Why not syndicate with ACI?

Some time ago now, I got an e-mail from someone offering to publicise this blog for me. This happens now and then, and is usually either search engine optimisation or someone trying to launch some kind of aggregator platform that they want me reciprocally to advertise. In all these cases I decline; the blog already ranks high enough in web searches and, if it doesn’t rank as high as it used to, that’s actually good in some ways. Quite apart from the sometimes inexplicable nature of some of that traffic, it’s a pain searching for images for your teaching or blog posts and finding that the best, but still wrong, hits for what you want are things you already put on the web yourself. Anyway, this is a post about such an offer which I also declined, back in 2019, but which I had to think harder about, because it may not have been a scam as such, but I thought at the time that it was still doing things wrong in some ways, and I think I still do. But it deserves thought.

The company in question was called ACI Information Group, though it began and now still exists as Newstex, and what they offered was not being on a page of links with a hundred competitors, but something more curated, which was firstly, syndication, so that anything I posted would be passed to databases of scholarly blogging apparently being maintained by several providers, including LexisNexis and (at that time, but no longer) ProQuest, against each of whom I have slightly irrational animus. Secondly, however, and more powerfully, they would register each of my posts with a DOI (digital object identifier) so that it could more easily be cited. It was actually the second of these that deterred me. As I say, the blog is pretty findable anyway and although I have a fraction of the page-views here I once had (approximately a hundredth of the glory days of 2009-11), I have close to 800 subscribers, some whom I suspect of actually reading the thing, so my publicity machinery probably works about as well as anyone’s can who stays off Twitter, Facebook or Instagram (to name the platforms of the moment; come back in twelve years and see which of these names needs changing…) So the syndication probably wouldn’t have got me much. But they obviously thought that the treatment of my blogging as if it were a scholarly resource would attract me and it had the opposite effect, so, why?

Well, two things. Firstly there’s the economics of it, and secondly there’s the question of blogging as scholarship. Economics is easier to explain, as it’s basically the great Internet maxim, “if you’re not paying for the product, you are the product.” Registering DOIs costs a lot of money, so the only reason it makes sense for someone to do that for me is because it makes it easier for them to sell my content to LexisNexis and ProQuest. Likewise, it only makes sense for those concerns to buy that content if they are themselves then selling subscriptions to the databases. Now, electronic subscription costs are the biggest millstone around the neck of academic information; they rise every year and if you cut them, you lose the lot, nothing on the shelf to keep, nothing except spare budget from the vanishment of information you used to have. But this case would have been especially annoying, as the content these people would have been paying for was on the web for free in the first place; all ACI and then their patrons were charging for was putting it in front of people so that those people didn’t have to find it themselves. Firstly, I’m not sure that actually would have got me any new readers; but secondly, it puts me in the position of the authors whose ancient books go onto the web for free and then wind up for sale on Amazon and so on as print-on-demand copies made from the free PDFs their printers hope people won’t find. I didn’t want to endorse that economy.

But as I say, that wasn’t actually my big objection, and the second one takes more explaining because it involves the question of whether blogging counts as scholarship.1 Now, you might argue that anyone who will cheerfully perpetrate multi-thousand-word blog posts with twenty-plus footnotes each is in a bad place to argue that it’s not; and certainly I hope that my blogging is at least scholarly. But really, unless I’m actually writing about stuff I was researching for some other purpose, I don’t have time to research stuff that goes up here very deeply, and long-term readers will know that this sometimes catches me and I have to make corrections. But those updates and corrections never go out to susbcribed readers, who just get the initial, faulty version dropped into their feeds or INBOXes. I have occasionally done library work to substantiate a blog post, but I do try not to have to. I link to sources I would not cite in fully academic writing, and I check fewer things in general. It’s not done to the same standard.2

You might say in response to that that some of the things I’ve posted here have actually become scholarly publications, so must have been pretty like scholarship and may even have been it. But let’s look at that more closely. In 2007 I had a short conversation with Jinty Nelson about crop yields and she repeated to me something from her excellent book Charles the Bald that set me onto the question of how far I believed Georges Duby’s old story that early medieval crop yields were really poor.3 I wrote something about that here in 2010 which was the germ of the argument which became my 2019 article on the subject.4 But the 9-year gestation time was really important. In the course of it, I got a small grant to support presenting the research at Kalamazoo; I got important feedback there; I then read a lot more and in 2013, I think, I sent a draft off to Chris Wickham (whom I had by then met and indeed worked with), who told me other things I needed to read, which not only provided vital missing data but also led me massively to shrink a whole section of the argument about experimental archaeology. And then, of course, I actually submitted the thing and it went past expert reviewers who also made suggestions about further reading and changes. The eventual 2019 version, therefore, had had masses more packed into it, some other stuff dropped or shrunk, and had been past numerous different experts all of whom knew stuff I didn’t. It was better, it was different and I still think it’s right and one of the most important things I’ve written. And yes, it started here, but that really was only the start. The central idea is the same but the explanation of it changed hugely. I wouldn’t now want anyone citing the old blog post when they could be citing, you know, the good version. I’m not averse to having the blog in general cited, at all, but only when there’s nothing better; the main reason I footnote is so that you, the reader, might know what there is that’s better.

So what I’m essentially saying, I suppose, is that real scholarship, the stuff you can hopefully rely on, comes from possibly-years of work and emerges in conversation with others; you can’t just blag it. I’m not necessarily singing out for the efficacy of the peer review system here, about which I (like everyone who’s been through it, probably) have my doubts; but something like it needs to happen. If a writer of a scholarly proposition isn’t willing to listen to other people’s doubts and suggestions, there really isn’t any mechanism by which everyone else, or even the writer themselves, can differentiate that proposition from personal delusion. Some would doubtles argue that the academy just reinforces the delusions it likes to maintain collectively that way; but there’s got to be some checking process before something can proceed to acceptance. And when this offer was made to me, I just felt that sticking a DOI on anything I might have come up with an afternoon was cutting that pathway to acceptance too short, even if it hadn’t also meant someone else getting to charge money for work out of which I got nothing.

Furthermore, one might also want to consider what else would be in those databases that would have been the end product of all of this. My blogposts probably imitate the scholarly form too much, but others might do so too little. I’ve read some actually really good analyses on blogs I still can’t cite, because as they themselves don’t make it clear where their information comes from, I can’t be sure it’s not just repeated from somewhere else without attribution. If a huge pile of those became a searchable resource being sold to academic libraries as credible scholarship, well, anyone could be in there repeating stuff from anywhere. Curation might obviate this, but you’d never be sure without resorting to outside checks (though ordinary academic publication is getting pretty hard to filter like this anyway).5 Who are an electronic information company to judge whether I know what I’m talking about? Or anyone else? Of course, there is definitely still a problem, despite open access, in making the knowledge of tested and acknowledged experts available to everyone who wants it, even other experts—and companies like ProQuest have their share of blame to bear for that—but since this would be a subscription resource, it isn’t solving that problem.6 It’s all a bit of a threat to the idea of expertise to entertain this devil’s bargain. And without the idea of expertise, to be honest, the academy is sunk anyway; it is one of the many planks without which our ship will not sail. So when I saw someone trying to cut that plank short on my own ship, I told them no. I hope that still makes sense.

1. Of course, I have pedigree disagreeing with others on this: see Alex Sayf Cummings and Jomathan Jarrett, “Only Typing? Informal Writing, Blogging, and the Academy” in Jack Dougherty and Kristen Nawrotzki (edd.), Writing History in the Digital Age (Ann Arbor MI 2013), pp. 246–258, online here.

2. I should say that the exception to almost everything I say here about my blog is my ancient piece “Material Motivations for Participation in the First Crusade” in A Corner of Tenth-Century Europe, 13th January 2007, online here, which isn’t actually a blog post but an article I could never find a home for and put here instead. It wasn’t peer-reviewed in any sense when I posted it except that I’d asked one senior Crusaderist to look over it and he’d called it OK; but since then I’ve, rather flatteringly, had colleagues want to cite it because no-one else quite says what it says. And also, it’s open to comment, the comments are part of the 15-year record it has and I don’t intend to do anything else with it, so you may as well cite it if you want to. But for the rest of the blog, it’s either not worth citing or I’m working on a better version…

3. Janet L. Nelson, Charles the Bald (London 1992), p. 27; Georges Duby, “Le problème des techniques agricoles” in Agricoltura e mondo rurale in Occidente nell’alto medioevo, Settimane di studio del Centro italiano di studi sull’alto medioevo 13 (Spoleto 1966), pp. 267–284; Duby, L’économie rurale et la vie des campagnes dans l’occident médiéval (France, Angleterre, Empire, IX–XV siècles) (Paris 1964), transl. Cynthia Postan as Rural Economy and Country Life in the Medieval West (London 1968), pp. 25–27 of the translation; Duby, Guerriers et paysans, VII–XIIe siècle: premier essor de l’économie européenne (Paris 1973), transl. Howard B. Clarke as Duby, The early growth of the European economy: warriors and peasants from the seventh to the twelfth century (London 1974), pp. 25–29 of the translation.

4. Jonathan Jarrett, “Outgrowing the Dark Ages: agrarian productivity in Carolingian Europe re-evaluated” in Agricultural History Review Vol. 67 (Reading 2019), pp. 1–28.

5. Jeffrey Beall, “What I learned from predatory publishers” in Biochemia medica Vol. 27 (Zagreb 2017), pp. 273–278.

6. Nigel Vincent & Chris Wickham (edd.), Debating Open Access (London 2013), online here; Rebecca Darley, Daniel Reynolds & Chris Wickham, Open Access Journals in Humanities and Social Science: a British Academy research project (London 2014); Plan S and the History Journal Landscape, by Margot Finn, Guidance Paper (London 2019), online here.

Seminars CCLXIX & CCLXX: From opposite ends of the Mediterranean

I’ve just had a look through my seminar notes from March 2019 and decided that two still bear the telling. As ever, it is good of those who still read here to bear with my efforts to reduce the backlog in the face of the fact that things continue to occur meanwhile… But back then when my backlog is, at the beginning of the month I was present on the 4th when Professor John Moreland addressed Leeds’s Institute for Medieval Studies Medieval Group with the title, “Sheffield Castle: archives, excavations, and augmented reality, 1927-2018”, and then I was around again on the 27th when Dr Helen Birkett addressed the IMS Medieval History Seminar with the title, “News, Current Events, History: The Preservation of News Texts from 1187/8”. I’ve got no way to tie these together except that they were in the same month in the same university and I saw them both, but why should we need more, eh?

Poster for seminar by John Moreland at the University of Leeds

Seminar poster by Thomas Smith

So to begin with Professor Moreland’s paper, I have to admit that I did not previously know that Sheffield had had a castle. But there was one, and a recent bequest had enabled the University’s then-untroubled archaeology department to start a partnership up with the contract organisation Wessex Archaeology (who for reasons unexplained have an office in Sheffield) and the university’s department of Computer Science, to go over the work that had been done on it and try to synthesize the results of old and new digs. The castle has been dug quite a lot, apparently, being located, under what was between the 1960s and very recently the city market, by an amateur archaeologist in the 1920s and then dug for a decade, with some more work on its perimeter in the 1950s and new work just beginning at the date of this paper. The paper was as much about why what had been done had been done as what it actually was, but the basic story was that some kind of castle was probably put here in the 12th century by one William de Loyelote, built up rather with a gatehouse after license was given to crenellate in 1258, and then possibly burnt in a sack of the city of 1266 by a man really genuinely called John De Eville. There was some rebuilding thereafter and it was still a going concern in the 16th century, and indeed in the English Civil War though perhaps not going enough as it fell to siege in 1644 and 1646 and was slighted in 1649-1650.

Archaeological digging at the site of Sheffield Castle in the 1920s, 1930s or 1950s

Archaeological digging at the site of Sheffield Castle in the 1920s, 1930s or 1950s – sadly, Sheffield’s website doesn’t say which

The question that now arises is what bits of this actually survive. The 1920s-30s digs found lots, and some of that was photographed in situ, very luckily for such old archaeology, but that archaeologist, Leslie Armstrong, tended to date what he found from known history, such as the 1266 burning, so that various wooden structures showing destruction by fire he considered to be pre-1266 and everything above them to have been the 13th-17th-century building, which Professor Moreland though would likely prove wrong given the relative depths of stratification. In that case, this fire must have happened earlier and the 1266 sack of the city may not have hurt the castle at all. Another point of difference was over the material that Armstrong considered to have been ‘Saxon’, an alleged cruck-built building in the central courtyard and some of the material culture. Professor Moreland, however, thought that there was no pre-Conquest material at all, and that Armstrong was just after pushing his native city’s origins back to when it could be ‘Germanic’ rather than ‘French’, this mattering rather more in the atmosphere of the 1930s, though not always that way round… The oldest remains Professor Moreland had been able to date were late 11th-century, at which point there seems to have been a Norman motte with maybe a wooden gatehouse. But by this stage he had five minutes left to talk, so we didn’t get all the details of that I might have wanted, and the promised ‘augmented reality’ ironically never materialised, then or now. However, you can find out more! Wessex Archaeology have a good web-page on the digs, including their 602-page site report which, I admit, I didn’t read for this post (or at all), and a video by Professor Moreland explaining what the augmented reality stuff would have been like.1 Also, not very long after this paper, there emerged a book, so it is certainly possible for you to learn more.2

Dr Birkett’s paper was a very different sort of thing, not just because it completed within the time allowed but also because it was a proper old-fashioned text-mining medievalist study, which as I only now find out, had already been published at the point when she gave it to us.3 The object of the search was to find out how people in the West found out about the recapture of Jerusalem by the forces of Islam, under the famous Saladin, in 1187. We know that it created enough of a furore that eventually King Richard I of England, King Philip II Augustus of France and Emperor Frederick I Barbarossa all went out to try and get it back – but how did the news actually get to their royal ears?

Poster for seminar by Helen Birkett at the University of Leeds

Poster again by Thomas Smith

Obviously, the answer was probably letters, but what I hadn’t expected was firstly that we would have any such letters surviving, and secondly where they turn up. These were surprises because actually, there are 13, but none are actual autographs by people of 1187; instead, such texts were later copied into chronicles and histories, or just copied; we have some loose copies which got used as bindings, and one rather mystifying copy of a letter from Patriarch Heraclius of Jerusalem (the Latin patriarch, despite his name) that now survives in the Arxiu Parroquial of Cardona, of which town we heard only a couple of posts ago so you know it’s in Catalonia. In fact two such letters made it to Catalonia, but it doesn’t seem to have raised the same response as other places… But from the image I was pretty sure it was a local copy – I know the scripts! – so there was a kind of response even so.

But that is a whole book’s worth of study and for someone else. Better questions to ask might be, as did Alan Murray, of course present, whether multiple copies of such letters were being sent, or whether one was sent and then copied for dissemination, and Dr Birkett thought the latter. There is a particular one by a Templar called Terricas (apparently) which exists in more copies than any other, and Dr Birkett thought that the actual man’s journey westwards to seek help could be tracked. I don’t, myself, see why that precludes him fetching up in, say, Genoa, and then writing his letter and having copies sent hither and thither; but of course, I haven’t seen it, and either solution does explain why what we have is not the original letters, and reminds us that in this era (and to be honest, our one too) a letter only arrives because someone or a chain of someones physically brings it; that process also attracted questions, but answers are hard to provide. Dr Birkett herself was more interested in why these texts were still being copied up long after they were ‘news’, because outside the chronicle texts the preservation rarely seems to have been part of a plan; their homes were often blank folios in manuscripts made for other purposes. It is possible that, since Jerusalem was never recaptured (unless we count Emperor Frederick II’s attempt, which because the Church judged him to be a bad guy we seem never to do), this was ‘news’ that never got old. But the samples are very small, and I was myself wary of any generalisation of plotting trends of 2-4 manuscripts. But the questions are still interesting to ask, and maybe there are more answers to be found.

That will have to do you for this week. Next post will be some more current news and then I have an old musing that never before got written up about the role of the blog in/as scholarship, so please stay tuned for those, and if that’s not enough I hope to have more critique of a certain historian of early medieval military matters ready to go after that, surely therefore something for all tastes. Stay well and safe till then!

1. It is Sheffield Castle, Sheffield, South Yorkshire: Final Archaeological Evaluation Report, by Ashley Tuck, 201540.05 (Sheffield 2020), online here.

2. John Moreland, Dawn Hadley and Ashley Tuck, Sheffield Castle: Archaeology, Archives, Regeneration, 1927–2018 (York 2020), online here.

3. Helen Birkett, “News in the Middle Ages: News, Communications, and the Launch of the Third Crusade in 1187–1188” in Viator Vol. 49 (Turnhout 2018), pp. 23–61, DOI: 10.1484/J.VIATOR.5.119573.

Name in Print XXX: the other parcel from China

A short bonus post for the celebratory weekend, celebrating, well, me again I’m afraid, plus ça change… You remember a few posts ago I wrote about receiving a fairly unexpected Chinese translation of one of my conference papers in the post? If you do remember, one of the reasons it was unexpected was that while I heard nothing about its progress into print, I had heard lots about the progress of another conference paper I’d given in China some time before, in a story I have already told. Well, a few weeks ago that one also arrived with me.

Cover of Sven Günther, Li Qiang, Lin Ying and Claudia Sode (edd.), From Constantinople to Chang’an: Byzantine Gold Coins in the World of Late Antiquity. Papers Read at the International Conference in Changchun, China, 23‒26 June 2017, Supplements to the Journal of Ancient Civilizations 8 (Changchun 2021)

Cover of Sven Günther, Li Qiang, Lin Ying and Claudia Sode (edd.), From Constantinople to Chang’an: Byzantine Gold Coins in the World of Late Antiquity. Papers Read at the International Conference in Changchun, China, 23‒26 June 2017, Supplements to the Journal of Ancient Civilizations 8 (Changchun 2021)

Although it’s not as much of a shock as the previous one was, this too has wound up looking rather different from what I’d expected. The original plan was for the papers we’d all presented in Changchun to emerge as a special issue of the Journal of Ancient Civilizations which is edited in the Institute for the History of Ancient Civilizations that had hosted us.

Covers of Cover of Sven Günther, Li Qiang, Lin Ying and Claudia Sode (edd.), From Constantinople to Chang’an: Byzantine Gold Coins in the World of Late Antiquity. Papers Read at the International Conference in Changchun, China, 23‒26 June 2017, Supplements to the Journal of Ancient Civilizations 8 (Changchun 2021) and Journal of Ancient Civilizations 32/1 (Changchun 2017)

The same volume next to vol. 32/1 of the Journal of Ancient Civilizations, like large child with small parent

The actual year of appearance, however, was originally to be 2020, which unhappily coincided with that pandemic of which you may have heard tell, and of course that fell on China first. So everything there became difficult, and not just for that reason. In any case, the perpetual shuffling of this special issue was messing up the journal timetable, it was also a lot more material than they usually publish in an issue, and there is also a series of supplements to the journal. So, at some point very late on in the process, it became clear to me that that is what would be happening with ours, that the covers would be red and cloth not blue and paper, and this is what I now have.

Opening page of Jonathan Jarrett, "Coinage in the Western World at the End of the Roman Empire and After: Tradition, Imitation and Innovation" in Sven Günther, Li Qiang, Lin Ying and Claudia Sode (edd.), From Constantinople to Chang’an: Byzantine Gold Coins in the World of Late Antiquity, Supplements to the Journal of Ancient Civilizations 8 (Changchun 2021), pp. 31–74

Opening page of Jonathan Jarrett, "Coinage in the Western World at the End of the Roman Empire and After: Tradition, Imitation and Innovation" in Günther, Qiang, Lin and Sode, Constantinople to Chang’an, pp. 31–74

Now, this doesn’t necessarily make the paper more accessible; the book is more expensive than the journal would be and even if your library has a subscription to the JAC – which some do, don’t be like that nowthey probably don’t get the supplements. And yet I do want people to be getting hold of this, because the paper I wrote I wrote fully intending it to be nothing less than an up-to-date, thought-provoking, student-accessible and copiously-illustrated guide to what happened to coinage in the various zones of the Roman Empire over the period about 400 to 700 CE which I could set to my own students (and you could set to yours!). It checks in on the coinage at the turn of the years 400, 500, 600 and 700, observes changes descriptively, and then addresses major issues like continuity and imitation, and there are seventy-odd illustrations, for which I laid out an entire year’s research expenses, in order to create the for-now-definitive one-stop article-length introduction to coinage in the late and post-Roman worlds. Mad, they called me, mad, I who have created numismatics! And so on. But dammit, it is rather good.1

Figures 49–60 of Jonathan Jarrett, "Coinage in the Western World at the End of the Roman Empire and After: Tradition, Imitation and Innovation" in Sven Günther, Li Qiang, Lin Ying & Claudia Sode (edd.), From Constantinople to Chang’an: Byzantine Gold Coins in the World of Late Antiquity, Supplements to the Journal of Ancient Civilizations 8 (Changchun 2021), pp. 31–74 at pp. 70–71

Figures 49–60 of Jarrett, "Coinage in the Western World", pp. 70–71

So, if this sounds like a thing you would want to read, or to make others read that you might educate them, and you have an institutional budget to support you, please try and get hold of the book; I am far from the only interesting thing in there, especially if you care about Byzantine (or Sasanian) coinage out of place, and IHAC does good work, including supporting foreign scholars and encouraging East-West dialogue, in an area of China far from Beijing or Shanghai.2 If you just have spare cash and like well-made books of interesting content, consider buying it too maybe, because the country which invented paper does make pretty nice books (and this is one). But if you don’t have the money and feel you might still benefit from my dubious expertise here, you can also find the article in a reduced-quality version on my Academia.edu page, with IHAC’s permission, so do feel free to enjoy that instead (or as well!). I’m pretty pleased with it and hope you will be too.

1. Full citation, as per, is Jonathan Jarrett, “Coinage in the Western World at the End of the Roman Empire and After: Tradition, Imitation and Innovation” in Sven Günther, Li Qiang, Lin Ying and Claudia Sode (edd.), From Constantinople to Chang’an: Byzantine Gold Coins in the World of Late Antiquity, Supplements to the Journal of Ancient Civilizations 8 (Changchun 2021), pp. 31–74. Of that, a slightly frightening pp. 52-61 is bibliography and pp. 62-74 are figures, so it’s not as frightening a read as that makes it sound. I owe tremendous thanks to many people for making images available, but especially Maria Vrij at the Barber Institute of Fine Arts in Birmingham, whence came most of them, and to the British Museum, CGB Monnaies, the Dumbarton Oaks Research Library and Collection, Harvard College and Ruth Pliego for not charging for their images.

2. Admittedly, right now I admit I can’t find any way that you can buy it, but hopefully that situation will ease and if people want it I can try and find out how that can be done in present circumstances; leave a comment or send me mail and I’ll do what I can. Meanwhile, other tempting highlights might be Pagona Papadopoulou, “The Gold of the Emperor: Imitations of Byzantine Gold Coins in the Mediterranean (5th-7th Centuries), pp. 1–30, Rebecca Darley, “Byzantine Gold Coins and Peninsular India’s Late Antiquity”, pp. 135–169, Li Qiang, “Trends and Dynamics in the Study of Byzantine Coins and their Imitations Unearthed in China: 2007‒2017”, pp. 193‒206, Guo Yunyan, “Classification of Byzantine Gold Coins and Imitations Found in China”, pp. 207‒240, Lkhagvasuren Erdenebold, “East-West Relations and Nomads: a Short Introduction to the Tomb of Shoroon Bumbagar, Bayannuur Soum, Mongolia”, pp. 241–257 for those Sasanian finds, or Brigitte Borell, “Coins from Western Lands Found in Southeast Asia”, pp. 277–314.

Y’are caught

(The following was written pretty much entirely in February 2019, when I was reading for a now-stalled project that I hope to reactivate next year. I’ve edited for clarity and added the images and notes but otherwise it’s as it was then.)

I do hope some day to move away from what I think of my destructive mode of scholarship, where what I’m primarily doing is showing what I think people have got wrong. Still, one does find people getting things wrong, and even more occasionally one finds them apparently just inventing things, and when one finds those things it’s maybe important just to make a note. The perpetrator in this instance is also famous for scholarship in the destructive mode, in any case, so I feel they can take it.

Cover of Bernard S. Bachrach, Armies and Politics in the Early Medieval West (Aldershot 1993)

Cover of Bernard S. Bachrach, Armies and Politics in the Early Medieval West (Aldershot 1993)

Y’see, I’ve been reading Bernard Bachrach’s first Variorum volume of reprinted papers as I work towards revising my article on military service in Catalonia.1 I expected this to be far more egregious in terms of special practice and special pleading than in fact it largely has been, except about Alans, and in that respect it’s a lesson in humility to me; whatever his reputation may now be and the problems of his contributions may still be, there is sound and important scholarship in the Bachrach corpus of the early 1970s.2 Problems began to creep in, however, when he got to the point of being able to rest new work on his old work, at which point the actual sources on which his conclusions rest started to disappear from view and, perhaps inevitably, the occasional slip of memory occurred. And I just found one.

‘Charlemagne’s Cavalry: Myth and Reality’ is a fairly short and densely-referenced article in which Bachrach renewed his attack on a then-partly-established thesis that Charles Martel, Charlemagne’s grandsonfather [Edit: oops], by taking emergency measures to raise a mounted cavalry arm for his wars against the Muslims, established the foundations of Frankish feudalism. Here Bachrach, who had already written a couple of pieces against this idea, brought his conclusions to a more general stage.3 I’m utterly sympathetic to that as an aim; there’s no point working this stuff out if it never gets to where the people who write textbooks, and thus command the attention of the general audience, notice it. But your practice should be as rigorous there as, in this case, in Speculum, no? So I sat up when, describing early Carolingian campaigns into Spain, Bachrach says on p. 5, “The fortified civitas of Vich (Ausona) was occupied and garrisoned as were the castra of Casserres and Cardona. The latter fell only after a siege.” This is, of course, my patch and if there was evidence that Cardona was held and defended against the Carolingians in that campaign (which happened in 798), I really ought to have seen it. It’s certainly not in the only text I know that describes these fortifications, the anonymous biography of Emperor Louis the Pious whose author we call ‘Astronomer’.4 This matters a little bit because if it existed, it would be pretty much the only evidence going that the Frankish take-over in Catalonia was a conquest imposed from outside, as some have argued, rather than a consensual secession from Muslim rule to Christian as the Carolingian sources, perhaps naturally, paint it.4bis

The castle of Cardona

The castle of Cardona, tenth-century at platform level, fourteenth-century in most of its visible fabric, and now a quite expensive hotel; but it might still be quite hard to take by siege…

So what’s the source? Well, the endnote for the paragraph reads: “Bachrach, ‘The Spanish March’, 16, and Bachrach, ‘Aquitaine under the Early Carolingians’, 24, 25-26. J. E. Ruiz Doménce, ‘El Asedio de Barcelona, según Ermoldo el Negro’, Boletín de la Real Academia de Buenas Letras de Barcelona, 37 (1978-1979), 149-168, provides nothing from a military point of view.”5 Good to know. But this being a reprint volume, those references to earlier work are really easy to check, and in them there is no reference to that resistance at Cardona; indeed, where referenced in the former he admits, “Contemporary and near contemporary sources tell us nothing of Cardona and Casserres”.6 Neither does the piece by Ruiz Doménec (as he’s actually spelt) have any such information. So where had this come from? Nowhere, I guess. It’s not a big deal, in the overall scheme of his argument, which I still find basically convincing. But we’re not supposed to make stuff up, are we? So I just point it out.

1. Bernard S. Bachrach, Armies and Politics in the Early Medieval West, Collected Studies 405 (Aldershot 1993). If you’ve never met a Variorum volume before, they can be quite confusing: they are a 1980s creation, reprints of articles and essays by a single author, done photographically with the original pagination and mise-en-page preserved intact. Their look and feel thus jumps erratically from chapter to chapter and the only way to cite the works within is by chapter number, as the original page ranges tend to overlap in many places. Occasionally people put new work in them alongside the old, which just complicates matters further. They’re kind of crazy, but if they weren’t so very expensive I’d have many of them.

2. I thought especially highly of Bernard S. Bachrach, “Procopius, Agathias and the Frankish Military” in Speculum Vol. 45 (Cambridge MA 1970), pp. 435–41, DOI: 10.2307/2853502, repr. in idem, Armies and Politics, VIII, and idem, “Charles Martel, Mounted Shock Combat, the Stirrup, and Feudalism” in Studies in Medieval and Renaissance History Vol. 7 (New York City NY 1970), pp. 49-75, repr. in idem, Armies and Politics, XII, though perhaps it should be noted that these are both articles whose work is largely to show that others are wrong, at which Professor Bachrach was and remains frighteningly able.

3. Idem, “Charlemagne’s Cavalry: Myth and Reality” in Military Affairs Vol. 47 (Washington DC 1983), pp. 181-187; this is derived largely from idem, “Charles Martel”, and idem, “Military Organization in Aquitaine under the Early Carolingians” in American Historical Review Vol. 78 (Washington DC 1973), pp. 11-34, repr. in idem, Armies and Politics, XIII. This latter is more typical Bachrach in that I have to agree with about a third of it, find a third of it quite difficult to agree with but have to think about it, and think one third of it gets meanings out of the sources that aren’t there; but also, and with no discredit to the author rather than the press, it is riddled with typos. The American Historical Association were obviously having a bad year, editorially speaking.

4. ‘Astronomer’, “Vita Hludowici imperatoris”, ed. & transl. Ernst Tremp in Tremp (ed./transl.), Thegan: Die Taten Kaiser Ludwigs. Astronomus: Das Leben Kaiser Ludwigs, Monumenta Germaniae Historica (Scriptores rerum germanicum in usum scholarum separatim editi LXIV (Hannover 1995), pp. 278-558, online here, cap. 8: “Ordinavit autem illo in tempore in finibus Aquitanorum circumquaque firmissimam tutelam; nam civitatem Ausonam, castrum Cardonam, Castaserram et reliqua oppida olim deserta munivit, habitari fecit et Burello comiti cum congruis auxiliis tuenda commitit“, which I english roughly as: “Moreover, at the same time he [Louis the Pious, then King of Aquitaine] ordered the firmest possible guard placed at the Aquitainian borders and thereabouts, for he fortified the city of Ausona, the castle of Cardona, Casserres [de Berguedà] and other once-deserted hillforts, had them settled and committed them to the protection of Count Borrell [I of Urgell and Cerdanya], with suitable support.”

4bis. For example, cf. Ramon Martí, “Conquistas y capitulaciones campesinas” in Jordi Camps (ed.), Cataluña en la época carolingia: arte y cultura antes del románico (siglos IX y X), 16 diciembre 1999 – 27 febrero 2000, Museu Nacional d’Art de Catalunya, Palau Nacional-Parc de Montjuïc (Barcelona 1999), pp. 59–63, transl. as “Peasant victories and defeats”, ibid. pp. 448-451.

5. Bachrach, “Charlemagne’s Cavalry”, p. 5 n. 24 (p. 16).

6. The former reference is Bernard S. Bachrach, “On the Role of the Jews in the Establishment of the Spanish March (768–814)” in Josep M. Solà-Solé, S. G. Armistead & Joseph H. Silverman, Hispania Judaica: studies in the history, language and literature of the Jews in the Hispanic world, Estudios 2 (Barcelona 1980), 3 vols, I pp. 11-19, and that paper deserves a whole separate post for which I need help with Hebrew and which may therefore take a while; the latter is of course Bachrach, “Aquitaine”. The third one is online here.

Name in Print XXIX: at long last Casserres

Last post I promised news as well as olds, and here is the first of them. (I’m not saying they’re all publications – but they might be!) You would have to have a really long memory of this blog to remember the beginning of this story, but the goods news (in a way) is that I’ve blogged pretty much every dogged step of the way except the very first one, which took place in 2004, ante bloggum and therefore time immemorial. In summary, with links, the story goes like this:

  1. Your humble author, having had his first ever article accepted very easily, sent another one out hoping for the same, and got a pretty thorough revise-and-resubmit, which, being a student still, he took badly and sat upon for years. The bit that stung particularly was reviewer #1 saying, more or less, “it’s not clear that this author has ever seen any of the original documents”, and this stung because, although I still don’t think it made any difference to the argument, it was true. I therefore fomented a plan to publish something using unpublished material – if only I could find some…
  2. A little later, in 2006, I no longer know how, I discovered that the charters of Sant Pere de Casserres were in fact such an unpublished cache, and my target was set. In 2008 I finally got to see them, and discovered that the sequence of originals only starts in 1006, but also that the earliest ones in that sequence have some decided peculiarities, and that therefore there was a paper here.
  3. I started work on that paper, but it became more complicated when the inestimable Catalunya Romànica explained to me that there also survives an altar slab from the monastery church, which is covered in scratched-on names, which the relevant authors thought were of my period.1 This opened up the possibility of matching the names on the slab, such as they were recorded, to the ones in the charters, which as I thought, only I knew. And I wrote that all up and presented it at the International Medieval Congress in 2009, and decided that I had to go and see the place.
  4. But at this point, the first two complications arose. Firstly, in that 2008 trip to Catalonia I had got my own copies of the volumes of the Catalunya Carolíngia volumes for Osona and Manresa, and by now I was slowly working through them.2 And this exposed to me that, while the original documents for Sant Pere de Casserres did indeed only start in 1006, in the 1980s an 18th-century manuscript containing abstracts of earlier documents from the archive had been found in a Tarragona bookshop, and was now available for consultation in Vic. Lots of the documents were in the Catalunya Carolíngia, but obviously I couldn’t know how many were not without going to see. So I started planning that.
  5. Before I could, though, a second complication solved the first, which was that Irene Llop Jordana published an edition of the Casserres charters, and because it was free to the web I found it.3 In one sense this was great, as it included the 18th-century abstracts and the original material so obviated the immediate need for a trip to Vic; but in another it was very annoying, as firstly I quite like trips to Vic, and secondly and more importantly the whole point of the project, to use unpublished documents, was now removed. As it happened, Dr Llop had not spotted the problems I had with the 1006 charters and did not consider the altar slab, so I still had a paper; but it made it all seem a bit less important.
  6. Nonetheless, by 2011 I was working through Llop’s edition and discovered what was new, and a bit more about the parchments I hadn’t seen because of deciding they were too late. I also made an attempt to see the altar slab, and that was in one way fairly easy as it was and is on display in the Museu Episcopal de Vic, as it then was; but in another way not so much, as gallery lighting isn’t great for epigraphy and they wouldn’t let me see it out of visiting hours.4 They did send me a reference image, which helped a bit, but in the end I got more out of it just by crawling round the thing with a camera hoping a security guard wouldn’t come past, which indeed they did not. Still, not my most fun research moment.
  7. The altar stone of Sant Pere de Casserres, set up in front of a reconstruction of the apse of Sant Martí del Brull, with its original fresco artwork, in the Museu Episcopal de Vic

    The altar stone of Sant Pere de Casserres, set up in front of a reconstruction of the apse of Sant Martí del Brull, with its original fresco artwork, in the Museu Episcopal de Vic, also visible here, but this photo by your author

  8. However, on the same trip I did get to the actual site, by a series of odd outcomes, which helped a lot with understanding the difference between the castle which the documents mention and the church.
  9. Sant Pere de Casserres viewed from the vistor centre

    Sant Pere de Casserres viewed from the vistor centre, photograph also by me

  10. But, almost as soon as I thought I had things under control, a third dose of unexpected evidence arrived – or rather, didn’t. Instead, someone at the 2011 IMC told me it existed and then wouldn’t tell me where. He had his reasons, but it was not what I wanted at that stage. Now, after a bit of work I knew that I could get at the missing evidence in Toledo, which also sounded like a trip worth making, but for various reasons, not least language, it was difficult, and there were easier things to do.
  11. So there things rested for a short while. I gave versions of the paper in Australia and in Exeter, but there was only so far it could go till I untied the knot around the extra charters.
  12. Finally, in 2017, the missing evidence was actually published, again free to the open web, and I therefore fell upon it, only a few months later, and it turned out I hadn’t really needed it, at least for this project. And that’s where we run out of previous blog.
  13. But it was now possible to finish the dratted thing, and in April 2018 I did so. Then, having had a long time to think about it before this point, I got in touch with the editor of Studia Monastica. He was agreeable to seeing the paper, and it turned out, once he’d seen it, agreeable to publishing it. A pause then ensued, for reasons I don’t need to go into, and in February 2020 it was officially accepted. I persuaded the editor without difficulty to delay its publication till after the REF census, for which I was more than fully equipped already, and it thus came out in March 2022. But physical evidence of this only reached me about three weeks ago. And here it is…

Offprint of Jonathan Jarrett, "On Stone and Skin: Inscription of Communities at the Foundation of Sant Pere de Casserres" in Studia Monastica Vol. 63 (2021), pp. 269–302

Offprint of Jonathan Jarrett, "On Stone and Skin: Inscription of Communities at the Foundation of Sant Pere de Casserres" in Studia Monastica Vol. 63 (Barcelona 2021), pp. 269–302

Actual paper offprints! It’s always nice to see somewhere still doing them. Anyone want one? I have lots. I suppose it might help you to make up your mind to have the abstract:

The history of the Benedictine monastery of Sant Pere de Casserres, in modern-day Catalonia, is relatively well-studied, but includes an acceptance that it became a monastery in around 1005 by the agency of Viscountess Ermetruit of Osona. Before that, however, the site had been home to a church, whose congregation and priests are partly recorded in inscriptions preserved on an ancient altar-slab from the site. A critical re-examination of the monastery’s supposed foundational documents, and their comparison with the slab and other surviving charters from the church’s and monastery’s archive, establishes that the conversion from church to monastery was neither quick nor simple, and probably contested by the church’s old congregation. This article performs that re-examination and suggests what the power dynamics and solidarities in the area may have been that could explain the record as we now have it. In so doing, as well as questioning both Ermetruit’s role in and the traditional 1005 date for the monastic conversion of the site, it suggests that recognition by the would-be founders of the congregation’s investment in their traditional place of worship was crucial to the eventual success of the foundation, a situation perhaps repeated in other times and places.

I’m really quite pleased about this one. It’s my first dalliance with epigraphy, it is the second of what is probably three studies I will eventually have about ways to start a monastery which don’t conform to the normal standard picture, it is clever in places, it has identified me as a scholar to the Montserrat community (which has great potential application), and most of all, as you can see from the above, it was a right pain to do and I did nonetheless do it. Admittedly it damps the old publication statistics a bit, as even if I hadn’t delayed it it would have been two years five months between submission and publication; but since actually the timings work fine for me, I don’t care. I’ve been working on this for years and now it exists.5

Opening page of Offprint of Jonathan Jarrett, "On Stone and Skin: Inscription of Communities at the Foundation of Sant Pere de Casserres" in Studia Monastica Vol. 63 (2021), pp. 269–302

Opening page

For that it exists, by the way, I owe thanks to quite a few people, but especially and more or less in order, the staff of the Biblioteca Universitària de Barcelona’s Biblioteca de Reserva, my family in Palautordera who put me up while I did the work in that library, the Arxiu Comarcal d’Osona even though in the end I didn’t visit them, Dr Mark Handley for advice on and references to scratched-up altar slabs, the Museu Episcopal de Vic’s documentation centre, Dr Kathleen Neal and Steven Joyce for comments and encouragement during the low period, Dr Rebecca Darley for making a late draft make the kind of sense that I could submit, and, in the end, Dr Francesc Rodríguez Bernal for providing the last of the evidence. All of you have prevented this being a worse article than it is. Obviously, as it is conventional to say, the faults that remain are my own fault; but this one has needed more help than most and it’s nice to be able to close the story with that acknowledgement.

Signature page of Jonathan Jarrett, "On Stone and Skin: Inscription of Communities at the Foundation of Sant Pere de Casserres" in Studia Monastica Vol. 63 (2021), pp. 269–302

Signature page and acknowledgements

1. Antoni Pladevall Font, Joan-Albert Adell i Gisbert, Xavier Barral i Altet, Enric Bracons i Clapes, Marina Gustà i Martorell, Montserrat Hoja Cejudo, María Gràcia Salvà Picó, Albert Roig i Delofeu, Eduard Carbonell i Esteller, Jordi Vigué i Viñas and Roser Rosell i Gibert, “Sant Pere de Casseres”, in Jordi Vigué (ed.), Catalunya Romànica II: Osona I (Barcelona 1984), pp. 354-391, pp. 382-384 by Bracons, Gustà, Hoja and Gràcia, specifically at p. 384.

2. These being, of course, as what blog post of mine would be complete without a citation of them, Ramon Ordeig i Mata (ed.), Catalunya Carolíngia IV: els comtats d’Osona i Manresa, Memòries de la Secció històrico-arqueològica LIII (Barcelona 1999), 3 vols.

3. Irene Llop Jordana (ed.), Col·lecció diplomàtica de Sant Pere de Casserres, Diplomataris 44-45 (Barcelona 2009), 2 vols.

4. This is ironic, because I was by now already citing an article about the slab whose author also complained that the Museu wouldn’t let him see it; see Pere de Palol, “Las mesas de altar paleocristiana en la Tarraconense” in Ampurias Vol. 20-21 (Barcelona 1958), pp. 81-102 at p. 87.

5. Jonathan Jarrett, “On Stone and Skin: Inscription of Communities at the Foundation of Sant Pere de Casserres” in Studia Monastica Vol. 63 (Barcelona 2021), pp. 269–302.

Seminars CCLXVII & CCLXVIII: the Normans return to Leeds

As usual, apologies are owed to you, dear readers, for a long absence; sorry. We stopped working to contract at about the time all my marking came in, and the result of marking arriving was as usual disappearance from civilisation. This last weekend that was compounded by a breakdown and impromptu eight-hour stop in Brecon, as well, which cut back my blogging chances somewhat. But quite a lot else has been happening and I have news as well as olds to report. I had some olds half-set-up to go, however, so that’s where we’ll start, with two papers from two successive days at the University of Leeds in 2019, both on the Normans in Sicily.

Now, for those in on the medieval scene it may not be surprising to hear of work on Norman Sicily at Leeds; in fact the main thing that might be surprising is that we were bussing it in, because is Leeds not after all the seat of Graham Loud, doyen of the field and supervisor of many protégés therein? And this was true even then, but Graham was at this point in the second of three years of a research project which would take him neatly up to retirement, and his students had pretty much all completed. Furthermore, because of his absence, we weren’t even really teaching Norman Sicily any more. The thing that can happen when a specialist retires, where a whole section of the library quietly ceases to be used, was already in progress. But this did not mean that there was no audience when firstly, on the 19th February, Jeremy Johns hauled up from Oxford to give an Institute for Medieval Studies Open Lecture with the title, “Documenting Multi-Culturalism in Norman Sicily”, and then the very next day Francesca Petrizzo, one of those completed students of Graham Loud’s indeed, spoke to the Medieval History Seminar with the title “‘Normans Don’t Cry’: grief, anger and the Hautevilles”.

Medieval scribes from three Sicilian traditions in Peter of Eboli's Liber in honorem Augusti

The masthead image of the project Documenting Multiculturalism: Co-existence, law and multiculturalism in the administrative and legal documents of Norman and Hohenstaufen Sicily, c.1060-c.1266, which although they don’t identify it on the website turns out to be from Peter of Eboli’s Liber ad honorem Augusti sive de rebus Siculis, Bern, Burgerbibliothek, Cod. 120 II, fo. 101r, online here. Really, academic websites should do better than this, but never mind, let’s move on…

Professor Johns was introducing us to a then-new project, Documenting Multiculturalism: Co-Existence, Law and Multiculturalism in the Administrative and Legal Documents of Norman and Hohenstaufen Sicily, c. 1060-c. 1266, funded by the European Research Council in a way that had just become rather political. The project probably also looked rather political to some, in so far as it was engaged in that most dangerous of things, attempting to check facts behind a cliché about religious, racial and cultural interaction. The cliché in question was that of Norman Sicily as a multicultural paradise of tolerance and shared artistic cultures; it is, now that Islamic Iberia is a bit more widely contested, almost the last of those we have left, but obviously it’s not everyone’s idea of paradise, and not everyone believes that it can have been possible despite certain signal memorials of it, because those are more or less by definition from élite; social strata deeply concerned in the success of the governmental project.1

Tombstone of Anna in St Michael's Palermo

The tombstone of Anna in St Michael’s Palermo, lettered in Greek, Latin, Arabic and Hebrew, commonly used as an emblem of Sicilian medieval multiculturalism; but Anna was mother of a priest of King Roger II, so may not have been precisely typical…

Well, this is a thing on which, to a certain extent, we can put numbers and for which we can find data, because the Normans arrived as French-speakers in a Sicily which had an Arabic administration and tax system, with older less Arabic components, staffed in part by Greek-speakers, and although survival of these systems’ documents is not what you’d call great (at least not by Catalan standards!), there are roughly 500 Latin, 350 Greek, 125 Arabic and 25 Judaeo-Arabic chancery records, quite a lot of inscriptions which at this point they had yet to count, and a good few other references that can be factored in.2 The difficulties or not that these documents describe are themselves qualitative instances of how these different cultural strata interacted, but also, and this was the main point of the paper, so is the choice and change of language in them. For example, one of the things coming out of this project will hopefully be the first ever study of Sicilian Arabic, because unsurprisingly it was a bit different. Ibn Hawqal, an Baghdadi merchant and probably Egyptian spy visiting in the 950s, thought it lamentably bad and ungrammatical; but the documents will tell us how it was actually written, and perhaps even spoken.3 Eventually, too, though this hasn’t happened yet, all the documents, in all languages of record, will be online in facsimile, transcription and translation, and that will be a fabulous resource to have.

What seems unlikely to emerge, however, is a simple narrative. The one we have at the moment is more or less that initially, the Normans needed the administration in working order so badly that they maintained it and its operators, thus practising tolerance by necessity and making a virtue of it while it did them good; but, after a century or so, partly because support for their endeavours from the Latin world was so necessary and partly just because the Normans did not naturalise very far, Latin tended to push out the other tongues and Christianity the other religions.4 What the project was already showing was that Arabic might have gone quiet, but had not completely gone, even in documents from close to the end of their sample, where boundary clauses might still sometimes be given in very local dialects of it in documents otherwise fully Latin.5 Who was the audience for that, nearly two centuries after Latin conquest? Likewise, it seems as if while the Normans may not have Arabised, they certainly naturalised to the extent that even by the 1190s, no-one seems to have been writing French on the island, rather than a local Romance more like that which would become Italian. Between Sicilian Arabic and Sicilian Romance, the most obvious outcome from the Norman period may actually have been, well, Sicily, admittedly not for the first time in its history, but ever reinvented as each wave washing over it dried into its shores.

Poster for the Medieval History Seminar, Institute for Medieval Studies, 20 February 2019

Poster for the seminar, designed by Thomas Smith

Francesca Petrizzo, meanwhile, had been one of my advisees while she was Graham Loud’s doctoral student, and so, disclaimer, can always be sure of a good write-up here, but I think more people than just me thought hers was a fun paper. Her doctoral thesis was on the political value of kinship among the most successful of the Norman families who made southern Italy and Sicily the new home for their endeavours in the eleventh century, by a process of hiring themselves into military disputes and slowly emerging as the masters of the situations into which they were hired, to the ultimate extent of becoming Kings of Sicily and counts of numerous other places nearby.6 However, what her thesis had not covered was emotional bonds, and this paper was an attempt to sound the evidence for that, and was therefore as much a methodological exercise as an empirical one: how can we get at emotions and feelings from the sources we have, and how can we ever be sure that they were what the subjects of report felt? There are some cases where it seems clear enough, relatively speaking: when Elvira of Castile, the wife of King Roger II of Sicily, died we are told by Alexander of Telese that Roger hid in his chambers for weeks, so that a rumour spread that he had died too and then his brother-in-law raised a revolt against his counsellors, whereupon Roger had to emerge in vengeful fashion and kill quite a few people. He then didn’t remarry for a decade, until he was down to one male heir. Love, grief and anger don’t seem unreasonable to attribute here, though one would like the hiding story to occur in more than one source.

Interior and crypt of Santissima Trinità di Venosa

Interior and crypt of Santissima Trinità di Venosa, with tombs of the Hauteville family visible beneath the floor, photo by Anna Nicoletta MenzellaOwn work, licensed under CC BY-SA 4.0, via Wikimedia Commons

The main emotional outlet of the Hautevilles does seem to have been anger and venegance – the title quote came from a report by Amatus of Montecassino about a band of Normans whose lord was killed in a fray, who, he says, did not waste time on tears but went straight through the stages of mourning to vengeance without waiting (not his language, obviously, but the title quote is: “Normanni non plorent”, ‘the Normans don’t cry’).7 But seeing other emotions in the sources is hard: we can see patronage as an expression of affection, especially when it was extended to people who repeatedly caused trouble (though that was a lot of the Hautevilles, and there may just not have been much choice); we can also, however, therefore see a preference for kin over outsiders, despite how troublesome a kindred it was.8 And then there are memorials that show us some level of mourning, of which we have two above, though of course these are the public expression of mourning rather than a private one. Many of these emotional pathways, interestingly, occasionally let women through into what would normally be men’s roles; women counts regnant, several powerful consorts, daughters who witnessed charters, patronesses of chronicles, and so on.

The examples involving women may be the most powerful ones, for me, because they sit against the otherwise obvious possibility that these actions of violence, inclusion, patronage or dispute may have been pragmatic and political rather than emotional (in so far as the two spheres separate). Obviously female kinship ties had political value as well, but Tancred of Conversano having his daughter witness charters probably didn’t help anything except her sense of being a nobleman’s offspring. Nonetheless, most of the questions were about how results of an enquiry like this could be made reliable, with one person saying it simply couldn’t be done, as all we were getting was the emotions that the agent of record thought would have been appropriate, and another wondering if the chroniclers’ emotions weren’t the thing we should study here instead. Joanna Phillips, also of this parish, wondered if it might be more reliable to track responses to emotion than records of its expression. More interesting to me was the question that asked if this emotional profile was a Norman thing or more generally medieval, to which Francesca said that it wasn’t even general to the Normans; few other families had this kind of internal cohesion and, apparently, trust. But also, in most other cultures and kingroups of the era crying was a perfectly legitimate display of sincerely felt emotion; if these Normans didn’t cry, then they were modelling a different, less emotive kind of masculinity than was the fashion with others. That kind of relative history of emotions might work better for me; the chroniclers in question are still individual lenses which need to be gauged, of course, as are any non-chronicle sources (of which there were some) involved, but at least once we can say, this story presents appropriate emotions thus but this one elsewise, we can start to dig into why. The material for that seemed to be abundant here!

1. This is a lot to substantiate in one footnote, so maybe I can just give examples. For example, Iberia maybe not a multicultural paradise even if some current hate speechifiers go too far in denying it: Anna Akasoy, “Convivencia and its Discontents: Interfaith Life in al-Andalus” in International Journal of Middle East Studies Vol. 42 (Cambridge 2010), pp. 489–499. Sicily still in the frame: Sarah C. Davis-Secord, Where Three Worlds met: Sicily in the Early Medieval Mediterranean (Ithaca NY 2017). Critical reevaluation (maybe too critical): Brian A. Catlos, “Accursed, Superior Men: Ethno-Religious Minorities and Politics in the Medieval Mediterranean” in Comparative Studies in Society and History Vol. 56 (Cambridge 2014), pp. 844–869. Lots more could be cited, often with quite different views.

2. See Hiroshi Takayama, The Administration of the Norman Kingdom of Sicily, The Medieval Mediterranean 5 (Leiden 1993), and indeed Jeremy Johns, Arabic Administration in Norman Sicily: The Royal Diwān, Cambridge Studies in Islamic Civilization (Cambridge 2002).

3. Professor Johns didn’t mention Ibn Hawqal, but the geographer’s peroration on Sicily is one of my favourite tenth-century sources, and can be found in French, at least, in Ibn Hauqal, Configuration de la terre (Kitab surat al-Ard) : Introduction et traduction, avec index, ed. J. H Kramers and trans. G. Wiet, Collection UNESCO d’œuvres représentatives : Série arabe, 1st edn (Paris 1964), 2 vols, I pp. 117-130. The only English version I know is a teaching translation of my own from that French, rather than the Arabic.

4. This is the picture you’d get from, for example, Donald Matthew, The Norman Kingdom of Sicily, Cambridge Medieval Textbooks (Cambridge 1992), which was the first thing I ever read on the subject (and was new then…).

5. The example here was a 1242 document by King Frederick II’s administrator Obbertus Fatamongelia, apparently the first charter in their sample to use Arabic for a space of forty years, but I’m afraid I have no tighter reference than that. When their website’s finished, though, we’ll all be able to find it from that I hope!

6. That thesis was, for the record, Francesca Petrizzo, “Band of Brothers: Kin Dynamics of the Hautevilles and Other Normans in Southern Italy and Syria, c. 1030-c. 1140” (Ph.D. thesis, University of Leeds, Leeds, 2018), online here.

7. Again, I don’t have a detailed reference here, but one can read Amatus in Amatus of Montecassino, The History of the Normans, trans. Prescott N. Dunbar, rev. Graham A. Loud (Woodbridge 2004).

8. As well as Petrizzo, “Band of Brothers”, see now Francesca Petrizzo, “Wars of our fathers: Hauteville kin networks and the making of Norman Antioch” in Journal of Medieval History Vol. 48 (Abingdon 2022), pp. 1–31.


Dead Vikings in Carlisle

This gallery contains 16 photos.

Sorry for the absence: despite working to contract at the moment, it turns out life fills up blogging time with work for other people sometimes. In order to get something out for the Bank Holiday weekend, however, here is a … Continue reading

Scribes who knew more

Moving forward definitively at last into 2019 in my backlog, in February of that year I was mainly reading Wendy Davies‘s then relatively new book Windows on Justice in Northern Iberia 800–1000. I got two posts out of this, but it turns out on reviewing the drafts now that the first one I had kind of already written in two places. Therefore, here is just the second one, on the second part of the book, which is substantially about scribes and what they knew, especially in terms of formulae. It is great, obviously, because Wendy Davies. But there is one conclusion she has that stuck out at me and now that I look at it I have objections, but I also have examples that may mean I have to swallow those objections. Tricky, huh? So I invite you to read on…

Cover of Wendy Davies's Windows on Justice in Northern Iberia, 800-1000

Cover of Wendy Davies, Windows on Justice in Northern Iberia, 800-1000 (London 2016)

Wendy starts by categorising her documentary sample, and while I suspect she goes too far with this—I always suspect this with efforts of categorisation, I guess—there is a distinctive category she sets apart, which is big documents that narrate a judicial dispute and then have the outcome confirmed by important people.1 This is, she thinks, basically a monastic habit (um, as it were; I don’t appear to have meant the pun when I drafted this) and with her favourite example it’s clear firstly that other documents from earlier in the process were used (and reported slightly differently each time they were used), and secondly that there were several distinct episodes of confirmation some years apart, as if San Vicente de Oviedo‘s monks had a ceremony every now and then when the king was hosted at their place and got him to sign things (or, I suppose, when they solemnly trooped to the palace chanting and got him to do so, or whatever).2 There are a few documents in my sample with extra, later, confirmations on so I can imagine that happening in my world too.3

However, the bit that I baulked at was towards the end where she suggests that these documents required special knowledge to write, and that unlike the average sale or dispute document, whose structures the local priest of wherever knew and could write you more or less as per standard—and Wendy’s sense of the variations in that standard is acute and fascinating4—these ones have language in that would have been the preserve of only a few highly-educated clerics.5 Something socialist in me doesn’t like that; I think a number of local priests came from cathedral chapters and might have been as highly trained as the next man, but they didn’t get to write one of these big things every day, or possibly at all unless they happened to work for a monastery. The hearing over the abbacy of Sant Benet de Bages that I wrote about years ago might even be an example of someone we otherwise think was a local priest finding himself in that context and having to step up to the formulaic plate.6 But then I thought back and remembered my best example of such a document from Catalonia, which is of course the Sant Joan de Ripoll hearing of 913.7

Low-quality facsimile of the charter of the Vall de Sant Joan hearing

Low-quality facsimile of the charter of the Vall de Sant Joan hearing, Archivo de la Corona de Aragón, Cancilleria, Pergamins Seniofredo 32

Now I’ve written a lot about this document here and elsewhere and I won’t trouble you with it all again, but thre are several things about this huge hearing that gel with Wendy’s analysis here. Firstly, it’s a substantially fictive narrative designed to represent only one side of a dispute.8 Secondly, it is confirmed or at least witnessed anew on two occasions at least, though not by anyone much as far as I could discern; Sant Joan seems quickly to have lacked powerful supporters in its area.9 But thirdly, I have repeatedly observed that its scribe, one Garsies, is not attested anywhere else ever. I have in the past suggested that that was because he was needed to mobilise or silence the otherwise scarcely visible community of old settlers who predated Sant Joan’s tenure of the area under dispute.10 I sort of picture him as being in charge of some crumbling church from long before far out in the wilds, or possibly I suppose even at Santa Leocàdia in Vic, the once-and-by-then-replaced cathedral, in general being an older authority not necessarily well integrated into the new church structure, and that because of this he was who was needed to write this document, as a person everybody could accept would be trustworthy.11 The other possibility I’ve never been able to rule out, of course, is that he was a scribe of Count Sunyer who came along for the day, but I’ll ignore that for now. Wendy now opens up a third possibility, which is that he was just called upon because he had some sense how this should be done that other less experienced or learned priests might not have had. We don’t have another such document, at least not for twenty years or so not very close by, so we don’t see Garsies again. She could be right. In which case I don’t have as many frontiersmen, but I wonder where on earth he would have learnt this stuff? Santa Leocàdia might just still be the answer, but I will have to rethink…12

1. Wendy Davies, Windows on Justice in Northern Iberia, 800-1000 (Abingdon 2016), pp. 35-39.

2. Her specific worked example, of many, is Pedro Floriano Llorente (ed.), Colección diplomática del monasterio de San Vicente de Oviedo (años 781-1200): Estudio y transcripción (Oviedo 1968), doc. no. 26, discussed Davies, Windows on Justice, pp. 1-5 & 146-147, with text pp. 60-3 and photo p. 2.

3. Eduard Junyent i Subirà (ed.), Diplomatari de la Catedral de Vic: segles IX-X, Documents 1 (Vic 1980-1996), 5 fascs, doc. no. 594, also printed as Ramon Ordeig i Mata (ed.), Catalunya carolíngia Volum IV: Els comtats d’Osona i Manresa, Memòries de la Secció Històrico-Arqueològica 53 (Barcelona 1999), 3 vols, doc. no. 1712, actually tells us that this happened to it, which is nice but of course raises questions of which bits were written when. In some ways more interesting is Ordeig, Catalunya Carolíngia IV, doc. no. 995A, because there are two copies, the former of which was already witnessed by Count Borrell II but the later of which us confirmed additionally by Viscount Guadall II of Osona. More would not be hard to find.

4. Davies, Windows on Justice, pp. 95-120, which is kind of a kingdom-wide application of my technique in Jonathan Jarrett, “Comparing the Earliest Documentary Culture in Carolingian Catalonia” in Jarrett and Allan Scott McKinley (edd.), Problems and Possibilities of Early Medieval Charters, International Medieval Research 19 (Turnhout 2013), pp. 89–126, DOI:10.1484/M.IMR-EB.1.101679, which is rather flattering.

5. Davies, Windows on Justice, pp. 141-143.

6. Jaime Villanueva, Viage literario a las Iglesias de España, tomo VII: Viage á la Iglesia de Vique, año 1806 (Valencia 1821), online here, ap. XIII.

7. Ordeig, Catalunya Carolíngia IV, doc. no. 119.

8. Jonathan Jarrett, “Power over Past and Future: Abbess Emma and the nunnery of Sant Joan de les Abadesses” in Early Medieval Europe Vol. 12 (Oxford 2003), pp. 229–258 at pp. 241-248 and Jarrett, Rulers and Ruled in Frontier Catalonia, 880-1010: pathways of power (Woodbridge 2010), pp. 35-42.

9. Ibid., pp. 46-49.

10. Ibid., pp. 42-46.

11. The identification is argued in Ramon Ordeig i Mata, “Santa Eulàlia i Santa Leocàdia, una església altmedieval de Vic” in Ausa Vol. 25 no. 168 (Vic 2011), pp. 323–332. .

12. It is arguable, of course, that I should have maybe done that rethinking in the three years since writing this post. One thing that should have occurred to me then but didn’t, and does now, is that the possible link to Santa Leocàdia has the additional strength that by 913 the church was actually held by Sant Joan de Ripoll, having been granted to them in Ramon d’Abadal i de Vinyals (ed.), Catalunya carol&iacutelngia volum II: Els diplomes carolingis a Catalunya, Memòries de la Secció històrico-arqueològica 2 & 3 (Barcelona 1926-1952), repr. in facsimile as Memòries… 75 (Barcelona 2007), Sant Joan de les Abadesses I. So I might still think that the most plausible answer. An outside possibility might be that Garsies had come from some Andalusi intellectual centre such as Toledo which might be thought to have given him special knowledge of charters and the like; but if that were the case, I’d expect him to have been widely sought out as scribe, and in any case Toledo diplomatic wouldn’t necessarily have been what was wanted in Osona (see my “Comparing the Earliest Documentary Culture” as in n. 8 above). Maybe he just refused any lesser client than two counts, a viscount and an abbess, but still, I think more or less on-site but normally disregarded is a more plausible and interesting possibility…


Hildegard of Carlisle

This gallery contains 6 photos.

Something lighter for the holiday weekend, after so depressing a previous post, the implications of which will need to be long considered. Not so this, but it has been fairly long considered anyway, because it was in October 2018 that … Continue reading

(Why) Universities Are Not… Giving Way to their Staff

I initially wrote this in the middle of ten more days of industrial action over pensions, pay and terms of work in the English university sector, those following ten days last month and three days at the end of last year, and plenty more in previous years. Then I thought it’d better wait till people weren’t actually on the picket lines (though there are still some places where, for different reasons, they are.) But there have never before been such serious strikes in UK higher education. It’s been quite a long time since I got to deliver one of my own modules without losing classes. Obviously my pay and savings have taken a dent, and I’m one of the fortunate ones in still being basically OK. But it has got us nothing; not only have there been no concessions but the employers’ bodies have simply refused to negotiate, as if a 17% gender pay gap wasn’t just a basic ethical concern as well as a financial problem. What response we have seen is moves to run around the unions by promising to address the problems by new schemes and initiatives in which the unions are not consulted. Of course, where a union is recognised that’s illegal, but P & O Ferries have just shown us how the accounting maths works out on that score.

All the same, just because the university managements probably can ignore the unions doesn’t straight away explain why they want to – why staff goodwill is worth so little, why staff welfare is of so little concern and why this much disruption is worth just weathering out. In my previous posts on these issues I accordingly set out some plausible reasons why at least some of the problems we’re fighting about, specifically pay rises and causalisation, are actually hard for the employers to address, and how their resolution would tend to result in fewer jobs in the sector overall. The short version of those reasons would be because university income in the UK is actually zero-sum, so if you reallocate any of it there have to be losses somewhere else. Nonetheless, the Universities and Colleges Union is not wrong that many universities are stacking away considerable profit and surpluses at the moment, even if they ignore that some others are running in persistent deficit and may soon go to the wall. So one might argue that at least some employers could reallocate the sums needed out of their own bank accounts. But it seems that they won’t, despite the best we can do by way of argument.

Now, emotionally I will happily accept the idea that the whole sector’s management just don’t care, and that their only strategies are to pretend to act via working groups and consultations while actually progressively removing any mechanisms of contact or feedback between them and the people to whom they give orders so as to make not caring easier. It certainly feels like that from here! But you might hope that there was at least some reason why everyone above a certain level of authority is willing to look that way to the public and their staff, despite what it means for the effective functioning of their institutions. In this post, therefore, I want to do two things: firstly I want to acknowledge and include some points my original thinking missed, which I found during the work on my posts on the disputes and which help explain a few more things. Then secondly I want to explain why I think we’re losing and what would have to happen to change that.

Points I missed

In the first place comes a change of direction that I partly managed to make in the original posts, because my starting hypothesis didn’t seem to be justified by the figures. It still doesn’t; to my surprise, it doesn’t seem as if the global pandemic has actually made terribly much difference to international student recruitment in the UK. The detail of the ebb and flow from place to place differs quite widely, and there was definitely a thin patch in early 2020 with lots of people understandably deferring their places, but between online teaching and then eased restrictions it seems that a lot of that revenue has been rescued. That meant that there was a period of panic and the great digital pivot and so on, and everywhere reset their budgets on the basis of panic. Then the disaster didn’t come and the part of the university sector that wasn’t already in trouble has found that it can more or less carry on like this now, for a while at least. And, for reasons we’ll come to under the final heading, ‘for a while at least’ is all anyone is thinking about right now. So the revenue crisis is now not so imminent as to make change necessary, but still remains potential enough to make change look very dangerous. It’s not the biggest brake on change – as I say, I’ll come to that – but it’s probably a significant one and I had it facing the wrong way round in the metaphorical circuitry of my analysis.

But seriously, pensions

Secondly, however, and more revelatory, the thing I have found hardest to understand in these disputes is why the employers won’t take easy wins when they appear. The one of these that was confusing me most was the pensions situation. I don’t want to run through the whole thing in detail here, but you have to understand what the problem initially was to understand what I mean. The problem initially was that, largely because of new rules set up by England’s Pensions Regulator, a valuation of the Universities Superannuation Scheme in 2017 or 2018, I now forget, came out showing a worrying deficit against future liabilities. It wasn’t losing money or anything: it was just unable right then and there to make all the payments that would be due if every single member university in the country suddenly went bust. Counter-arguments from the Universities and College Union included the one that this was utterly unlikely, but it was the eventuality against which the Pensions Regulator now required the scheme to be secure. There were also questions about whether this deficit would exist were the scheme not also trying to ‘derisk’ by moving its investments progressively into low-yield, but predictable, bonds, rather than the more profitable but less reliable funds that generated most of its current revenue. UCU also had arguments with the methodology used to do the valuation, however, arguments about necessary ‘levels of prudence’, and on that basis the only thing, really, that the first serious round of national strike action in 2019 won was an agreement to wait until USS had done a new valuation to decide on next steps, which everyone was going to agree on first.

Unfortunately, the new valuation occurred during the high point of panic over Covid-19. The figures came out much worse, of course, and the fund went unilaterally into carefully-managed emergency measures, triggered automatically by its charter and raising contributions across the board from both employees and employers. Unsurprisingly, therefore, new proposals rapidly emerged from the employers’ side about how to cut pay-outs and contributions to a level that they and the scheme found sustainable, and it’s these proposals that have now been pushed through in the teeth of our strikes. But the thing is, at the same time not only has every university in the country not simultaneously closed; the fund’s investments have also been doing far, far better than their gloomy maximum-prudence predictions during 2020 forecast. By all the calculations anyone outside can do with the available figures, two years of big investment return have probably actually wiped out the scheme’s deficit. There’s no longer any immediate financial need to make these cuts, and there’s another valuation due in 2023 anyway. So why not, to end these strikes, just give UCU what it wants, revert the cuts, let things simmer down and then start again in 2023? Why not now just let the staff have their hope of a reasonable retirement by changing nothing? In most other respects changing nothing appears to be what the managements want, so it seems like an easy concession to buy space to do whatever other worsenings they have planned. But no.

I couldn’t understand this until, in the course of writing the previous posts and looking for cites on managerialism in the university, I found an excellent blog post from 2019 by Lee Jones of Queen Mary University of London, for which institution I once worked and who have now earned themselves the ignominious honour of being the first university to try to dock pay from staff for not rescheduling classes lost due to strikes, i. e. fining them twice for not doing work once.1 Whether this is legal remains to be seen – the rest of the sector, having threatened it, is now waiting with bated breath to see if QMUL get away with it – but in any case, I digress. Dr Jones ends his post with a call for a full-on end to free-market economics as the only solution, which I can’t see coming, but his analysis of the actual economics of the situation seems to me very sharp indeed, and includes something I didn’t think of, universities’ increasing reliance on borrowing to finance their competition with each other. There, he says this (with all his links gratefully copied):

“The turn to capital markets happened very quickly after 2011. During 2015 alone, universities issued $1.39bn in private bonds, typically at around 3% interest over a long time period: 50 or even 100 years. From 2013–18, university bond issues totalled £4.4bn. Oxford has borrowed £750m over 100 years at 2.5%; Cardiff, £300m at 3.1% over 50 years; Cambridge, £300m at an inflation-linked rate and £300m at 2.35% over 60 years; even Portsmouth has raised £100m through issuing bonds.

“Raising private finance depends on assuring investors that the institution is financially sound and their money will be returned with the stated rate of return. To keep the ratings agencies sweet (yes, Standard and Poor, Moodys, et al. now rate universities, just as they rate governments), universities must show financial probity. That involves two things: first, they must demonstrate that revenue (i.e. students) will continue to flow to the institution, which requires a solid competitive positioning in the market place. Portsmouth’s investment prospectus, for example, makes direct reference to its league table position to reassure bond-purchasers. This reinforces the managerialist turn to gaming the league tables and degrading higher education, as described above. Secondly, universities must show a determination to suppress costs, to show that they can generate the required surplus to repay the bond when it matures. That entails bearing down on staff pay and especially ‘pensions liabilities’, which are always a concern for private investors. The desire to shrink these liabilities was a key factor behind employers’ attempt last year to cut USS pensions a third time [since] 2011, which drove staff out on strike en masse.”

That is a piece of the puzzle I did not have and which now fits all too well. Of course, the cutting of pensions is a long-term plan, or at least, has been happening over the long-term, and this helps explain why. Rather than the employers choosing change of plan over stability, what the concession I suggested above would mean in this light is the abandonment of a much longer-running plan to which the pandemic gave unexpected opportunity, under that old and disgraceful banner, used by more than one vice-chancellor in 2020, “never let a crisis go to waste“.2 And so I now hope for rather less success for the university workers in this area than the figures suggest should be possible.

A Private-Sector Problem

But the other reason my hopes have shrunk badly since this round of industrial action began is that there has been almost no action from the government. You might well say that this is an industrial relations problem, not a national problem, and why should the government be expected to act? But my earlier posts made the argument that when the government controls more than half the university sector’s income, between tuition fees and the mysterious QR funding, and imposes upon the sector a massive regulatory burden in order to be allowed to receive it, and then also imposes hard limits on what that income can be, it is actually the government that creates the framework within which these problems cannot be resolved.

Neither is it just that because of this level of state control, university finances are statically constrained. We exist as a sector under an ongoing and semi-permanent threat of defunding. Until just last month, the shape of this Sword of Damocles was the Augar Review, which began in early 2018, reported in the very last days of Teresa May’s premiership in 2019, and has only now received a proper government response. I’ll come to that response in a minute – because I literally only found out about it while writing the post – but since Augar initially recommended cuts to tuition fees, in order to reduce the growing liability on state finance created by their 40%+ non-repayment, it created a panic in the sector which in some places saw people literally being fired that month to save money. Then nothing happened, and a global pandemic set other priorities for all parties, plus which Augar himself no longer thinks cutting fees would be a good idea.3 Still, it was only a few weeks ago that any assurance came to the university sector that they were not, in fact, facing a crippling cut to their majority source of income which might come at any time, when the government announced that the current cap on tuition fees would be frozen for a further two years. And even that, of course, only gives two years’ security, and that in the form of a source of revenue which has been shrinking against inflation ever since 2012 when the current cap was set. Since other revenue in the sector is also very hard to increase, and with the upheaval caused by the pandemic to cope with as well, it is understandable that anyone who sees their principal job in a university as, not even to maximise profit, but just to keep the whole thing financially afloat, has been stockpiling income, trying to cut spending as much as possible and getting ready to borrow huge amounts if necessary.

As it is, from what I can see on the basis of a report on the response to the review – not having had time and probably not having the will to read the actual thing – the response does not remove this problem. Instead, it mainly does two things, one being to make repayment thresholds for the students who have loans lower, so as to decrease that massive non-repayment figure, and the other being to open up lifelong access to loans so as to encourage reskilling and retraining. This is kind of patching one hole while opening up another: it may get more loan money back into the Student Loans Company’s bank accounts, but will be pouring more money out at the same time, and to people who will not have as long to pay it back or salaries as high from which to do so. Those loans will have to be unpleasant to have if they’re to escape becoming a new version of the exact same problem the current ones face. The response also freezes current tuition fees for two years, but makes no promises about them after that. Meanwhile, it demands that universities make their ‘graduate premium’ more public by advertising employment rates for graduates from their courses, another reporting requirement which universities will learn how to game; and it threatens the future defunding of courses which don’t reach a certain, unspecified, level on that score, as well as potentially courses that don’t serve the national interest as much as others. To me this mainly looks like a win for the Further Education sector, and goodness knows it needs one, but this can also fit with my earlier forecast that universities will use their greater size and capacity to start taking over the vocational and FE sector and pushing smaller dedicated providers out of it – expect lots of mergers of local colleges with their local big universities and an end to non-degree-level teaching at them. What this does not do is give universities any basis on which they can securely plan their finances for more than two years ahead. That is made worse because, even this long after Augar actually reported, a great many things in the response seem to be kicked down the road for later consideration or, typically for the Cameron-and-post-Cameronian administration, left as threats that may or may not be carried out, depending on unspecified things. This kind of failure to make policy is exactly why for the last ten years or so no-one in the sector has dared plan anything but capital projects intended to secure more certain revenue.

For this reason, while I didn’t then know that it was being said on the basis of this response being about to appear, it was when I saw the above that I knew these strikes weren’t going to get us anywhere. Bim Afolami may be right, and UCU may be right, that the universities do, currently, in most cases, have the spare money to address some of their staff’s grievances and, as I say above, the pensions situation has eased to the point where it needn’t even cost them very much to address. But there is no reassurance that things will stay that way, and while as a result they are still the prisoners of the wavering international student market for any kind of ongoing financial security, they’re not going to start spending out reserves they could well need very badly just a couple of years down the line.

So what needs to happen if this is ever to get better? Well, I think it’s nothing less than a team from Universities UK, a team from the Universities and Colleges Employers Association and one from the Universities and Colleges Union sitting down with the three, no less, ministers of government who currently have responsibilities in the sector (the Secretary of State for Education, the Minister for Universities and the Minister for Apprenticeships and Skills) for a couple of days and arguing out what it is they collectively think universities should do, for whom. Then, and only then, they should concoct a way to tap the money made by those things that would establish a steady ongoing foundation for them which can continue without need of further interference. Then we might be able to look to a future. We’ve seen that there probably are ways that funding could be arranged, and possibly even with less of a burden on the state than there is now – on which basis at least one former Universities Minister might want to be in the room too, since he already thinks he knows how to do this – so it’s not impossible that this would produce a mutually satisfactory outcome.4 Since UCU tends to get outvoted in such meetings, however, it’s also possible that this would just produce an acceleration of the current direction of travel towards vocational, marketised, industry-facing training and research-only-with-development. But since I dare not hope that that meeting will ever happen, maybe, in the words of Gil Scott Heron, “Unfortunately, the world is just going to drag on and on.”5 Two questions then seem to remain: one is whether we, the actual workers of knowledge, are going to be able to drag it in any particular direction, even back towards the past, or will in the end be dragged by it. And the other, I suppose, is whether it’s worth remaining knowledge workers so as to see.

1. Lee Jones, “The Seven Deadly Sins of Marketisation in British Higher Education” in Medium, 28th November 2019, online here. I should also mention Luke Martell, “The marketisation of our universities: Economic criteria get precedence over what’s good in human terms”, in British Politics and Policy at LSE, 23 November 2013, online here, as making some of the same points more briefly and presciently six years previously, although not the one I’m running with here.

2. I can’t name the ones I actually heard of saying it, as I suspect that would get me and others into trouble, but Peter D. Burdon, ‘Never Let a Crisis Go to Waste’: The Impact of COVID-19 on Legal Education, SSRN Scholarly Paper, Social Science Research Network ID 3938681 (Rochester NY 2021), online here, is kind of a metastudy. It should be noted that the phrase is seen positively by many ed-tech evangelists, who are presumably not interested in the reasons why the resistance to change which the use of the phrase bespeaks exists: witness Wayne Camara, “Never Let a Crisis Go to Waste: Large-Scale Assessment and the Response to COVID-19” in Educational Measurement: Issues and Practice Vol. 39 (Chichester 2020), pp. 10–18, DOI: 10.1111/emip.12358, and Jeffrey Lancaster, “Never Let a Crisis Go to Waste” in EduCause Review, January 11 2021, online here.

3. A lot of my details in this paragraph, including that last one, come from Nick Hillman, “In the years of waiting for a full response, it’s become clear the Augar review is a smörgåsbord not a prix fixe. But while policymakers have been deliberating, universities have been delivering” in HEPI, 1 February 2022, online here, though I can’t but think Dr Hillman must have been quite annoyed when the response followed on his heels by only a month. On that response I have mainly relied on James Higgins, “Augar review: government reveals student finance shake up” in University Business, 24th February 2022, online here.

4. See David Willetts, Boosting higher education while cutting public spending, HEPI Report 142 (London 2021), and indeed David Willetts, A university education (Oxford 2017).

5. Gil Scott Heron, “Brother”, on A New Black Poet: Small Talk at 125th and Lenox (RCA 1970).