens of test pits of a meter square or so in people’s gardens, which was excellent for public engagement as well as data, and what they had mainly discovered was change. Thinly-documented phenomena like the ‘Middle Saxon shuffle’ (a general but not well understood shift of early English villages) showed up well, but the starkest two phenomena were, most of all, desertion of sites after the Black Death, to levels like 40-45% of sites with a concomitant implication of moves into towns as well as, you know, ‘Death’; and, secondly, the long period of high medieval growth before it. Those, perhaps, were not surprises, but they are often assumed from a small sample, so anything that puts such generalisations on firmer footings is probably worthwhile. What was weird to me then and remains so now, however, is that the Roman period, when we suspect settlement in lowland Britain to have been at its densest really until quite recently, showed up very poorly. Professor Lewis didn’t offer an explanation for this, but it made me wonder whether the method was somehow missing an object signature that would be significant. Since Roman ceramics are usually both plentiful and easy to recognise, however, as are Roman coins, I can’t imagine what it would have been! The Saxon period is usually poorer in material remains…4

Making Manuscripts under the Conquistadors

Then, finally ticking over the clock in 2019 and bringing this blog close to only three years behind at last, on 28th January 2019 Dr Claudia Rogers, then of Leeds and as we’ve seen a valued teaching colleague, presented some of her work in a workshop for the Medieval Group under the title of “Encountering Pictorials: a a workshop on sixteenth-century Meso-American manuscripts”. I know that this is not medieval on the usual European clock, but in the first place we have the debate about whether that counts outside Europe – but of course it’s kind of patronising and colonial to assert that, outside Europe, other places were ‘medieval’ for longer, so that’s not my justification here. Instead, I’ll argue that these manuscripts are some of our windows on the pre-Columbian time before, which is medieval on the European clock at least, and also that they’re just really cool.

Page from a Matrícula de Tributos, México City, Biblioteca Nacional de Antropologia, MS 35-52 fo 5r

Page from a Matrícula de Tributos showing just some of the stuff which the Aztecs had previously claimed in tribute every 80 days from their dependencies, México City, Biblioteca Nacional de Antropologia, MS 35-52 fo 5r

They are, however, wickedly complex to interpret. They are mostly on bark-paper, and come in three broad categories, organising knowledge by place (being, roughly, figured maps of significant things, people or events), events (iconographic treatments of single themes in detail, as here the tributes paid at conquest) or, to me most intriguing, by time, these being calendrical, cyclical, year-by-year chronicles with one image only per year to sum up everything in it. Obviously, one of their primary topics is the ‘Qashtilteca’ (‘Castile-people war’), but their reactions to it and involvements with it are quite complicated, and implicated: one group who produced several of these texts, the Tlaxcalans, had been in rebellion against the Aztecs when the Spanish arrived, and gladly accepted help against their overlords from the conquistadores, who, however, then turned on and subjugated their erstwhile allies. Tlaxcalan artist-scribes thus had a lot to explain. Smaller themes of the conquest can be picked up as well; apparently dog attacks on people became a new theme of depiction, for example. And these texts were produced in a world where the Spaniards were the new élite, and some were glossed in Castilian so we know that they were sometimes being explained to the conquerors. Are they therefore colonial or indigenous, collaborative or critical? Complications also arise when you compare these texts with solely-written ones of the same period: they seem to focus on different things, including giving more prominent roles to women. Was that a genre convention, or was one mode of discourse closer to (someone’s) truth than the other? And so on. And then there’s the question of what gets assumed or put back in the restorations that are making these texts increasingly available. Basically, you have to have a 360° critique going on at all times when trying to do history with these. Claudia did not necessarily have answers to these questions then, but even explaining the complexity of her questions was quite a feat, to be honest…5

Exemption by Whatever Means

Lastly for this post, a mere two days later I was back in probably the same room, I don’t remember, to hear then-Dr Levi Roach present to the Medieval History Seminar with the title, “Forging Exemption: Fleury from Abbo to William (997-1072)”. This was a paper dealing with no less fiendish, but much more focused, questions of source critique, revolving around the French monastery of Saint-Bénoît de Fleury (a ‘royal’ monastery in theory, but as we shall see and as Ingrid had already told us, that didn’t necessarily mean much). At the very end of the tenth century, Fleury found itself caught between a new dynasty of kings and their client, Bishop Arnulf of Orléans, Fleury’s local diocesan bishop, both of which were a problem for them (for reasons my notes don’t actually record). As well as Fleury’s own rights, they were in contention over the much bigger issue of who should be the Archbishop of Reims, a long-running fracas I will let someone else try and explain instead of me. For all these reasons, the monks found they needed extra support, and Abbot Abbo (or, I suppose, Abbo Abbot) went to Rome to get it, at that stage not yet a normal thing to do. Pope John XV apparently charged too much, but Pope Gregory V was more amenable and Abbo allegedly came back with a document detailing lots of things bishops could not demand from them.6 The problem is, however, that it’s not confirmed, and there is a nest of associated forgeries for other monasteries, and Levi’s work for about half his paper was to disentangle those from whatever the source of the copy of this document we now have actually was. Those who know my work well will realise that this twitched several of my interests, because only a few years before, I have argued that a count of Barcelona also went to the pope, on this occasion John XIII, to get a privilege which was not in fact awarded, and came back with the unconfirmed documents they’d presumably tried to get him to sign and pretended they were legit; but no-one believed them.7 Both that and the resort to the pope only when the king couldn’t or wouldn’t provide therefore looked quite familiar to me.8 I did raise these questions with Levi, indeed, and he defended his position by saying that when Fleury’s privilege was challenged, which it was, it was challenged on the basis of being unprecedented – quite literally uncanonical – rather than on being faked. To which I say, OK, but that doesn’t actually tell us what was going on. I need to check in on Levi’s subsequent work and find out what he now thinks, I guess! Had I but world enough and time, and did it not look like labour for my bosses when I’m on strike…9

But there you are, four good papers and only a selection of what I attended in November 2018 to January 2019 as well. Some of us clearly do find time to do research, or did! And I’m glad that they then come to Leeds when they have.

1. My picture of what the Carolingians did with monasteries probably relies principally on Matthew Innes, “Kings, Monks and Patrons: political identities and the Abbey of Lorsch” in Régine Le Jan (ed.), La royauté et les élites dans l’Europe carolingienne (début IXe siècle aux environs de 920) (Villeneuve de l’Ascq 1998), pp. 301–324, online here, which I still think is excellent, as I do most of Matthew’s stuff, but may still take that category of ‘royal monastery’ somewhat for granted.

2. Jonathan Jarrett, “Caliph, King, or Grandfather: Strategies of Legitimization on the Spanish March in the Reign of Lothar III” in The Mediaeval Journal Vol. 1 no. 2 (Turnhout 2011), pp. 1–22, DOI: 10.1484/J.TMJ.1.102535.

3. The odd thing is that I think we are both here channelling Matthew again, in the form of Matthew Innes, State and Society in the Early Middle Ages: the Middle Rhine Valley, 400-1000, Cambridge Studies in Medieval Life and Thought 4th Series 47 (Cambridge 2000), just apparently from different directions.

4. When reporting at this distance, it’s always wise to check if something has actually come out that would represent a more up to date presentation of the same research, and in this case it seems to have, as Carenza Lewis, “A Thousand Years of Change: New Perspectives on Rural Settlement Development from Test Pit Excavations in Eastern England” in Medieval Settlement Research Vol. 35 (Leicester 2020), pp. 26–46.

5. In Claudia’s case the subsequent publication is newer media, John Gallagher, Nandini Das and Claudia Rogers, “New Thinking: First Encounters”, MP3, BBC Radio 3, Arts & Ideas, 23rd October 2019, online here.

6. This must be Maurice Prou and Alexandre Vidier (edd.), Recueil des chartes de l’abbaye de Saint-Benoît-sur-Loire, Documents publiés par la Société archéologique du Gâtinais 5-6 (Paris 1907-1912), 2 vols, online here and here, I, doc. no. LXXI.

7. Jonathan Jarrett, “Archbishop Ató of Osona: False Metropolitans on the Marca Hispanica” in Archiv für Diplomatik Vol. 56 (München 2010), pp. 1–42.

8. I can’t take any credit for noticing people from the Catalan counties heading for Rome like they’d used to head to the king; that observation goes back as far as Ramon d’Abadal, Com Catalunya s’obri al món mil anys enrera, Episodis de la història 3 (Barcelona 1960).

9. It’s at least easy enough to find out that is, because Levi has since been all over the web about a book he’s published, Levi Roach, Forgery and Memory at the End of the First Millennium (Princeton NJ 2021), DOI: 10.1515/9780691217871, where pp. 113-152 look very much like a version of this paper.

What to remember from the 2018 International Medieval Congress?

Although I feel that it probably is a sign that I am catching up on my blogged past, I have to admit that I face the fact that the next thing in my blog pile is the International Medieval Congress of three-and-a-half years ago with a certain unwillingness. I mean, I’ve spent much of the last two years either trying to stay off or being told I can’t go onto the campus where it happened, for a start, so there is definitely a sense that this is deep past which doesn’t have so much to do with time as experience. But I’ve done all the rest and the format for them seems pretty well worked out now, and so I will give it a go.

Postcard advertisement for the International Medieval Congress 2018

Postcard advertisement from the IMC website

This was, I am reminded as I fish the programme off the shelf, the 25th International Medieval Congress, and the programme is the fattest of all the ones on that shelf. I can’t actually work out how many sessions there were: it says that there were 392 sessions on the conference theme of Memory, 9 keynote lectures and 394 further sessions, plus 4 lectures, so I think it’s 799, but firstly I’m not sure if that was everything and secondly, that was the programme as initially published, not the result of all the subsequent changes you find in the also-thick booklet of changes when you register. And in any case, however many sessions there are, you still can’t go to more than 17 because that’s how many slots there are in the programme, which is massively parallel, and most delegates won’t manage that because of their feeble needs for food and sleep or because of wisely placing socialising with people you otherwise never see over more direct forms of academic engagement. I do like, however, how this means that it’s probably mathematically possible for more paths through the Congress to exist than there are attendees, since there were this year 2,545 attendees and, if my GCSE maths does not fail me, 1 x 53 x 1 x 54 x 54 x 13 = 2,009,124 possible combinations of sessions just on the Monday not including any of the receptions. How would we know if it got too big? Anyway, this just means that what I have done the last few times, just listing my own path and then offering a few remarks where things still stand out for me, seems like the best approach still, because I can’t give an impression of 2 million plus possible other Congress experiences in one blog post, now can I? So mine is below the cut, day by day with brief commentary on each day to lighten the data dump. As ever, I’m happy to try and answer questions about the papers if people have them, but I will try and stay short unless you do. Here we go! Continue reading

From the Sources XVI: a document that nearly wrecked some of my work

Since I wrote my last post, about something I found in the last stage of work on an article about Sant Pere de Casserres, that article has come back to me in proof, so even though I laid down that stub in 2018, it is evidently exactly now that I was meant to be writing about it! So, here is another post about that final stage of work on it, and it relates to that great fear of the historian, new data.

Sant Pere de Casserres, from above

Sant Pere de Casserres, from above, just to remind you

You might think, of course, that most historians, especially medievalists with our paucity of sources, would always be glad to have new data become available, and to an extent that’s true. But, when you reach the point of having assimilated everything you know there to be of significance, and of having risked doing the pattern-tracing and generalisation that constitutes interpretation and you think and hope you might be right about the past in this one area, then honestly it is a person of the strongest of character who can with equanimity face the sudden realisation that actually, there is more. It’s bad enough if you’ve set out a conclusion based on the existence of evidence; whatever pattern you’ve drawn or progression you’re depicting, it could be ruined by an outlier or contradictory piece of data, but at least you can hope that your overall findings still look plausible even if once or twice something else happened. Much worse, however, if you’ve risked an argument from silence, constructing a pattern in which the fact that something is not in the evidence is important, because then at any point it could turn up and make you look a fool; and my article partly rests on the argument that a certain document we would expect to exist was in fact never written… All we historians, maybe all academics, live in fear of the hypothetical person at a conference or seminar who might in discussion begin, “I don’t know if you’re aware, but…” (which of course means, ‘Obviously you are not aware…’) and expose the vital, contradictory, piece of evidence which destroys one’s argument. And as already discussed both long ago and recently, this article was a project on which this happened to me twice, so I was already reading the edition of the charters of the viscounts of Cardona (explained last post) with some trepidation.1 As it happens, I escaped major embarrassment on anything to do with the actual article—that document still doesn’t exist!—but there is one other document there which was a complete surprise to me and nearly made several other things I’d already said or even published elsewhere fail.2 So I thought it was worth a post, and after a few minutes looking at it I decided the only way to do it was a proper ‘from the sources’ translation. It’s, um, not easy reading, so there is a summary below. But if you want the full flavour, here it goes.3

“In the name of the Holy, Eternal and Immanent Trinity. Let nothing be held by anyone on the basis of an unknown constitution, but rather let it be known and made open to all and everyone that I, Borrell, by Grace of God Count and Marquis, son of Count Sunyer, of good memory, and also of Countess Riquilda, whose memory may God keep, and my wife Countess Ledgarda, by the highest divine clemency providing some offering for love of the divine celestial kingdom and out of fear of the pains of horrible Gehenna, do consider the weight of my sins and become very frightened of the coming Day of Judgement, and so that I may hope to acquire pleasingness to God and may come before the tribunal of Christ so as to be acquitted of those sins of mine by God’s help, having considered in my heart, for the love of God and of the congregrated Christian people, in honour of Omnipotent God and all the Saints, and have by way of generosity made over all rent and service and the bearing of all servile yoke to all the people dwelling within the limits of the castle of Montdó, which they call Tallat, for all rights which devolve to me in the aforesaid castle, and just so do I, so that it ineluctably may be free.

Therefore I wish and order that the aforesaid castle be free, with all its bounds and limits, just as King Charles or his son Louis ordered the city of Barcelona to be free by their order and indeed precept or also by the donation which the counts or inhabitants of the already-said city received from them and as it thus dwells nearby in the precepts of the Holy Father.4 These royal powers carry forward the donation of royal power, which is by my right bestowed upon or awarded to whatever persons it may be, so that it remains in my name, by such a rationale that, by this royal means a benefaction awarded in his name who should promise it remains transferred, so that his may be the power to do or judge whatever he wishes with it.

Thus I order that the already-said castle be free with all its bounds and limits just as commemorated and confirmed below, such that no count, vicar, reeve, prior, officer or procurator, nor any person greater or lesser, may by custom there seek or require nor bear off any rental service in no way, except the selfsame tithe that he offer to God, and to him whom I or my successors will ordain; and they shall equally serve in the the army against the regions of Spania in the service of me the already-said count; and if there shall arise among them contempt or a quarrel shall exist between them, let no-one by custom distrain them except before me or my successors so that everything may be emended according to the order of the Law and the precepts of the Holy Father, and just as the law of the Goths contains.5

The hill of Castelltallat, including its castle, church and the observatory

By way of a break, here’s what is under discussion, or at least its centre, the Serra de Castelltallat, including eventual church, castle and modern-day observatory (because this is also still relatively speaking nowhere). Image by Victor M. Vicente Selvas, licensed under CC BY-SA 3.0, Wikimedia Commons

The aforesaid castle in the county of Manresa, in the neighbourhoods of the Marches, whose bounds begin: from the east, on the slope, and thus it runs along the torrent and comes to the yard which was the late Guisard’s, and then it runs by the steading that was Eldrud’s, and thus it descends by the torrent and it comes to the settlement which they call Porques; and from the south clearly it ascends along the ridge which they call Centelyes and runs from the pass that was Ataulf’s and thus it runs to the ancient [sic] from the torrent of Bono and thus it ascends to the pass of Corregó and thus it runs by the pond and thus descends to the settlement which they call Luvosa and thus it runs to the stronghold; and from the west side indeed it begins at la Tuscela and climbs to the tower which was Nantovigi’s and thus it runs by the torrent of Matadeporos and reaches the dip that is called Sorba; from the part indeed around it descends by the peak of the ridge and runs by the pass that was Marwan’s and comes to the settlement that was Marwan’s and comes to the settlement that was Agela’s and thus it descends to the stronghold where that cross is which the already-said Count Sunyer of good memory had made, and it comes to the settlement which they call Mulnent and thus it reaches that stone which is at the bound of Salau and thus it descends to Fontfred and climbs by the summit of Puigros and comes to the settlement that was Daco’s and comes to the altar and thus it ends at the selfsame slope or at the pass of Figuera.

The aforesaid bounds of the already-said castle with all its neighbourhoods and with all the houses that have been built there or all those which can be built, I wish and order and hand over into the power of the inhabitants who live or shall live or shall come to live within the aforesaid bounds; let them hold this freely in their possession in quiet order, whoever God may let be able to have acquired or be going to acquire whatever it may be there or be able justly to have such things there, let them be allowed and able to have, except my own alod that I have there or may justly acquire there according to the order and precept that is described above. That none of the already-said persons shall presume to demand or bear off any rent and service and tribute from the aforesaid inhabitants or dwellers or their successors but let each one of them be free in his own power and if they choose lords let them have power to commend themselves to whomever they want of the men from my counties or other counties and not to another count.

For if I the already-said Count Borrell or any of my successors or whatever person it may be, greater or lesser, should presume to do anything or acquire any rent or bear off any tribute or to collect anything unlawful there, let this not avail but remain in all things and furthermore let him compound in bondage to the aforesaid inhabitants or dwellers five pounds of gold and furthermore let him be obliged to bear the sins of my soul and let the aforesaid castle with all its limits and bounds with all improvements remain by enough in the power of the inhabitants or dwellers intact and sound and let this scripture, pact or agreement remains firm and stable as before now and for all time.

This page, pact or agreement done in the year of the Incarnation of the Lord 982 in the 10th Indiction in the Era 1027 on the Kalends of October in the 29th year of King Lothar, son of a certain Louis.
Sig+ned Count Borrell. Sig+ned Countess Ledgarda, who have equally made this scripture of endowment or pact or agreement and asked for it to be confirmed. Sunifred SS. Sig+ned Amalric. Signed Guisad.
Sendred, judge, who wrote SS

Now, if you found that heavy going, believe me I have simplified and emended throughout to get it even into that state (and put in the paragraph breaks). The scribe, the judge Sendred, seems to have thought that ad was the only preposition of relation left in Latin, and used it for all of ab, ad, de, ex and probably others, and also blurs it with aut, at, ac and maybe more things too. This may tell us a lot about how he actually pronounced the language, but it’s not easy to follow him through it. His care about inflection and number of nouns and their agreeing adjectives is also highly variable, and his spelling is awfully inconsistent. Furthermore, he went back over the charter and corrected it even to get that far: quite a few words are added in superscript between the lines. (Features like this at least mean it is definitely an original.) So to get that translation, I have throughout had to do the exercise I sometimes advise to my students, of taking a step back from the actual grammar, deducing what it must mean to say, and then going back to see what words the scribe thought would mean that. Then there are some words I would rather not have translated: cens and its cognates, for example, which I’ve given here as ‘rent’ or ‘rental’ but which is halfway between there and ‘tax’ really, and villa which I’ve given as ‘settlement’… In short, it’s a right pain to understand, but if I have done so, then the below is a summary, from paragraph to sentence, of what’s being said:

  1. Count Borrell, and perhaps his wife Countess Ledgarda, are very afraid that he may go to Hell. So—and why this is supposed to help with that is not clear—they are conferring all the rights they hold in the castle at Montd´, known as Castelltallat, upon the inhabitants of its district.
  2. This is possible for him to do because once Charlemagne and Louis the Pious, apparently with papal backing, did the same for the inhabitants of Barcelona and that royal power now sort of falls to Borrell and a royal grant of that kind frees people utterly of obligations.
  3. That means that no public officer of any kind may henceforth make any demands on the inhabitants except tithe, which will go wherever Borrell and his successors demand, and the inhabitants must still serve in the army against al-Andalus; also, any disputes involving them must come before the count.
  4. Just to be clear where we’re talking about, here’s its boundary [about which I will say more in a moment].
  5. So everything within that is now the inhabitants’, including whatever they already have and whatever they or those who may come to live there shall have in future, which by the way still includes Count Borrell who has his own land there too, thankyou; and they can set up a lord or take whatever person they like as a lord, in Borrell’s counties or anyone else’s, but it mustn’t be a count.
  6. If anyone tries to mess with this, firstly that shouldn’t work and secondly they must also pay five pounds of gold to the inhabitants who can then go on exactly as before.
  7. And lastly the date and signatures.

Now, there is so much I could say here. It may be worth starting with the circumstances. The Muslim first minister al-Mansur had just begun making serious raids on the north of the Iberian Peninsula. The Barcelona area had already been lightly pillaged in 977, so defensive measures were by now very much on Borrell’s mind.6 The people here may have been extra aware of that, because it is very noticeable how few of the people named as neighbours of the property were in fact alive, just one of the seven named individual neighbours, it seems to me. One of the dead guys had had a tower, though, and there were two strongholds (archae) here too, so this was already a defensive landscape; maybe it just hadn’t been defensive enough… (It’s also interesting to see an Arabic name, Marwan (Marvano) among the dead estate-holders, isn’t it?) So the overall context was a need to move settlers in on attractive terms, and the terms offered were basically total indemnity from any requirements of the state except military service and loyalty to the count.

In short, this document is what would later be called a franchise. Now, there is a big collection of these from Catalonia but the editor didn’t know about this one, and if he had I think he might have needed to think again about some of his early inclusions.7 The first unimpeachably original franchise, other than this, is Borrell’s massive grant to the townsmen of Cardona of 986, very similar in some ways; it refers to earlier grants, but we don’t have them separately.8 We do have a few other things which purport to be earlier franchises, and even use that term, but they are dead dodgy, only surviving in late copies and conferring rights which we otherwise have no basis to believe even had their own names before the early eleventh century.9 Now, you may have noticed this already, but the word franchise (franchitatum), or even ‘frank’ (franca, basically tax-free), doesn’t occur here. In fact, the scribe and/or count seem to have been quite unclear as to what sort of document this actually was, using four different nouns in sets of three to cover it. I think this is because this was their first franchise, and they didn’t yet have a stable idea of what that actually meant. Borrell was trying something new here. I think this is also why we have the almost spurious pious preamble about the pains of Hell for what is not, actually, a donation to the Church; I guess that all the documents like this that Borrell or Sendred might have seen were royal ones to churches and so they thought that’s how this one needed to begin. They definitely had something like a royal precept before them, because the phrase ‘no count or vicar etc.’ comes straight from that formula-book; you can find it in many such royal documents.10

That, then, is what the weird paragraph about royal power is doing. Those who know my work well will know that this was not the only place Borrell made such claims; there is one dodgy charter of 972 which also refers to a grant of royal rights in waste lands made to one of Borrell’s ancestors, and then two of 986 in which he uses the same phrase (written by different scribes) to describe the general transfer of royal power in the area to his ancestors by some kind of grant.11 It’s bubbling up here because Borrell was effectively granting an immunity, a grant which removed an area from public jurisdiction and tied it only to the sovereign, but that was something which up till now only kings had done here; so he felt that there had to be some kind of explanation of how come that was all right for him, not a king himself, to do, and the fudge about royal rights devolving on him is what is trying to do that, made more complex by the later emergent fact that he himself was immune from this immunity and kept his property there—by which we presumably mean not that he had a holiday chalet there he sometimes popped in on, but that in this island of freedom there would still be some people who worked his land as tenants and jolly well did still pay cens and do service if demanded.12 The grant to Barcelona by Charlemagne and Louis the Pious which he mentions is unknown, meanwhile, but it’s not impossible that Borrell knew about one of Charles the Bald’s ones (and Charles also had a son called Louis, who had a son called Charles who also had a son called Louis, for heaven’s sake, so maybe I’m just wrong that it’s Charlemagne and the conqueror of Barcelona who are meant). At this point Borrell just needed a plausible legal precedent, because there wasn’t one; this had never been done by a count here before! (We could also say things similar to those I’ve said before about the clause requiring no commendation to another count; in sixty years that would be called ‘solid’ or liege homage, but at this point those concepts just didn’t exist, so other ways had to be found to say this thing.)

So, I don’t think anything I’ve said in my early work is wrong because of this document; but I wish I could have written that work with knowledge of it, because it would have deepened and made more convincing my claims there that Borrell was trying to find new ways to assert power in and manage his territories, and that when he did this he looked for ways to justify them as being old.13 He wasn’t the first person to fortify or develop these frontier areas: his grandfather and brother had made grants to Cardona before him, and we see here the cross put up by Borrell’s father Sunyer which tells us, probably, who also put those strongholds on the ridges in one of which that cross apparently stood. But for whatever reason, Borrell needed a better reason than that and wanted to make arrangements which would stick, as indeed, evidently, his predecessors’ had not. And it’s this almost-unnecessary ingenuity about how to do this, here filtered and fragmented by the good but grammatically dubious offices of the judge Sendred, that makes me so interested in Borrell as a ruler. I may not have known about this document when I first needed to; but it’s going to be part of my thinking from now on.

1. Francesc Rodríguez Bernal (ed.), Col·lecció diplomàtica de l’Archivo Ducal de Cardona (965‒1230), Diplomataris 71 (Barcelona 2016), online here.

2. It should be noted how much worse this could have gone, because it has done for at least one other. The editor’s introduction to Rodríguez, Col·lecció, describes at pp. 58-59 how he only found out about this archive just as he was finishing his thesis on, of course it would have to be, the viscounts of Cardona, and it more or less invalidated everything he’d done and meant he took three years longer to finish after a complete rewrite. It’s every Ph.D. student’s nightmare and he actually had to live it. The edition may not be enough recompense…

3. Rodríguez, Col·lecció, doc. no. 15.

4. I honestly don’t know what’s going on here, and if you can do better than I have with, “et vel ita comine morat in praecepciones Sancti Patris” then, please, offer it up! (Full Latin ibid. p. 94, and it’s online as said in n. 1 above.)

5. Actually “sicut lex gothorum continet”, just like Roger Collins’s title of yore (Roger Collins, “‘Sicut lex Gothorum continet’: law and charters in ninth- and tenth-century León and Catalonia” in English Historical Review Vol. 100 (Oxford 1985), pp. 489–512), but Collins can’t have known this document. It matters only in so far as the phrase in Collins’s title doesn’t actually occur anywhere else in his article, so I’ve always wondered what charter he got it from…

6. I can immediately cite only Philippe Sénac, Almanzor: el azote del año mil, transl. Antoni Furió (Valencia 2011), pp. 88-93. I realise it may not be on everyone’s shelves, but (thanks to the translator) it is on mine.

7. Josep M. Font Rius (ed.), Cartas de población y franquicia de Cataluna, Textos 36 (Barcelona 1969-1983), 2 vols.

8. Ibid. no. 9, but better edited as Antoni Galera i Pedrosa (ed.), Diplomatari de la Vila de Cardona (anys 966-1276): Arxiu Parroquial de Sant Miquel i Sant Vicenç de Cardona, Arxiu Abacial de Cardona, Arxiu Històric de Cardona, Arxius Patrimonials de les Masies Garriga de Bergús, Palà de Coma i Pinell, Diplomataris 15 (Barcelona 1998), doc. no. 7, and see also Rodríguez, Col·lecció, doc. no. 18. On it see Victor Farías, “Guerra, llibertat i igualitarisme a la frontera” in Josep Maria Salrach (ed.), La formació de la societat feudal, segles VI-XII, 2nd ed. (Barcelona 1998), pp. 112–113.

9. Especially Àngel Fàbrega i Grau (ed.), Diplomatari de la Catedral de Barcelona: documents dels anys 844-1260, Fonts documentals 1 (Barcelona 1995), 1 vol only, doc. nos 108 & 123 (= Font Rius, Cartas, nos 7 & 8), clearly related and both purportedly given by Bishop Vives of Barcelona in 974 and 977. Fàbrega was inclined to accept the latter one, but I’m not sure why!

10. Those are of course all edited in Ramon de Abadal i de Vinyals, Catalunya carolíngia volum II: Els diplomes carolingis a Catalunya, Memòries de la Secció històrico-arqueològica 1 & 2 (Barcelona 1926-1952), 2 vols, repr. in facsimile as Memòries de la Secció històrico-arqueològica 75 (Barcelona 2007), 2 vols, and examples therein would be Ripoll I, Sant Pere de Rodes I and Urgell III, spanning 835 to 935, and a similar formula not mentioning counts specifically in Albanya I (the very first document in it), Amer II, Amer V, Arles II, Arles IV, Banyoles II, Barcelona II, Camprodon I, Cuixà I, Elna III, Girona II, Girona VII & Sant Genís les Fonts I, in other words almost everywhere for a century, well into Borrell’s own times.

11. Esp. Jonathan Jarrett, “Caliph, King, or Grandfather: Strategies of Legitimization on the Spanish March in the Reign of Lothar III” in The Mediaeval Journal Vol. 1 no. 2 (Turnhout 2011), pp. 1–22 at pp. 9-11.

12. It is worth mentioning here that removing everyone from power relations with the recipient of such a grant except yourself was not necessarily a strategy of weakness, and may indeed have been what immunities were usually about—see Barbara H. Rosenwein, Negotiating Space: Power, Restraint, and Privileges of Immunity in Early Medieval Europe (Ithaca NY 1999), with appropriate consideration—but Borrell was levering off everyone above him as well as below him, which might have been a bit different. But it’s the whole sovereign paradox thing, isn’t it, that the granter of an immunity could choose to immunise people even to his own authority by which they held their immunity…

13. It’s yet another slight blow to Jonathan Jarrett, Rulers and Ruled in Frontier Catalonia, 880-1010: pathways of power (Woodbridge 2010), for example, where pp. 117-118 & 130 would now look a bit different, not least because I think I’d have now to admit that the first bit is arguing from a charter that’s at least part forgery.

Welcome to Ardèvol, Cardona, pop. [not very many]

Those of you still reading this blog from a long time back will remember, perhaps, that for a good while I was working on an article about a Catalan monastery called Sant Pere de Casserres (in Osona, that’s important), which seemed to get more complicated every time I looked at it; some new source or problem became apparent which was itself difficult to get or to incorporate and so on… It got me several blog posts, but the actual article I was only able to finish and send out in early 2018, and even that was a bit of a surprise. (It should be coming out later this year, for those of you who may be interested.1) But between about 2014 and 2018, the blockage was that I had discovered that there were probably relevant documents in the Archivo Ducal de Cardona, which resides in Toledo, and to which I could not easily get. The person who had told me this was editing them, however, and in late 2017 his edition actually emerged.2 So as soon as the chance arose I dived into it, and I will tell you next post about how much difference that made, but while I was gathering the information, I became briefly quite interested in a little place called Ardèvol.

Aerial view of the centre of Ardèvol, Catalonia

Aerial view of the centre of Ardèvol, including the watch-tower that the village webpage thinks is 10th-century but which I, partly because of the work done for this post, suspect is mid-11th at the earliest. Photo by De Celsona –, licensed under CC BY 3.0, via Wikimedia Commons

Ardèvol appears in nine documents in the Archivo Ducal, and as far as I know it doesn’t appear in any other archive, though I haven’t gone looking; I’ve just never seen the name anywhere else. The first of the nine is from 979 CE; three more follow from 980, two from the same day; one from 982; one from 984; it’s mentioned as a boundary in one from 998; and then, nothing more till 1130, by which time it had a castle, and I’ll come back to that.3 But our basic window on this place is 979 to 984, in six documents, and all of them are sales of land to the elderly Viscountess Ermetruit of Osona. That caught my attention because that is also the pattern around Sant Pere de Casserres, which she tried to set up by much the same means, buying up everything she could get and then (probably—but see the article) bestowing it on the monastery. That probably didn’t mean anyone even moving, just changing to whom they paid their rents. But out here in Ardèvol, there was no monastery; rather, she seems to have been setting up a family stronghold at Rocafort. But apparently not in her plans, the family managed to get themselves a controlling interest in the frontier town of Cardona, which Count-Marquis Borrell II reestablished in 986 with Viscount Ermemir II as its patronus (because Borrell has to be in this story somehow). Rocafort remained a family fortress, but the lineage effectively ran out of Cardona thereafter and had, before long, even changed their family name to that of the city.4 So this is probably why we stop seeing anything of Ardèvol; it just ceased to be part of the plans of those who generated our record of it.

That said, it is surprising it was part of any plan, because it was out in the back of absolutely nowhere. To be honest, as the above shows you, this is still true, but even if you couldn’t check a map, you would know from the documents and the descriptions of the property that Ermetruit was buying. One estate is surrounded on all sides by forest, for example. That’s the most extreme, but of the six purchases four were entirely land which the sitting owners had themselves cleared from wasteland and the other two were partly so; in fact, in the case of the last they hadn’t even finished and part of the property was still wasteland as sold.5 So this was the colonisation frontier in a completely real way, and it might be suggested that it just didn’t get any further.

Now, that same Google map makes it clear that it got at least some further development, because as you will see if you zoom out by one click on that map, it’s bifocal, with two churches perched a few miles from each other. One of them, Sant Just, is high up, with maybe six other buildings round it that could, from the satellite view, all possibly now be part of the same farm complex. The other church, Santa Maria, seems to sit bang opposite a tower which must be part of the the Castell that shows up in 1130; there were apparently 114 people living in the whole settlement as of about 2011 (when the village webpage was last updated), but I suspect that we’d have seen more going on here if we could have focused on our Google Map on, say, 1830 than since the post-war move to the cities that has emptied a lot of the Catalan countryside.6 Nonetheless, this is mountainous land and probably no-one ever got rich farming it. So what would we have seen if we could have focused the Google Map on 984?

This is a question worth asking because Viscountess Ermetruit obviously thought she could do something by owning this little patch of nowhere. Its proximity to Rocafort, which is not the only castle nearby either, must be part of the answer, but the area was also not absolutely empty. Not many people had neighbours, as we’ve seen, and where they did it was often often already Viscountess Ermetruit and her sons (suggesting other purchases we don’t have). Nonetheless, almost no-one recurs in these documents; it’s almost a different set of people every time. There is also a recurrent priest who wrote four of these charters, also called Ermemir, but I suspect he wasn’t actually from the area because he seems to have been very unsure how any of the locals’ names were spelt.7 It is, in any case, quite unlikely that there was a church yet for him to minister in (and there is no mention of a castle either, which along with the quite severe and Crusaderish architecture is why I think that tower is not tenth-century, though an older cylindrical one which apparently fell down in 1932 might have given me second thoughts). But there are fourteen households named all told, though admittedly three are said all or some to be dead, suggesting that some lands had already fallen unoccupied. At that rate, the settlement was clearly already some kind of focus, just a rather scattered one. Each family was presumably breaking into their own separate plot of wilderness in the hope that this would be the happy future of things, and that some day they, or their children, would have that church and square and some of them would go out into the world, perhaps in the viscounts’ retinues, and some of them would stay and carry on making their homes as best they could. (They may not have anticipated the public swimming pool which this village of 114 people now boasts, but to be honest who would have done?)

Torre d'Ardèvol

I admit, the masonry admits of other views as well. Photograph by PMRMaeyaert – Treball propi, licensed under CC BY-SA 3.0 es, via Wikimedia Commons.

Now, a sequence of documents that ends abruptly just before the year 985 has ominous implications in this area, because that was of course the year of the attack by the Muslim first minister al-Mansur, what local documents called ‘the day Barcelona died’; but I don’t think that’s the answer here, because it’s a long way north of any route anyone normally supposed that army took.8 I think, instead, that the resultant refortification of Cardona, twenty or so miles to the east still, refocused the viscounts’ endeavours. Probably Alfons, Godmar and Ermemir and their six other neighbours were still there doing their stuff; but since the viscounts didn’t buy any more land there, we don’t know anything further. Later on the castellans of Rocafort seem to have claimed to hold a castle next door to Ardèvol, Matamargó (which still has a pretty little museum), but evidently Ardèvol did also get its own castle, because look, there it is, so maybe the fact that that document is forged should matter for this deduction.9 Eventually, anyway, there were clearly enough people around to justify not just one but two churches, but it was possibly never really part of anything bigger because first the frontier came dangerously close, close enough to magnetise investment away from here, and then it went away in the way that Paul Freedman long ago described for Vic, and the rest is for someone else to tell.10 But although this is in no way what I was looking for – for that see next post – the fact that in sorting through charter evidence you get these tiny stories of people trying to make a life is one of the things that keeps me hooked on doing this kind of work.

1. And that will be, I believe, as Jonathan Jarrett, “On Stone and Skin: Inscription of Communities at the Foundation of Sant Pere de Casserres” in Studia Monastica Vol. 63 (Barcelona forthcoming).

2. Francesc Rodríguez Bernal (ed.), Col·lecció diplomàtica de l’Archivo Ducal de Cardona (965‒1230), Diplomataris 71 (Barcelona 2016), online here.

3. Rodríguez, Archivo Ducal, nos 7, 8, 9, 10, 16, 19, 24, 360 & 378. Note that Rodríguez’s index (ibid. p. 772 s. v. ARDEVOL) omits no. 7, and that his date for no. 19 is wrong.

4. This is a story which Dr Rodríguez has now made his own, and you can access it via his works such as Francesc Rodríguez Bernal, “Els vescomtes d’Osona: Dades familiars i gènesi patrimonial d’un llinatge nobiliari pels volts de l’any 1000” in Imma Ollich i Castanyer (ed.), Actes del Congrés Internacional Gerbert d’Orlhac i el Seu Temps: Catalunya i Europa a la fi del 1r. mil·leni, Vic-Ripoll, 10-13 de novembre de 1999 (Vic 1999), pp. 163–173, and indeed the introduction to Rodríguez, Archivo Ducal, pp. 7-58.

5. Forest on all sides ibid. doc. no. 7; nos 7, 8, 9 & 19 all clearances by the current occupant; 10 & 16 partly so; 16 still partly waste.

6. I should admit that I know about that mainly from Imma Ollich i Castanyer, Maria Ocaña i Subirana, Maties Ramisa i Verdaguer & Montserrat de Rocafiguera i Espona, A banda i banda del Ter: Història de Roda, L’Entorn 30 (Vic 1995), pp. 177-254, and since Roda was or became a textile town of about a hundred times Ardèvol’s size, I would have to guess that their history may not be very similar.

7. The only definite recurrence is one Alfons, in Rodríguez, Archivo Ducal, doc. nos 9 (as neighbour) and 16 (as seller); Godmar, one of the sellers in ibid. doc. no. 7, may also appear with land in Cardona ibid. 11, 13 & 14, but 14 makes it clear that there were at least two Godmars in the viscounts’ circles at this time; Ermemir, a seller ibid. doc. no. 8 may also recur in 11, 13 & 16. The priest Ermemir wrote ibid. doc. nos 8, 9, 10 & 11. Other named persons are Lanfred, Miró and Vivenda, part of the same team as Godmar in doc. no. 7; Ermemir’s wife Sesnanda, Miró and his wife Imol in no. 8; Fruilà, Franco and Arnulf as neighbours in no. 9; Altemir & Eiló in no. 10; Alfons’s wife Saruilda and a widow called Aió selling in no. 16, along with Usila, Fidela widow of Fadribert and the late Undila and his late children as neighbours there; and Guiscafred, Ansall, Alaric and Gostremir selling in no. 19, with Bermon and his wife Eiló and a dead guy called Domènec as their neighbours.

8. See on all this Gaspar Feliu i Montfort, La presa de Barcelona per Almansor: història i mitificació: Discurs de recepció de Gaspar Feliu i Montfort com a membre numerari de la Secció Històrico-Arqueològica, llegit el dia 12 de desembre de 2007 (Barcelona 2007).

9. The forged castle claim is Rodríguez, Archivo Ducal, doc. no. 24.

10. Referring to Paul Freedman, The Diocese of Vic: tradition and regeneration in medieval Catalonia (New Brunswick 1983), online here.

Changing Ways to Read a Graph of Landlordship

A day early and about four years late still, here is this week’s post. While in the very last days of my previous bout of research leave, in late 2017 and early 2018, I was reading my way through the various Italian polyptychs and inventories in a 1979 volume edited by Castagnetti; two of them actually contain crop yields data, only one of which I’d known about, and I wanted to make sure that I found any more.1 Now, there weren’t any more but there were a lot of references to a couple of early articles by David Herlihy. Herlihy was a bit of a legend, mainly for his work on town and women’s life in later medieval Italy but he also did a rook of short articles in the late 1950s to early 1970s on the basis of a huge database of published charter material he’d assembled somehow, and some of those articles are still really big in the literature. If you’ve ever seen a claim that in the Middle Ages the Church owned up to a third of all land, for example, that was Herlihy, and he also stands out as one of the first people to point out that actually female landownership is not uncommon in medieval documents, which gathered him a small raft of students who have become important gender historians, mainly because he was willing to see what was there.2 So I’ve always thought that Herlihy was not a bad model for the kind of historian I’d like to be, and when I catch references like these to work of his I’ve not read, I try and follow them up. And in one of these, there is this graph.3

Graph of types of rents in northern and central Italian charters 751-1200

David Herlihy, “The History of the Rural Seigneury in Italy, 751-1200” in Agricultural History Vol. 33 (Washington DC 1959), pp. 58-71 at p. 60

Now, if there is a weakness in these early articles of Herlihy’s it’s a tendency to proffer a single explanation and then cover no alternatives, which is why he could do in twenty-five pages what would take most people a book, I guess, and this is no different. Here Herlihy argued that money rents were the weak landlord’s option compared to service, since commutation to money deprived him of guaranteed labour and foodstuffs and subject him to the market (Herlihy liked the market, so he didn’t say that last bit, but it’s implicit). They also broke the closeness of a landlord’s connection to his tenants. For all these reasons, for Herlihy what this graph shows was a tightening of landlords’ control under the Carolingians and then its loss as the Italian kingdom disintegrated in the late ninth and early tenth centries, accompanied by an increase in tenurial fragmentation which he thought he’d showed in a previous article, till the economy was in genuine crisis, with which various ‘vigorous’ landholders dealt by consolidating holdings in aggressive campaigns of acquisition and subjection. But we should see those as a good thing! because they revitalised the agrarian economy and allowed the development of towns and government and developed economies and the Renaissance and so on.4 That last bit makes me wish to be Herlihy a bit less, I admit, but it’s an impressive bit of theorisation of massive changes from one graph. But there are times when a graph is not enough…

Ph.D. Comics for 13th February 1998

Ph.D. Comics for 13th February 1998. Admit it, you have seen this done in presentations

… and it’s necessary to ask what else might be going on here. As a self-denying numismatist, for example, one thing struck me straight away which is that you could, if you wanted to be equally careless, read this instead as a graph of monetisation of the Italian economy, by assuming that everyone would have used money if they could have, and so if they weren’t it wasn’t available.5 Certainly, Herlihy never really thought about money supply; he apparently just assumed it could be got if needed, but I’m not sure that was true in this era and in notes occasionally it becomes clear that neither was Herlihy, really.6 But it needs factoring in for his deductions to stand up. That is so not least because he stated an assumption that a shift to money rents automatically meant that the landlords were giving up on farming their manorial lands directly and breaking them up into tenancies because of no longer having labour available, but obviously that need not have been so if they were hiring labour instead, in which case of course they might have wanted money rents, because then they’d have been able to get work done when they needed it and not just when their peasants’ obligations came up.7 I don’t think that’s necessarily what’s happening in Herlihy’s graph but he certainly didn’t show any signs of having considered it.

Silver denaro of Emperor Otto I struck at Pavia in 956-73

The kind of money the peasants in question either could or could not get, a silver denaro of Emperor Otto I struck at Pavia in 956-973, image by FabioRomanoniown work, licensed under CC BY-SA 4.0, Wikimedia Commons

In the end, therefore, I like this article to think with and I’m always impressed how well Herlihy’s charter stuff holds its worth, largely because of being so directly data-driven, but what is maybe most interesting to me is the difference your starting assumptions make to how you read that graph. Herlihy had already detected what he thought was a break-up of landholding and an economic crisis that fitted this graph’s chronology; but the sadly late Peter Spufford would probably have seen signs of European silver famine here, a number of economic historians might prefer to see a growth of wage labour hindered by big bad feudalism and eventually triumphed over by the dialectical triumph of the capitalist market economy, and I’m not sure where I myself stand but it definitely comes from Pierre Bonnassie‘s and Chris Wickham‘s similar but differently-timed cases for a period of light obligations on the peasantry in the early or central Middle Ages.8 I suppose it’s a reminder that data may be neutral but its interpretation is another matter…

1. Andrea Castagnetti, Michele Luzzati, Gianfranco Pasquali and Augusto Vasina (edd.), Inventari altomedievali di terre, coloni e redditi, Fonti per la Storia d’Italia 104 (Roma 1979); see now Jonathan Jarrett, “Outgrowing the Dark Ages: agrarian productivity in Carolingian Europe re-evaluated” in Agricultural History Review Vol. 77 (Reading 2019), pp. 1–28 at pp. 16-19 & 25-26.

2. His greatest hits would probably be D. Herlihy, Pisa In The Early Renaissance: A Study Of Urban Growth (New Haven CT 1958); idem, Medieval Households (Cambridge MA 1985); and idem, Opera Muliebria: Women And Work in Medieval Europe (Philadelphia PA 1990); but one also has to list the two ground-breaking articles, idem, “Church Property on the European Continent, 701-1200” in Speculum Vol. 36 (Cambridge MA 1961), pp. 81–105 and idem, “Land, Family and Women in Continental Europe, 701-1200” in Traditio Vol. 18 (Fordham NY 1962), pp. 89–120, repr. in Susan Mosher Stuard (ed.), Women in Medieval Society (Philadelphia PA 1976), pp. 13–45. He also had at least one Variorum volume which must have collected these and others like them.

3. David Herlihy, “The History of the Rural Seigneury in Italy, 751-1200” in Agricultural History Vol. 33 (Washington DC 1959), pp. 58-71 at p. 60.

4. Ibid., pp. 68-69, almost as explicitly as I render it; the previous article was Herlihy, “The Agrarian Revolution in Southern France and Italy, 801–1150” in Speculum Vol. 33 (Cambridge MA 1958), pp. 23–41, again not a small-scale study.

5. For a really sane critique of these kinds of views, see Dagfinn Skre, “Commodity Money, Silver and Coinage in Viking-Age Scandinavia” in James Graham-Campbell and Gareth Williams (edd.), Silver Economy in the Viking Age (Walnut Creek CA 2007), pp. 67–92, effectively printed again as Skre, “Commodity Money, Silver and Coinage in Viking-Age Scandinavia” in James Graham-Campbell, Søren M. Sindbæk and Gareth Williams (edd.), Silver Economies, Monetisation and Society in Scandinavia, AD 800 – 1100: Studies Dedicated to Mark Blackburn (Aarhus 2011), pp. 67–91, whence online here.

6. Herlihy, “Rural Seigneury”, p. 68 n. 53 is a dismissal of an argument by another historian that depreciation of the coinage might explain the drop in rent value, which of course it might; Herlihy argued that the coinage was down by half but the rents went up tenfold, but here and ibid. p. 61 where he suggested that peasants would have struggled to convert all their crop to cash, he showed some awareness that money supply might be a problem, a problem which he otherwise blithely ignored, presumably because that observation was all he needed to support the idea that money rents were necessarily a poor option. We might now think differently about the monetisation levels of the Italian countryside, but admittedly we might also not; see Alessia Rovelli, “Nuove zecche e circolazioni monetaria tra X e XIII secolo: l’esempio del Lazio e della Toscana”, ed. Alessandra Molinari, in Archeologia Medievale Vol. 37 (Firenze 2010), pp. 163–171.

7. Cf. Herlihy, “Rural Seigneury”, p. 61.

8. Pierre Bonnassie, “D’une servitude à l’autre : les paysans du royaume” in Robert Delort (ed.), La France de l’An Mil, Points-Histoires H130 (Paris 1990), pp. 125-141, transl. as Bonnassie, “From one Servitude to Another: the peasantry of the Frankish kingdom at the time of Hugh Capet and Robert the Pious (987-1031)”, in idem, From Slavery to Feudalism in South-Western Europe, transl. Jean Birrell (Cambridge 1991), pp. 288–313; Chris Wickham, “La chute de Rome n’aura pas lieu”, transl. André Joris, in Le Moyen Âge Vol. 99 (Bruxelles 1993), pp. 107–126, published in English as Chris Wickham, “The Fall of Rome Will Not Take Place” in Lester K. Little and Barbara H. Rosenwein (edd.), Debating the Middle Ages: issues and readings (Oxford 1998), pp. 45–57, or Wickham, “Sul mutamento sociale ed economico di lungo periodo in Occidente (400-800)” in Storica: rivista quadrimestrale Vol. 8 (Firenze 2002), pp. 7–28, transl. Igor Santos Salazar and ed. Iñaki Martín Viso as “Sobre la mutación socioeconómica de larga duración en Occidente durante los siglos V-VIII” in Studia Historica: historia medieval Vol. 22 (Salamanca 2004), pp. 17–32; but cf. now Wickham, “How did the Feudal Economy Work? the Economic Logic of Medieval Societies” in Past & Present No. 251 (Oxford 2021), pp. 3–40, which I haven’t yet had time to internalise but threatens to change really quite a lot…


Eight-year late news photo update

(Jonathan Jarrett (left) and Allan Scott McKinley (right) celebrating the publication of their edited volume, Problems and Possibilities of Early Medieval Charters, International Medieval Research 19 (Turnhout 2013) in the Post Office Vaults, Birmingham, 2014; photo by Rebecca Darley)

I realise that this comes a little after the actual news of this publication—nearly eight years after, in fact—but someone just found and sent me this photo, which I didn’t previously have, and so I thought I’d share by way of a tiny extra post this week. I’m still very proud of this volume, but I am quite pleased to have photo evidence of my pride then too. Thankyou Rebecca!

Historians to remember

It is a distressing habit that seems to be developing on this blog where it is deaths that bring me out of a hiatus. Of course, there would be no such habit if there were no hiatuses, but the times are not good for that. Maybe that will get more explanation next post, whenever I can do that, but in the meantime, I shouldn’t go the whole holiday and post nothing, even if what must be posted is kind of awful. It is also delayed: this has been on my deck since February, when news of one significant death reached me and the person who’d told me then let me know about the five other major medievalists the reaper had claimed the previous month, and there were such among them that I knew I would have to write something next post instead of whatever I had planned. And finally, here we are.

My rules for giving someone an obituary on this blog are not very worked out. In general it is because, whether I knew them or not, their work has touched mine somehow or been the foundation of something I’ve done. In this, I persist in the blog’s basically self-serving purpose that it’s all about me somehow, I suppose, but to be fair, if I reported on deaths even of people I didn’t have much connection with, firstly it’d become a pretty grim blog and secondly I’d hardly be able to say much of use about them. Thus it is that I will not be saying more here about the late Jean-Marie Martin, leading expert on the society of the Italian area of Apulia on its journey from Byzantine through Lombard, Arab and Norman rules, or Jean Richard, eminent historian of the Crusades, than those notices, except to observe that apparently Richard, whose work I’ve put on many a reading list without myself giving it the attention it surely deserved, was only two weeks short of his hundredth birthday, and to provide links under their names to places where you can read more.1

Giles Constable, photographed by Randall Hagadorn

Giles Constable, photographed by Randall Hagadorn for Princeton’s Institute of Advanced Study

Then come two about whom I have more to say, but still did not know. Firstly, Giles Constable, 91 at his death, and by that stage he had been Professor of Medieval History at Harvard and Princeton’s Institute of Advanced Study, serving between times as Director of the Dumbarton Oaks Library and Research Collection in Washington DC, despite having been born in London. His was so productive a career it would hard to sum it up, and sufficiently long that I currently work with a doctoral grand-pupil of his. Wikipedia currently singles out his work on the key Benedictine reform abbey of Cluny, which I wrote about here long ago, on its abbot Peter the Venerable, a major figure in European theology and religious and intellectual life, and on twelfth-century thought in general, and certainly when making reading lists on Cluny or the twelfth-century Renaissance, I have always made sure as recent a dose of Constable as I could find was in there. That’s mostly because of reading bits of his work as an undergraduate myself, and finding that it carefully and clearly opened window after window on my understanding of the world he described.2 But what I still mainly cite him for is a short and brilliant article that did a similar thing for my understanding of the motivation of medieval monastic forgers, and sometimes for his work on monasteries’ claims to Church tithes, both of which are in that category of things which people still cite from decades ago because no-one has written a better thing on the subject.3 He seems to still have been working up to about 2016, at which point he’d have been 85 or so; may we all hope for so much…

Ronnie Ellenblum

Ronnie Ellenblum, from his page, which of course, does not record his death

Not active for as long, because only 68 when struck by a fatal heart attack, was Professor Ronnie Ellenblum. A more controversial figure, whom again I never met, every one of Ellenblum’s books seemed to upset a consensus, on how involved Frankish settlers were in the landscapes of the Holy Land where the Crusades brought some of them, on how much those Crusaders were willing to learn from their Muslim opponents in terms of fortifications and strategy (rather than the other way round), and more recently and noticeably, on the power of climate change to tip societies’ survivability over the edge.4 All of this, as you can probably tell, was born out of a deep acquaintance and close contact with the land in his native Israel. He also taught at the Hebrew University of Jerusalem, which by itself put him beyond some people’s pales. I did not know about that issue when, as was recorded here, I read a short piece of his that was effectively the entire impetus of my Rethinking the Medieval Frontier project, but that was, in a more direct way than usual, his fault; from my wrangling with that book chapter came all the conversations that brought the agenda for that project into being.5 If I had ever met him, I’d have thanked him for that, as well as being embarrassed about how little the project yet had to show for itself; now I will never be able to.

Cyril Mango at the American School at Athens

Cyril Mango at the American School at Athens

Then we reach the ones I did in fact know, at least a bit. The death whose news sparked off the exchange I reported above was that of the one I knew less well, Professor Cyril Mango. I met him twice, I think, at the Medieval History Seminar at All Soul’s College Oxford both times, and when I say met, I mean sat at a table while he talked, or while his wife Marlia Mundell Mango talked for him because, even then, he was very ill. Farflung Byzantinist colleagues would ask me if Cyril Mango was still alive when they were in contact with me for completely other reasons, so widely known was this, but the news was important because he truly was a ‘giant in the field‘, who had been responsible perhaps more than any other single scholar—and there really weren’t many in this competition when he began—for bringing the history and culture of the Byzantine Empire into a wider Anglophone awareness. This was not because he was a populariser, though I don’t think he had any shame about writing for a public, but because despite being extremely learned in his subject matter he remained able to communicate it to outsiders whilst still being recognised by insiders. The result was that, if someone in the UK owned one book not by John Julius Norwich about Byzantium, Mango was probably either the author or a contributor, but also that if one went on to study Byzantium, he was in all the experts’ references too.6 The field has been oddly quiet about his departure from it, perhaps because it had been expected for so long, and I’m sure there are people from his 92-year-long life who could give him a better write-up than I can—indeed, several already have—but for now I hope this does him at least some justice.

[The only pictures of Professor Michael Clanchy I can find which show him as I remember him are attached to things written by his daughter about his death, which was apparently preceded very narrowly by his wife’s, and they’re painful reading and I would feel bad stealing the pictures. The obituaries linked below have pictures of him in happier times.]

And then lastly, and for me saddest because I knew him best, there was Michael Clanchy. Since he worked mostly in the same kind of fields as Giles Constable, and especially on the intellectual ferment around the creation of the first university in Paris and one of that ferment’s principal products, the philosopher, theologian and leading candidate for history’s worst boyfriend Peter Abelard, you might wonder why I knew Michael Clanchy at all, and then be surprised at how many papers of his, including one (before the blog) which was both his inaugural and retirement lecture, I’d been to. But, investigating, you would quickly then discover that that lecture was given at the Institute of Historical Research in London, one of my academic homes, and although he really only tuned in the eleventh century in terms of his own work, he was a regular at the Earlier Middle Ages Seminar, because he found everything interesting as far as I can see. Consequently, because kindness returns kindness, people used to go to his stuff as well, but this was also because he made it all so interesting. His biography of Abelard may still be the only work that manages to make the man interesting personally as well as significant intellectually, as well as at least halfway comprehensible to the non-expert, not least because as its title suggests it is about far more than just Abelard.7 But as far as I know, excellent though that book is, especially if accompanied by his revision of the Penguin translation of Abelard’s and Héloïse’s letters, it only had the one edition, unlike the one that most people had heard of Michael Clanchy for, From Memory to Written Record, which argued for a fundamental shift in the way people used and stored information over the eleventh and twelfth centuries, and in which by the third edition, under pressure from those who knew England before the Conquest better than after (and better than he did), he was beginning to extend that thinking backwards into a new way of thinking about how writing was being used then that I’m not sure anyone has really picked up.8 And there’s an article of Michael’s from 1970, even, that still gets cited, another of those things that are just too good to replace.9 But it is his kindness for which he might deserve to be remembered best. I don’t know how many conversations I had with him in the IHR tea-room in which he not just professed but maintained an interest in what I did, even once or twice asking very junior me for advice on early medieval archives, none of which, since he could never teach me and our periods barely even met at the edges, he needed to do. I will of course remember him for his work, but I will also remember those conversations and be thankful for him. I can picture him trying bashfully to shrug off the praise, and of course, again, I shan’t ever get to deliver it, but also again, I hope this is something.

I need to rethink what I am doing with this blog, again, since the backlog and the available time obviously don’t work together. I will try and do some of that rethinking for the next post, but even if that doesn’t sound thrilling, at least it more or less must be more cheerful than this one. Thanks for still reading and I hope to write more soon.

1. For Martin, the work for which he was famous beyond Apulia was probably his first book, which made that area well-known to a wider audience, J.-M. Martin, La Pouille du VIe au XIIe siècle, Collection de l’École française de Rome 179 (Rome 1993), but I confess, it is one of those I know I ought to have read, and actually what I know him for most is his contribution to Pierre Bonnassie’s Festschrift, “Quelques réflexions sur l’évolution des droits banaux en Italie méridionale (XIe-XIIIe siècle)” in Hélène Débax (ed.), Les sociétés méridionales à l’âge féodal (l’Espagne, Italie et sud de France Xe-XIIIe s.). Hommage à Pierre Bonnassie, Méridiennes 8 (Toulouse 1999), pp. 339–344. Richard is easily most famous for The Crusades, c. 1071–c. 1291, transl. Jean Birrell (Cambridge 1999), one of the only textbook histories of the Crusades that gets beyond the Fourth one.

2. Embarrassingly, I now can’t work out what work it was that I was then reading; I apparently didn’t make notes on it, and several of the obvious things came out too late. It could, just about, have been, G. Constable, Three Studies in Medieval Religious and Social Thought: The Interpretation of Mary and Martha; The Ideal of the Imitation of Christ; The Orders of Society (Cambridge 1995), then very new, and may more likely have been idem, “Renewal and Reform in Religious Life: Concepts and Realities” in Robert L. Benson (ed.), Renaissance and Renewal in the Twelfth Century(Cambridge MA 1982), pp. 37–67, but one could also mention Constable, The Reformation of the Twelfth Century (Cambridge 1996) or idem, The Abbey of Cluny: A Collection of Essays to Mark the Eleventh-Hundredth Anniversary of its Foundation, Abhandlungen Vita Regularis: Ordnungen und Deutungen religiosen Lebens im Mittelalter, 43 (Münster 2010), as only two. For me especially, there’s also the quite out-of-area Constable, “Frontiers in the Middle Ages” in O. Merisalo (ed.), Frontiers in the Middle Ages, Textes et études du Moyen Âge 35 (Turnhout 2006), pp. 3–28.

3. Constable, “Forgery and Plagiarism in the Middle Ages” in Archiv für Diplomatik Vol. 39 (München 1983), pp. 1–41; idem, Monastic Tithes from their Origins to the Twelfth Century, Cambridge Studies in Medieval Life and Thought 2nd Series 10 (Cambridge 1964).

4. Respectively, Ellenblum, Frankish Rural Settlement in the Latin Kingdom of Jerusalem (Cambridge 2003); idem, Crusader Castles and Modern Histories (Cambridge 2007) and idem, The Collapse of the Eastern Mediterranean: Climate Change and the Decline of the East, 950–1072 (Cambridge 2012).

5. Ronnie Ellenblum, “Were there Borders and Borderlines in the Middle Ages? The Example of the Latin Kingdom of Jerusalem” in David Abulafia and Nora Berend (edd.), Medieval Frontiers: concepts and practices (Aldershot 2002), pp. 105–118.

6. While it doesn’t cover his whole œuvre by any means, I guess one has to mention Mango, Byzantium: The Empire of New Rome (New York City, NY, 1980), idem, Le développement urbain de Constantinople, IVe-VIIe siècles, Travaux et Mémoires du Centre de recherche d’histoire et civilisation de Byzance, Collège de France, Monographies, 2, 2nd edn (Paris 2004) and idem (ed.), The Oxford History of Byzantium (Oxford 2002). Even that omits a number of critical source translations and a vital textual anthology of sources for Byzantine art, idem (ed.), The Art of Byzantine Empire (New York City NY 1972), and I could go on.

7. M. T. Clanchy, Abelard: a medieval life (Oxford 1999).

8. Clanchy, From Memory to Written Record: England, 1066-1307, 3rd edn (Chichester 2013); one should probably also mention his England and its Rulers, 1066–1307, 3rd edn (Oxford 2006).

9. Clanchy, “Remembering the Past and the Good Old Law” in History Vol. 55 (London 1970), pp. 165–176.

A Defence of Osona at Lleida

So, where are, or rather were, we now? On inspection, actually, almost immediately I had survived the 2017 IMC I was away again on a jet-plane. This time it was to a place I’d never been, the city of Lleida, and what was taking me there was that I was on the panel examining one of the city’s university’s doctoral students, Elisabet Bonilla Sitja.

Volum 1 of Calaix 6, Arxiu Capitular de Vic, open to show internal arrangement

Within volum 1 of Calaix 6 of the Arxiu Capitular de Vic

This situation had been some time in the building, in fact. I first met Elisabet when I was in Oxford, when she did a term visiting so as to work with Chris Wickham, and at that point it became clear to each of us that we were perhaps the only people in the world who cared about trying to do something new with the charters at Vic, as seen above. At that stage she was still working on her MA thesis, which went well, and when I next ran into her, in Barcelona as documented here, she asked then if I would be willing to be on her thesis panel when it came to it, as she and her supervisor thought that having one foreign scholar who could speak for her in the English-speaking world would probably be useful, and so did I, so I said yes.1 And now, finally, that obligation had come due and so there I was in Lleida, having spent the interlude between then and Leeds reading a thesis as carefully as I could in the time available…

Cover of Elisabet Bonilla Sitja's doctoral thesis

Cover of Elisabet Bonilla Sitja, ‘Percebre i relacionar-se en els comtats d’Osona i Manresa durant la primera meitat del segle X’ (Ph. D. thesis, Lleida, 2017).

Now as you may remember I was by now just about not a stranger to doctoral examination, but only in the UK, where the system is quite different from that in Catalonia. In the UK, there is one examiner from the home institution and one from outside, they independently read the thesis and reach a decision on it pending the viva voce (i. e. oral) examination, meet to compare notes and then examine the candidate in person to be sure that it is in fact their work and to establish whether they can explain or defend the weak or curious bits, and on the basis of that the final recommendation is made. In Catalonia, instead, firstly everything is much more public. This panel was three people, and I have since been on one of five, and while they do make the final decision in private between themselves, before that happens each member makes a speech about the thesis, raising all the questions they want, to a gathering of the department and whomever the candidate has invited, and then the candidate has to give a speech in return, the actual defence, and then they make the decision and announce it. This all takes a while. There is also a secret ballot over whether the thesis passes summa cum laude—unless everyone votes in favour, it doesn’t. It’s a little arcane compared to the British experience, at least if you’re working in your fourth language, and pretty gruelling for the candidate, I’d imagine, especially as at least in Catalonia the candidate is then supposed to buy the panel lunch! Elisabet managed that last obligation by having her family bring in a huge and generous cold collation and set it up in a seminar room, which was fine by me, but before we’d got that far I had had to ask what the heck was going on in any of three languages several times.

New building work around the old(er) cathedral in Lleida

This was the first picture I took in Lleida, which gives you an impression of a city under work… More on this next post, but here is some scene-setting

But I managed, and of course Elisabet passed, since we all agreed that the thesis was excellent.2 And it also gave me the chance to meet my co-markers, Jordi Bolòs i Masclans, the internal for Lleida, and Aymat Catafau of Perpignan, both of whose work I had used a lot of before this time and both of whom were extremely nice and generous.3 It also left me with most of a day spare in Lleida, indeed, and that will generate a photo post that’s coming up next. But mainly it was a development step, in which I learnt a new process, made better contacts in my area of study and got to feel like a professional and expert for a while, and also help someone who deserved it, so I recount it with happiness even now. It all went well and as it should have gone.

1. That thesis being Elisabet Bonilla Sitja, ‘Aproximación al estudio de la vida y mentalidad altomedieval: La Plana de Vic, 872-936’ (M. A. thesis, Universitat de Lleida, 2011).

2. And that thesis being Bonilla, ‘Percebre i relacionar-se en els comtats d’Osona i Manresa durant la primera meitat del segle X’ (doctoral thesis, Universitat de Lleida, 2017), online here.

3. To pick but one piece each, Jordi Bolòs, ‘Paisatge, poblament i societat a Catalunya entorn de l’any 1000’ in Imma Ollich i Castanyer (ed.), Actes del Congrés Internacional Gerbert d’Orlhac i el Seu Temps: Catalunya i Europa a la fi del 1r. mil·leni, Vic-Ripoll, 10-13 de novembre de 1999 (Vic 1999), pp. 254–283, and Aymat Catafau and Claudie Duhamel-Amado, ‘Fidèles et aprisionnaires en réseaux dans la Gothie des IXe et Xe siècles : Le mariage et l’aprision au service de la noblesse méridionale’ in Régine Le Jan (ed.), La royauté et les élites dans l’Europe carolingienne (début IXe siècle aux environs de 920) (Villeneuve de l’Ascq, 1998), pp. 437–465, have both been common cites of mine for quite a while.

Reporting on the International Medieval Congress of 2017

I’m sorry for another long absence. Teaching in the time of Covid is just doing me in, and largely for reasons of our beloved government. History at Leeds are currently teaching online, to which we switched at pretty much the last minute possible. Prior to that we had been getting ready for mixed face-to-face and online teaching, because the Office for Students had indicated that they might support fees refunds for students offered only online teaching. However, we obviously knew that we’d have some students who could not come in, because of being infected or shielding or whatever, and so there had to be online provision as well, which had to be as good as the face-to-face in some unmeasurable way that, if we didn’t manage it, could also result in fees refunds. So at least we had it ready, if some of us more than others, but in addition to this we simultaneously had new legislation that is nothing to do with the pandemic, about making digital resources maximally accessible to the disabled, according to the W3C’s rules; that’s now English law, and again if we don’t do it we can expect fines, at least in theory. What this all means in practical terms is that quite a lot of the last week has gone on correcting closed captions for my and other people’s pre-recorded or live-recorded lectures, and this has been a relatively good week, or I wouldn’t be writing at all; the last three were worse… So here we are.

Leeds IMC 2017 banner image

So, for all those reasons I can’t do my normal scale of justice to a report of a conference from three years ago, even though it was a good and big one. Indeed, the idea of being among that many fellow academics with something worthwhile to say seems almost impossibly distant right now, and indeed my own involvement in it was unusually small, suggesting that I was short of time to organise something decent. I certainly can’t do my usual list of papers attended. But I will try and address the conference’s main theme a bit, because a number of people did make me think differently about it with their contributions; I will also light on four sessions in particular that I thought were notable for one reason or another; and I will give a few snippets of reflection on other single papers, and hopefully then there’ll be something interesting to read even if the whole conference can’t be here.


The conference theme was Otherness. As usual, many papers continued as normal without paying much attention to that, but there were certainly plenty that did pay attention, some (as the academic media made abundantly clear for the next few days) with less care than others. A rapid trawl through my notes looking for the asterisks that mean something struck me at the time note a couple of things here, about how the category of Other is philosophically constructed and about how it is then put to social use. The idea that a community or interest group establishes its identity by means of identifying something that it is not and then defining against it is now a pretty established one in sociology and history has not been as slow as it often is to borrow this bit of theory, but as so often when you use theory to reflect on the past it bounces back looking different…

Two sharp points about this came out of two of the keynote lectures on the first day, for me, which is as it should be I suppose, but they were these. Firstly, Felicitas Schmieder, talking about “The Other Part of the World for Late Medieval Latin Christendom”, made the point that invocation of ‘the Other’ is inherently a binary system that can support only two categories: there’s Them, and there’s Us, and no room for anyone not to be either. Earlier in the day Nikolas Jaspert, talking about “The Mediterranean Other and the Other Mediterranean: perspectives of alterity in the Middle Ages”, had made a similar point, which I think is about scale (as so many things are); invoking competing mercantile élites as a case, he pointed out that, for example, the Venetians and Genoese might well have been each other’s ‘other’ at times but when a Muslim city (or indeed Constantinople) rose against Italian merchants, they were the same from the mob’s point of view and indeed right then probably each other’s; so both perspective and size of the lens matter a lot when we make these categorisations from where we now stand with respect to the medieval (or any) past. Much later in the conference, Rebecca Darley, in a response to a session about ‘Writing the Other in the Middle Ages, III: discovering new knowledge of the world‘, pointed out that for some medieval people everything was inside the group, her example being the unknown author of the Christian Topography, a sixth-century author determined to prove theologically that the Earth was flat in surface and constructed in the image of the Biblical Tabernacle, and who therefore has to encompass everyone on it as part of God’s scheme, even the Persians for whom he plainly had little but disdain. Detecting othering may sometimes therefore miss the point…

The world map from the Christian Topography of Cosmas

The world map from the Christian Topography of Cosmas. “WorldMapCosmasIndicopleustes” by Cosmas Indicopleustes, 6th century – “Les Sciences au Moyen-Age”, “Pour la Science”. Licensed under Public Domain via Commons.

There were also three sharply-pointed examples of othering being used as a political tactic; in fact, I’m sure there were more but these ones talked to me because of referencing contexts that I interest myself in. Firstly, in the second keynote of the conference, entitled “Drawing Boundaries: inclusion and exclusion in medieval islamic societies”, Eduardo Manzano Moreno posed that contentious document, the so-called Covenant of ‘Umar, as a marker of a change of direction within Islam, from a position that, like the Christian Topography‘s theology, could potentially include everyone in the world, to one which would actually prefer to slow assimilation to Islam, maintaining an Other so as to preserve the superior position of the in-group.1 Subsequently, Nik Matheou, speaking about “Armenians in East Roman Cappadocia, c. 900–1071: settlement, the state apparatus, and the material reproduction of ethnicity”, invoked James Scott’s idea of the Zomia to classify rural populations in Armenia during a phase of Byzantine control as being subjected, by the laying out of an administrative structure but also by church-building, to an ‘Armenian’ identity they might well not have felt had anything to do with them, since it was largely being imported by a foreign power; in that respect at least this version of ‘Armenian’ identity was an Other constructed around these people.2 I found the argument here possible but remembered the deliberate production of an Armenian identity in a foreign space less than a century later and wondered if, assuming those groups were in fact uncontrolled, the Byzantine construction of Armenian-ness was necessarily the first which had been imported there.

Obverse of a silver tram of King Levon I of Armenian Cilicia struck in 1198-1219, Leeds, Brotherton Library, Thackray Collection, CC/TH/MED/AR/1

Obverse of a silver tram of King Levon I of Armenian Cilicia struck in 1198-1219, Leeds, Brotherton Library, Thackray Collection, CC/TH/MED/AR/1, which you will notice if you look is lettered in Armenian and represents the king, somewhat Byzantine-like, but fundamentally on a throne made of lions, a bit of a unique iconographic departure…

Lastly, and furthest off my normal map, Reinier Langelaar, in a paper called “Tales of Foreign Descent in Tibetan Ruling House Genealogies”, made the point that in zones of particular cultural coherence—like medieval Tibet—a hint of difference might actually distinguish one usefully from ones’s competitors, which was, he thought, why so many would-be ruling families in the area attempted to claim some kind of outsider descent. Quite what the advantages of such distinction might be I needed more time to work out, but it was at least a positive spin on Otherness that some other papers were finding it harder to find.

Stand-Out Sessions

Not every session I might remark on here would stand out for good reasons, but quite a few did and it seems nicest to concentrate on those. Simplest to pick out was a round table on “An Other Middle Ages: What Can Europeanists Learn from Medieval Chinese History?” Naturally enough, this was essentially composed of some people who work on China who wanted the rest of us to realise that China is cool and useful to think with, and some people who thought that sounded great but had no idea how to start, especially if they don’t read Chinese as most scholars of the European Middle Ages don’t. (Wǒ huì shuō yīdiǎn, yīdiǎn zhōng wén… now, but I couldn’t then and I certainly can’t read it. Yet.) That was itself not too surprising – the language barriers exist and so does Otherness – but I don’t think I’ve ever been in a round table where so many people contributed, from all over the discipline, Sinologists, Byzantinists, late medieval Italianists, high medieval Germanists, high medieval Englishists (Anglologists?) and several more I couldn’t identify, all there because one way or another they did want to know more. I may later look back and see a sea change as having started here.

After that, and much much closer to my home interests, was a session entitled “10th-Century Uses of the Past, II“—I’d missed the first one—in which Simon Maclean, no less, managed persuasively to set the epic poem Waltharius into the context of the struggle between the last Carolingians and upcoming Ottonians in the middle tenth century, in which the dedicatee of the poem, Bishop Erchembold of Strasbourg was deeply involved; this did, as Simon said, explain why he might have laughed.3 Elina Screen then looked at the history of the monastery of Prüm, important to her as the burial place of her great subject, Emperor Lothar I (ruled 817-55, kind of) and best known to us through the Chronicle of one of its abbots, Regino (which indeed Simon has translated) and the monastery cartulary, the so-called Liber Aureus.4 Regino is famous for his gloomy opinion of the Carolingians, whose collapse of power he lived through, partly in exile; the Liber Aureus however makes a huge deal of them, and Elina suggested that a lot might be explained if we notice that Regino was apparently unable to extract any donations from the Carolingian kings and that his specific relationship with the royal family might have been one of the reasons his tenure as abbot didn’t work out, in which case we might want to be careful about generalising from him!

There were also two sessions on another bit of my tenth-century world, mainly Galicia, that overlapped a bit. The first, entitled “Ladies and Lords in 10th and 11th-Century Iberia: rivalries, factions, and networks“, featured Lucy K. Pick, in “The Queen, the Abbess, and the Saint’s Body: Faction and Network in 10th-Century Galicia”, recounting the use made by Queen Elvira of León of the body of Saint Pelagius, supposedly a boy martyr killed because he would not submit to the homosexual lusts of the future Caliph ‘Abd al-Raḥmān III. Although there certainly were some Christians put to death for denouncing the Prophet in tenth-century al-Andalus, this story is probably not true (despite what Wikipedia currently says); but it was put to serious work positioning the queen and her husband King Ramiro I as heads of the resistance to Islam in a Leonese court world then quite divided by faction.5 I’ve always wondered why that cult became such a big deal, given its likely fictionality, and some kind of home context for it—Pelagius was claimed as a local boy from Galicia—would certainly help with that.

The questions in the other session, “Iberian Monasticism, II: Early Middle Ages“, involved quite a discussion about Galicia, indeed, which another of the papers in the first one, by Rob Portass, had also featured. In this one, Rob resisted the idea that Galicia was a frontier, wanting I guess to frame it as a centre of its own, and Jorge López Quiroga and Artemio Manuel Martínez Tejera maintained that basically everything in the north of early medieval Iberia was a frontier space because of its vulnerability to attack from the south. The context was that Rob was contending for a movement of ideas rather than people to explain material-culture similarities between south and north, and the others were still basically looking for fugitive Mozarabs from the south with heads full of architecture they wanted to keep, and I don’t really know how we solve that.

Last in this list of sessions that struck me was one of two whole sessions, quite early on, on the Alans, one of the more obscure but long-lived migratory peoples of the early Middle Ages, called “Bringing in the Alans, II: Society and Economy of Alania“. Apparently Turkic of language and best known around the Caspian Sea, some people so considered were already up on the Rhine by the early fifth century and some settled in Gaul, eventually to become the source of some really quite overstretched historiographical claims.6 Two of the papers in the session, “Alans in the North Caucasus: settlement and identity”, by Irina Arzhantseva, and “Population and Society in the Sarmatian and Early Alanic North Caucasus: the cemetery of Klin-Yar (near Kislovodsk, Russia)”, by Heinrich Härke, were mainly about identifying Alan settlement in one of the zones to which these people supposedly migrated, which was a bit pots-means-people to be honest, but the third one, Nicholas Evans‘s “Alans on the Move: a case study in the archaeology of mobility”, despite coming out of the the same project as Härke’s, stood out for mentioning the Alans who stayed behind, still to be a factor in Caspian-era politics in the ninth century and dealings with the Khazars, and apparently looking quite different in material-cultural terms. The fact that all these people were called Alans by outsiders really became the question that was getting begged for me here.

Individual notes

Also, two things that don’t really fit anywhere else. In a session I will actually write about separately, “The Transformation of the Carolingian World, III“, Charles West, in a paper he had written with Giorgia Vocino called “Why Shouldn’t Judges Get Married? An Ottonian Perspective”, noted in passing that Emperor Otto III owned a copy of a commentary on the Codex Justinianus, the sixth-century Roman lawcode that was supposedly forgotten in the West until the twelfth century but which, as we’ve seen here before, wasn’t, at least in Rome, where Otto III also hung out.

Then lastly, there was my paper. I might have organised more sessions on frontiers, but I had been hoping to do something with the proceedings from the previous year and hadn’t really felt I could ask people to contribute more things with which I could not promise to do anything. So I wound up accepting an invitation to participate in a session being run by a friend of a friend, entitled, “Writing the Other in the Middle Ages, I: Travellers and their Cultural Preconceptions“. This was, as is so often the case for me, the morning after the dance, and my paper was called “Hagrites, Hagarenes, Chaldeans and Saracens: Missing Muslims on the Spanish march, 800-1000”. This wasn’t really much to do with travellers, but picked up on the scholarship I’ve mentioned here once or twice on people with Arabic names in tenth-century León, the very people about whom that debate over cultural transfer or physical migration already mentioned mainly arises, and tried to replicate it for Catalonia.7 And what I basically found is that you can’t; despite a much denser sample of charter evidence, there are all of 13 such persons in the documents I could check, as opposed to maybe 300 in the Leonese stuff. It is possible that, not having access then to the documents from Barcelona, I was missing out the capital to which, as in León, such migrants might have flocked, but the order of difference is still significant, and furthermore, I do now have the Barcelona documents and on a very quick run through the indices just now I don’t think they would add more than three or four.8 So that is something which might need explaining, but I think it must show support for the idea of a very low level of Islamization or Arabicization during the eighty-odd years in which the future Catalonia was in fact Muslim-run, no matter what some people would have you believe.9


Oh, also, it would not be a Leeds IMC report if I didn’t also report on books. The world’s second-biggest medievalist bookfair is a dangerous thing when you are paid for being an academic, and I came away with this list:

  • Norman H. Baynes, Byzantine Studies and Other Essays (Westport 1974), I admit I’m now not sure why;
  • Neil Christie and Hajnalka Herold (eds), Fortified settlements in early medieval Europe: defended communities of the 8th-10th centuries (Oxford 2016), because by and containing friends and papers I’d been to in previous years;
  • Janina M. Safran, Defining Boundaries in al-Andalus: Muslims, Christians, and Jews in Islamic Iberia (Ithaca 2015), largely because I had been telling students to read it without having done so myself and wanted to know why, having done so, they never seemed to cite it for anything;
  • Mark Whittow, The Making of Orthodox Byzantium, 600–1025 (Basingstoke 1996), because it’s great; and
  • Patrick J. Geary (ed.), Readings in Medieval History, 1st ed. (Peterborough 1991), because it’s the archetypal sourcebook except for all those other older ones and has a wider idea of what sources might be than they do.

Even this seems to speak somewhat of being subdued, doesn’t it? And of course, I haven’t read them, not so much as opened two of them except to get them into Zotero. Oh well… But I did have fun at the conference, even if I was exhausted for a lot of it. It just seems a very long time ago now!

1. It has been established since 1930 that the Covenant of ‘Umar probably does not date, as it seems to claim, from the reign of Caliph ‘Umar I (634-644 CE), but perhaps from that of ‘Umar II (717-720), for which see A. S. Tritton, The Caliphs and their Non-Muslim Subjects: A Critical Study of the Covenant of ‘Umar (London 1930), online here except in China, but the article in which I first read about it, Norman Daniel, “Spanish Christian Sources of Information about Islam (ninth-thirteenth centuries)” in al-Qanṭara Vol. 15 (Madrid 1994), pp. 365–384, raises doubts about even that, pointing out that no-one in al-Andalus ever seems to have been aware of it, which suggests that it should come from the ‘Abbāsid period of rule in the East, not the Umayyad one.

2. Scott’s relevant work is James C. Scott, The art of not being governed: an anarchist history of upland Southeast Asia (New Haven 2009), online here, but you can hear Nik’s application of it here if you like.

3. There is still no better account of that sporadic contest between a failing and a rising royal dynasty who shared claims on some territories than Rosamond McKitterick, The Frankish Kingdoms under the Carolingians, 751-987 (London 1983), pp. 305-339; one day either I or Fraser McNair, or, most worryingly as a possibility, both of us, will have to write one…

4. For the Chronicle, therefore, see Simon MacLean (ed./transl.), History and Politics in Late Carolingian and Ottonian Europe: The Chronicle of Regino of Prüm and Adalbert of Metz (Manchester 2009); for the cartulary, you have to go to H. Beyer, L. Eltester & A. Goerz (ed.), Urkundenbuch zur Geschichte der Mittelrheinischen Territorien, band I: von den ältesten Zeiten bis zum Jahre 1169 (Koblenz 1860; reprinted Aalen 1974), which has most of the documents in.

5. On this story see Ann Christys, Christians in al-Andalus (711 – 1000) (Richmond 2002), pp. 88-101; there were certainly martyrs in the reign, as witness C. P. Melville and Aḥmad ‘Ubaydlī (edd.), Christians and Moors in Spain, Volume III: Arabic Sources (711–1501) (Warminster 1992), pp. 38-43, but perhaps not as many as have been claimed; see Christys, Christians in al-Andalus, pp. 80-88 and 101-107 for critical review.

6. Meaning Bernard S. Bachrach, A History of the Alans in the West (Minneapolis 1973) and his pathfinder work for that book, idem, “The Alans in Gaul” in Traditio Vol. 23 (Fordham 1967), pp.476-489, reprinted in idem, Armies and Politics in the Early Medieval West, Collected Studies 405 (Aldershot 1993), chapter III.

7. Such work being mainly Victoria Aguilar Sebastián and Fernando Rodríguez Mediano, “Antroponimia de origen árabe en la documentación leonesa (siglos VIII-XIII)” in El reino de León en la alta edad media VI, Fuentes de Estudios de Historia Leonesa 53 (León 1994), pp. 497–633, Sebastián, “Onomástica de origen árabe en el Reino de León (siglo X)” in al-Qanṭara Vol. 15 (Madrid 1994), pp. 351–364 and Rodríguez, “Acerca de la población arabizada del reino de León (siglos X y XI)”, ibid. pp. 465–472, now added to by Richard Hitchcock, Mozarabs in Medieval and Early Modern Spain: identities and influences (Aldershot 2008), pp. 53-74.

8. They now being published as Ignasi J. Baiges i Jardí and Pere Puig i Ustrell (eds), Catalunya carolíngia volum VII: el Comtat de Barcelona, Memòries de la Secció Històrica-Arqueològica 110 (Barcelona 2019), 3 vols, my copies of which I owe to the great generosity of Professor Josep María Salrach.

9. Most recently, Ramón Martí, “De la conquesta d’al-Andalus a la majoria musulmana: el cas dels territoris de Catalunya (segles VIII-X)’ in Pilar Giráldez and Màrius Vendrell Saz (edd.), L’empremta de l’Islam a Catalunya: materials, tècniques i cultura (Barcelona 2013), pp. 11–35.