Category Archives: Catalonia

Name in Print XXV: un treball nou sobre l’Abadessa Emma i el comte Guifré el Pelós

This post was delayed by the time it took my copies of my previous publication to arrive, because my obsessive sense of chronology demanded that I do them in the order they came out. But even at the time I posted my last publication news there was already another in the queue, and in fact had been since December 2019—that different world, when there was no global pandemic and people were still hoping Britain would somehow stay in the European Union—when, from that very international bloc and specifically from Barcelona, this arrived in my hands.

Cover of Irene Brugués, Coloma Boada & Xavier Costa (edd.), El Monestir de Sant Joan: Primer cenobi femení dels comtats catalans (887-1017) (Barcelona 2019)

Cover of Irene Brugués, Coloma Boada & Xavier Costa (edd.), El Monestir de Sant Joan: Primer cenobi femení dels comtats catalans (887-1017) (Barcelona 2019). You may recognise the cover image…

The significant name for me in this story is the third one on that cover, that of Xavier Costa, who will enter our backlogged story next post but, in the short version, was at Leeds for a term in early 2017 and thus found out (more) about my work. Then, in October of that year there was a conference at Sant Joan de les Abadesses, a town that bears its name because of the nunnery that was established there by Count Guifré the Hairy, and about which I wrote my first ever article and a decent part of my first book.1 I found out about this a little while later, when one of the participants got in touch asking for a copy of what would become my Traditio article, and I was sorry not to have been invited—there was no budget for international travel, I later found out—but was intrigued to know that new work was being done on the abbey.2 But although I had not been able to go to the conference, Xavier being one of the editors meant that I did get invited to contribute to the resulting book, which meant an awful lot to me as it was almost my first recognition from the Catalan academy. At first, being given carte blanche, I offered something that turned out to be almost exactly what Xavier had been intending to write, but when that became clear I instead offered to take over a chapter about the establishment of the nunnery for which they had no author assigned.

Now, this was not as easy as it might have been. You might think I could just have reprised my older work, but in the first place there was newer work to take into account, in the second place I’d changed my mind about some of the issues and most of all, this meant writing about Guifré the Hairy and his establishment of power in Osona, a subject on which I had previously written probably a paragraph at most and that not very well thought out.3 It’s not as simple as it seems, because as far as we can tell no-one had given Guifré rights over the county of Osona, which had been out of Carolingian control for fifty years when he succeeded to Barcelona, and why communities there should have engaged with him is not actually clear if you don’t start from the position that a nation was there waiting to be formed. This is, though, the same problem to which I devoted a tangled series of blog posts a few years back, which then turned into an article that was nearly lost, and that meant that I did myself now have a theory about how he might have done this, which to my delight seemed to fit.4 And with that realised, suddenly this became much easier to write…

Title page of Jonathan Jarrett, "La fundació de Sant Joan en el context de l'establiment dels comtats catalans", in Brugués, Boada & Costa, El monestir de Sant Joan, pp. 83-107

Title page of Jonathan Jarrett, ‘La fundació de Sant Joan en el context de l’establiment dels comtats catalans’, in Brugués, Boada & Costa, El monestir de Sant Joan, pp. 83-107

I got to write it in English, thankfully, but thanks again to the good offices of Xavier Costa it has been published in really quite stylish Catalan, which is another first for me.5 I got to see one or two of the other chapters in draft, so could take account of them, but with others there are inevitable differences of opinion and interpretation. Well, that is the nature of scholarship and I hope that even though I have not met all of my fellow contributors we will still be able to talk about those differences some day in the future, maybe even back at Sant Joan. Until then, here is a volume that is the state of our understanding about the place and its importance in the formative period of Catalan history, in which I’m very proud to appear, alongside some expert company. Thankyou Xavier, the other editors and the Abadia de Montserrat!

1. Jonathan Jarrett, “Power over Past and Future: Abbess Emma and the nunnery of Sant Joan de les Abadesses” in Early Medieval Europe Vol. 12 (2004 for 2003), pp. 229–258, DOI: 10.1111/j.0963-9462.2004.00128.x; idem, Rulers and Ruled in Frontier Catalonia, 880-1010: Pathways of Power (Woodbridge 2010), pp. 23-72.

2. That article, in case you had forgotten, being Jarrett, “Nuns, Signatures, and Literacy in late-Carolingian Catalonia” in Traditio Vol. 74 (Cambridge 2019), pp. 125–152, DOI: 10.1017/tdo.2019.7.

3. The newer work mainly being Antoni Pladevall, “El monestir de Sant Joan, del cenobi benedictí femení a canònica clerical” in Marta Crispi and Miriam Montraveta (edd.), El monestir de Sant Joan de les Abadesses (Sant Joan de les Abadesses 2012), pp. 18–37 and Martí Aurell i Cardona, “Emma, primera abadessa de Sant Joan de les Abadesses”, ibid., pp. 38–45, neither of which had noticed Jarrett, “Power over Past and Future”, but also Manuel Riu, “Església i poder comtal al territori d’Urgell: Guifré el Pilós i la reorganització de la Vall de Lord” in Anuario de Estudios Medievales Vol. 29 (Barcelona 1999), pp. 875–898, online here, and Ramon Ordeig i Mata, “Cel·les monàstiques vinculades a Guifré el Pelós i a la seva obra repobladora (vers 871-897)”, edd. S. Claramunt and A. Riera, in Acta Historica et Archaeologica Mediaevalia Vol. 22 (Barcelona 2001), pp. 89–119, online here, both of which I’d shamefully missed in my own earlier work because, I know it’s hard to believe, but back then most journals weren’t online! Current issues of Catalan stuff were really hard to get in the UK even in 2007, when my book manuscript was sent off. Doubtless Drs Pladevall and Aurell could say something similar about my stuff.

4. That article being Jonathan Jarrett, “Engaging Élites: counts, capital and frontier communities in the ninth and tenth centuries, in Catalonia and elsewhere” in Networks and Neighbours Vol. 2 (2014), pp. 202–230, online here.

5. Citation therefore being Jonathan Jarrett, “La fundació de Sant Joan en el context de l’establiment dels comtats catalans” in Irene Brugués, Coloma Boada and Xavier Costa (edd.), El monestir de Sant Joan: Primer cenobi femen&icute; dels comtats catalans (887-1017) (Barcelona 2019), pp. 83–107.

Name in Print XXIV: women writing in tenth-century Catalonia

I have been waiting to be able to post this for some months, and now thanks to the good offices of Cambridge University Press and the continuing operation of the Royal Mail even in lockdown—about which I am genuinely thankful and also slightly remorseful, not that anyone should be catching anything from me at this time—I can. In September of last year I got an article out that I have been hoping to see in print for a very long time, and about a week ago I finally got my own copy, so now it’s time to announce it here!

Archivo de la Corona d'Aragón, Cancilleria, Pergamins Seniofredo 39

Remeber this charter? Surely you must. It is, of course, Archivo de la Corona d’Aragón, Cancilleria, Pergamins Seniofredo 39

Our subject is a piece of work with a very long history indeed, pretty much all of which has been recorded on this blog. In 2007 I first recorded some frustration with a scholarly view that nuns in Catalonia couldn’t write, because I knew full well two charters that they signed autograph, showing that they could at least write their own names.1 One of these was the above, where actually you have at least four and maybe more nuns doing so, along with signatures for some of them by the scribe as if he didn’t expect them to do so.2 The palaeography of this document, which at that stage I knew only from a bad colour scan I made from the Catalunya Romànica, is actually really tricky, but at some point before late 2009 I had realised that the fact that they all signed in different hands meant that they had not been taught to write at Sant Joan, and so presumably already knew how to write, more or less, when they arrived.3 In other words, this document proves lay female literacy in certain circles of tenth-century Catalonia. By early September 2009 I was trying to work out what those circles were, using prosopography, and then I got to stand up in front of one of my old supervisors and explain my first results. So far so good, and this is where the complications started…

Initially, it was proposed to publish the proceedings of that conference as a celebratory volume for that aforesaid supervisor, but the person who bravely took on the editing was not then in a safe position of employment, and they spent longer in the precariate than is good for one and had to concentrate on other things. It took a little while for that to become clear, but around 2013 it did, and then I was looking for a new home for what I thought was quite a good piece. In mid-2015, already, Magistra et Mater alerted me to a relevant-looking call for papers for an edited volume on women in the Iberian Peninsula, and so I brought the paper up to date, having by then caught up with Michel Zimmermann’s work on the subject and thought a bit harder about the gender angle due to the excellent company I had been keeping, and sent off an abstract in November of that year.4

Initially this seemed to go well. I was invited to send in a full version, which I duly did in May 2017—in the middle of this the prospective publisher had been swallowed up by a bigger fish, so the delay wasn’t the editors’ fault, it’s just the kind of thing that happens to my publications… That was accepted, as I understood it anyway, but I then got into a tangle with the editorial panel over female agency, which they wanted emphasised. I felt that Sant Joan, which was shut down by papal decree in 1017 after an all-male embassy of relatives of the then-abbess went to Rome and told his Holiness that the nuns were ‘parricides and whores of Venus’, and then chucked them out onto pension estates and established a bishopric for a male relative on the patrimony instead, was a really bad place to look for that and preferred my old first-wave interpretation, that it was tough to be up against the Man in circa 1000 Catalonia.5 I sent in a revised version in May 2017, got feedback, and then sent another in January 2018 which I hoped was an acceptable compromise, pointing out that the nuns had most agency when they acted alone but that was also when they had the least power. To that, I quickly got back a decision that shifts in the theme of the volume meant that my chapter was no longer going to fit. So it was orphaned again.

Cover of Traditio volume 74 for 2019

Cover of Traditio, volume 74 for 2019

Now, at this stage, for reasons I won’t go into, it was very important for me to get some more quality publications into play. So, I cast around for possible alternative homes and lit upon the venerable periodical Traditio, where long ago I had been encouraged to send something else that, as it turned out, wasn’t ready. I like to try to cross these misses off when I can, and I had not given up on Traditio. So I took a careful look at their editorial board, added suitable references to relevant work, revised again with the previous rejection comments at least partly accommodated, and sent it off again the very next month. This meant working during strike, but not on anything I was supposed to be doing, so I thought I could justify it. And when Traditio‘s review timetable rolled around to it in April 2019—about which they were explicit from the start, and 100% accurate—they accepted it, almost as was, which was the kind of good news I badly needed at that time.

First page of Jonathan Jarrett, "Nuns, Signatures, and Literacy in late-Carolingian Catalonia" in Traditio Vol. 74 (Cambridge 2019), pp. 125–152

First page of Jonathan Jarrett, “Nuns, Signatures, and Literacy in late-Carolingian Catalonia” in Traditio Vol. 74 (Cambridge 2019), pp. 125–152, DOI: 10.1017/tdo.2019.7

And so, after a series of copy-editing back-and-forths with a keen and competent Fordham graduate student over June to August 2019, and then finally proofs in late September 2019, in very late September 2019 it went online, and I was assured that print copies were winging their way to me.6 Now at last I have them and so the world can know, if you hadn’t seen it already, that it exists. I’m rather pleased with it, too; I always thought it was a clever piece of work, though I say it as shouldn’t, and I think it has found a suitable home. (It has also been an exemplary editorial experience, for which I am very thankful.) If you want to see it, I have an access link I can share with a small number of people (which means signing up to Cambridge Core), or there may be other means of sharing we can work out; just let me know! But, basically, ta-da! Article. I thank you…

1. I was then kicking against M. Zimmermann, “Langue et lexicographie : l’apport des actes catalans” in O. Guyotjeannin, L. Morelle & M. Parisse (edd.), “Pratiques de l’écrit documentaire au XIe siècle” in Bibliothèque de l’École des Chartes Vol. 155 (Paris 1997), pp. 185-205, the start of a grand tradition of disagreeing with that learned man’s work.

2. Your editions of reference for this charter would be Federico Udina Martorell, El Archivo Condal de Barcelona en los siglos IX-X: Estudio crítico de sus fondos, Textos 18 (Barcelona 1951), doc. no. 128, or Ramon Ordeig i Mata (ed.), Catalunya carolíngia Volum IV: Els comtats d’Osona i Manresa, Memòries de la Secció Històrico-Arqueològica 53 (Barcelona 1999), 3 vols, doc. no. 645.

3. The scan came from Antoni Pladevall i Font, Núria Peíris i Pujolar, Joan-Albert Adell i Gisbert, Xavier Barral i Altet, R. Bastardes i Parera and Rosa M. Martín i Ros, “Sant Joan de les Abadesses” in Antoni Pladevall (ed.), Catalunya Rom&aagrave;nica X: el Ripollès (Barcelona 1987), pp. 354–410 at p. 364, where Udina’s text is also reprinted. After a while, however, I was able to get a much better facsimile out of the Archivo de la Corona de Aragón, whose shelfmark for it is Barcelona, Archivo de la Corona de Aragón, Cancilleria, Pergamins Sunifred 39, and which they kindly let me publish, for which many thanks.

4. Zimmermann’s work here referred to being M. Zimmermann, Écrire et lire en Catalogne (IXe-XIIe siècle), Bibliothèque de la Casa de Velázquez 23 (Madrid 2003), 2 vols.

5. By this stage, because I thought it had been accepted, I had cited it in a few places as forthcoming in this volume, so if you really want to do some cyber-stalking you can probably find out the volume’s notional details, but I shan’t name it here, because it’s not yet out, could still change, isn’t mine to cite any more and, frankly, as things have turned out they probably did me a favour by rejecting it, as well as making it a better article, so ingratitude seems misplaced.

6. Citation therefore: Jonathan Jarrett, “Nuns, Signatures, and Literacy in late-Carolingian Catalonia” in Traditio Vol. 74 (Cambridge 2019), pp. 125–152, DOI: 10.1017/tdo.2019.7.

Seminar CCXLV: me judging judges in Sheffield

We are living in interesting times, and the last few weeks have been extremely busy for a whole bunch of reasons no-one wanted. I came back off strike, had one day in the office and then had to move all my teaching online, then reinvent it again for different patterns of online delivery as instructions changed, and I was also behind with quite a lot of other things but still on action short of strike, and in general it’s been a complex time and I couldn’t make blogging a priority. So far me and mine are still well, or at least, only ill with things other than the novel coronavirus, and I hope that you can all say as much or better, but please look after yourselves anyway. I did wonder whether it was really important to blog about old stuff already backdated at the moment, but if it’s ever important, I suppose that that hasn’t changed much, and it’s Sunday and I’m not legally allowed to work, so why not, eh?1

So we go back, then, to December 2016, when as you may recall I saw a paper that I’d promised to give becoming less and less possible to write under my workload, grimly ignored that workload for a weekend and wrote anyway, the result being called, “Judging the Judges in the Frankish March of Spain before the Year 1000” and presented at the Medieval and Renaissance Seminar in the University of Sheffield on the 7th of the 12th. I’d been meaning to do something about judges in Borrell II’s Barcelona for many years, it was now part of the work for the book I still thought I was writing, and although I had no time to do the kind of reading in the recent historiography that I’d have liked, really long-term readers may remember that Dr Theo Riches once kindly described me as being different from other historians because I can count, and so I sat down with the Catalunya Carolíngia and my notes and I counted judges until the numbers started telling me things. I will, some day, do something with this work, but at the moment it’s one of a number of things I’ve been told by my management not to pursue, so there seems not much more to do with it than to bank a couple of its conclusions here and hope some day for different instructions.

Signature of the judge Dacó, highlighted on Vic, Arxiu Capitular, calaix 6, núm. 882

Signature of the judge Dacó, highlighted on Vic, Arxiu Capitular, calaix 6, núm. 882, my photo

So what the paper did was firstly to introduce late-Carolingian Catalonia to the audience, and then to introduce within it the concept that the historiography has developed of a super-learned clerical judicial cadre working around tenth- and eleventh-century Barcelona making impartial judgements on the basis of written law, a picture that once caused Roger Collins, no less, to ask, “whether anything better could be found anywhere else in Europe in the earlier Middle Ages?”2 We’re talking people like the man I have often named here as Ervigi Marc the Wonder Judge, who wound up as a bishop without portfolio because of his great importance.3 So far my sole contribution to this scholarship has been a footnote pointing out that these people don’t really appear before the 970s, and wondering, of course, if they might be Count-Marquis Borrell II‘s fault. Jeffrey Bowman‘s work has done something to add variegation to that picture by suggesting that there were other judges not quite so impressively trained, more like the Carolingian (or Lombard) idea of people who know the law whom you get to come and hear disputes rather than professionals, and Josep María Salrach‘s recent book does a lot to show that even the ‘professional’ judges were sometimes fallible or corruptible, as indeed we’ve seen here too.4 There’s also now a good bit of prosopographical work on these super-judges to work out who they were, and I’m not as aware of that as I’d like to be, but by repeating some of that work with the indices of the Catalunya Carolíngia I did work out at least two things that I, at least, hadn’t previously noticed or read, and so I’ll tell you about them.5

Graph of judicial actions over time in Catalan charters pre-1000

Graph of judicial actions over time in Catalan charters pre-1000

So here’s a graph, because we know that works, and also because as Wendy Davies says in her own study of judges a bit west from here, “Firstly numbers.”6 The yellow background trace is the overall number of documents preserved over time, from about 880 up to 1000; it’s missing a lot, because I didn’t then have the Catalunya Carolíngia volumes covering Barcelona, and if I ever return to this adding them will be the first thing to do, but I hope it gives the overall trends, which is to say that we have a better chance of observing anything as time goes on because there’re more documents in which one might find it.7 The purple foreground signal is the number of dispute cases, which as you can see is neither very much of the evidence nor that continuous, at least until it gets late enough. Then the blue signal between the two is the total number of judges active in the documents for that year, counting each individual judge as many times as there are occasions when he appears.

There’s a lot one can take from this, but I choose two things: firstly, even when you have thousands of documents to work with, subsets of them can be so tiny that small numbers look more significant than maybe they are. The big spike in 842 is one case that generated lots of documents which were preserved; the 870s/880s peak is a lot of documents and meetings, but almost all coming from the hearings arranged by the monastic community of Sant Andreu d’Eixalada after their place was flooded and they had to reconstitute their holdings, so in some ways a single event.8 Even the spike in the 910s, while it is several events, is one person, Abbess Emma of Sant Joan de Ripoll, suing a succession of people for rights over lands, and when she stopped the sample drops right off again, and only really picks up with the activity of our learned college of judges in the 970s.9 But there is another change over time visible here, all the same, which is that in the early documents there are lots of people called judges (iudices) per ceremony, eight or ten at once quite often, which is why those blue spikes are so high in the 840s, whereas by the 970s one to three is more usual, and one not unusual.

Ruins of Sant Pere d'Eixalada, Catalonia

Not Sant Andreu d’Eixalada, because obviously that was destroyed, but one of the churches the displaced monks claimed, Sant Pere d’Eixalada, or what is now left of it. Photo by Jack maTreball propi, licensed under CC BY-SA 3.0, via Wikimedia Commons

The other change I’ll point out now, which is only just evident from the graph, is that in the ninth century, you only get people called judges recorded in actual court hearings. There’s a formula that introduces them in the case records, ‘judges who were ordered to judge’, and then a list of people follows.10 But the people who are named there very often don’t use the word iudex or anything like it in their signatures, and they don’t show up with the title outside court. In this respect, the title ‘judge’ is like the title ‘worthy man’ (bonus homo) that also appears in these contexts, and I think it has something do with standing in the court, and so is contextual, not fixed; on this occasion, these people served as judges, with those people recognised as worthy men who could approve a judgement.11 Presumably the judges knew a bit of what the law was understood to be, but they might be a lot more like Frankish scabini than Ervigi Marc, people whose knowledge could be called on for judging but whose usual rôle was not that of judge.12 This changes in 943, when a guy called Sunyer the Judge is seen as a neighbour of some property out at Manresa, but it’s really not till the 970s that we start to see people who sign as judges even when they’re not actually judging, usually because they were being called upon to act as witnesses but sometimes in their own property dealings.13 These people must have had some independent standing as judges even when they were not actually doing it, and people other than them knew they were judges all the time. And, predictably, our special learned judges are in this group, although that group is a lot bigger than just the really flash ones who show up a lot quoting law, as if I ever write this up I will show.

That’s enough for a blog post, except only that I’ll say that I was obviously wrong about Borrell II being responsible for this new class of judge; all the ones I could track seem to have started in Besalú, in fact, and be associated at least for a short while with Count-Bishop Miró Bonfill and his family, though Borrell seems to have managed to poach some of them pretty quickly… I think other people must already have realised that, but I’m not so sure that the other trends above have been spotted before. It shows what even a Saturday spent frantically dumping data into a spreadsheet can produce by way of historical insight, and also that you don’t need a born-digital corpus to do that kind of work. It went well, too, and Sheffield were excellent hosts and I was glad that I had managed to remain a researcher and not pull out despite the difficulties. Still, it’s not ideal, is it? I hope for better.

1. Because it’s not in my contract that I have to, it has to be there if my employers want me to and I’m working to contract.

2. Roger Collins, “‘Sicut lex Gothorum continet’: Law and Charters in Ninth- and Tenth-Century León and Catalonia” in English Historical Review Vol. 100 (Oxford 1985), pp. 489–512 at p. 512.

3. On Ervigi see now Josep Maria Font i Rius, “L’Escola jurídica de Barcelona” in Jesús Alturo, Joan Bellès, Font, Yolanda García & Anscarí M. Mundó (edd.), Liber iudicum popularis, ordenat pel jutge Bonsom de Barcelona, Textos jurídics catalans: Lleis i costums I/1 (Barcelona 2003), pp. 67-100 at pp. 82-87, though I would now be sceptical about the idea of the ‘Barcelona school’ in which he is set.

4. My sally is in Jonathan Jarrett, “Centurions, Alcalas and Christiani perversi: Organisation of Society in the pre-Catalan ‘Terra de Ningú'” in †Alan Deyermond & Martin J. Ryan (edd.), Early Medieval Spain: A Symposium (London: Queen Mary University of London, 2010), pp. 89–128 at p. 105 n. 6. The other works just mentioned are Jeffrey Bowman, Shifting Landmarks: Property, Proof, and Dispute in Catalonia around the Year 1000 (Ithaca NY 2004) and Josep María Salrach, Justícia i poder a Catalunya abans de l’any mil (Vic 2013).

5. The prosopographical work I mean is in Font, “L’Escola jurídica”, and Anscarí M. Mundó, “El jutge Bonsom” in Alturo, Bellès, Font, Garcí & Mundó, Liber iudicum popularis, pp. 101-118.

6. Wendy Davies, “Judges and Judging: truth and justice in northern Iberia on the eve of the millennium” in Journal of Medieval History Vol. 36 (Amsterdam 2010), pp. 193–203 at p. 199.

7. The Barcelona volumes are now out, and I have them, which is a separate and bloggable story by itself, but their citation is Ignasi J. Baiges i Jardí and Pere Puig i Ustrell (edd.), Catalunya carolíngia Volum VII: el comtat de Barcelona, Memòries de la Secció Històrica-Arqueològica 110 (Barcelona 2019), 3 vols.

8. I think there is still no better study of this event than Ramon d’Abadal i de Vinyals, “Com neix i creix un gran monestir pirinenc abans de l’any mil: Eixalada-Cuixà” in Analecta Montserratensia Vol. 8 (Montserrat 1954), pp. 125–337, repr. without the documentary appendix in Abadal, Dels Visigots als Catalans, ed. Jaume Sobrequés i Callicó, Estudis i documents 13-14 (Barcelona 1969), 2 vols, I, pp. 377–484. Everyone I’ve found who’s written about Cuixà since has just pointed back to it, and not without justification.

9. On this see, of course, Jonathan Jarrett, “Power over Past and Future: Abbess Emma and the nunnery of Sant Joan de les Abadesses” in Early Medieval Europe Vol. 12 (Oxford 2003), pp. 229–258.

10. For example, Santiago Sobrequés i Vidal, Sebastià Riera i Viader & Manuel Rovirà i Sola (edd), Catalunya carolíngia V: els comtats de Girona, Besalú, Empúries i Peralada, rev. by Ramon Ordeig i Mata, Memòries de la Secció històrico-arqueològica 61 (Barcelona 2009), 2 vols, I, doc. no. 19: “iudices qui iussi sunt causas audire vel dirimere“, ‘judges who were ordered to hear and determine cases’.

11. On the ‘worthy men’ in this context, a quick reference is Jonathan Jarrett, Rulers and Ruled in Frontier Catalonia, 880-1010: pathways of power (Woodbridge 2010), pp. 35-36 & n. 55.

12. On Carolingian practice I think we can still rely on Janet L. Nelson, “Dispute Settlement in Carolingian West Francia” in Wendy Davies & Paul Fouracre (edd.), The Settlement of Disputes in Early Medieval Europe (Cambridge 1986), pp. 45-63, reprinted in Janet L. Nelson, The Frankish World, 750-900 (London 1996), pp. 51-74. On the Lombard one, I admit that I’m thinking back as far as D. A. Bullough, “Europae Pater: Charlemagne and his achievement in the light of recent scholarship” in English Historical Review Vol. 85 (Oxford 1970), pp. 59–105 at pp. 91-96, but I suppose an update, perhaps in the form of Marios Costambeys, “Disputes and Courts in Lombard and Carolingian Central Italy” in Early Medieval Europe Vol. 15 (Oxford 2007), pp. 265–289, would be wise to get.

13. The judge Sunyer turns up actually judging in Ramon Ordeig i Mata (ed.), Catalunya carolíngia volum IV: Els comtats d’Osona i Manresa, Memòries de la Secció històrico-arqueològica 53 (Barcelona 1999), 3 vols, I, doc. no. 443, but then again just as a neighbour ibid. doc. no. 532.

Chronicle VI: October-December 2016

University and College Union pickets at the University of Leeds

University and College Union pickets at the University of Leeds

Well, just as with the last time I wrote one of these, we are still on strike again, so there is now time to write it. With the trip to Istanbul that immediately preceded the start of term now finally dealt with, it’s time again to look at my life academic as it stood at the current date of my backlog, sadly the end of 2016 but for once I am catching up, and take stock of what was going on and, of course, what of it still merits blogging about! Continue reading

Frontiers Day at the 2016 International Medieval Congress

When, two posts ago, I recounted what still seemed worth recounting of the first three days of the 2016 International Medieval Congress at Leeds, you may have noticed that because of now being employed by the host university, I was involved in a lot more sessions as moderator than in previous years. This is the deal I get as staff, effectively; I can go to the Congress for free, because they can hardly charge me for coming to work, but they expect me to do my bit to keep it running. So my timetable for the Congress is now a lot more preset than you’d ordinarily expect. But on the last day of the 2016 edition, though my timetable was entirely fixed, it was down to me, because that was when the sessions I’d organised for my Rethinking the Medieval Frontier project happened, and since that was my doing and I was in them all it seemed worth giving them their own post.

1510. Rethinking the Medieval Frontier, I: Control and Authority in the Iberian Peninsula, 5th–10th Centuries

There are only three regular sessions on the last day of the Congress, and none of them are the slots you’d choose; the first one is early morning after the dance, so attendance is weaker and more woebegone than usual, and by the third, which is after lunch, most people have already set out for home. The second one is better than those, but still thinly populated. I couldn’t have planned for this, except out of bloody-minded certainty that I’d get the hangover slot, which has happened to me at a quarter of my IMCs (I have just counted) and two-thirds of my Kalamazoos, but as it happened I put the most Iberian-focused of my three sessions first, with me in it, and so hangover slot again it was but at least I had there most of the people I actually wanted to hear it. The more-or-less-willing participants and their titles were these:

  • Sam Ottewill-Soulsby, “The Long Frontier: The Ebro Valley from the 5th to the 9th Centuries”
  • Sam started us off with the intelligent argument that the Christian-Muslim frontier on the Ebro valley from the eighth to eleventh centuries has an obvious, religious, dynamic to it but actually the area had been a frontier space for long before that, repeatedly in rebellion against the rest of the Visigothic kingdom when that was going, in rebellion against its own Muslim superiors when Charlemagne first led an army into it, and before long also in rebellion against his son Louis the Pious. There was something about the space that made it a unit that was hard to control from a distance, and Sam saw this as a brake on bigger changes that might want to affect it. I would have liked more on the last bit, but the main point was a sharp one that I have continued to think with.

  • Jonathan Jarrett, “Heartland and Frontier from the Perspective of the Banū Qāsī”
  • This paper’s task was firstly to synthesize in English the quite large amount of recent scholarship there has been about the archetypal Muslim frontier warlord family, the Banū Qāsī, which was slightly embarrassing as the man who’d written much of that was in the audience to hear me repeating him back to himself.1 Its point in the session was that the Banū Qāsī, with a position in that same hard-to-control space from which the Umayyad Muslim régime couldn’t easily displace them, so that they could only control it through them, and strong links to the nascent Basque kingdom at Pamplona which made the Banū Qāsī the sole agents of peace on that northern frontier, meant that they could choose where the frontier was—on the northern border of Pamplona when they were working for the régime, and on the south of the Ebro zone when they weren’t, switchable with a simple agreement. Their own frontier status was what made them powerful, and in the end, I argued, while the central régime wisely promoted an alternative family step by step into an alternative option for them, they also displaced the Banū Qāsī by aggressively marking the frontier to their south; once the family were placed outside, they lost their position as brokers for their northern allies and thus any value they could bring southwards.

  • Albert Pratdesaba, “Battlefront Ter-Llobregat: Traces of Carolingian Forward Operating Bases in Catalonia”
  • Lastly in this first session, Albert, whom I’d met on my then-recent trip to l’Esquerda where he was then digging, got us down to the ground of this frontier we were all three discussing, looking for place-names of fortification on the Carolingian edge and matching those that have been dug up to any wider patterns going. At all of l’Esquerda, Roca del Pujol and Savellana they’ve found post-holes that could have supported a wooden guard-tower, such as which they have subsequently attempted to reconstruct at l’Esquerda.2 The initial Carolingian line of defence is now quite closely mappable, if these places are indeed on it, and while there’s a danger of circularity here the more places they dig and find stuff that matches, the less dangerous that guess will get.

The reconstructed watchtower at l'Esquerda, Roda de Ter, Catalunya

The reconstructed watchtower at l’Esquerda, Roda de Ter, Catalunya

Because I was in it I don’t have notes on the discussion, which is sad. My memory is that all went well, but that the audience was definitely larger for the second, late-morning session.

1610. Rethinking the Medieval Frontier II: Defining and Dissolving Borders in the Late Roman and Byzantine Empires

Although my own frontier of reference is indubitably in the Iberian Peninsula, the ones that have arguably generated the most thinking other than those of modern nation-states are those of the Roman Empire.3 When it became clear we had three papers offered, all of which were about how people in the Empire, in its Roman or later, ‘Byzantine’, phases, understood and strove to define its borders, it was obvious that they belonged together. These were they:

  • Thomas Kitchen, “Fatal Permeability: the Roman Frontier in Late Antiquity”
  • Tom, a friend of mine from back in Cambridge, had been coaxed into returning to the academic sphere for this paper and completely justified my certainty that this would be good by laying out for us a subtle thesis in which Roman borders, geopolitical or social both, were usually very clear but meant to be permeable, with legitimate ways for people and ideas to cross them and be accepted on the more Roman side, even if they retained roles and origins from outside. Tom’s argument was that it’s visible in the writings of contemporaries that this permeability exposed the Empire to identities and sources of status alternative to its own hierarchies with which it became less and less able to compete, often embraced on a temporary basis to survive a certain crisis but never again adequately rivalled by what survived of the older Roman patterns. The most emblematic one of those changes is the adoption of kings where an emperor had once ruled, but it wasn’t the only one and might have been one of the last. The writers of our sources still saw the empire around them, as they walked the same streets and did business in the same buildings, but we can see in their works the changes they wanted to ignore. This was one of those papers that set the audience all thinking whether their own teaching versions of this story could exist alongside this one or needed changing; it seemed clear to everyone that he must be at least sort of right. I was very pleased by this outcome.

  • Rebecca Darley, “Trading with the Enemy across the Byzantine-Sasanian Frontier”
  • This paper had grown out of Rebecca’s persistent encounter with an idea that the Persian Empire was deeply invested in controlling and profiting from international trade.4 She went after the best-documented border, that with the Roman/Byzantine Empire, and argued that the sources we have, especially the treaties between the powers reported in Byzantine histories, saw this border as closed and trade across it as a problem, which might feed either of resource or information to a mistrusted enemy. Even the most optimistic communications between the two empires don’t discuss trade as an outcome of their peace, and there isn’t actually any proof that either state took toll at its borders with the other. Highly-placed people whom they could track, like ambassadors, were allowed to do some business on the side, but otherwise they wanted trade happening in certain places under careful watch, if at all. It could always be dispensed with, though: Rebecca pointed to Emperor Justinian I’s blockade of Lazica as an effective sanction on a place that relied on imports, but one which had arisen because of a Persian conquest that was itself possible because of an imperial governor having previously established a monopoly on several of those imports, i. e. excluding the operation of other traders, apparently using state power but to private ends.5 Trade was, in other words, not worth it for the state even where, as here, there was literally a captive market, and so it was done on the side even when the state did it. Rebecca argued that we should see these empires as more or less suspicious of and hostile to commerce, rather than reading modern global capitalism back onto their operations.

  • Alexander Sarantis, “The Lower Danube Frontier Zone, 441-602”
  • On the other side of the same Empire, meanwhile, and touching also on Tom’s paper, came Alex Sarantis, looking at the Byzantine border along, and sometimes across, the Danube. He viewed this border in a way that sat between the two other speakers, being a site of local interaction around fortresses but not moving much across it any distance, though some, and being home to a highly militarised, somewhat less civil, Roman culture that nonetheless still stopped at the actual front-line, with roads and cities behind and decentralised rural settlement before. This border was a space with a hard line at one edge, therefore, and a fuzzy one at the other, and as far as they could do so the Romans aimed to soak up and stop movement, both military and commercial, within the space between those lines rather than letting it escape into the Empire. And this more or less worked! The barbarian groups who arrived there all went west in the end, because the border was closed to them.

Two of the questions I had initially posed to the speakers of these sessions, in a sort of agenda document (which you can read here), were whether their borders of concern were open or closed, and whether people crossed them. The response in the two Byzantine cases here seemed clearly to be, ‘closed, but people crossed anyway even though it was risky, and the state could close them properly for short whiles’, whereas Tom had seen the Roman ones as ‘open, with limits’. Modernity suggests that it’s really hard for a state actually to close a border, but our Byzantine sources here are really thinking in terms of bulk trade, ships full of salt rather than a few chickens from a village on the ‘wrong’ side for grandma’s birthday—as so often, scale is a factor—and I can’t help feeling that if all three were right, the Byzantine Empire might here have learnt from its western progenitor’s errors.6 Anyway, there was clearly more to be got from getting these people talking to each other!

Entrance to the citadel of Berat, in modern Albania, from Wikimedia Commons

Entrance to the remains of the Byzantine citadel at Berat, in modern Albania, with a thirteenth-century church guarding rather older fortifications. Image by Jason Rogers – originally posted to Flickr as Berat, licensed under CC BY 2.0, via Wikimedia Commons

1710. Rethinking the Medieval Frontier, III: Frankish Frontiers, Internal and External

Then, after lunch, fell the slot that nobody wants, in which nonetheless I had three brave speakers and, actually, more audience than I’d feared, because several of the earlier speakers and some of the audience stayed to hear more. I guess we were doing something right! And the beneficiaries of this were these:

  • Arkady Hodge, “The Idea of Aquitaine in the Early Middle Ages”
  • This was a longue durée study of an edge-space for a great many polities, running from the Phoenicians up to the Carolingians, and arguing that while there was quite possibly some consistent core identity here its edges were defined differently by each successive over-power that ruled it, and that its position on the edges of those powers let it alone to remain unchanged in ways that other more central provinces couldn’t. As is often the case with Arkady’s work, it drew on such a broad frame of reference that I wanted to check half a dozen things I’d never heard about before, but it certainly made comparison easier because of that breadth.

  • Jakub Kabala, “Rewriting the Border in Carolingian and Ottonian Historiography”
  • Kuba, our furthest-flung international guest star this time, arguing that borders are mainly mental constructions upon space, decided to look at the same border, the one of the East Frankish kingdom with Slavic-speaking polities, through two sets of eyes, one that of the Carolingian recorder of the Royal Frankish Annals and the other that of Thietmar of Merseburg.7 The Annals also have the advantage of going through progressive rewrites as they were adopted as the cores of other texts, and Kuba saw the border becoming clearer in each rewrite, a linear division in development. For the Ottonian writers, however, the border is indefinite, with even Germany only coalescing an edge when barbarians throw themselves against it. He thought that this might be because by then Poland, being on the way to Christianization, represented the outer edge in a way that the Carolingians hadn’t had available, but I thought it might be seen as an attempt to claim an open frontier, into which the Ottonians still hoped to expand as the Carolingians increasingly hadn’t.8

  • Niall Ó Súillheabáin, “Building Power on Feudal Frontiers: the Case of Landric of Nevers”
  • Lastly, after these two wide-ranging studies, we ended with a micro-study of an internal frontier, with the Nivernais sitting on the edges of both Burgundy, by the 980s more or less separate from the developing France, and of its old master kingdom in the west, but having also been held in subordination to Aquitaine against both in the recent past. Niall took us through the history of the area’s rulers and their contested loyalties until in the 990s our boy Landric became the first count of actual Nevers, a sort of independence with his own following of locals and a station of enough respect to broker deals between outsiders who thus accepted him as their equal. Nevers managed to become such a space because it could successfully be converted into a buffer everyone around it needed more than they needed the conflict that controlling it would have meant.

The final formal discussion, naturally, spent a while considering whether internal and external frontiers worked the same way, which our sources also seem to be unsure about, but for me mainly emphasised how our sources will tend, naturally enough, to redefine how a border worked according to their particular needs. That is only as much as to say that a critical approach to our texts is needed, and at the end of this session we were well equipped to provide that for each other. Thereafter the session decamped to the bar, where I think the informal discussion was even better. If Catalonia ever starts making whisky it will be because of us, take note…

Futbol Club de Barcelona Scotch Whisky

Still made in Scotland, sorry, doesn’t count

So that was 2016, that was the second year of these sessions and by the end of it we’d had 15 papers on such issues, all quite good. The previous time I attempted anything like that there was a book of the papers out within two years of us finishing; you might ask what’s going on this time. Well, I have had some money for the project, but what I ain’t had is time, and I have also repeatedly had to put work on this aside for higher-profile publications. It is still my intent to get one or two volumes of essays out of Rethinking the Medieval Frontier, not least because some of the people on these panels both deserve and need the exposure, but I’ll have to get external money before that can happen. The rub is that to get that money I’d ideally have some results to show from the project so far… and there, the Catch-22 of modern academia. But, as future posts will occasionally note, the absence of results or even a decent research plan doesn’t preclude people getting quite large grants, so that will have to be the hope for now. Even if I don’t manage to get things up to date here, the project blog on the Leeds website will reflect it quickly when there is any such news to report, and there is more that has already happened that needs reporting here, but as with All That Glitters, something will have to change before I can do with these projects what should be done, i. e. publish them. I continue to work towards that change…

1. That being Jesús Lorenzo Jiménez, author of La dawla de los Banū Qasī: origen, auge y caída de una dinastía muladí en la frontera superior de al-Andalus, Estudios Árabes e Islámicos: Monografías 17 (Madrid 2010).

2. I. Ollich-Castanyer, A. Pratdesaba, M. de Rocafiguera, M. Ocaña, O. Amblàs, M. À. Pujol & D. Serrat, “The Experimental Building of a Wooden Watchtower in the Carolingian Southern Frontier”,, 25th February 2018, online here; for more on the site and area in English see now Imma Ollich-Castanyer, Montserrat Rocafiguera-Espona and Maria Ocaña-Subirana, “The Southern Carolingian Frontier in Marca Hispanica along the River Ter: Roda Civitas and the Archaeological Site of l’Esquerda (Catalonia)” in Neil Christie and Hajnalka Herold (edd.), Fortified Settlements in Early Medieval Europe: defended communities of the 8th-10th centuries (Oxford 2016), pp. 205–217.

3. I’m thinking here especially, as so often, of Edward Luttwak, The Grand Strategy of the Roman Empire, from the first century A.D. to the third 40th Anniversary edn. (Baltimore MD 2016), opposed by Charles R. Whittaker, Frontiers of the Roman Empire: a social and economic study (Baltimore MD 1994). As you can tell from that, sadly, Luttwak’s work has shown better holding power…

4. This seems more or less to begin with David Whitehouse and Andrew Williamson, “Sasanian Maritime Trade” in Iran Vol. 11 (London 1973), pp. 29–49.

5. The primary source here is Procopius, printed in Procopius, History of the Wars, Books I and II, transl. H. B. Dewing, Loeb Classical Library 61 (London 1914), online here, II.XV.

6. For modern cases, see for example Sahana Ghosh, “Cross-Border Activities in Everyday Life: the Bengal borderland” in Contemporary South Asia Vol. 19 (Abingdon 2011), pp. 49–60, or Margaret E. Dorsey and Miguel Diaz-Barraga, “Beyond Surveillance and Moonscapes: An Alternative Imaginary of the U.S.–Mexico Border Wall” in Visual Anthropology Review Vol. 26 (New York City NY 2010), pp. 128–135.

7. Translations in Bernhard Walter Scholz and Barbara Rogers (edd. & transl.), Carolingian Chronicles: Royal Frankish Annals and Nithard’s Histories, Ann Arbor Paperback 186 (Ann Arbor MI 1972), online here, and Thietmar of Merseburg, Ottonian Germany: the chronicon of Thietmar of Merseburg, transl. David Warner (Manchester 2001).

8. On such language the best recent thing seems to me to be Juan Carlos Arriaga-Rodríguez, “Tres tesis del concepto frontera en la historiografía” in Gerardo Gurza Lavalle (ed.), Tres miradas a la historia contemporánea (San Juan Mixcoac 2013), pp. 9–47.

Chronicle V: July-September 2016

Hilary Benn MP addressing pickets at the University of Leeds, 2nd December 2019

Hilary Benn MP addressing pickets at the University of Leeds this morning

Some negotiations are afoot, but the strikes continue, and so I am free to write you more blog. Let’s, as I promised yesterday, look back now to happier times, to wit the summer of 2016, for my next Chronicle post. Admittedly, despite the recent rush, the last one of those three-month slices was a bit more than three months ago, but hopefully this one, covering as it mainly does the summer vacation, will catch things up a bit. So, what did this UK academic do with his summer before he was all unionized and on strike?


Well, you’d think teaching stopped over the summer, and of course it mostly does in as much as the undergraduates go home for a bit, but in actual fact as I look through the old diary it is obvious how one never quite gets clear. I got through July with only one Ph. D. supervision, for the visiting Chinese student I’ve mentioned, and in August I saw him again, for the last time, plus one of my postgraduate mentees, but I also spent an hour and a half in an empty classroom recording a canned lecture for our first-year medieval survey module I was taking over, so I was obviously also doing teaching planning. Then in September, as well as a meeting with a different postgraduate mentee, I did a taster lecture for prospective undergraduates, had various meetings to coordinate the upcoming year’s teaching and then in the last week of September of course normal undergraduate teaching began again, with me running three modules, including that whole-cohort survey and my all-new two-semester Special Subject, which had needed an immense amount of translation doing for it, and on the last day of that week I also had to do a transfer interview for one of our doctoral candidates. All of this, course, needed preparation previously. So, given that, I’m not sure I actually took that much time off from teaching in the summer. I certainly did have some actual time off, and I will show you photographs from it as well, but there was no point when teaching was all finished and could be put away. One of my lessons from that summer was that I needed to construct one of those, and I’ve been trying and failing ever since…

Other Efforts

Well, actually quite a lot of this time was spent house-hunting, for reasons I won’t go into, but I was also now starting that coin cataloguing project with an undergraduate that I’ve mentioned here before, which also meant a meeting every few weeks, and also some larger coordination with Special Collections about the further development of work on the coin collection, which at this point I was still also slowly inventorying for an afternoon a week when I could. So coins were definitely a feature of these three months. By September I was also undergoing training, because one of the things in the year ahead of me was my eventually-successful application for Fellowship of the Higher Education Academy, not a simple process at first. But here things were fairly light, which is how it should probably be during an academic summer.

Other People’s Research

Obviously, summer also means no seminars, but on the other hand, also obviously to those of us in the circuit, July also opens with Leeds’s own International Medieval Congress, so I definitely saw some other people talk. It was also my first one as staff, and I suppose that even after three years’ delay that may still make it worth blogging separately. That was actually my only conference that summer, however, so even here things were lighter than they might have been.

My Own Research

All the which, therefore, would lead you to suppose that I must mostly have been doing research. And sure, while the look of my diary is mainly house-hunting and (believe it or not) a holiday, there are also a lot of blanks which must have been so filled. I was presenting at the IMC in my Rethinking the Medieval Frontier strand, but of course that was (almost) done by the time July started. I must have been reading for ‘Outgrowing the Dark Ages’, because I had drafts of it done in June and October that this time must have made the difference between, and I also turned round a new version of my old piece ‘A Likely Story’, then as now still on its way to publication. Closer examination however reveals that what I was probably doing most of was trying to work out how many of Borrell II‘s relatives I could track down. (The answer, should you be interested, was 66 whom he could actually have met, not including relatives by marriage, whom I probably should have included, but, well, if the book ever emerges you’ll see there were reasons not to bother.) This involved getting deep into the early work of Martin Aurell, whom you may just know proposed long ago that the ninth- and early-tenth-century comital family of Catalonia was seriously and incestuously interbred.1 Let us suffice here to say that on closer examination of the sources I disagree, and that as long-term readers may remember there were just a lot of women called Adelaide in that area at that time, some of whom are not in fact the same as each other. By the end of the summer I was sure that this now needed to be a separate article, but I was not yet in a position to extract it, and I have to admit, have got little closer since then (though I did at least finish Aurell’s book, some two years later). So that was apparently where the rest of the summer went. Looking at that, I shouldn’t feel bad, really; I redrafted one piece for publication and did some serious work on an article and a book, which ought to be good enough for three months. Nonetheless, my life would have been easier in the following year if it had been more.

Whitby harbour and Whitby Abbey seen from the North Yorkshire Moors Railway service into the town

Whitby harbour and Whitby Abbey seen from the North Yorkshire Moor Railway service into the town, and about as close as I got to anything medieval on this trip, but sometimes that’s OK

What does this all tell us, then? Firstly, I guess, looking back, I was tired and fraught, but that was largely the stress of having to move house again, and my partner bore most of that weight. Even that was not all bad – I got a much better sense of West Yorkshire from going looking at many places – but also, I suspect I was still probably working full days most of these weeks, at least those where I was not actually on leave (and then sometimes in North Yorkshire, as above). I just don’t seem to have finished the summer with that much to show for it, and I think that has to be down to the lack of actual downtime and the need to have new teaching ready for the coming year. In fact, I wasn’t really ready, but I didn’t know that then.

1. Specifically, Martí Aurell i Cardona, “Jalons pour une enquête sur les stratégies matrimoniales des Comtes Catalans” in Frederic Udina i Martorell (ed.), Symposium Internacional sobre els orígens de Catalunya (segles VIII-XI) (Barcelona 1991-1992), 2 vols, I pp. 281–364, online here; Martin Aurell, Les noces du comte : mariage et pouvoir en Catalogne (785-1213), Histoire ancienne et médiévale 32 (Paris 1995); and idem, “Pouvoir et parenté des comtes de la Marche Hispanique (801-911)” in Régine Le Jan (ed.), La royauté et les élites dans l’Europe carolingienne (début IXe siècle aux environs de 920) (Villeneuve de l’Ascq 1998), pp. 467–480.

Links of hopefully-still relevant interest

Way back when I was a more diligent blogger and used to read other people’s stuff too, I used occasionally to gather up possible links of interest, most obviously for the rotating festival of such links that was Carnivalesque, which I now find is defunct; I guess a lot of us have suffered as I have with shortage of time, but I also suppose that such news goes round by Twitter now. Well, I am not a Twitteratus and will not be, so every now and then I still stash links in case someone reading would be interested, and in my massive backlog I now reach one such stash of material. Of course, these are all years old now, but as fellow blogger Saesferd (used to?) put it, “it’s mostly old news” in the first place, and maybe not all of it was on your radars when it was new… I’ll attempt some headings.

Discoveries in the West

Billon coins from the Cluny hoard

Billoin coins from the Cluny hoard, described below

Viking sword fragments from an Estonian hoard

Fragments from the Estonian hoard

Discoveries beyond the West

I owe notice of all these to Georgia Michael, to whom many thanks; this section is all her work, really.

A small hoard of Byzantine coins discovered down a well in Israel

Possibly actual dicovery photo, but either way, the small Byzantine hoard described below

Lastly, things people have put on the Internet

Photograph of medieval buildings in Mardin, Syria, from Dick Osseman's collection

Photograph of medieval buildings in Mardin, Syria, from Dick Osseman’s collection linked below

With several of the blog’s themes thus covered, I leave it for the weekend, hoping that some of you at least hadn’t already heard at least some of this… I think I am now through all the content I promised out of the last Chronicle post, so the next post, tomorrow unless strikes end very sharply indeed, will be the next one of those, covering July to September 2016. See you then maybe!