Category Archives: Catalonia

The Carolingian Frontier II: groups and identities on all the edges

Putting coins aside for at least one post, I return to the way I spent roughly this time last year, i.  at conferences and in particular at The Carolingian Frontier and its Neighbours, which I started writing about a couple of posts ago. Resuming our tale on the 5th July, had you been in the JCR TV Room of Sidney Sussex College in Cambridge at 9 o’clock in the morning you would have found none other than me, leading off a session with a paper called “‘Completely Detached from the Kingdom of the Franks’? Political Identity in Catalonia in the Very Late Carolingian Era”. As you might expect, I don’t have notes on this,but I can give you the abstract and you can always ask for more.

The very last years of Carolingian rule in the West have been seen as decisive for the separation of the area that is now Catalonia from the larger West Frankish kingdom whence it had its origins as a political entity: between the sack of Barcelona 985 and the succession of King Hugh Capet in 987, the counties of the future Catalonia are held to have come to a collective realisation that they stood alone against the times in which they found themselves. Such a date is very late for the allegiance of any Carolingian periphery to the core, however: of what could such loyalties really consist? This paper explores the various forms of evidence that can be brought to bear on this question and concludes firstly that loyalty was strong enough that it could be exploited politically by counts and kings and their followers, but that its strength was too limited to assist in real crisis, and secondly that it was those crises, in 957 and in 985, that therefore broke the last ties to the Carolingians in Catalonia.

I have yet to work out what to do with this paper, which is more or less the latest instalment of some thoughts I’ve been having since midway through my doctorate, but I’m pretty sure it fitted the conference and hope it set things up well. But from there it was to Central Europe, Brittany, Burgundy and some other fiddly bits that might be either France or Germany depending on when you look, and back to Central Europe again. If I was an outlier, so was everyone! Writing this up, I realise that the crucial issues that joined us all up, for me, were one about group identity, how it was created and why it failed, and what the rôle of the frontier was in that. So if those interest you, read on! The papers broke down like this… Continue reading

Unexpected female scribe perhaps too unexpected

[I wrote the first draft of this post in August 2014, pretty much all in one go, and queued it. This is even more ridiculous than usual, as since then I’ve actually been to the relevant archive and answered the question it poses. But it’s still a good question, I still wrote the post and I feel very strongly about queues, so I’m putting it up anyway, and you’ll just have to wait for the answer…]

After months, nay years, I have finally found the time to finish Michel Zimmermann’s immense two-volume book Écrire et lire en Catalogne. There are 28 appendices – 28! – and the very last of them is a set of commented plates that include some really interesting documents. And one of them, sitting starkly against one of the things I have most often observed about this complex book, is this one:

Arxiu Capitular de Vic, calaix 6, núm. 973b

Arxiu Capitular de Vic, calaix 6, núm. 973b, as presented in Michel Zimmermann, Écrire et lire en Catalogne (IXe-XIIIe siècles), Bibliothèque de la Casa de Velázquez 23 (Madrid 2003), 2 vols, II p. 1250, fig. 4.

Now this dates from 1044, which is later than I usually run. So, although it is from Vic, my favourite archive, I’ve never seen the real thing. I really want to now, though, and it must go on the list. What Zimmermann thinks is important about it is the scribe, whose name was Alba, which is of course feminine in any Romance language you’d like to name.1 She was, therefore, a female scribe, and by the look of the charter, perfectly regular despite its unpleasant state of preservation, she knew what she was doing. (Some of the look of it must just be the photography, in any case. I have another picture of the same charter that isn’t half as bad, though black and white, so I guess that this one has been treated for increased visibility; I’ve applied nothing more than a bit of extra contrast myself.2) We only have the one document signed by Alba, but that may just be because she wrote for laypeople, although it could instead be that she was one of the literate women the sources occasionally show us, whom Zimmermann almost always prefers to deny, and got called in to write where others could not. It’s a neat and perfectly normal if quite thick charter hand, though, so I doubt that.

A second Riuprimer charter of 1044

Witness this very similar-looking document by the scribe Arnau in the same place a couple of months earlier, it being Ramon Ordeig i Mata (ed.), Diplomatari de la Catedral de Vic (segle XI) (Vic 2000-2010), 6 fascicles, doc. no. 1026 and lámina 95.

All the same, it bothers me. Look at the left margin of the first document and you will quickly see that this is an example of something I have seen before at Vic, where two documents are written transverse on the same long strip of parchment.3 In the other case I have, the same scribe wrote both, which helps to explain why the same parchment was available to two different sets of transactors (and raises serious but unanswerable questions about archiving—were these people storing their documents with the scribes that made them, like later Italian notaries?4) And it looks, from what very little we can see of the script of the left-hand document, as if it’s the same hand here as well. But Zimmermann, and perhaps more significantly given that author’s tendency to push women out of his account, the index of scribes in the Vic edition of their eleventh-century charters both maintain that Alba wrote only one known document, so I’m willing to bet there’s another scribal signature on the left-hand one. Obviously I need to see it to be sure, but if so, as Mark Knopfler once sang, “Two men say they’re Jesus, one of ’em must be wrong”: either one of the scribal attributions is fictive, or there’s some really similar handwriting around Riuprimer in the 1040s.5 I can’t say any more without seeing it, but which would you guess?

Arxiu Capitular de Vic, calaix 6, nos 242 & 243

Arxiu Capitular de Vic, calaix 6, nos 242 & 243 in happy union, click through for (slightly) bigger

Also worth thinking about: if one of the names is fictive, why? When this happened at Sant Joan de Ripoll (that is, when a scribe can be seen to have written a document that has someone else’s name at the bottom) it’s because the person whose name goes at the bottom was the abbey’s apparent chief scribe.6 But that doesn’t really work when they’re both on the same parchment, and whether we see here a woman asserting her right to have writing that she had done and never mind the lazy notary (perhaps her father? I’m not sure if an unmarried woman would sign as femina, I’ve never quite figured out what that appelation means when it’s used), or rather a notary with a narky female client who wanted it noted that she could have written the document even if she hadn’t, we also need to explain the fact that this was not apparently rendered daft bu the other scribe’s signature. OK, if there is one. I think I have now hypothesized as far as my lack of evidence can take me…

The final version of this post was brought to you with the aid of Krankschaft, III, which is excellent.

1. Michel Zimmermann, Écrire et lire en Catalogne (IXe-XIIIe siècles), Bibliothèque de la Casa de Velázquez 23 (Madrid 2003), 2 vols, II p. 1250, fig. 4.

2. Ramon Ordeig i Mata (ed.), Diplomatari de la Catedral de Vic (segle XI) (Vic 2000-2010), 6 fascicles, doc. 1031 and lám. 96.

3. Arxiu Capitular de Vic, cal. 6 nums 242 & 243, printed most recently in Ramon Ordeig i Mata (ed.), Catalunya Carolíngia IV: els comtats d’Osona i Manresa, Memòries de la Secció Històrico-Arqueològica LIII (Barcelona 1999), 3 vols, doc. nos 1718 & 1719.

4. See Reinhard Härtel, Notarielle und kirchliche Urkunden im frühen und hohen Mittelalter (Wien 2011), pp. 163-171.

5. Dire Straits, “Industrial Disease” on Love over Gold (Vertigo 1982).

6. Jonathan Jarrett, Rulers and Ruled in Frontier Catalonia 880-1010: pathways of power (Woodbridge 2010), pp. 29-30; Federico Udina Martorell, El Archivo Condal de Barcelona en los siglos IX-X: estudio crítico de sus fondos, Textos 18/Publicaciones de le Sección de Barcelona 15 (Madrid 1951), p. 205.

The Carolingian Frontier I: points south

Last July was a rather busy conference season, possibly even busier than this one is, and the first one of it was that one I plugged here long ago (obviously), The Carolingian Frontier and its Neighbours, which was held at Sidney Sussex College in Cambridge from the 4th to the 6th of July. This was organised principally (maybe entirely?) by three postgraduates, and given this—in fact, even not given it— it was a success of a great order as far as I was concerned. I guess that they had some help in securing some really big-hitting speakers but there were also plenty of new voices, not just from Cambridge, as well as, you know, me, wherever I fit onto that continuum. Aside from one failure of the college staff to realise that during a paper was not when to set up the refreshments noisily in the same room, I don’t recall anything going wrong and lots went right, including some of the most avid dicussion I remember at any conference. So, firstly, my congratulations to the organisers, and now I’ll move onto what people were actually saying!

Cover of the programme of the conference "The Carolingian Frontier and its Neighbours", 4th-6th July 2014, Cambridge

Cover of the conference programme

The conference ran from Friday afternoon to Sunday morning (which just about allowed people time to move on to the Leeds International Medieval Congress; we went direct from one to the other with one of the organisers in the back of the car…), with Saturday the only full day. The Friday thus had a sort of micro-unity, which was enhanced by the fact that all four papers were on the Mediterranean edges of the Frankish empire. We arrived late, for reasons I no longer recall, however, so I didn’t get all of the first one, a pity as it provoked a great many questions. What I can report broke down like this.

  1. Lorenzo Bondioli, “A Carolingian frontier? Louis II, Basil I and the Muslims of Bari”.
  2. What I got here was focused on the southern Italian city of Bari, which fell to Muslim forces in 841 and then became a distant target of the campaigns of Emperor Louis II, great-grandson of Charlemagne, for whom beating up on Muslims made an excellent way of justifying pushing the Christian cities between him and the Muslims into his control. There were also Byzantine claims to the area, but both empires could derive importance from squashing the same Muslims so there was a short-lived cooperation in 869, which broke down acrimoniously. Eventually Louis captured Bari with Slav aid instead, in 871.1 He then died in 875, however, leaving it more or less ready for the Byzantines to move in as protection. Signor Bondioli was arguing, I think, that the anti-Muslim campaigning was initially a cover for more local ambitions but became the basic requirement of an imperial claim to power in the area, which both sides could benefit from even as they were beholden to it.

  3. José Miguel Rosselló Esteve & Isabel Busquets Porcel, “The Balearic Islands and the Carolingian Empire: an unknown relationship”
  4. As the title implies, this was a paper with less evidence to put to work. It used to be thought that Byzantine control in the Balearic islands ended in the mid-eighth century, and that the Muslims then took over rather later, but we now have reason to believe (seals, mainly) that an observable flight of settlement from the coast to hilltop fortifications was actually done under the auspices of imperial authority. By 799, however, Christians there were soliciting aid against the Muslims from Charlemagne and Carolingian naval forces began to get involved very soon afterwards. What we don’t as yet have is anything archæological to indicate Carolingian presence on the island, rather than control from outside, the islands’ once-three bishoprics all being replaced by mainland Girona for example. (There is a bigger problem here about identifying a Carolingian archæological signature at all, something I have seen elsewhere in Catalonia.) This fits with the ease that the Muslims retook the islands in 849. It seems rather as if this was a place that wanted to be Carolingian but got nothing from the concession, so, did it count as frontier or not? Come to that, did Bari?

This was but one of many themes that came up in the very busy discussion after this session. Oddly, the answers diverged somewhat: the actual urban centre, Bari, had its Muslim presence reduced by Signor Bondiolo’s comments to a sporadic or vestigial mercenary force, making it essentially just a town with a purely local context except when larger polities gave it more, whereas Drs Rosselló and Busquets were anxious to stress the less populous Balearics’ involvement in their wider political world and the articulation of the fortified environment by such powers, even though they were doing this based on only one of the castles on the islands, because it’s the only one (of three on Mallorca itself) that’s been dug. I don’t have a clear record of which one this was, but I think it must have been the Castell del Rei at Pollença, which as far as I can discover is not the one that produced the seals, which came up at Santueri. You can probably argue that if any fort is producing Byzantine seals so far out it bespeaks a wider involvement, but one could still wish for more evidence; the site could have just been coordinating or gathering revenue via the one local official who still wrote to Constantinople, for example.2 We can see more Byzantine involvement in the Balearics in the archæology and more Carolingian in the texts, and I suppose it’s partly a choice of which to emphasise, but in Bari the same arguments from silence led to very different places. As ever, one model won’t do for such variant areas but it does make one wonder what models people start with when they look at them.

The Castell del Rei at Pollença, Mallorca

The Castell del Rei, a serious enough looking refuge! By Grugerio (Own work) [CC0], via Wikimedia Commons.

Once the moderators had managed to quell things enough to get some tea down us and we had managed to get some air and were all back in the conference room, we got another suitably border-crossing pairing.

  1. Eduardo Manzano Moreno, “The Carolingians and al-Andalus: an overview”
  2. This was nothing so superficial as an overview but in fact a very trenchant analysis, and my notes on it are full of marginal asterisks of emphasis. Professor Manzano pointed out that the area between the Frankish empire and Muslim Spain was articulated by cities, with local rulers who were at first emplaced or suppressed by a centralising Muslim government whose tax systems and garrisons are evident (he argued) through coins and seals, and which the Carolingians just attacked, without further plans, until the Andalusi government collapsed into civil war in the 740s, when Mayor-then-King Pepin III started to get the idea of actual takeover and to incentivise the local élites to come over to his side. Thereafter the contest was for the loyalty of the city lords, and what happened there is that what had been an incomer Muslim élite was displaced by Islamicised locals using either one of the big states on their borders as a hand up into power. Except in the relatively small area of what is now Catalonia that was held by the Carolingians after 830, the resulting power interests were then able more or less to ignore those powers for a long time thereafter.3 This all made a lot of sense to me, and it would probably work in other areas too.

  3. Sam Ottewille-Soulsby, “‘The Path of Loyalty': Charlemagne and his Muslim allies in Spain”
  4. Sam, one of the organisers, thus had the unenviable task of following one of the masters of the field, but he did so capably by focusing down onto a few particular cases of the kind of interaction Professor Manzano had been discussing, in which lords of cities like Huesca, Pamplona, Barcelona and so on moved between Córdoba and wherever Charlemagne was holding court as each grew more or less able to exert influence in the area, usually gravitating to the stronger but backing away as soon as that meant concessions. In 799, particularly, never mind the famous 778 campaign, Charlemagne had the alliance of the King of Asturias, Barcelona notionally under his lordship, Huesca sending him its keys, Pamplona having freshly thrown out its Muslim governor and a claimant to the Andalusi Emirate hanging round his court… and when Carolingian forces turned up at Pamplona they couldn’t take it and the whole position fell apart. As my notes suggest I thought then too, this is that idea I had long ago of Königsfern; for many a lord in a quasi-independent position, kings and the like are useful resorts but you want them to stay at a distance! This is how the kind of status that Professor Manzano had been drawing out was maintained under pressure, and it is in a way understandable why the two superpowers severally resorted to force to remove such unreliable allies and replace them with still more local ones who actually needed their help to get into power. But we only have to look at the Banū Qāsī to see how that could turn out…

The Catedral de Santa Maria la Real de Pamplona

The Catedral de Santa Maria la Real de Pamplona, not Carolingian-period itself but in a location that would almost certainly have been in use when Charlemagne arrived, and that’s as close as we’re going to get I fear! Image licensed from the Centro Vasco de Arquitectura under Creative Commons.

Questions here were also busy. I asked about the language of such deal-making; of course we don’t know, but I think it is worth asking whether these Arabicized élites spoke a language that Charlemagne’s court could understand, because I think it helps determine whether they seem like the Other or not. Rebecca Darley raised scepticims about the conclusions Professor Manzano was drawing from the coin evidence, and once he’d explained himself I was sceptical too, I’m afraid; much rested on the non-existence of Visgothic copper coinage, which is a given in some parts of the scholarly literature even though it’s been disproved at least three times.4 The seals are still fun, though. And the last question, from someone I didn’t know, was perhaps the most important if again unanswerable. Sam had mentioned that the Carolingian sources refer to some people as custodes Hispanici limitis, ‘guards of the Spanish frontier’. What were they guarding? Lines of defence, points of entry, tax districts? We just don’t know how this government defined the places where they ran out, but by now this gathering seemed a pretty good one in which to start thinking about it!5

This post was again constructed with the aid of Kava Kava, Maui, which turns out to have been a good purchase.

1. I’m lifting the background detail so far from R. J. H. Jenkins (ed.), Constantine Porphyrogenitus, De Administrando Imperii: a Commentary (London 1962, repr. Washington DC 2012), pp. 101-106, because it’s what is to hand and I missed the bit where Dr Bondioli doubtless explained it all… I may therefore be slightly out of date.

2. Drs Rosselló and Busquets referenced the Taktika of Emperor Leo VI (now available as George T. Dennis (ed./transl.), The Taktika of Leo VI, Dumbarton Oaks Texts 12 (Washington DC 2010)) by way of explaining what Byzantine policy with regard to fortresses would have been, and OK, but what I’ve just described would fit perfectly well into Leo’s son’s De Administrando Imperii (available as Constantine Porpyhrogenitus, De Administrando Imperii, ed. Gyula Moravcsik & transl. Romilly J. H. Jenkins, 2nd edn. (London 1962, repr. Washington DC 1967 and as Dumbarton Oaks Texts 1 Washington DC 1993)), for all that that’s later, so I think this is also plausibly sourced.

3. All of this reminds that I still badly need to read Eduardo Manzano Moreno, Conquistadores, emires y califas: los Omeyas y la formación de al-Andalus (Barcelona 2006), as it’ll obviously be great.

4. In Xavier Barral i Altet, La circulation des monnaies suèves et visigothiques : contribution à l’histoire économique du royaume visigot, Beihefte der Francia 4 (München 1976); Philip Grierson & Mark Blackburn, Medieval European Coinage, with a catalogue of the coins in the Fitzwilliam Museum, Cambridge, volume 1: the Early Middle Ages (5th–10th centuries) (Cambridge 1986) and Miquel Crusafont i Sabater, Sistema monetario visigodo: cobre y oro (Barcelona 1994).

5. We actually have a much better idea of such matters for al-Andalus, largely thanks to Professor Manzano; see his La Frontera de al-Andalus en época de los Omeyas, Biblioteca de Historia 9 (Madrid 1991) and “Christian-Muslim Frontier in al-Andalus: idea and reality” in Dionisius Agius & Richard Hitchcock (edd.), Arab Influence upon Medieval Europe (Reading IL 1994), pp. 83-96.

Sometimes justice really was blind

I work on the Catalan tenth century not least because, while the amount of evidence I have to work with is huge, if I ever step across the line into the eleventh century there’s just so much more that I would never get through it all. Much less of the material from after 1000 is published, too, though that is now improving. For my Ph. D., however, I set a cut-off date at 1030, figuring that a generation’s space after 1000 would let most of the threads I wanted to follow find their ends, and this lets some fun things sneak in that a study of the tenth century only would miss.

Biblioteca Universitària de Barcelona, Pergamins, C (Sant Pere de Casserres) núm 20

Like this, for example, about which I wrote a long time ago. It is Biblioteca Universitària de Barcelona, Pergamins, C (Sant Pere de Casserres) núm 20

I think this must be the only reason Josep María Salrach’s study of justice in Catalonia doesn’t mention what I had, when I drafted this, just found in the appendices of Michel Zimmermann’s Écrire et lire en Catalogne, of which I was then in the final pages.1 Zimmermann is interested in the early part of that book in people who get documents signed with clauses explaining why they couldn’t write themselves, and his Annexe IV is a long list of all the examples he’d found.2 Usually the reason given is illness, sometimes people stress that they can read even if they can’t write, and very rarely is it just ‘I can’t’, though despite all of this most signatures, in all documents, are done by the scribe, and it’s almost only ecclesiastics who sign for themselves. There’s an odd case, however, a judge named Guillem who, in Zimmermann’s list, always has his signature done with the same clause:3

“Ego Guillermus judex qui huius edictionis tactu necessitate oculorum signoque impressionis corroboro.”

This is quite tricky to translate, not least because it’s possible that where he used ‘necessitas’ he meant or was riffing on ‘cecitas’, which would be ‘blindness’, much more common in these formulae. And it clearly is a formula here, it is repeated for him pretty much word-for-word over a 28-year period and all that changes is the spelling of his name (Willielmus in the first document), despite a myriad of different scribes, so he must have known this clause and dictated it to the scribes. It’s something like:

“I, the judge Guillem, corroborate, by reason of necessity of the eyes, by touching this edict and with a mark of impression.”

It’s not clear to me for this wording whether he was meant to be holding a pen or not, or just to have put his finger to where his signature had been written for him, but in the only one of these documents of which I have a picture, his is the last witness signature and while it is clearly in the scribal hand, as you’d expect, it is followed, as you can see below, by a cross, set crookedly to the line of writing.4 I’d like to think that’s his mark. He presumably would have remembered how it went even if he couldn’t see what he was doing any more, and I do wonder if the odd word choice should be taken to imply that he didn’t think he was blind as such, just, I don’t know, long-sighted or something. He certainly didn’t let it stop him judging for another twenty years! And, as the post title implies, his would have been closer to blind justice than the area sometimes managed…

Partial facsimile of a 986 document from the Arxiu Capitular de Vic

Black-and-white facsimile of part of a charter of Guillem’s, his signature being the last line and a bit of the body text

1. J. M. Salrach, Justícia i poder en Catalunya abans de l’any mil, Referències 55 (Vic 2013); Michel Zimmermann, Érire et lire en Catalogne (siècles IX-XIII), Bibliothèque de la Casa de Velázquez 23 (Madrid 2003), 2 vols.

2. Ibid., I pp. 81-83 & II pp. 1107-1111.

3. There’s the question of whether he appears before his eye problem developed and signed for himself then, and there is a judge Guillem in Cebrià Baraut (ed.), ‘Els documents, dels anys 981-1010, de l’Arxiu Capitular de la Seu d’Urgell’ in Urgellia Vol. 3 (Montserrat 1980), pp. 7-166, doc. no. 252 & Antoni M. Udina i Abelló, La Successió testada a la Catalunya medieval, Textos i Documents 5 (Barcelona 1984), ap. 26, but of course to prove it’s the same guy, you’d need, well, his signature… And there is a judge Guillem working at this same time who could still write, so who knows really. The documents in which Zimmermann finds him professing inability so to do run from 986 to 1015, and were then printed as: Eduard Junyent i Subirà (ed.), Diplomatari de la Catedral de Vic (segles IX i X), ed. Ramon Ordeig i Mata (Vic 1980-1996), 5 fascicules, doc. no. 524; Petrus de Marca, Marca Hispanica sive Limes Hispanicus, hoc est geographica & historica descriptio cataloniæ, ruscinonis, & circumiacentium populorum, ed. Étienne Baluze (Paris 1688; repr. Barcelona 1972, 1989), ap. CLXXIII; Francesc Monsalvatje y Fossas (ed.), Colección Diplomática del Condado de Besalú, Noticias Históricas XI-XIII, XV & XIX (Olot 1901-1909), 5 vols, ap. DLXXIII; & Jaime Villaneuva, Viage Literario a las Iglesias de España tomo XIII: viage á Gerona (Madrid 1850) app. XX & XXII.

4. Miquel dels Sants Gros i Pujol, ‘Lámines’ in Junyent, Diplomatari, pp. 681-808, no. 108 (doc. no. 524).

The Carolingian (back-up) plan for world domination

It’s a long time now since I did my doctorate. Nonetheless, I recognise a huge debt in my work even now to that of my supervisor, Matthew Innes—I am prone to saying that Rosamond McKitterick gave me my study area, Matthew gave me questions to ask about it and Wendy Davies gave me the techniques to answer them (though Wendy never taught me as such), but actually Matthew gave me quite a few of the answers too—and when I come across more of his work it’s always good news. This happened again a few months ago, as I slowly worked my way through a chunky volume from Vienna on the early medieval state in which he features.1 In this chapter, he does nothing less than propose a general characteristic of Carolingian conquest, and I think it’s great and plausible but that it doesn’t work for Catalonia. From this follow some wider musings, as you may imagine.

Map of Frankish conquests under Pepin and Charlemagne

This post involves talking about Alemannia, and it’s really difficult to find a map that shows that. It’s more or less the little segment of this one marked "536" just above Italy.

Matthew starts his chapter with the tightest summary yet of his idea of how early medieval polities operated, one of the things that I have adopted wholeheartedly from him, that for distant rulers to get anything done in the regions they controlled they had to establish relationships with local agents who could do those things from a direct landed power-base, and make sure that they would do so by means of negotiation and incentives.2 Looking specifically at Alemannia, roughly modern far south-western Germany and part of the modern Switzerland, through the lens of Notker’s Gesta Karoli, a text that takes some careful reading to be used as a source for politics but one that Matthew knows very well, he argues that what Carolingian take-over looked like is a moment of weakness in a region’s autonomous government, a Carolingian intervention by force majeure involving expropriation on a substantial scale by the Carolingians’ initial agents, and then the development of a structure of government and judicial process dividing power between more people, including the locals, during which a lot of the property that was initially expropriated dribbles slowly back into local hands via gifts, court cases, benefices and so forth.3 In other word, it worked because they toppled local government, stole a lot of stuff and then offered people a way to get their stuff back that endorsed the Carolingian position at the top. As Jinty Nelson once memorably said, “They weren’t nice people, you know.”

Aerial view of the monastery of Sankt Gallen in its modern state

This is not really Sankt Gallen as Notker would have recognised it, but it’s still quite impressive. By Hansueli Krapf (Own work) [CC BY-SA 3.0], via Wikimedia Commons.

I find this very persuasive. It certainly seems to work for Alemannia (where Matthew is mostly following Michael Borgolte here), it probably works for Italy, I think also Bavaria and, in an extreme kind of way, probably also for Saxony, though it might be less property and more recognition as free people.4 It doesn’t, however, seem to me to work for Catalonia, which raises the question of why not.5 In the first place, a crucial difference: parts of what is now Catalonia first came under Carolingian government, as you may recall, because the men of Girona opted to side with the Franks in 785.6 Cerdanya and Urgell seem to have done something similar and were under Carolingian rule by 793, when a Muslim army came to punish them for it, and after that the extent of control was slowly pushed out by military means until 809, when the hope of further gains seems to have been dropped by King Louis the Pious of Aquitaine (as he then was).7 But the initial secession is represented by the Frankish sources as self-determined, and there’s little enough to make any case against that with.

Map of the Carolingian Marca Hispanica

Here’s another handy map, this one of the whole Marca Hispanica as the Carolingians established it. By Modifications author: Tonipares (Adapted and translated from [1]) [Copyrighted free use or Public domain], via Wikimedia Commons.

I have tried looking for such things, I should say, but I have pretty much failed. The ‘Goths’ here, like the ones of Narbonne, got to keep their own law; there are only two cases known to me where Frankish royal officials intervened in judicial process. For a while, at least, local counts remained in charge too, though quite possibly feathering their own nests from so doing. The administration does seem to have had a shake-up, but things like the writing of documents, for example, were still done by local standards afterwards. Even learned culture seems to have remained primarily Visigothic at first, though here I think there may be room for a different reading of the evidence.8 The Carolingians didn’t even impose the Roman rite over the Hispanic liturgy until probably much later. The two biggest changes were the abrogation of two of the area’s bishoprics, both probably inactive, and the establishment of those misunderstood semi-independent migrants, the Hispani, hither and yon with consequent complications for what was probably otherwise a mechanism for military service that would also have seemed like a severe change and which the counts were well-placed to exploit to their advantage.9 It seems as if an awful lot of the strong-arm measures required elsewhere were not necessary here. Why not?

A battle scene from the Biblia de Ripoll

A depiction of the armies of Israel from the tenth-century Bíblia de Ripoll. This is used much too often as an illustration of tenth-century warfare but I don’t have a better one so I shall be just as bad…

Well, the reprisal attack of 793 shows one good reason: those living in this area must have seen the need of protection in a fairly real way. Bavaria and Saxony’s far frontiers were largely within their capacity to manage, though Denmark might explain Saxony’s rapid assimilation in the same way as al-Andalus could here. Italy is a bit more complex, because its southern duchies remained a kind of barrier between the bit the Carolingians ruled and the notional enemy, and in any case that enemy could be any one of several. All the same, there was a job for government to do in Catalonia, and also there wasn’t much central control there anyway; while Barcelona and Girona themselves usually shared a Muslim ruling family as far as we can tell, those rulers’ position vis-à-vis cities further south and west was continually variable, and how far those centres’ power reached into the Pyrenees may legitimately be doubted.10

Roman walls at Saragossa

The walls that helped turn Charlemagne back… Roman walls at Saragossa. By own work (Own work) [GFDL, CC-BY-SA-3.0 or CC BY 2.5], via Wikimedia Commons.

But the other factor, which brings me perhaps closer again to Matthew’s argument, is that I think the Carolingians had tried the strategy he describes in the 770s and it had failed. The local agents would have been the al-‘Arabi family of Barcelona, but also no doubt some new Frankish brooms to keep them in order, and they would have ridden into local power on the back of the local leaders’ wish to separate from the Emirate; the establishment of Frankish defences would have meant a supporting allotment of land, and it could all have unrolled much as it had in Bavaria (taking that story from Duke Odilo, rather than just Tassilo), except of course that the local leaders changed their mind, formed ranks and had big old Roman cities to do this from.11 Result, Roncesvalles, more or less. So after that something else had to be done instead, and what they came up with was accommodation first, strong-arming second. But I think that Matthew might be right that the other way round had, till then, been the way that worked for the Carolingians.

1. M. Innes, “Property, Politics and the Problem of the Carolingian State” in Walter Pohl & Veronika Wieser (edd.), Der frühmittelalterliche Staat – europäische Perspektiven, Forschungen zur Geschichte des Mittelalters 16 (Wien 2009), pp. 299-313.

2. A formulation worked out in M. Innes, State and Society in the Early Middle Ages: the middle Rhine valley 400-1000, Cambridge Studies in Medieval Life and Thought 4th Series 47 (Cambridge 2000), followed by me in J. Jarrett, Rulers and Ruled in Frontier Catalonia, 880-1010: pathways of power (Woodbridge 2010), and now stated almost equally tightly in Jarrett, “Engaging Élites: Counts, Capital and Frontier Communities in the Ninth and Tenth Centuries, in Catalonia and Elsewhere” in Networks and Neighbours Vol. 2 (forthcoming), pp. 211-261, which is a pupil’s work in many ways.

3. M. Innes, “Memory, orality and literacy in an early medieval society” in Past and Present no. 158 (Oxford 1998), pp. 3-36, doi: 10.1093/past/158.1.3.

4. M. Borgolte, Geschichte der Grafschaften Alemanniens in fränkischer Zeit (Sigmaringen 1984); Elina Screen, “Lothar I in Italy, 834-40: Charters and Authority” in J. Jarrett & A. S. McKinley (edd.), Problems and Possibilities of Early Medieval Charters, International Medieval Research 19 (Turnhout 2013), pp. 231-252, doi: 10.1484/M.IMR-EB.1.101685; Stuart Airlie, “Narratives of Triumph and Rituals of Submission: Charlemagne’s mastery of Bavaria” in Transactions of the Royal Historical Society 6th Series Vol. 9 (Cambridge 1999), pp. 93-119, doi: 10.2307/3679394 and Warren C. Brown, Unjust Seizure: conflict, interest and authority in an early medieval society, Conjunctions of Religion and Power in the Medieval Past 2 (Ithaca 2001), for Bavaria; there isn’t really a good study for Saxony that I know of, perhaps because anyone who does it has to face up to the ugly fact that intermittent genocide actually worked out pretty well for Charlemagne for creating loyalty to his family…

5. It would probably work for Ramon Martí, given his “Conquistas y capitulaciones campesinas” in Jordi Camps (ed.), Cataluña en la época carolingia: arte y cultura antes del románico (siglos IX y X) (Barcelona 1999), pp. 59-63, transl. as “Peasant victories and defeats”, ibid. pp. 448-451, but as you may remember I can’t find it in me to agree there.

6. Chronicon Moissiacense, printed in Georg Heinrich Pertz (ed.)., Monumenta Germaniae Historica Scriptorum Tomus I (Hannover 1829), pp. 280-313, s. a. 785: “Eodem anno Gerundenses homines Gerundam civitatem Carlo regi tradiderunt.”

7. Josep María Salrach i Marés, El procés de formació nacional de Catalunya (segles VIII-IX), Llibres a l’Abast 136-137 (Barcelona 1978), 2 vols is still the best guide here.

8. I’m finishing this post away from my library, so this is harder to substantiate than I’d like, but… judicial intervention in Santiago Sobrequés i Vidal, Sebastià Riera i Viader & Manuel Rovira i Solà, (edd.) Catalunya Carolíngia V: els comtats de Girona, Besalú, Empúries i Peralada, ed. Ramon Ordeig i Mata, Memòries de la secció històrico-arqueològica 61 (Barcelona 2003), 2 vols, doc. no. 7 and there is another case in Pierre Ponsich (ed.), Catalunya Carolíngia VI: els comtats de Rosselló, Conflent, Vallespir i Fenollet, ed. Ordeig, Memòries LXX (Barcelona 2006) but I don’t have that reference handy, sorry; the counts and their origins are discussed in Salrach, Formació, I pp. 39-46; the changes in documentary practice are studied in Jonathan Jarrett, “Comparing the Earliest Documentary Culture in Carolingian Catalonia” in Jarrett & McKinley, Problems and Possibilities, pp. 89-126, doi: 10.1484/M.IMR-EB.1.101679; and on learned culture, see Michel Zimmermann, Écire et lire en Catalogne (IXe-XIIIe siècle), Bibliothèque de la Casa de Velázquez 23 (Madrid 2003), 2 vols, II pp. 619-831.

9. On the Church reorganisation see e. g. Manuel Riu i Riu, “La organización eclesiástica” in José María Jover Zamora (ed.), Historia de España Menéndez Pidal, tomo VII: la España cristiana de los siglos VIII al XI, volumen II. Los nucleos pirenaicos (718-1035): Navarra, Aragón, Cataluña, ed. Riu (Madrid 1999), pp. 613-648. On military service, wait for my article on the subject, but meanwhile compare Cullen J. Chandler, “Between court and counts: Carolingian Catalonia and the aprisio grant, 778-897″ in Early Medieval Europe Vol. 11 No. 1 (Oxford 2002) pp. 19-44, doi: 10.1111/1468-0254.00099 and Jonathan Jarrett, “Settling the Kings’ Lands: aprisio in Catalonia in perspective”, ibid. 18 (2010), pp. 320-342, doi: 10.1111/j.1471-8847.2010.00301.x.

10. Here again Ramón Martí would disagree: see his “Palaus o almúnies fiscals a Catalunya i al-Andalus” in Hélène Débax (ed.), Les sociétés méridionales à l’âge féodal (l’Espagne, Italie et sud de France Xe-XIIIe s.) : hommage à Pierre Bonnassie, Méridiennes 8 (Toulouse 1999), pp. 63-69, for an argument for a much more thoroughly-spread Muslim presence; cf. e. g. Eduardo Manzano Moreno, “Christian-Muslim Frontier in al-Andalus: idea and reality” in Dionisius Agius & Richard Hitchcock (edd.), Arab Influence upon Medieval Europe (Reading, IL. 1994), pp. 83-96.

11. For now the best resort here is the work of Philippe Sénac, for example his “Charlemagne et al-Andalus (768 – 814)” in idem (ed.), Aquitaine—Espagne (VIIIe – XIIIe siècle), Civilisation médiévale 12 (Poitiers 2001), pp. 1-18, but look for new thoughts from Samuel Ottewill-Soulsby, currently doing his doctorate at Cambridge.

Quick! To the palace!

Sometimes I have big learned-looking points I want to make on this blog, and then at other times I just want to jump and down and tell you about something fascinating I’ve found. This is one of those latter times, a document I encountered in the Catalunya Carolíngia most of whose details I never seem to have noticed before, even though it’s very unusual. It also supports the point I’ve felt towards before about the different ways of running the county of Barcelona that Count-Marquis Ramon Borrell thereof (992-1018) was already developing as he picked up bits of its rule during the lifetime of his father Borrell II (945-993), but mainly it’s one of those cases where the regular form of the documents is stretched to fit something quite unusual and one is left wondering what on earth they were trying to accomplish and how odd it was or wasn’t.

The Santuari del Mare de Déu d'Espona de Saderra

Espona de Saderra, probably not involved in today’s documentary excitement but as close as I can get copyright-free

We are in the year 996 here and the protagonist is one Gombau. He had come to a deal with a priest called Donadéu and was selling him some stuff.1 The transaction related to an estate in the Vall de Saderra, but the first complication is the nature of what they were actually transacting over, which is best set out in their own terms:

“By this scripture of my sale I sell to you in your and your heirs’ alod, that was your grandfather’s Asner’s and your father’s Galí’s, my selfsame census such as I have there that my lord Ramon, Count and Marquis, sold me, such census as you and your heirs were accustomed to answer for thence and it came to me by my purchase from my above-written lord…”

Census, in the terms of this period, is really any kind of rent or levy taken by a lord from the owner of a property over which he or she is lord, but here I think we are dealing with something that we could respectably call tax, a revenue belonging to the public official personified by the count, and it was for sale. Now, this is not quite new, you may be thinking if you really follow along here: didn’t we, after all, have a few complicated arrangements with two-way sales that effectively bestowed the tax revenue on the landholder? And yes, we did, but there are two differences here: firstly, here they were just straight out selling the revenue (for a ‘best charger’) and secondly the count had previously disposed of it, in a document we don’t have, to someone other than the landholders, which is how come Gombau had it to sell it on to them. The last time I looked at this I observed that, circa 990 at least, the counts of Barcelona could not or would not simply sell tax revenue, but had to come up with elaborate ways round it; a mere six years later we see that there was no longer such a problem with it, which means that it was probably very new.

So all of that is interesting to me, and teeters dangerously close to what we could carelessly call ‘feudalism’.2 But digging deeper we discover that actually it is even more like feudalism, because having sorted out the price Gombau made further specifications and they look very much like someone borrowing ideas:

On this account I thus hand into your power the aforesaid census for your own so that from this same day in future neither you nor any of your successors shall answer any more for any census thence to any count, nor to any vicar, nor to any man, unless your heirs so much to you. And let this above-written alod thus be free without any impediment and without any disturbance, but so much on account of the great attentiveness which I shall make to you and of the benevolence and honour and governance of the above-written alod I shall thus have patrocinium over you, I and one son of mine without any ill intent.

This is a very funny definition of ‘freedom’ that’s developing here, isn’t it? The priest Donadéu was already holding an alod, but while this has been understood as land free of lordship the difference between it not being free of lordship and a private person taking the tax revenue might be hard to spot.3 It was enough to be worth a good warhorse, apparently, but the ongoing cost was that Gombau, giving up that direct and quantifiable form of dominance, picked up a much vaguer but more subjecting one, the old Roman idea of patrocinium, a word I’ve seen in no other Catalan charter. Later documents like this, in so far as there are any like this, would just use the word dominatio, but we can see that they were here feeling out something for which they didn’t have words, because the bits that I’ve put into bold here are all coming from outside the sale formulae: the first bit is riffing off Carolingian royal immunities, by which public officials were excluded from a given territory, and the final clause is coming out of the vernacular, or at least would in later documents such as those we’ve seen here before be reflected in the vernacular, “sin engany” for what is here in Latin, “sine malo ingenio”.4 They didn’t have the formulae ready for what they were doing here, which is essentially a very early homage arrangement.

A homage ceremony illustrated in the Catalan Liber Feudorum Maior

Time therefore for the obligatory picture of an act of homage from the Liber Feudorum Maior, which for all that it was a twelfth-century compilation does contain documents from this far back. From Wikimedia Commons.

So what was going on here is at some level a delegation or even a privatisation of public authority, but at another level this is immensely personal. The last time I looked at these concessions, when they were still fiddly, I suggested that the claim to census might itself be fairly new, irregularly enforced and brought out mainly, as I then put it, as kind of “a protection racket, in which the counts picked somebody whose tax liability they were willing to enforce in order to bind them closer into the structure of personal obligations created by these kinds of deals.” By the 1050s, as we’ve seen, those kind of personal obligations were most of how power was being constructed in these areas, in a hierarchy much like the supposed feudal pyramid except far less tidy.5 Here, in 996, we see it already happening, but within the old structures of power that gave the scribe the words he used, words whose use suggests this was new.

What made this worth wording carefully, however, was presumably a lurking sense that in some way this was public revenue. I say this not just because of the repeated invocation of the count, but because of the detail that was actually the first one I noticed when I read this document during my Ph. D. (and clearly subsequently forgot), which is the signature clause by the scribe: he explains himself as he, “who wrote this sale in the See of Vic, and it was confirmed in Barcelona, in the selfsame palace of Count Ramon, in the street, by the order of the above-written Gombau”.

The erstwhile comital palace of Barcelona

The erstwhile comital palace of Barcelona, fourteenth-century as it stands but with one or two tenth- and eleventh-century bits in it… It’s in that courtyard, even though it wasn’t then there, that I imagine this scenario happening. “Plaça del Rei 2074102277” by Carquinyol from Badalona, Catalunya, upload by HerrickBarcelona – Plaça del Rei. Licensed under CC BY-SA 2.0 via Wikimedia Commons.

When I first saw this I was mainly interested in the palace, because it was then the earliest mention of it of which I knew (though as you have seen here there is one text that makes it clear that Borrell also had a palace, presumably the same one). But it’s weirder than just that, isn’t it? Gombau didn’t get this deal confirmed in the palace, but outside it, in the street, “in platea”. Neither did the count witness it, though a judge did and he only one of seven clerics who make up the witness list, including Gombau’s brother. Again, there is for me the sense here that there wasn’t a procedure for this, that this was not a common or perhaps entirely legitimate operation, and it needed a kind of public sanction that brought it to the centre of comital government, rather than the solemnity of Vic cathedral, but then didn’t actually involve that governor but a raft of clerics instead.

There are plenty of questions that arise: did all these sales of tax revenue involve the kind of recognition of patronage that Gombau here got made explicit, but which a count might not need to have because of already having it? Is the reason this arrangement was so undefined and fudged from bits precisely that everyone was clear that this was in some sense acting like the count, and therefore conscious that public power had a particular sphere still that private persons shouldn’t really have? Or is it instead more important that the count himself had disposed of these rights to Gombau in the first place (and that Borrell, evidently, had not)? Without being able to work out more of what was actually happening here (and why Vic cathedral wound up with the charter) I can’t answer these questions, but I ask them feverishly anyway, believe me I do.

1. The document survives in the original and is printed in Eduard Junyent i Subirà; (ed.), Diplomatari de la Catedral de Vic (segles IX-X), ed. Ramon Ordeig i Mata (Vic 1980-1996), 5 fascs, doc. no. 594, where I first met it without apparently reading it properly, and in Ordeig (ed.), Catalunya Carolíngia IV: els comtats d’Osona i Manresa, Memòries de la Secció històrico-arqueològica 53 (Barcelona 1999), 3 vols, doc. no. 1712, where I apparently still had to read it three times before noticcing all of the things mentioned here. Given that and the weight I place on words here it seems worth giving a text myself:
“In Dei nomine. Ego Gondebaldus vinditor sum tibi Donadeo presbitero, emptore. Per hanc scriptura vindicionis mee vindo tibi in ipsum tuum alode et de eredes, qui fuit de Asenario avio tuo et de Galindone patre tuo, ipsum meum censum qualem ibidem abeo que mihi vendidit senior meus Raimundus comes et marchio, talem censum qual tu et eres tui exinde solvere solebas et advenit mihi per mea empcione de suprascripto seniori meo, et est hec omnia in comitatu Ossona, in kastrum Torilione, in valle Sedero vel in eius termines. Qui afrontat hec omnia: de orientis in ipsa Guardia, et de meridie in ipso pugo ultra flumine Tecer que dicunt Cergoso, et de occiduo in ipso grado de Seder, et de circii in ipsa gugularia de Boscatello. Quantum in istas afrontaciones includunt sic vindo tibi suprascriptum censum ab integrum, qualem senior meus suprascriptus comes ibi abuit et mihi vendidit, totum vindo tibi ab integre propter tuum kavallum obtimum, quod tu mihi donasti in precio et mihi placuit et manibus meis recepii, et est manifestum. Propetera sic trado in tua potestate suprascriptum censum ad tuum proprium ut de isto die in antea neque tu neque ullus de succesoribus tuis iam amplius exinde nullum censum persolvatis ad nullum comitem, neque ad ullum vicarium, neque ad ullum ominem, nisi tantum eredes tuis ad te. Et sic fiat liber suprascriptus alodes sine ullo inpedimento et sine ulla inquietudine, set tantum propter magnam diligenciam quod ego faciam ad te et bonitatem et onorem et gubernacionem de suprascripto alode sic abeam super te patrocinium ego et unus filius meus sine malo ingenio. Quod si ego Gondebaldus qui recepit de te Donadeo presbitero suprascripto precio aut filius meus qui de te aut successores tuos de suprascripto censo aliquid inquietaverit, non hoc vale vindicare set componat tibi omnem suprascriptum alode in duplo cum sua melioracione, et in antea ista scriptura vindicione firma permaneat modo vel omnique tempore.
“Facta ista scriptura vindicione XVIII kalendas februarii, anno VIII regnante Ugo rege.
“Sig+num Gondebaldo, qui ista vindicione fecit et firmavi et firmare rogavi. Dacho sacer et iudex sub SSS. S+ Sentelle presbiter. S+ Holiba levita SSS. S+ Agigane sacer. Erigane sacer de Terraca. Sentelle presbiter de Barchonina. Oliba levita, frater Gondebaldo.
“Francus sacer, qui ista vindicione scripsit in sede Vico et fuit firma in Barchinona, in ipso palacio de Raimundo comite, in platea, per iussione de suprascripto Gondebaldo, et sub SSS. die et anno quod supra.”

The bold bits are autograph signatures.

2. At this point I cite Susan Renyolds, Fiefs and Vassals: the medieval evidence reinterpreted (Oxford 1994), and duly note that what we have here includes neither a fief nor a vassal and that probably I should find a better word, if only anyone would recognise by it what I meant any more readily.

3. See Gaspar Feliu, “La pagesia catalana abans de la feudalització” in Anuario de Estudios Medievales Vol. 26 (Barcelona 1994), pp. 19-41, for a powerful argument that alodial property was never free in the way that historians of the period have often imagined.

4. On these documents see of course Adam J. Kosto, Making Agreements in Medieval Catalonia: power, order and the written word, 1000-1200, Cambridge Studies in Medieval Life and Thought 4th Series 51 (Cambridge 2001).

5. Ibid. but also Pierre Bonnassie, “Les conventions féodales dans la Catalogne du XIe siècle” in Annales du Midi Vol. 80 (Toulouse 1968), pp. 529-550, repr. in Structures sociales de l’Aquitaine, du Languedoc et de l’Espagne au premier âge f&eacuute;odal : Colloque International de Toulouse, Mars 1968 (Paris 1969), pp. 187-219, transl. Jean Birrell as “Feudal Conventions in Eleventh-Century Catalonia” in Bonnassie, From Slavery to Feudalism in South-Western Europe, transl. J. Birrell (Cambridge 1991), pp. 170-194, for the case before, and Michel Zimmermann, “Aux origines de Catalogne féodale : les serments non datés du règne de Ramon Berenguer Ier” in Jaume Portella i Comas (ed.), La Formació i expansió del feudalisme català : actes del col·loqui organitzat pel Col·legi Universitari de Girona (8-11 de gener de 1985). Homenatge a Santiago Sobrequés i Vidal, Estudi General 5-6 (Girona 1986), pp. 109-151, with English summary p. 557, French online here, for important nuance.

Settling the sins of your father: when counts lost in court

Work pressure continues to damage my great resolve to reduce backlog here, but here is a thought I first had in June of this year when dealing with Josep María Salrach’s Justícia i poder (it was a very fruitful read for me), that perhaps addresses that question of why we sometimes see the counts of Barcelona of the tenth century lose court cases in documents that they then preserved, which we lately debated, and which has just come up again in the work I am just about managing to do.1

Cover of Josep María Salrach's Justícia i poder en Catalunya abans de l'any mil (Vic 2013)

Cover of Josep María Salrach’s Justícia i poder en Catalunya abans de l’any mil (Vic 2013)

You see, of late I have trying to get a decent detailed chronology of the reign of Count-Marquis Borrell II of Barcelona, Girona, Osona and Urgell (945/947-993) worked out. This is something you would think I had but apparently not quite enough; some interesting things are occurring to me just by realising that, oh, those two things happen sequentially, and so forth. But it has also reminded me of the details of two things that happened when he died: firstly, a number of people made bequests or donations for his soul, usually of lands or properties that they had originally got from him.2 Then, after a while, we start to hear about the opposite, people who lost land or property to him. The first of these is Bishop Sal·la of Urgell, in a curious case I discussed here long long ago, but after a few years more follow, indicating that Borrell was not always scrupulous about how he obtained property that he felt he needed. There are six of these cases all told, where despite land having been given somewhere it wound up back in the count’s hands.3 In three of these cases people had gone to law against Borrell for the properties and their right been admitted but somehow the counts never quite handed it back. Once Borrell was dead, these things could be pursued, although one of these cases comes up in 1021, so it took a long while all to work out.4 I feel this nuances Salrach’s point about the counts needing to lose some cases to make it clear to people that that could happen; losing might not cost them very much given that they were their own enforcement…

The ruins of the castle after which Castellfollit del Boix, location of the property Borrell had grabbed back, is named. By Elmoianes (Own work) [CC-BY-SA-3.0-es], via Wikimedia Commons.

The ruins of the castle after which Castellfollit del Boix, location of the property Borrell had grabbed back, is named. By Elmoianes (Own work) [CC-BY-SA-3.0-es], via Wikimedia Commons.

What interests me is the way that Borrell’s heirs handled these cases, however. This is quite different between his two sons, Ramon who succeeded him in Barcelona, Girona and Osona and Ermengol who did so in Urgell. Ramon Borrell is another of Salrach’s rulers who didn’t mind correcting himself, as we’ve seen, but he was also very happy to correct his father: we’ve seen before the case where Sant Benet de Bages took Ajó, widow of the judge Guifré, Vicar of la Néspola, to court for land that had been given to Sant Benet at its endowment (Sant Benet being a foundation of Ajó’s daddy, which also complicates things). Borrell had grabbed the land back and bestowed it upon Guifré by charter, and though Ajó had that charter Ramon Borrell’s court decided that Sant Benet’s title was better and awarded the land to the monastery.5 Last time I discussed this it was because that didn’t work, and a second hearing let her have it for life under rent to the monastery, but that hearing did not take place before a count.6 Ramon was happy to admit that his father had done wrong. Ermengol was also happy to do this but for a different reason: the two cases of this in his charters both involve fairly substantial payments by the unlucky defendant for their rights: in 1007, for example, Ermengol’s fidelis Sunyer gave him five denarii and a horse so that Ermengol would remit to him an alod in Solsona for part of which Sunyer had already taken Borrell to court and won, for all the good it apparently did him.7 Ermengol, who is also the best-documented recipient of a payment for simony I know, seems mainly to have offered justice at a price. Two years later, indeed, Ermengol made his will and there gave back to Santa Maria d’Urgell the villa of Tuixén which Borrell had bequeathed to the cathedral in his will, so the two brothers obviously learnt different things from their father’s examples…8

The village of Tuixén

The selfsame villa of Tuixént, as it is now spelt. By Jordi Picart (Own work) [CC-BY-SA-3.0 or GFDL], via Wikimedia Commons

What all this makes me think of is the efforts that Charlemagne’s son Louis the Pious, the second Holy Roman Emperor, made to demonstrate that his succession in 814 meant a change of régime: most of Charlemagbne’s courtiers were chased out, all Louis’s sisters put into nunneries and some of his male relatives tonsured too, and (we are told, though it was obviously not wholly true) all of Charlemagne’s charters called in and replaced. There was also a set of judicial enquiries set in train to clear up hanging cases like those we just looked at where justice had not in fact been done.9 One of the Catalan counts in fact did the charter replacement too, or so we are told, and again the survival makes this look unlikely but the fact that it was said is impressive.10 I guess that there was some important political capital to be made when a long-lived ruler died in reaching out to the people who had become his enemies and whom he had excluded from access to central power; by calling Daddy’s decisions into question you could tell those people that the situation was up for renegotiation and hope to bring them on board without necessarily having to go quite as far as did Louis in getting rid of the old guard.

Maquette in the abbey church of Corbie of the abbey church of Corbie (1810)

Mind you, there were worse places to wind up than where two of Louis’s cousins did, the abbey of Corbie, here delightfully represented by a maquette of the modern church as in 1810 inside the modern church as of this century. By Paulparis2010 (Own work) [CC-BY-SA-3.0 or GFDL], via Wikimedia Commons

This model is quite easy to find once you start looking, and I suspect it explains quite a few of Salrach’s cases where the counts let themselves be seen to lose; it was not they who lost, but the grip of their father. And if you think back to the Vallformosa case we discussed a few posts ago and have such trouble explaining, you’ll notice that the same thing is going on there: Borrell was pursuing rights that his father had claimed, exactly thirty years after his father had died when it cannot, legally, have had a chance of working out because of the legal limit on unpursued claims in the local law. Was the point to show that his father’s claims were not always just? I think, in this case, probably not, because Borrell had been willing to outright say as much when it must have counted a good deal more, just after his succession; but the tools he was using could be put to that purpose, and his sons were good learners.11 There is stuff I still have to work out here but I do think that dealing with succession to the successful, and perhaps still more to the unsuccessful (which is arguably more how Borrell was seen, after the sack of Barcelona in 98512) is part of what was going on with these cases of comital defeat.

1. J. M. Salrach, Justícia i poder en Catalunya abans de l’any mil, Referències 55 (Vic 2013), pp. 109-118.

2. For example, Argemir and Major giving land they had from him at Castelltallat to Sant Benet de Bages in 995 (Ramon Ordeig i Mata (ed.), Catalunya Carolíngia IV: els comtats d’Osona i Manresa, Memòries de la Secció històrico-arqueològica LIII (Barcelona 1999), 3 vols, doc. no. 1705, or no less than Count Bernat Tallaferro of Besalú and his wife Tota giving with the church of Santa Maria de Merlès, built on land he got from Borrell, to Santa Maria de Ripoll in 997 (Petrus de Marca, Marca Hispanica sive Limes Hispanicus, hoc est geographica & historica descriptio cataloniae, ruscinonis, & circumiacentium populorum, ed. Étienne Baluze (Paris 1688; repr. Barcelona 1972, 1989), ap. CXLV.

3. In order, Cebrià Baraut (ed.), “Els documents, dels anys 981-1010, de l’Arxiu Capitular de la Seu d’Urgell” in Urgellia: anuari d’estudis hist&orave;rics dels antics comtats de Cerdanya, Urgell i Pallars, d’Andorra i la Vall d’Aran Vol. 3 (Montserrat 1980), pp. 7-166, doc. no. 239; Ordeig, Catalunya Carolíngia IV, doc. nos 1840 & 1864; Baraut, “Documents, dels anys 981-1010″, doc. no. 286; Baraut (ed.), “Diplomatari del monestir de Sant Sadurní de Tavèrnoles (segles IX-XIII)” in Urgellia Vol. 12 (1995), pp. 7-414, doc. no. 35; José Rius Serra (ed.), Cartulario de «Sant Cugat» del Vallés Vol. II (Barcelona 1946), doc. no. 454; Gaspar Feliu & Salrach (edd.), Els Pergamins de l’Arxiu Comtal de Barcelona de Ramon Borrell a Ramon Berenguer I, Diplomataris 18-20 (Barcelona 1999), 3 vols, doc. no. 154.

4. The law cases are Baraut, “Tavèrnoles”, no. 35, Rius, Sant Cugat doc. no. 454 and Feliu & Salrach, Pergamins, doc. no. 154, the last being the 1021 one.

5. Ordeig, Catalunya Carolíngia IV, doc. no. 1840.

6. Ibid. doc. no. 1864.

7. Baraut, “Tavèrnoles”, doc. no. 35.

8. Baraut, “Documents”, doc. no. 300. Even then, Ermengol I still forgot to actually get the bequest carried out and Bishop Ermengol (no relation) had to take Ermengol I’s son Ermengol II (obviously more related) to court for it in Baraut (ed.), “Els documents, dels anys 1010-1035, de l’Arxiu Capitular de la Seu d’Urgell” in Urgellia Vol. 4 (Montserrat 1981), pp. 7-186, doc. no. 528. Nor was that the first time the comital family had grabbed back Tuixén just after it had been given away; I’m not quite sure why they kept letting it go…

9. Recorded in Thegan, Gesta Hludowici imperatoris, ed. E. Tremp in idem (ed.), Thegan, Die Taten Kaiser Ludwigs (Gesta Hludowici imperatoris). Astronomus, Das Leben Kaiser Ludwigs (Vita Hludowici imperatoris), Monumenta Germaniae Historica (Scriptores rerum germanicum in usum scholarum separatim editi) LXIV (Hannover 1995), online here, last modified 8 November 2004 as of 30 May 2008, pp. 167-277 with commentary pp. 1-52, cap. X.

10. Santiago Sobrequés i Vidal, S. Riera i Viader & Manuel Rovira i Solà (edd.), Catalunya Carolíngia V: els comtats de Girona, Besalú, Empúries i Peralada, Memòries de la Secció històrico-arqueològica LXI (Barcelona 2005), ed. Ramon Ordeig i Mata, 2 vols, doc. no. 288.

11. That more extreme case is the appointment of a replacement for his father Sunyer’s nominee as abbess of Sant Joan de Ripoll, recounted in Ordeig, Catalunya Carolíngia IV, doc. no. 645.

12. Gaspar Feliu, La Presa de Barcelona per Almansor: història i mitificació. Discurs de recepció de Gaspar Feliu i Montfort com a membre numerari de la Secció Històrico-Arqueològica, llegit el dia 12 de desembre de 2007 (Barcelona 2007), online here, last modified 15 September 2008 as of 3 November 2008.