Tag Archives: peasants

Nearest neighbours in the pre-Catalan foothills

Cover of Guy Bois's Transformation of the Year 1000

Cover of Guy Bois’s Transformation of the Year 1000

Another thing that Guy Bois’s book The Transformation of the Year 1000 has made me think about is the coherence of the village community in my area. For him, the villages of the area of the Mâconnais in Burgundy about which he wrote were quite discrete entities, outside of which hardly anyone lived, except in a few relatively-substantial grange-like affairs run by a small staff of slaves or other dependants.1 He gets some quite heavy theory out of this (and apparently only from this), that this is the natural state of a relatively flat social hierarchy in a time of light lordship, they will band together for mutual support whereas dispersal presupposes some kind of structure to which to connect.2

The church and the centre of modern-day Lournand, Burgundy. By Ludovic Péron

The church and the centre of modern-day Lournand, Burgundy. By Ludovic Péron (Own work) [CC-BY-SA-3.0], via Wikimedia Commons

There is so much literature on the formation and structure of villages, most of which I haven’t read, that the only way I can really come at this idea, which you may guess sits wrongly with me, is to test it in the context of the society I know best, tenth-century Catalonia. Here, of course, there was a fairly strong political authority: it may not be exactly clear what the counts could actually do, but they turn up almost everywhere as landholders, transactors, or judgement-givers. Very occasionally, too, we see signs of their ability to coordinate military power, though when the main source is land charters that just doesn’t come up much. Nonetheless, most theories about the development of this area hang on the idea that this lordship was less burdensome than the more local castle-based one that would come to replace it by, say, 1050.3 I have also mentioned before that the tenth-century documents frequently mention what appears to be an allotment of public land near castles, probably dedicated to their upkeep, identifiable because of not having an owner, being referred to as just ‘the benefice’ or similar. In that case it’s hard to guess what exactly the local castle asked from its supposed subjects, and one has to wonder what exactly drew these communities together.

Probably Sant Llorenç prop Baga in Osona

Sometimes the castle is more local than at other times… I think this is Sant Llorenç prop Baga in Osona, but could easily be wrong and would welcome any better suggestions

This is an issue because it is definitely my sense that these communities didn’t have very distinct boundaries. There were certain areas on the edges of castle jurisdictions where the scribes seem to have been uncertain in which jurisdiction to put it.4 If it were under obligations of some kind to that castle, I don’t see how this could happen, at least not if that were geographically determined which Jerusalem, as ever, reminds us it need not be.5 Nonetheless, this was not an intensely-divided zone, it seems to me. People usually knew where their estates and properties ended, but even that could be open-ended (“on the margin”, “on wasteland”).6

Sant Vicenç de Malla

Sant Vicenç de Malla, in the tenth century in the term of Orsal or that of Taradell depending on which scribe was writing your charter (NB this building is later)

It’s also quite hard to point at centres of communities, in the tenth century at least. The church is an obvious one, but not everywhere had one; my favourite example from my territory is a village called Montells, which has at least two bits (Upper and Lower) and also some settlement in between. Their nearest church, as far as I can tell, was the cathedral at Vic or Sant Vicenç d’Orsal in the under-managed term of Malla, but they did not live in either of those places as far as the scribes who wrote their documents were concerned.7 Then, to the north in Vallfogona the unusually rich documentation shows us a community that got a church put in by the nunnery of Sant Joan de Ripoll over the ridge to the north, which was obviously therefore acting as a kind of focus in itself, and yes, that church is more or less in the middle of the valley, but the settlement wasn’t; the church went where it went because the main mover in the affair, a chap called Arigo, lived there. But there were about fifteen other hamlets in tenth-century Vallfogona and when the counts moved in on the area towards the end of the century one of the things that they did was to put another church up at the east end of the valley and scrounge half its parish away from the older one, showing us that those hamlets looked to a further centre, not one of their own. And the Vall de Sant Joan itself, as we know in almost-unique detail, had at least twenty-three settlements in by 913, of which some were groups of fifteen to twenty families but others basically a homestead.8 Their centre was obviously the nunnery, but that area was, as I’ve suggested, organised much more obviously in dependence. Does this mean that Bois is right and dispersal follows lordship, and that other areas should be more centred?

Portal of the church of Sant Pol, in Sant Joan de les Abadesses

Portal of the old parish church of Sant Pol, in Sant Joan de les Abadesses

I certainly don’t think that there was ordinarily no village community as such, not least because we have reason to expect there to have been some common land in most places, which means a group that could decide who was entitled to use it and who wasn’t.9 There was also a reasonably distinct body of people who turn up in court hearings for a given area as boni homines, ‘worthy men’, a term only used in this context but often correlating to a certain landed importance in the transaction record.10 Such a status presupposes, I think, other fora in which it could be reckoned by the person’s fellows before it could be definite enough for a scribe to record; I don’t see how it could really be the scribe’s decision. But it does make one wonder, when if ever was this community together to make such decisions? If the hamlet is the basic unit, church is not the answer: we don’t, in any case, know how often people went to church in this period, but it seems that it would always have involved the people of many (small) settlements. Unless we imagine that each church meeting dissolved into a bunch of small board meetings, some more local setting seems likely. (Churches are more common than castles, so it wouldn’t be the castle either.)

Castell de Sant Llorenç del Munt, Osona

Of course, sometimes church and castle later got hard to separate… The Castell de Sant Llorenç del Munt, Osona

Beyond imagining the local ‘big men’ having more or less formal meetings at each other homes, for which there is no evidence at all, I don’t have an answer to this, which is frustrating because, Guy Bois or no Guy Bois, this is the level at which change would have been recognised, discussed, met and contended with, and it is invisible even though it must have been there. The invisibility of the informal is probably the biggest single problem with which the early medieval social historian reckons, and though I may not like the way Guy Bois imagines it (for an area that he knows vastly better than do I, of course; I merely don’t like it for my area) it’s very hard to do better than imagination.11

1. G. Bois, La mutation de l’an mil (Paris 1989), transl. Jean Birrell as The Transformation of the Year 1000: the village of Lournand from Antiquity to feudalism (Manchester 1992), p. 117-120.

2. Ibid., pp. 119-120:
“Peasant dispersal was no doubt a possibility wherever a strong political authority, inherited from Rome, had been maintained. Where this was lacking, the hamlet became the structural framework which no peasant would think of leaving. The basic reality consisted of a network of hamlets, each binding the conjugal units into a cohesive group. The more society lost any central power, the stronger the knots in the mesh became….”

3. Most obviously Pierre Bonnassie, La Catalogne du milieu du Xe à la fin du XIe siècle : croissance et mutations d’une société, Publications de l’Université Toulouse-le Mirail, Sèrie A, 23 & 29 (Toulouse 1975-1976), 2 vols; Josep María Salrach i Marés, El procés de feudalització (segles III-XII), Història de Catalunya 2 (Barcelona 1987).

4. See J. Jarrett, Rulers and Ruled in Frontier Catalonia 880-1010: pathways of power (Woodbridge 2010), pp. 90-91, for the example of l’Esquerda.

5. Ronnie Ellenblum, “Were there borders and borderlines in the Middle Ages? The example of the Latin kingdom of Jerusalem” in David Abulafia & Nora Berend (edd.), Medieval Frontiers: concepts and practices (Aldershot 2002), pp. 105-118.

6. In Ramon Ordeig i Mata (ed.), Catalunya Carolíngia IV: els comtats d’Osona i Manresa, Memòries de la Secció Històrico-Arqueològica LIII (Barcelona 1999), 3 vols, doc. nos 158, 496, 941, 1111, 1128, 1184, 1218, 1236, 1243, 1367, 1595 & 1870 feature boundaries “in ipsa limite” or some other form of the word limes, whereas nos 760, 910, 960, 1128, 1381, 1402, 1428, 1435, 1504, 1547, 1664, 1683, 1710, 1821, 1852 & 1854 have “in ipsa margine” or similar. This seems to suggest either some shift in fashion from the former to the latter, or else that the limes was fixed somehow and that the edge of settlement had moved beyond it after the 970s. Interesting, isn’t it?

7. Jarrett, Rulers and Ruled, pp. 75-77.

8. Ibid., pp. 30-42.

9. Gaspar Feliu, “La pagesia i els béns comunals” in J. Farré and Flocel Sabaté (edd.), Els grans espais baronials a l’edat mitjana: desenvolupament socioeconòmic. Reunió científica: I Curs d’Estiu Comtat d’Urgell (Balaguer, 10, 11 i 12 de juliol de 1996) (Lleida 2002), pp. 23-40.

10. Jarrett, Rulers and Ruled, pp. 35-36 & n. 55 with ref.; more widely, see Karin Nehlsen-von Stryck, Die boni homines des frühen Mittelalters unter besonderer Berücksichtigung der fränkischen Quellen, Freiburger rechtsgeschichtliche Abhandlungen Neue Fassung 2 (Berlin 1981).

11. One person who may do better than me (or Bois) on this is Elisabet Bonilla Sitja, whose Masters thesis, “Aproximación al estudio de la vida y mentalidad altomedieval: la Plana de Vic, 872-936″, unpublished Master’s thesis (Universitat de Lleida 2011), for a copy of which to read I must thank her, touches on such issues and whose doctoral work now completing may carry it further. She looks at the documents in a different way from mine and this is one enquiry where that probably helps!

Expressions of Hispanist medevalist community, in Exeter

We seem now to be firmly into June 2013 in my never-decreasing backlog of reporting, and next up in it was a day out to Exeter, somewhere I hadn’t been for a long time but which called me now for the same reason as it often has before, a gathering of the intermittent organisation known as Historians of Medieval Iberia. The main reason this had occurred was the presence in the UK of a man much cited here, Professor Jeffrey Bowman, visiting Exeter, because of which Professor Simon Barton thereof had wanted to organise a day symposium, and so being called we variously went. Due to the uselessnesses of First Great Western trains, I was only just in time for the first paper, but in time I was, and the running order was as follows, in pairs of papers.

  • Jeffrey A. Bowman, “Lordship and Gender in Medieval Catalonia”
  • Jonathan Jarrett, “Per multa curricula ex parte destructa: membership of a Church community in Catalonia c. 1000″
  • Robert Portass, “Doing Business: was there a land market in tenth-century Galicia?”
  • Teresa Tinsley, “Hernando de Baeza and the End of Multicultural Iberia”
  • Graham Barrett, “Beyond the Mozarabic Migration: frontier society in early medieval Spain”
  • Simon Barton, “The Image of Aristocracy in Christian Iberia, c. 1000-c. 1300: towards a new history”

Professor Bowman’s paper is now out as an article, but some brief account may be of interest anyway.1 The way it worked was to do what I love doing, standing Catalonia up as a better-evidenced counter-example to a broader theory, in this case that of Georges Duby that female lordship as early as the tenth century was an incredibly rare occurrence seen as a pale imitation of masculinity. To do this involved setting up some kind of definition of lordship, which Professor Barton suggested should at least include fighting, doing justice, controlling castles, diplomacy and ‘special projects’. Women with military rôles are not unknown in the Catalan records (wait for a future post here, as I think the phenomenon goes down lower than Professor Bowman had time to look), countesses in the eleventh century at least certainly presided over courts alone, a good few held castles in fief (or by other arrangements2), we have various Arabic testimonies to the countesses of Barcelona being conduits for diplomatic communication and under ‘special projects’, if we mean things like land clearance, Abbess Emma is an obvious example.3

Seal of Countess Ermessenda of Barcelona, Girona and Osona in the Museu Diocesà de Girona

Seal of Countess Ermessenda of Barcelona, Girona and Osona, a woman who would not give up government till there was no choice, in the Museu Diocesà de Girona

So that case looks pretty much made: in this area, for that definition of lordship (and it does occur to me now that it is a very tenth-century-and-later one because of the inclusion of castles, though one could still say the same of Dhuoda I guess), it’s hard to see anything odd about female participation in lordship here and we should stop thinking it odd. And I suppose I’d agree with that, and not necessarily just here (another future post) but there does still seem to me to be a difference, in the Languedoc at least where the ninth century gives enough to compare with, between the rôles in and frequency with which women appear in charters, especially as far as their titles go, to suggest that even if this situation wasn’t odd, it might still be new. It did, however, last: Professor Bowman was keen to stress in questions that those who have looked for a shift towards a lineage system here have found it hard to locate over any timeframe much shorter than a century.4

Sant Pere de Casserres, from above

Sant Pere de Casserres, from above

As for me, little enough needs saying there: in the throes of another project entirely and with no time to come up with two papers so close to each other from it, I’d offered the latest version of the now-legendary Sant Pere de Casserres paper; I ran through where the place is, what the sources are, why there’s a problem with the narrative of its foundation and what the actual story might be that would fit it; Graham Barrett suggested some modifications to my Latin and then the questions were all for Professor Bowman, which is fine as he was building a much bigger thesis. One of my problems with the Casserres paper is working out what larger point it makes; the other, of course, is non-responsive archives, but that’s a bigger problem than just here…

The monastery of San Salvador de Celanova in its modern form

The monastery of San Salvador de Celanova in its modern form

The second session put two rather less-connected papers together. Rob was out to demonstrate peasant access to the land market in his corner of early medieval Spain, which has often been overlooked because the dominant Spanish historiography interested in peasants has been more interested in how they resisted power than how they cooperated with it.5 This Marxist perspective needs rethinking, argued Rob, not least because many of these peasants did not live in the Marxist ‘peasant mode’, but operated in both vertical and horizontal networks of power and assistance. Even when those networks led to the monastery of Celanova, whence most of Rob’s material, it was not always to peasant disadvantage to cut a deal with the monks, whose rents were limited, and the land that was then sold to them had often come from other peasants previously. The problem here is of course the definition of peasant, but I think I would agree that whatever we call the free smallholders here they could happily do business with each other, and do so with an eye to their own benefit.6

The Alhambra palace in Granada

The Alhambra palace in Granada, now very keen to be widely known as a World Heritage site

Miss Tinsley’s paper came from a completely different place, sixteenth-century Granada, where one Hernando de Baeza, a Christian interpreter for the last lords of the Muslim state there, was writing a history of recent events. This man is almost exactly the author a multicultural twenty-first century reading of events at the end of Muslim rule in Spain wants: his sources included Africans and women, he spoke all the necessary languages and about the only minority group he doesn’t mention is Jews, but the work was only published in the nineteenth century, from two incomplete manuscripts and is consequently confused and disordered in structure, which with its anecdotal style has left it out of most serious historiography. There is now, however, a recently-discovered complete manuscript to work from (which a Mexican archbishop had made in 1550 to help with converting native Americans!) and this offers more details with which the author’s life can be filled out. He seems to have been an ambassador to the papal court for Queen Isabella, briefly papal chamberlain and a protector of Jews, but whom King Ferdinand however booted out of his offices and whose parents had been burnt by the Inquisition! He seems to have written his history in Rome, a disenchanted man. He may therefore have been attempting something like a dream past of late medieval inclusion, before intolerance and persecution wrecked everything for him and his family. Again, just what we might wish but correspondingly slippery to deal with! This all sounded tremendous fun and I hope Miss Tinsley can make the man’s name better-known, although it transpired in questions that she is dealing with a recalcitrant editor of the manuscript who is being very careful what details he lets her have. That sounded dreadfully familiar, alas…

A Leonese royal charter of 860

A Leonese royal charter of 860

Then came Graham Barrett, who was speaking on those curious populations in the frontier Christian polities of tenth-century Spain whose personal names were Arabic, about whom I’ve spoken myself once or twice, including at an earlier Historians of Medieval Iberia gathering, pre-blog. As that suggests, I had given up trying to get my work on this published before Graham had arrived in England to start his Ph. D., but also in the room was Professor Richard Hitchcock, who was fairly sparing about the absence of his more successful work from the presentation…7 I found it hard to rate this paper neutrally, anyway, it was much too close to my own fruitless sidetracks of yore. Graham’s take on things is always original, however, and he knows the documents far better than me, so there were new thoughts available. In particular he raised the possibility that lots of the relevant documents might be forged, although why one would then put Arabic names into them (and the same names over quite an area, I’d note) is hard to explain.8 He also correctly pointed out that migration of southerners was not necessary to explain these names and that they themselves were not evidence of ethnicity or even cultural affiliation,9 but that they might usefully be mapped against other markers of that, if any could be agreed. There’s definitely a project here, but I suspect that in fact neither of us will be the ones who do it as we both have easier things to attempt…

Brass plate bearing the arms of the Lara family

Brass plate bearing the arms of the Lara family

Lastly our host, Simon Barton, asked whether the approximate synthesis to which historians of North-Western Europe seem now to have come about the medieval aristocracy applies in the Midi.10 Most study of the Spanish nobility has been of families, rather than of a class, but Simon argued that a class identity can be seen in formation after about 1050, with a hierarchy of aristocratic rank, heraldry and literature all developing to emphasise it. He suggested that these markers were developing not so much as spontaneous expression of ideals but as tests that helped mark people off from their imitators, which exposes the ideals in play to us in negative. This was a good wrap-up to a good day that refreshed a realisation for us that even if it’s thinly spread and uncertain of duration, nonetheless there is still a medieval Iberian scholarship in the UK and we’re all active parts of it; it’s never a bad time to be reassured that one has colleagues!

1. Jeffrey A. Bowman “Countesses in court: elite women, creativity,
and power in northern Iberia, 900–1200″ in Journal of Medieval Iberian Studies Vol. 6 (London 2014), pp. 54-70, DOI: 10.1080/17546559.2014.883084.

2. J. Jarrett, Rulers and Ruled in Frontier Catalonia 880-1010: pathways of power (Woodbridge 2010), pp. 83-85.

3. Idem, “Power over Past and Future: Abbess Emma and the nunnery of Sant Joan de les Abadesses” in Early Medieval Europe Vol. 12 (Oxford 2005), pp. 229-258, DOI: 10.1111/j.0963-9462.2004.00128.x.

4. Cited here was Theodore Evergates, “Nobles and Knights in Twelfth-Century France” in Thomas N. Bisson (ed.), Cultures of Power: lordship, status and porcess in twelfth-century Europe (Philadelphia 1995), pp. 11-35; Georges Duby, “Women and Power”, ibid. pp. 69-85, provided the basic counter-type here.

5. Classically, Reyna Pastor de Tognery, Movimientos, resistencias y luchas campesinas en Castilla y León: siglos X-XIV (Madrid 1980).

6. R. Portass, “Rethinking the «Small Worlds» of Tenth-Century Galicia” in Studia Historica: Historia medieval Vol. 31 (Salamanaca 2013), pp. 83-103, online here, contains some aspects of this paper.

7. R. Hitchcock, Mozarabs in Medieval and Early Modern Spain (Aldershot 2008), building on his “Arabic proper names in the Becerro de Celanova” in David Hook & Barrie Taylor (edd.), Cultures in Contact in Medieval Spain: Historical and Literary Essays Presented to L. P. Harvey, Kings College London Medieval Studies 3 (London 1990), pp. 111-126; references to my presentations can be found on my webpages here.

8. One example would be the apparent court notable Abolfetha ibn December (good name huh?), who certainly does appear in the forged Santos García Larragueta (ed.), Colección de Documentos de la Catedral de Oviedo (Oviedo 1962), doc. no. 22, but also in the less dubious José María Mínguez Fernández (ed.), Colección Diplomática del Monasterio de Sahagún (siglos IX y X) (León 1976), doc. no. 19 and Emilio Sáez (ed.), Colección Documental del Archivo de la Catedral de León (775-1230): I (775-952) (León 1987), doc. no. 68; at that rate, it begins to look as if the reason for putting his name in a forgery would be because it was known to belong to the period being aimed at, which is to say that at least up to three separate forgers thought he was a real historical person.

9. As also argued in Victoria Aguilar, “Onomástica de origen árabe en el reino de León (siglo X)” in al-Qantara: revista de estudios árabes 15 (1994), pp. 351-363 esp. at p. 363 and Fernando Rodríguez Mediano, “Acerca de la población arabizada del reino de León (siglos X y XI), ibid. pp. 465-72 with English abstract p. 472; they collect the Leonese evidence in Aguilar & Rodríguez, “Antroponimia de origen árabe en la documentación leonesa (siglos VIII-XIII)” in El Reino de León en la Alta Edad Media Vol. 6 (León 1994), pp. 497-633.

10. E. g. (cited) David Crouch, The Image of Aristocracy in Britain 1000-1300 (London 1992) or Constance Brittain Bouchard, “Those of my blood”: Constructing noble families in medieval Francia (Philadelphia 2001), to which cf. S. Barton, The aristocracy in twelfth century León and Castile (Cambridge 1997).

Feudal Transformations XVIII: who wants that third field?

My academic endeavours seem to come round in cycles. I spent a good chunk of later 2012 working my way through Jean-Pierre Devroey’s book L’Économie rurale et société en l’Europe franque I in pursuit of the latest learnings about crop yields in order to finish writing up my paper on crop yields.1 Now that I am finally doing that writing up, with the addition of Italian evidence about which you will in due course hear much more, I find that I have now reached in the queue the posts I stubbed to write up later while reading it, and so even though I left this stuff to sit idle fifteen months ago it’s now topical again just as I come back to it! Hallelujah! or something. Anyway, what I want to talk about here was just a throwaway to Devroey, so much so that it’s not even actually in my notes on the book, and not really new with him, and yet it has quite big implications I think, and this topic is the possible reasons why we seem to see a switch from two-field to three-field agriculture between the eighth and tenth centuries in Europe.

Cover of Jean-Pierre Devroey, Économie rurale et société dans l'Europe franque

Cover of Jean-Pierre Devroey’s book just mentioned

You may remember that I’ve written about this before, and back then it was because of a piece written by one Helmut Hildebrand who argued that the pressure to shift from a system in which one grew crops in half your land and let the other half lie fallow in any given year to one in which you divided your land in three, grew a winter crop like wheat in one, a spring crop like rye in another and left only the third to lie fallow, thus doing important things to your overall yield, was mainly down to demographic pressure.2 I then suggested, largely because of Chris Wickham but also, I now realise, to Peter Reynolds and Christine Shaw, that pressure from lords to render more was probably also a factor, and to my relative delight this turns out to be the position that Devroey also takes, turning the shift in systems back into something that might be a causal driver rather than an effect of a change we have to explain by other means, that is, the apparent rise in European population from c. 900 onwards.3

Teaching diagram of the Feudal Transformation, by me

Teaching diagram of the Feudal Transformation, by me

All the same, this cannot just be accepted, because every bit of any explanation that might bear on the changes and growth in European society that we see over the tenth and eleventh centuries which have come to be characterised as the ‘feudal transformation’ need attaching to the scheme of change at both ends. If, in fact, lords were causing this shift in production methods, why? Such things are usually put down to lords’ essential interest in getting as much revenue as possible from their estates, but this is actually a very twentieth-century concern, a capitalist think-back to people whose priorities were really otherwise constructed. Someone like Chris Wickham, for example, is very sceptical that most lords would have been this involved in the details of agriculture, rather than just demanding a non-specific more that the peasants had somehow to come up with.4 This allows us to leave at least some initiative with the peasants, but when it comes down to second crops, it’s hard immediately to see how that could work out: if what an average lord is mostly concerned with was maintaining himself and his family in the style to which they were accustomed, turning up with rye instead of the wheat that was demanded is unlikely to have cut the mustard, I’d say. Peter Reynolds would have said that the peasants were growing something else to eat themselves, relinquishing all hope of holding onto a wheat crop that was fundamentally grown for their lords, but cases like big monastic estates that wanted ‘poor’ bread as well as good stuff to meet the demand they faced from workers and the poor suggest that that is either insufficiently or excessively cynical: the lords probably wanted the rough stuff too.5

Peasants at work with a light plough, from a manuscript image in the Biblioteca de l'Escorial

Not necessarily Catalan peasants, but at least from a manuscript in the Escorial in Madrid, rather than the usual French or English ones

Well, Devroey is more or less ready for this, as he suggests specifically that the driver of change might be the need of an increasingly equestrian nobility to feed its newly-numerous horses, leading to them requiring oats in a new way from a peasantry who would not previously have grown them. This, I think, he largely gets from Pierre Bonnassie, who concluded similarly for Catalonia after noting a rise in oats being rendered at about the same time as a boom in the mention of horses in the eleventh-century charters, not unreasonably supposing that these were associated.6 This gets us a bit further on, because it expresses lordly demand in terms that aren’t purely economic. The problem with the profit motive, you see, is that it should be a universal, were everyone in history a rational economic actor anyway. Lords in the seventh century should really have been just as interested in making themselves more wealthy as lords in the eleventh, so if we only see the latter doing it there’s something here about the difference between the two societies that still needs explaining. For Bonnassie that difference was the new possibility of military endeavour against Muslim Spain, leading to a new demand for horses to participate in the endeavours of the aristocracy and consequently a new demand for their feed from the peasantry those aristocrats controlled. But how could this have worked out in an area such as those in which Devroey is interested where there was no gold-rich open frontier?

A battle scene from the Biblia de Ripoll

For want of a render of oats a horse was lost, for want a horse the rider was lost…

I suppose that the answer must be that in the earlier period, competition between aristocrats for importance and influence must have been waged in different areas. The obvious one of these, and one which I get very much from the work of Jinty Nelson and Stuart Airlie, is the Carolingian court.7 As long as that functioned and had a decent range of appeal, an ambitious member of the aristocracy could make himself (or herself) far more important more quickly by obtaining office or honores from the king than he could by becoming slightly richer than his local rivals, in a game which they could obviously play too. Access to that royal patronage was the thing worth competing for that could decide such contests for status. But once the king ceased to be able to control his far-flung properties or to afford to grant his nearby ones, anyone outside the core was forced back into the local game.8 Without the ability to leverage a court connection to get someone a leg-up into the privileged classes or get (or deliver) royal officers’ intervention in a local matter, such a person’s wealth and how readily they spent it could be the reason men commended themselves to them, rather than to the castellan down the road who’d just put new solars in at his main residence and was gunning to have his son made the next bishop, for example. Magistra and I have debated here before how this newly-constrained competition for status might have made the overall increase in agricultural productivity of the period hard either to perceive or to enjoy for its appropriators, but if Devroey should happen to be right and this sequence of development be how we might explain it, then that competition might be more cause than effect, and the continuing importance of a court and its patronage explain the much less obvious existence of such phenomena in Ottonian Germany, for example.9 Theo Riches has observed in comments here before now that the ‘feudal transformation’ is essentially a post-Carolingian phenomenon, which is uncomfortably true, but this refocussing of aristocrats on the land might be why.

1. J.-P. Devroey, Économie rurale et société dans l’Europe franque (VIe-IXe siècles), Tome 1. Fondements matériels, échanges et lien social (Paris 2003).

2. H. Hildebrandt, “Systems of Agriculture in Central Europe up to the Tenth and Eleventh Centuries” in Della Hooke (ed.), Anglo-Saxon Settlements (Oxford 1988), pp. 275-290.

3. C. Wickham, “Problems of Comparing Rural Societies in Early Medieval Western Europe” in Transactions of the Royal Historical Society 6th Series Vol. 2 (Cambridge 1992), pp. 221-246, rev. in idem, Land and Power: studies in Italian and European social history, 400-1200 (London 1994), pp. 201-226; idem “Sul mutamento sociale e economico di lungo periodo in Occidente (400-800)” in Storica Vol. 23 (Roma 2002), pp. 7-28, repr. as “Per uno studio del mutamento di lungo termine in Occidente durante i secoli V-VIII” in Quaderni del Dipartimento di Paleografia e Medievistica Vol. 1 (Bologna 2003), pp. 3-22, transl. Igor Santos Salazar & rev. Iñaki Martín Visó as “Sobre la mutación socioeconómica de larga duración en Occidente durante los siglos V-VIII: on the long-term socio-economic change in the West from fifth to eighth centuries” in Studia Historica: historia medieval Vol 22 (Salamanca 2004), pp. 17-32; P. Reynolds & C. E. Shaw, “The third harvest of the first millennium A. D. in the Plana de Vic” in Immaculada Ollich i Castanyer (ed.), Actes del Congrés Internacional Gerbert d’Orlhac i el seu Temps: Catalunya i Europa a la Fi del 1r Mil·lenni, Vic-Ripoll, 10-13 de Novembre de 1999 (Vic 1999), pp. 339-351. Devroey’s analysis is in Économie et société, I pp. 108-111.

4. Wickham, The Framing of the Early Middle Ages: Europe and the Mediterranean 400-800 (Oxford 2005), pp. 268-272.

5. Reynolds & Shaw, “Third Harvest”, but cf. the different grades of bread being demanded in the Statutes of Adalhard of Corbie, for example, ed. Léon Levillain as “Les statuts d’Adalhard pour l’abbaye de Corbie” in Le Moyen Âge Vol. 13 (Bruxelles 1900), pp. 233-386, repr. separatim (Paris 1900), relevant parts translated as “Of Bread and Provisions in the Statutes of Adalhard of Corbie” in Paul Edward Dutton (transl.), Carolingian Civilization: a reader, 2nd edn. as Readings in Medieval Civilizations and Cultures Series 1 (Peterborough 2005), no. 32, or the huge variety of grains in which the estates of Santa Giulia di Brescia rendered to the monastery in their polyptych of c. 906, Gianfranco Pasquali (ed.), “S. Giulia di Brescia” in Andrea Castagnetti, Michele Luzzati, Pasquali & Augusto Vasina (edd.), Inventari altomedievali di terre, coloni e redditi, Fonti per la Storia d’Italia 104 (Roma 1979), pp. 41-94, also printed in Ezio Barbieri, Irene Rapisarda & Gianmarco Cossandi (edd.), Le carte del monastero di S. Giulia di Brescia (Pavia 2008), I no. 46 whence online here.

6. Pierre Bonnassie, La Catalogne du milieu du Xe à la fin du XIe siècle : croissance et mutations d’une société, Publications de l’Université Toulouse-le-Mirail 23 & 29 (Toulouse 1975-1976), 2 vols, I pp. 470-471.

7. Combining Janet L. Nelson, “Kingship and Royal Government” and Stuart Airlie, “The Aristocracy”, both in Rosamond McKitterick (ed.), The New Cambridge Medieval History, II: c. 700-c. 900 (Cambridge 1995), pp. 338-430 and 431-450 respectively.

8. Here I am sort of nostalgically pleased to see that I am still following Matthew Innes, State and Society in the Early Middle Ages: the middle Rhine valley 400-1000, Cambridge Studies in Medieval Life and Thought 4th Series 47 (Cambridge 2000), pp. 223-234.

9. See Timothy Reuter, “Debate: the ‘Feudal Revolution’. III” in Past and Present no. 155 (Oxford 1997), pp. 177-195 at pp. 188-193.

Building states on the Iberian frontier, II: clearing the land

Catalan peasants at work, from the Biblia de Ripoll

Catalan peasants at work, from the Biblia de Ripoll

Continuing as promised, or threatened, the rethink of my picture of frontier development in Catalonia spurred by the recent chapter by Julio Escalona and Francisco Reyes on the same themes in tenth-century Castile… let’s talk about peasants.1 At some level, after all, the expansion of settlement, social structures and government into an unorganised zone requires the basic work of somebody taking tools to the soil, felling unhelpful trees, clearing scrub, putting it to the plough or planting helpful trees and generally turning the land to use. This is implicit in any story of territorial expansion that isn’t simple annexation of territory where someone else has already done that. The question is thus not whether this is happening, but rather who is controlling it. Now, I have worked on this for Catalonia, partly because it’s just inherent in an expanding frontier situation as I say but also because of an early article by Cullen Chandler that I disagreed with and which gave me a fair bit of work to figure out what my alternative picture was (and even longer to publish it).2 This does mean that I could simply direct you to that work but because it’s part of the argument that I’m developing here in reaction to the Escalona & Reyes chapter, it needs to be out where it can be seen. I will reuse some text, though, and the first bit I will reuse is that from my book which attempts to describe how other historians have answered this question of control. Given that what follows is quite a lot of quotation, and that the whole post is plural thousands of words, a cut seems moot here… Continue reading

Building states on the Iberian frontier, I: putting the peasants up front

This is going to be a long and thinky post, and short of illustrations, so let's have something scenic to start with. This is the mountains of Montserrat seen from the Riu Llobregat, the far frontier in my period, an image from Wikimedia Commons

This is going to be a long and thinky post, and short of illustrations, so let’s have something scenic to start with. This is the mountains of Montserrat seen from the Riu Llobregat, the far frontier in my period, an image from Wikimedia Commons

As I sat down to write this I was having trouble thinking something out, and by now my favourite strategy when this happens, assuming that I can’t trap someone at a pub table and thrash it out at them verbally, is to try and write about it. So this is the first of a number of posts messing with questions of agency and, well, credit or blame I suppose, in the creation of medieval society at the Muslim-Christian frontier in medieval Iberia. It comes out of reading a genuinely excellent account of that for Castile in the tenth century (the most important of European centuries, as I’m sure you realise) by Julio Escalona and Francisco Reyes.1 It gets right down into the mechanisms by which lords got themselves into positions of power on the frontier and then used those to make themselves more important wherever else they turned up, creating extensive lordships which would only be converted to intensive ones much later. This is a really clear chapter, informed by a lively and interesting new theoretical base, and is important not just for the tenth century and debates about state formation on frontiers anywhere, but also about the delay in what comes after, the intensification, which of course plays into the feudal transformation debate of which everyone is so tired and so on.2 It really made me think but one thing that it made me think was that it’s only about lords. This has made me write a great deal, and out of general mercy for the audience I put the rest behind a cut, but if you feel up to it I would be very interested in feedback and corrections, not least because I tread on several nationalisms in the course of it and need to know what bits may make people angry… Continue reading

Feudal Transformations XVI: two fields or three?

Diagram of a three-field agriculture system

Diagram of a three-field agriculture system

As with so many of the best bits of learning, a while ago I came up against something in a book that I was reading, for completely different reasons, that made me think anew about the fabled old feudal transformation (and you might think I’d thought enough about that, these days). This thing was a chapter by one Helmut Hildebrandt about the spread of the three-field system in Central Europe, by which he turned out to mean substantially Germany with a glance at the Paris basin.1 Over that area he argued that over the eighth to tenth centuries the system of using three fields in rotation, one for sowing a winter crop to be harvested in spring, one for a summer crop to be harvested in the autumn and one lying fallow to get the next winter crop, became fairly widely established, whereas it had been largely missing before that. I wasn’t thinking much of this till the date 1000 crossed the text and I suddenly wondered about the effects of increased yield on the economy, since as you may recall as much of an answer as I have to the whole transformation question is that, “it’s the economy, stupid”. So, does all this add up to anything I should have thought about by now?

Well, the evidence Hildebrandt had for the phenomenon is kind of horrible: he’s very largely arguing from the ways that rents were collected by ecclesiastical landowners over the period, as revealed in sources like polyptychs and leases. That makes sense in so far as they’re kind of all we have (though in England I don’t think anyone would try and argue about this without using survey evidence too2) but it has all kinds of issues. Churches had long-term land strategies in ways that lay landowners didn’t necessarily: they could be supporting a lot more unproductive mouths than the average lay household, not just in the community but in terms of poor relief and hospitality, and of course their land was never divided by inheritance so they could plan in a longer term.3 Their rents might therefore be exactly the place we’d expect to see systematisation but we can’t really argue from that that it got any further into the community. Of course, the churches were a lot of landownership, so it’s still significant. But since Hildebrandt was very happy here to argue against deducing significant change from such evidence where it would take away from his overall picture, on the grounds that underneath a rent structure the land can be organised any way that pays it, there are still problems.4 In fairness, there he was mainly talking about common fields, and the more work I see about common fields in the earlier Middle Ages the more I think the debate is basically anachronistic in the hands of everyone but Gaspar Feliu.5 No, I am cautious about accepting this phenomenon as anything like universal, but then so was Hildebrandt, emphasising variation and alternatives and making a complex picture of a tendency towards a three-field system that in some areas with special conditions worked out differently.6 But even if we say that it’s only a trend and that the ecclesiastical landowners we see doing it may be leading that trend, it ought to make some kind of difference to how much wealth is in the system and that is kind of the motor of change either side of 1000 as far as I’m concerned. So is this where that change is coming from?

Teaching diagram of the Feudal Transformation, by me

Teaching diagram of the Feudal Transformation, by me

Well, as we’ve seen before and will doubtless see again, there’s a problem with most ’causes’ of broad social change in the Middle Ages, which is that they tend to happen together and so one can usually argue that any one is causing all the others. This is the point of my famous diagram, above, after all. The biggest problem I have with this change in agriculture being such a driver is that it was new to me, because in Catalonia the situation is a lot more varied, with three-field going back to an uncertain date but two-field arable and grassland rotation equally common and vines messing up the picture by being a cash crop. People here at the right time tended to have land in a variety of small plots good for only one thing and a system is hard to construct for it.7 Hildebrandt’s picture really only covers Germany, the Low Countries and North-Eastern France, and the problem is that only the last of these really undergoes something that is easily recognisable as part of the feudal transformation model, and even there there’s a degree of top-down collapse of authority for other reasons that might be enough all by itself.8 Meanwhile, where this change is most marked is where there’s least other change. So if it’s a motor it isn’t much of one.

The other problem is one of the chicken and the egg. Here this is especially important. Hildebrandt did consider why this change that he saw was happening, and his belief was that the change towards common fields, at least, which is later than the change of field rotation as he saw it, is down to the increase of population requiring a greater yield from existing land and so idle land in awkward locations being brought into cultivation where before individual ownership had not been able to work it usefully.9 I think that seigneurial renders should probably also be considered as a driver there but we can easily guess where I got that from.10 Either way, the shift of systems is a consequence here of other things that have their place in the debate as causes. Even though it’s earlier than most of the big social changes embroiled in the feudal transformation model, a partial change in crop rotation seems likely to be an effect, not a cause, part of the bigger take-off run of the European economy in this era.11

So at the end I don’t think this gets me any new answers. But I am suddenly very conscious that to the best of my knowledge this kind of work has not been done for my area, and I’m not sure that sources exist from which it could, as yet. And that bothers me, because if I’m going to discount this there I’d like to do so from more than silence.

1. Helmut Hildebrandt, “Systems of Agriculture in Central Europe up to the Tenth and Eleventh Centuries” in Della Hooke (ed.), Anglo-Saxon Settlements (Oxford 1988), pp. 275-290. You can see why it was an unexpected find given that it’s about neither Anglo-Saxons nor settlement.

2. I suppose I think of Christopher Taylor, Village and Farmstead: rural settlement in medieval England (London 1983) but his “The Anglo-Saxon Countryside” in Trevor Rowley (ed.), Anglo-Saxon Settlement and Landscape. Papers Presented to a Symposium, Oxford 1973, British Archaeological Reports (British series) 6 (Oxford 1974), pp. 5-15, might be a better parallel.

3. Nowhere witnessed so thoroughly as in the regulations on bread in the Statutes of Adalhard Abbot of Corbie, translated as “Of Bread and Provisions in the Statutes of Adalhard of Corbie” in Paul Edward Dutton (transl.), Carolingian Civilization: a reader, 2nd edn. as Readings in Medieval Civilizations and Cultures Series 1 (Peterborough 2005), no. 32.

4. Hildebrandt, “Systems”, pp. 284-287.

5. Gaspar Feliu i Montfort, “La pagesia i els béns comunals” in Els grans espais baronials a l’Edat Mitjana: desenvolupament socioeconòmic. Reunió científica. I Curs d’Estiu Comtat d’Urgell (Balaguer, 10, 11 i 12 de juliol de 1996) (Lleida 2002), pp. 23-40; cf. C. T. Bekar & C. G. Reed, “Open fields, risk, and land divisibility” in Explorations in Economic History Vol. 40 (Amsterdam 2003), pp. 308-325, doi:10.1016/S0014-4983(03)00030-5, about which as you may remember I had views.

6. Hildebrandt, “Systems”, pp. 279-284 (esp. 282-283) and 287-290.

7. Working from Peter J. Reynolds, “Mediaeval Cereal Yields in Catalonia & England: An Empirical Challenge” in Acta Mediaevalia Vol. 18 (Barcelona 1997), pp. 467-507, and further work collected in Immaculada Ollich, Maria Ocañ & Montserrat Rocafiguera (edd.), Experimentació arqueològica sobre conreus medievals a l’Esquerda, 1991-1994, Monografies d’Arqueològia Medieval i Postmedieval 3 (Barcelona 1998), online at http://books.google.co.uk/books?id=sK1ptZDwfV8C as of 28 July 2011, where they really don’t have an archaeological basis for separating the early and high medieval field systems; Reynolds’s initial paper describes them using both two-field and three-field in their tests precisely for this reason.

8. Classically described in Jean-François Lemarignier, “La dislocation du « pagus » et le problème des « consuetudines », Xe-XIe siècles” in Charles-Edmond Perrin (ed.), Mélanges d’histoire du moyen âge dédiés à la mémoire de Louis Halphen (Paris 1951), pp. 401-410, repr. in Lemarignier, Structures politiques et religieuses dans la France du haut Moyen Âge, ed. Dominique Barthélemy, Publications de l’Université de Rouen 206 (Rouen 1995), pp. 245-254.

9. Hildebrandt, “Systems”, pp. 286-287.

10. Chris Wickham, “Problems of Comparing Rural Societies in Early Medieval Western Europe” in Transactions of the Royal Historical Society 6th Series Vol. 2 (Cambridge 1992), pp. 221-246, rev. in idem, Land and Power: studies in Italian and European social history, 400-1200 (London 1994), pp. 201-226, and his “Sul mutamento sociale e economico di lungo periodo in Occidente (400-800)” in Storica Vol. 23 (Roma 2002), pp. 7-28, repr. as “Per uno studio del mutamento di lungo termine in Occidente durante i secoli V-VIII” in Quaderni del Dipartimento di Paleografia e Medievistica Vol. 1 (Bologna 2003), pp. 3-22, transl. Igor Santos Salazar & rev. Iñaki Martín Visó as “Sobre la mutación socioeconómica de larga duración en Occidente durante los siglos V-VIII: on the long-term socio-economic change in the West from fifth to eighth centuries” in Studia Historica: historia medieval Vol 22 (Salamanca 2004), pp. 17-32, the last of which is where I read it.

11. On which see La croissance agricole du haut Moyen Âge : chronologie, modalités, géographie. Dixième Journées Internationales d’Histoire, 9, 10, 11, Septembre 1988, Flaran Vol. 10 (Auch 1990).

Seminar CIII: in which I document the end of an era

Sorry about the gap; this term is burying me somewhat. Matters should improve in a fortnight. Meanwhile, I am so behind with seminar write-ups that I must reluctantly skip those about which I am qualified to say little, and this leaves me moving on, to my complete surprise I assure you, to ME.1 Because, in fact, the presentation to the Earlier Middle Ages Seminar at the Institute of Historical Research in London on 15th June this year was by your sometimes-humble correspondent, talking with the title “Managing power in the post-Carolingian era: rulers and ruled in frontier Catalonia, 880-1010″.

Jonathan Jarrett presenting his research at the Institut of Historical Research

The cunning and alert reader will notice a suspicious similarity between paper subtitle and the title of my book (which, I seem not to have said for a while, you can buy here), and that would be a fair cop. I was not quite presenting new research here, although there was some towards the end; if you happened to have and have read my book, have heard me at Leeds in 2010 and also read this blog post, I’m afraid you would have learnt nothing from this presentation except by linking it all up. I don’t think anyone there present fell into all those groups, however, so I hope it was diverting for them, and there were at least some pretty pictures. What the paper did, essentially, was to give the overall thesis of the book, with some cherry-picked examples, synthesize my conclusions there, and then as a kind of epilogue talk about my next major project, and the comparisons in the way that Borrell II and his contemporaries presented their power in their documents that I have been able to make as part of the early work on that project. As such, there might be some point for the person who hasn’t read my book, but is wondering if they should, in reading this paper first, and if it leaves you wanting more, well, it’s out there. For that reason, and also just out of vanity, I uploaded the text I wrote for this to Academia.edu here. I have no plans to do anything further with it, so I imagine it will stay there unless Academia.edu melts down or disappears. You should be aware that I didn’t have time to put notes on it, so all my claims are unreferenced, but most of them are in the book and the rest will shortly appear.2

Attendees of the Earlier Middle Ages Seminar at the Institute of Historical Research

Alice Rio invites an audience member to make their point, if they dare (I kid, I kid...)

Vain though I undoubtedly am, however, I am not actually the point of this post. The era whose end I’m documenting is not, in fact, the Carolingian one in the lands of its most loyally disconnected supporters, but one in the history of the actual seminar. Again, long-term readers will know I have been going to this seminar a long time, and it’s a lot longer than the blog too, but it goes back far further than me; it was, I believe, started by none other than R. Allen Brown, and taken over subsequently by John Gillingham and then/also Jinty Nelson. In other words, its second set of convenors have now retired. (Susan Reynolds includes some of these details in her reminiscences here; like her, I have found this seminar a lifeline, albeit for different reasons given our respective statuses.) And in that time, it has almost always been held in the Ecclesiastical History Room of the Library of the Institute of Historical Research, in the Senate House of the University of London. This, by ancient precedent, allowed those attending to haul volumes of the Patrologia Latina (or occasionally even the Græca) off shelves to check references during discussion and on the other hand by equally ancient precedent prevented anyone else using the books in there during the seminar. The other ancient custom, which had to be explained with embarrassment to every new speaker, is that the audience did not applaud, a rule which I only very rarely saw broken.

Attendees of the Earlier Middle Ages Seminar at the Institute of Historical Research

Professor Reynolds herself, centre of photo, among other worthies of the seminar

This has now all stopped. The Senate House is being extensively rebuilt internally, the entire IHR is being refurbished in a two-year project, and the Library has therefore been moved to the other side of Senate House. Once it reopens, the seminars and the books will be housed separately and basically it will all be different. Whatever that room is to be used for in future, it seems unlikely that it will ever again house this seminar (though the seminar itself continues meanwhile, in new accommodation). And for that reason, once I’d wound up, Jinty Nelson had the typically excellent idea of getting people to photograph the room, the gathering, the proceedings and the surroundings, so that it could be somehow recorded for posterity. And Jinty and Alice Rio, both of whom I can never disappoint, asked me to put it up on the blog, and so now I have. And when it moves off the front page I shall set it up as its own page and link it from my Seminars page in the top menu bar there, and so, I hope, it will be documented as long as I have the blog, which is something I have no plans to stop doing soon. If it lasts as long as the seminar has, though, that’ll be something…

Attendees of the Earlier Middle Ages Seminar, Institute of Historical Research

Jinty herself, centre back, explaining; not sure what the others are looking at, probably a camera by this stage!

1. It was actually a surprise, because I had to look up the date I presented before I realised I was next. I thought I’d be writing up a conference at this point, which is instead next. The paper I’ve elided was Aleksandra McClain, “Commemoration, Landscape, and Identity in Medieval Northern England”, presented to the Oxford Medieval History Seminar on 13th June 2011, which displayed great command of her material, was very clear and seemed likely to be right in stressing that Northumbria was no cultural backwater even in the thirteenth century but did hold to conservative forms of funereal display as part of a local complex of identity; I just have no basis on which to critique this at all or anything to add of my own, so I’m afraid I cruelly relegate it to this footnote.

2. References for the new stalkers and the search engines: J. Jarrett, Rulers and Ruled in Frontier Catalonia, 880-1010: pathways of power, Studies in History (London 2010); idem, “Caliph, King or Grandfather: strategies of legitimisation on the Spanish March in the reign of Lothar III” in The Mediaeval Journal Vol. 1 (Turnhout forthcoming).