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Seminar CLVI: mandarin vs. vizier

While I was there, and presumably still since, Oxford’s History Faculty was making a determined attempt to `go global’, and to its credit, this included what seems to me now an unusual amount of people who study non-European places coming to talk to people who study European ones, and possibly also vice versa though I didn’t check. On 21st January 2013, however, this took an unexpected turn in as much as I came directly from the Medieval Archaeology Seminar paper just mentioned to the Medieval History Seminar in order to hear none other than Professor Chris Wickham (who is seemingly never absent from this blog) present on the topic, “Administrators’ time: the social memory of the early medieval state in Iraq and China”. This is, you might think, somewhat off his usual patch, and he described it at the outset as ‘combining my ignorance’, but it was as you might also expect still very interesting.

The restored al-'Ashiq palace at Samarra

The restored al-’Ashiq palace at Samarra, more or less familiar territory to one of this paper’s sources

In order to mount his comparison, Chris took a small body of writing from comparable people high in the administration of the ‘Abbasid Caliphate and in the Tang and Song Empires. For Iraq this was a verbose administrator by the name of al-Tanūkhī who died in 994, for China it was a fellow named Ouyang Xiu who died in 1072 and one Wang Renyu from slightly later.1 The paper consisted basically in characterising these two samples and drawing out careful points of comparison. Al-Tanūkhī’s unstructured collection of anecdotes, as Chris told it, is mainly concerned with cleverness and the pursuit of money. By this stage of the ‘Abbasid Caliphate the flow of money (bent by such things as the building of Samarra perhaps) was somewhat unofficial. Although al-Tanūkhī condemns corruption, it is clear that he also expected it to be happening on a massive scale, and so did the administration, which at the change of a régime or the retirement of a vizier would routinely torture the outgoing high functionaries to make them reveal where they had stashed the profits of peculation they were assumed to have amassed. This had reached the point where it was in fact prudent, in al-Tanūkhī’s lights at least, actually to have made sure to have been at least a bit corrupt so as to have something to hand over, and that of course raised the game to how much you could hope to hold onto beyond such a sacrificial restitution. Al-Tanūkhī was certain that this was immoral but was still amused and impressed by people who carried it off. Nothing of this occurs in the Chinese sources: if there was corruption in their administrations it certainly wasn’t a joking matter, indeed it wasn’t even mentionable. This was the aspect that got the most questions, but it also showed the value of comparison. Chris talked up al-Tanūkhī in terms we could perfectly understand, and it would have been all too easy to conclude, “well, that’s just how people are really isn’t it?” were it not for the fact of having a different situation explicitly put against it to show that this behaviour was not actually universal.

The Tang Dynasty's Da Ming Palace, Xi'an, China

The Tang Dynasty’s Da Ming Palace, Xi’an, China

That opened up other comparisons, of course. In the ‘Abbasid stories, the notable absence is the Caliph, who appears only at the appointment of viziers and not always then; his military role is acknowledged but the actual operation of the state seems to have little to do with it. By contrast the emperor is omni-present in the Chinese writers, despite having no less a military role; he makes or breaks administrators’ careers, even though the prospect of régime change was so much larger here that an administrator’s career could plausibly outlast a dynasty. On the other hand there were definitely similarities: a strong group identity within the writers’ classes, constituted by education (individual in Iraq, but literate, and quite standardised in China because of the entry examinations for the civil service though quite as literate even so), a great respect for competence that would excuse many other defects of conduct and, what had given Chris his title (though this was a riff on an earlier paper of his, too2) a strange absence of chronology: al-Tanūkhī’s stories are occasionally positioned in one reign or other but they don’t need to be, their point is moral or anecdotal, Ouyang Xiu’s official chronicling still more or less ignores anything any previous régime had done and Wang Renyu is more interested in astrology and good stories than any kind of historical perspective.

A candidate presenting an examination paper to the Song Emperor in the civil service examinations, from Wikimedia Commons

A candidate presenting an examination paper to the Song Emperor in the civil service examinations, from Wikimedia Commons

I wasn’t quite sure this made for a common feature here, but my ignorance of any of these sources is pretty much total and this was a while ago now, so I can only react to this summary of what we were told. Certainly, I suppose, there is implicit in a functional administration the belief that it works, that its system is therefore adequate and that its past or future are therefore of little relevance to its current operation, a feature of such systems that greatly annoys historians and long-established Oxford dons who want people to understand that things were not ever thus and that the old situation might have been better. That also brooks a comparison with our current culture where bureaucracy is automatically assumed by government to be (a) the answer to all problems and (b) to be wasteful and in need of regulation, and makes one wonder if we aren’t currently more comparable to the kind of paranoid state with no option but to escalate its correctives that Levi Roach has seen in the government of Æthelred the Unready2 But I digress. Chris’s points were from far less close to home!


1. Chris didn’t cite particular editions or translations, but I find the following with some quick searches: Abu ‘Alī al-Muḥassin al-Tanūkhī, The Table-Talk of a Mesopotamian Judge, transl. D. S. Margouliouth, Oriental Translation Fund New Series 27-28 (London 1921-1922), 2 vols, of which there are a sad number of cruddy reprints available on the web it seems; Ouyang Xiu, Historical Record of the Five Dynasties, transl. Richard Davies, Translations from the Asian Classics (New York City 2004); and Wang Renyu, A Portrait of Five Dynasties China from the Memoirs of Wang Renyu (880-956), transl. Glen Dudbridge, Oxford Oriental Monographs (Oxford 2013).

2. Chris Wickham, “Lawyers’ Time: history and memory in tenth- and eleventh-century Italy” in Henry Mayr-Harting & Robert I. Moore (edd.), Studies in Medieval History Presented to R. H. C. Davis (London 1985), pp. 53-71, rev. in Wickham, Land and Power: studies in Italian and European social history 400-1200 (London 1994), pp. 275-293; others of his works pretty obviously flying about in the intellectual æther during this paper were his “The Uniqueness of the East” in Journal of Peasant Studies Vol. 12 (London 1985), pp. 166-196, repr. in T. J. Byres & Harbans Mukhia (edd.), Feudalism and Non-European Societies, Library of Peasant Studies 8 (London 1985), pp. 166-196 and rev. in Wickham, Land and Power, pp. 43-74 and James Fentress & Chris Wickham, Social Memory, New Perspectives on the Past (Oxford 1992).

3. Levi Roach, “Penitential Discourse in the Diplomas of King Æthelred ‘the Unready’” in Journal of Ecclesiastical History Vol. 64 (Cambridge 2013), pp. 258-276.

We have lost Nicholas Brooks

Heavy news reached me in mail this morning, followed by several more mails and finally a flurry of SMSs as the world of early medieval studies in Britain reacted to news of the kind no-one wishes to arise. The news was, as you may already have heard, that Professor Nicholas Brooks died yesterday in hospital after his long illness suddenly took a turn for the worse. If you hadn’t heard, I’m sorry to be the messenger but this kind of news is never one to postpone.

46025088_0_Img2

I last saw Nicholas only two weeks ago, when he was one of the very few people to come out for a paper I was giving at extremely short notice; he had one of his characteristic questions that wasn’t really a question so much as a request for a justification of an assumption I hadn’t spotted lying behind my interpretation of the evidence, and it was as welcome as those can get. Afterwards he, I and Allan McKinley talked about the relief Nicholas could feel in getting the edition of the Christ Church Canterbury Anglo-Saxon charters out at last; I hadn’t even thought about factors like mortality weighing on his mind, he showed no sign of a weight on his mind at all. He looked and sounded no iller than he had done for years, and this morning’s news came as a really unpleasant surprise.

I first met Nicholas because of Allan, in fact, who had roped him into our first Problems and Possibilities of Early Medieval Diplomatic session in 2007. He was of course the perfect gent and gave us an early version of his paper on knight service under Cnut which came out in 2011; I was sorry not to have been allowed to include it in our book but very happy to be able to start citing it.1 It was towards the end of what will presumably have been a fifty-year publication career, and it was careful, detailed, almost undeniably-argued work resetting a small part of the field. At the other end of that career is a 1964 paper on the forts of the Burghal Hidage which is still cited and perhaps most of all a 1971 one on military obligations in Mercia that is still the starting point for most work on the development of royal government in Anglo-Saxon England.2 His 1971 work was still as solid and important as his 2011 work and both had reset the debates into which they’d interjected, and we could note several other milestones in that time of equal importance. Of whom else can we say such things? This is a loss that we shall feel badly. And also, you know, he was a really nice man. Allan and I, among others, were able to lift a glass in his memory this evening at the next instalment of that same seminar, but there’ll need to be more.


1. Nicholas Brooks, “The Archbishopric of Canterbury and the So-called Introduction of Knight-Service into England” in Anglo-Norman Studies Vol. 34 (Woodbridge 2011), pp. 41-62.

2. Idem, “The unidentified forts of the Burghal Hidage” in Medieval Archaeology Vol. 8 (London 1964), pp. 74-90, repr. in idem, Communities and Warfare, 700-1400 (London 2000), pp. 91-113; idem, “The development of military obligations in eighth- and ninth-century England” in Peter Clemoes & Kathleen Hughes (edd.), England Before the Conquest: studies in primary sources presented to Dorothy Whitelock (Cambridge 1971), pp. 69-84, repr. in David A. E. Pelteret (ed.), Anglo-Saxon History: basic readings, Garland Reference Library of the Humanities 2108 (New York City 2000), pp. 83-105 and in Brooks, Communities and Warfare, pp. 32-47. Something like a full assessment of Nicholas’s work as it then stood can be found in Julia Barrow, “Introduction: Myth, Rulership, Church and Charters in the Work of Nicholas Brooks” in Barrow & Andrew Wareham (edd.), Myth, Rulership, Church and Charters: essays in honour of Nicholas Brooks (Aldershot 2008), pp. 1-10.

Seminars CXLVII-CXLIX: Chroniclers, Kilwa and Vikings In Normandy

With the usual apologies for backlog taken as read, today’s first post under the new new dispensation should get me slightly more caught up with seminar reports; people keep saying how even the old ones are interesting, and it comforts me to have them done, so, here you go.

Opening of John of Worcester's Chronicon ex Chronicis, from I think Cambridge Corpus Christi College MS 157

Opening of John of Worcester’s Chronicon ex Chronicis, from I think Cambridge Corpus Christi College MS 157

First of these was a local speaker, Emily Winkler, a doctoral student working on the image of kingship in Anglo-Norman chronicles. Consequently, her paper, which she gave at the Medieval History Seminar on 22nd October 2012, was entitled “Kings and Conquest in Anglo-Norman Historiography”, and dealt with how two chroniclers in particular, William of Malmesbury and John of Worcester, both with a strong sense of English identity but working under a régime defined very strongly as Norman, worked towards trying to explain the Danish and Norman conquests of England in a way that left the English some creditable place in the new orders of things. She did this by focussing particularly on Kings Æthelred II, ‘the Unready’, and Harold II, that is, the ones who lost their kingdoms: in both cases, as she argued and as her substantial handout shows, William goes for undermining the skill and character of the English king, thus saving the people themselves from responsibility for God’s subsequent decision against them, whereas John was too proud of the English and their history to accept such a Providential outcome and emphasises ill luck or impossible odds instead, while making the kings heroic and noble, even Æthelred (for which he has to fabricate a reasonable amount). This provoked a lively discussion which centred most of all on the contrast of these texts with the far more negative contemporary portrayals of the English people’s culpability and treachery in the Anglo-Saxon Chronicle. There are reasons why that source is that way, of course, but the contrast is still noticeable and Emily suggested that one major factor in the difference is that the Anglo-Norman chroniclers, whether they liked it or not, had grown up amid a kingship that was famedly powerful and effective even when opposed by its people, and that consequently they just had less conceptual space for the rôle of a people to affect the fate of its kings at all…

Fals of Sultan Sulaiman ibn Hasan of Kilwa struck at Kilwa Kisiwani c. 1331 CE

Fals of Sultan Sulaiman ibn Hasan of Kilwa struck at Kilwa Kisiwani c. 1331 CE—maybe

The next week, an old sidetrack of this blog was revived when Dr Stephanie Wynne-Jones came to talk to the Medieval Archaeology Seminar on 29th October 2012 about her work on the East African sultanate of Kilwa. My extremely limited knowledge of Kilwa is nothing to do with my medieval study, though I do think most medievalists should at least have heard of the place, but the result of fixing the catalogue entries of some of the relevant coins back at the Fitzwilliam Museum, which was also when I first met Dr Wynne-Jones. She has subsequently published a study of Kilwa coinages that raises a lot of interesting problems, but here she was dealing with the other material she’s got from digs there, under the title, “A Material Culture: exploring urbanism and trade in medieval Swahili world”.1 I won’t try and summarise this beyond saying that the amount of standing ruins (largely built of imported coral) at Kilwa Kisiwani gives Stephanie a good basis for working out how houses looked when they were in use, and what she was talking about here was the way in which shifts in available or desired goods could be seen in house decoration and the material culture of the city-dwellers. There were lots of questions here and some day I must type up my notes on them, but today is not that day. It was, however, very informative and interesting, and nice for me to get some sense of what the bigger picture was in which the coins I’d dealt with belonged.

Map of the density of Scandinavian place-names in the duchy of Normandy

Map of the density of Scandinavian place-names in the duchy of Normandy

The last paper to be covered in this batch was by another inhabitant of the Dreaming Spires, Dr Lesley Abrams, who spoke to the Medieval History Seminar on 5th November 2012 under the simple title, “Early Normandy”. This was mainly an excursus of the problems of knowing anything very much about that principality: the narrative sources are brief to the extreme, telling developingly-less believable stories about the treaty between King Charles the Simple and Rollo the Ganger that established the duchy but not giving us a text of it or recounting its provisions, and the archæology is basically missing. This is not just because it hasn’t been looked for, though that is a factor, but also because, unlike areas like East Anglia or Kiev, the Norse presence in Normandy doesn’t seem to have retained its material culture habits but rapidly to have adopted local ones. We do however have a certain amount of name-change to work with, both of settlements and of people, so it’s not that they were all terribly ashamed of their origins or anything. This is part of a larger complex of situations in which, as we learn it better, we see that the Viking impact was different in every area they went to, and this Lesley has studied in a recent article.2 Making Normandy fit into this picture much before the year 1000 is difficult, however, especially as one may suspect that interest in the duchy’s history and that of its dukes was then a new thing being milked for legitimacy (which would not be without parallels at other parts of the post-Carolingian periphery of course). What we can see, however, suggests low levels of settlement by traders and farmers, and that the Norse were by no means the only ones moving in: Breton and Gaelic influences are also evident on the place-name maps when people look for them. These kinds of subtleties are hard to detect given the evidence, but the subsequent ducal historiography was sufficiently successful that not many people have yet tried! Anyway, I am sufficiently far behind that this paper is now published, so if I have piqued your interest, please see the references below, and next I shall return to more Iberian pastures (though Vikings will continue to be involved). Stay tuned!


1. For the coins, see Jeffrey B. Fleisher & S. Wynne-Jones, “Kilwa-type coins from Songo Mnara, Tanzania: New Finds and Chronological Implications” in Numismatic Chronicle Vol. 170 (London 2010), pp. 494-506, and now (what I haven’t), S. Wynne-Jones & J. Fleisher, “Kilwa-type coins from Songo Mnara, Tanzania: New Finds and Chronological Implications” in Cambridge Archaeological Journal Vol. 22 (Cambridge 2012), pp. 19-36; I see from Stephanie’s publication pages at York that not only has she written an absolute shed-load of other things about these and related issues, but what looks like the book of it is on its way out as S. Wynne-Jones, A Material Culture: consumption and practice on the pre-colonial coast of East Africa (Oxford forthcoming), so that should excite anyone whom this post has excited about Kilwa still further!

2. That being L. Abrams, “Diaspora and Identity in the Viking Age” in Early Medieval Europe Vol. 20 (Oxford 2012), pp. 17-38, DOI: 10.1111/j.1468-0254.2011.00333.x; now see also the rather relevant L. Abrams, “Early Normandy” in Anglo-Norman Studies Vol. 35 (Woodbridge 2013), pp. 45-64!

Name in Lights VII & Print XII

Cover of Writing History in the Digital Age, ed. by Kristen Nawrotski & Jack Dougherty

Cover of Writing History in the Digital Age, ed. by Kristen Nawrotzki & Jack Dougherty

Some of the announcements I make here, despite backlog, deserve to be made while they’re still current. Such a one is this, though even it is a bit behind-hand: very shortly after my arrival in the new post described below, there emerged a volume edited by Kristen Nawrotzki and Jack Dougherty called Writing History in the Digital Age. This volume has had an interesting history, because it’s very largely been written and edited in public view online here. They solicited some contributions, got given others, had a couple of dedicated reviewers go through them but also let the authors see each others’ work (for once! why is this not done more often, and why does it make so little difference normally when it is?) and accepted comments from the open web too. These were surprisingly useful, and I know because I’m in it, and as I’ve recounted before wound up as a result in a collaboration I had never expected with a co-author I may never meet. In any case: the results are out, and because it’s in the University of Michigan Press’s digitalculturebooks imprint that means you can read it for free on the web here. Oddly, the title page names no authors, so you would have to be told that my/our piece is near the bottom, entitled, “Only Typing? Informal Writing, Blogging, and the Academy”. This may be a direct link to that essay, which is an oddly difficult thing to do. I suppose they would like you to buy the print version, which I believe exists and of which I am hoping some day to receive one.1 In the meantime, though, as well as our piece I would especially recommend the several pieces on teaching with Wikipedia, something many of us may have thought of doing but fewer met the complications and teaching points involved in trying. The whole thing’s pretty good, though, and well worth some browsing time I think. I humbly recommend it to the readership…

Boring statistics: three drafts of my original version, still visible here, and three of the combined one but thrashed out in only two fairly frantic days in 2012; submission of final text to appearance, 1 year 8 months, not bad by the standards of the Academy alas. I still think it’s worth noting these things, because especially when you’re writing about the Internet, as I know all too well, content dates fast. I hope we’re still more or less of relevance, though.


1. Yes, there is still apparently a market for print works about the Internet. Have fun typing in those URLs… Full citation: Alex Sayf Cummings & Jonathan Jarrett, “Only Typing? Informal Writing, Blogging, and the Academy” in Writing History in the Digital Age, edd. Kristen Nawrotzki & Jack Dougherty, digitalculturebooks (Detroit 2013), pp. 246-258, doi:10.3998/dh.12230987.0001.001.

Leeds IMC 2013: bloggers’ meetup

I lost momentum for a few days there as I focused on getting my paper for this year’s International Medieval Congress ready, but with that done I’m ready to go on reducing backlog, as who could not with encouragement like this? But first, matters of more immediate moment! By ancient tradition it has fallen to myself and Magistra of Magistra et Mater to try and coordinate a meet-up for the bloggers at the IMC. This year Magistra has done all the work but in case you’re not already reading her blog, or Kathleen Neal’s similarly excellent one, I echo the announcement here: there will be a meetup on Monday 1 July at 9 pm in the Terrace Bar at Leeds University Union. (There is a PDF map here.) If you run a blog or inhabit them in comments, do come along and have a beverage of some kind with us. But please bear in mind that some of the participants may not wish to have their academic identities linked to their online ones, so we’d ask you to observe discretion on that front. Anyway, I look forward to seeing old friends and meeting new ones!

IMC recognition photo

State of the Jarrett

Should you need some point of recognition, by the way, Magistra has posted a photo of herself, and I think this one more or less resembles my current state of hair and disquiet (albeit that it hides the ponytail, which may help to know as there aren’t usually many men with them). So look for one of us and then join in if you like!

Declaration of Intent

I have been extremely busy since more or less late December, and you have presumably noticed things slowing up around here as a result. As of roughly yesterday, though, almost all of the most pressing tasks are dealt with and so I’m looking with distress at the extent to which I am Behind With the Internet. That means here and e-mail, but here is especially ridiculous because of the number of almost-written posts I have sitting as drafts. And it reflects badly on me because if this blog is supposed to function either as publicity for my brilliance and endeavours or as an outreach effort bringing medieval studies to a wider audience, it does neither of these things especially well if its content is a year backdated. Therefore I declare a period of dense blogging ahead. I am not going to say anything crazy like a post a day, though if I did do that it would still be October before I’d caught up, you know, but you can expect far more frequent posting for a while now. So you have been warned! First up, a resumption of my prolonged engagement with the work of Michel Zimmermann… Stay tuned?

Seminars CXLII & CXLIII : tracing text transmission by means old and new

I am back from my international appearance, and fell immediately into a nest of twisting deadlines, most of which I have now beaten and so I resume the slightly foolhardy attempt to get caught up on my seminar reports. Let’s start with 23rd May 2012 (hopefully I won’t actually get a full year behind) when Professor Jo Story spoke to the Institute of Historical Research’s Earlier Middle Ages Seminar with the title, “Bede, Willibrord and the Letters of Pope Honorius I on the Genesis of the Archbishopric of York”. This was an excellently clear and clever paper that went into the messy question of when exactly York became the second archbishopric of the English. There’s a lot of difficult detail here and Bede, our most important source for it all, was unfortunately up to his neck, it seems, in an attempt to find dubious precedent for the promotion of Bishop Egbert, recipient of that there letter, to the archiepiscopal dignity in 735. The precedent should have been Bishop Paulinus, to whom the pallium that marks the archiepiscopal dignity out from a more usual metropolitan bishop’s was sent by the Pope Honorius I of Professor Story’s title in 634. Unfortunately, by then he had been kicked out of his see at York and his patron king Edwin murdered by King Penda of Mercia, so the precedent is not what you would call ideal. The question then arises what was going on in 735, and here the fact that the new archbishop of Canterbury, Nothelm, had earlier also been responsible for much of the archival research in Rome on which Bede relied, and which would have presumably turned up the relevant papal letters, was probably significant. Also significant, as Alan Thacker pointed out in questions, is that Nothelm may have been from Mercia, to which Roy Flechner then joined the fact that initially, of course, the southern metropolitan was supposed to be based at now-Mercian London, not Kentish Canterbury… There’s room for quite a lot of shifting of ground here and Professor Story certainly gave us good reason to suppose that Bede’s sheet isn’t quite as clean of misrepresentation as once used to be thought. I won’t say more for the very good reason that the paper is now published in English Historical Review so you may be able to see the argument for yourself, but it was fun to hear in advance.1

Hraban Maur presenting his Liber de Sancti Crucis to Archbishop Otgar of Mainz, encouraged by Alcuin: Vienna, Codex Vindobonensis 652

A close-to-contemporary manuscript image of Hraban Maur, he being the young one (from Wikimedia Commons)

Then a week later there was a paper that I was sure Magistra had covered but in fact I can’t see that she has, so I better had. This was Dr Clare Woods of Duke University speaking with the title, “Ninth-Century Networks: books, (gifts), scholarly exchange”. This was a very interesting report on an ongoing attempt to turn network analysis to the service of the study of transmission of manuscripts, specifically manuscripts of the sermons of Hraban Maur, Abbot of Fulda. We do already sort of do this via stemma diagrams, which are a kind of network, but this doesn’t tell us what manuscripts were being used for, if at all, what they are copied with, where they physically are, where they were actually made, and so on, and Dr Woods was interested in seeing just how much of that one could represent and network. The paper was thus a kind of walk-through of methods she’d tried, starting with the most basic (sticking them all on Google Maps with different colour pointers like this), which opens up possibilities of comparison between works and might tell us about where a master’s pupils wound up, moving through putting routes to manuscript movements using tools like Stanford University’s marvellous ORBIS, because after all these things moved with people and those people must have taken routes, and so on. From this kind of location-centric, rather than author-centric or text-centric, networking, we get some idea of what areas were interested in an author’s work, where he was big news and where he was no news, and perhaps some hints of the people to whom he was news. The next step would be GIS, and there is the problem looming that many people who use GIS have found, that in an effort to find the most relevant factor one winds up mapping so much that nothing is distinguishable from it… There are methods to deal with this, though, and we can hope for some interesting things from Dr Woods’s work if I’m any judge.

One interesting question that came up was how to publish this kind of work. If you look at the example above, one of Matt Gabriele’s coming out of the background work on his book on the legend of Charlemagne, you see the beginnings of the problem, which is that the data is dynamic. Lots of what we were being shown in this paper was animated, extra spots appearing on a map, ideally things being added or taken away according to the presenter’s whim. With Matt’s test diagram you could just about publish it as a series of maps to compare with each other, but for something like Dr Woods was doing you’d rapidly head towards a paper that was forty or fifty slides and almost no descriptive text between them apart from a bewildering set of cross-references. The obvious form would seem to be an interactive website but as Dr Woods observed, we have yet to work out how to count such things as peer-reviewed publication (though getting interested and qualified people to spend an hour playing with it would be easy enough, you’d think…). I gamely suggested electronic journal publication with an embedded Flash game, but though I’d love to see it (and I bet somewhere like The Heroic Age would love to host it) I still suspect it’ll be a while before it’s the new form… Wendy Davies raised worries about a species of the Grierson Objection, whether books moving as gifts were behaving the same as books moving as goods, but as Susan Reynolds pointed out, one would only be able to distinguish these cases by first of all mapping the survival, so… Another problem raised by Alice Rio was that the manuscripts might not be moving permanently, but just long enough to be copied; we see that possibility in the letters of Lupus of Ferrières, for example, though with him we mainly see it in theory as Lupus protests that he is going to send the book back, just, like Augustine and chastity, not yet.2 Thus this wound up being one of those best but frightening of IHR Seminars, where the assembled great and good of the field are so piqued with interest by your project that they start trying to work out how they would have done it. I’m not sure how it feels to be the speaker in those circumstances but it’s always slightly awe-striking to see a lot of very agile brains all focused on a single objective for a while like that. Papers and discussions like this are why I always think it worth going, basically…


1. J. Story, “Bede, Willibrord and the Letters of Pope Honorius I on the Genesis of the Archbishopric of York” in English Historical Review Vol. 127 (Oxford 2012), pp. 783-818.

2. The standard translation of his letters, Graydon Regenos (trans.), The Letters of Lupus of Ferrières (The Hague 1966) is not the easiest book in the world to get hold of, but if you can, you’ll see it is a bit of a theme…

In memory of Timothy McFarland

Term ending has somehow not decreased the number of things that are urgent-for-tomorrow as much as I’d hoped and hence the blog still languishes, sorry. I have a post-that-may-really-be-a-paper nearly ready and many many seminars to write up but first, alas, must come this, which is already delayed more than its subject deserved. Timothy MacFarland was a specialist in medieval German literature, especially I believe Wolfram von Eschenbach, and had retired as a Senior Lecturer of University College London. I didn’t know him from his work but because he was a regular at the Institute of Historical Research’s Earlier Middle Ages seminar, which makes for so much of this blog’s contents. He was always interested in what was being said, and generous in his comments. This was all despite the fact that the seminar never came very near his own subject; he was just interested in many things and was consequently himself interesting. I had noticed he hadn’t been around for a while but was still shocked and dismayed when his death and funeral were one of the announcements at the seminar three weeks ago. Almost ineluctably, I was within days of submitting a piece of work on which he’d actually given me useful advice some years before… I can’t add anything much of use about his life and work: I haven’t been able to search up more of an obituary than this and don’t want to besmirch his memory with half-remembered anecdotes, but if anyone would like to add memories in comments please do do so, I would love to read them and this post should be around a bit longer than that site’s ephemeral guestbook. Regularly-irregular programming will resume shortly but, even this late, I wanted to put his death on record somehow. I liked Tim and I’m sorry he’s gone.

Name in print IX & X

While I wait for information to reach me that will enable the next in our very delayed series of seminar reports, it’s about time I returned to the blog’s primary purpose, that being of course to publicise me and my work. 26th March—yes, I’m as badly behind with the personal stuff as the seminar reports—was a big day for publication-related milestones. I sent off the second submission version of what will now become Problems and Possibilities of Early Medieval Charters, editors me and the inestimable Allan Scott McKinley; I received notice that Paul Freedman, no less, had reviewed my Rulers and Ruled in Frontier Catalonia 880-1010 in Catholic Historical Review,1 and then when I got to my pigeonhole in college I found this in it!

Cover of volume 1 issue 2 of The Mediæval Journal

This is issue 2 of volume 1 of St Andrews’s new medieval flagship, The Mediaeval Journal, and I’m pleased to say that the first twenty-one pages of it contain my “Caliph, King or Grandfather: strategies of legitimisation on the Spanish March in the reign of Lothar III”, a revised and improved version of my 2010 paper from the Leeds International Medieval Congress.2 That allows me to do my usual count of statistics and say: 3 drafts total, of which only 2 for actual publication; Brepols, who publish TMJ, have excellent copy-editors in whose hands I’m pleased now to have Problems and Possibilities, though I still wish the third round of changes they asked for had actually been input but hey; and, all-importantly, time from first submission to publication, 18 months, which is just about a quarter below average, so I’m pleased with it—I think it’s a good article, too, but it was also easy to get through the process of publishing it.

First page of Jarrett, `Caliph, King or Grandfather: strategies of legitimization on the Spanish March in the reign of Lothar III`

Larger version linked through

Cover of Brent H. Nelson & Melissa Terras (edd.), Digitizing Medieval and Early Modern Material Culture

Then, of course, it’s been so long I’ve taken to mention that that meanwhile, still more has emerged from the pipeline, though this is a piece with a rather long history and my first ever piece of published co-writing. It originated in an international project that involved the Fitzwilliam Museum when I was still working there, and whose findings I was invited to take to a conference in Vienna in 2008 that I mentioned here, but so late that I couldn’t get into the conference proceedings, which were of the sort that get published simultaneously with the conference.3 Subsequently I saw a suitable-looking call for papers on the Heroic Age blog, thanks guys, and was lucky enough to have the paper accepted. Somewhere in there we all had to admit that what I was primarily doing here was writing up other people’s research in reasonably accessible English and so the people who’d done the actual work got their names added, they being Sebastian Zambanini, Reinhold Huber-Mörk and Achille Felicetti, of a number more who might have been named if they’d chosen, and the result, finally, is a chapter called “Coinage, Digitization and the World-Wide Web: numismatics and the COINS Project” in that above handsome blue-cloth volume, which is entitled Digitizing Medieval and Early Modern Material Culture, New Technologies in Medieval and Renaissance Studies and was heroically edited by Brent H. Nelson and Melissa Terras, who have been commendably good-humoured about a print process that has, well, taken long enough to make most digital work outdated.4 (Improvements to Google Image Search have certainly taken some of the zing out of ours, and the fact that the website on which all the project’s downloads were uploaded has now gone and its EU domain been camped by an insurance scammer is also something that time has wrought in defiance of what I actually cited, but what this means is of course that now this paper is about the only way you can find this stuff out…) Statistics here are: 5 drafts, I’m no longer sure how, and two sets of revisions, and time from first submission to publication, well, 3 years 8 months, no easy way to get round that. Still, it’s there, making my CV a weirder place, and it’s in the volume with some really exciting stuff, too, which it’s great to be included amongst. So, there we are, my name continues to be in print and there’s more a-coming, and by the time that emerges, maybe I’ll be announcing things on time again! Or, maybe not…


1. Jonathan Jarrett, Rulers and ruled in Frontier Catalonia 880-1010: pathways of power, Studies in History (Woodbridge 2010), reviewed by Paul Freedman in Catholic Historical Review Vol. 98 (Washington DC 2010), pp. 93-94, DOI:10.1353/cat.2012.0074.

2. Jonathan Jarrett, “Caliph, King, or Grandfather: Strategies of Legitimization on the Spanish March in the Reign of Lothar III” in The Mediæval Journal Vol. 1 (Turnhout 2012 for 2011), pp. 1-22, DOI:10.1484/J.TMJ.1.102535.

3. Robert Sablatnig, James Hemsley, Paul Kammerer, Ernestine Zolda & Johann Stockinger (eds), Digital Cultural Heritage – Essential for Tourism. Proceedings of the 2nd EVA 2008 Vienna Conference, Vienna, August 25-28, 2008, books@ocg.at 238 (Vienna 2008).

4. Jonathan Jarrett, Sebastian Zambanini, Reinhold Huber-Mörk and Achille Felicetti, “Coinage, Digitization and the World-Wide Web: numismatics and the COINS Project” in Brent H. Nelson & Melissa Terras (edd.), Digitizing Medieval and Early Modern Material Culture, New Technologies in Medieval and Renaissance Studies (Tempe: University of Arizona Press 2012), pp. 459-489. No, neither of the books about digitization are online, what would the point in that be, I don’t understand, world-wide what? etc….

Seminars CXXV & CXXVI: differing data from the East

In the continuing attempt to clear some of my ridiculous blogging backlog before the new academic year starts in the UK, I am sadly going to pass over James Palmer‘s paper at the Earlier Middle Ages Seminar in London in February this year, not because it wasn’t interesting but because Magistra has already covered it, and this brings me back to Oxford. As we saw with the last of these posts, on a Monday when it seems to be required, it’s possible to attend both the Medieval Archaeology Seminar and the Medieval History Seminar here as there’s half an hour’s grace between them, and the 27th of February was such a day, as a remarkably complementary pair of papers were being given across the two. The first was “Between the Carolingian West and the Byzantine East: fortified élite settlements of the 9th and 10th centuries AD in Central Europe”, by Dr Hajnalka Herold and the second was “Dirhams for Slaves: investigating the Slavic slave trade in the tenth century” by Dr Marek Jankowiak.

The hilltop over which stretches the site of the Gars Thunau hillfort complex, on what seems to have been a horrible day when whatever satellite Google gets its pictures from flew by

I first heard Hajnalka speak at the Kalamazoo of 2010, as is duly recorded here indeed, and this meant that some of what she was presenting was not new to me, as in order to set things up she had to talk us quickly through a number of sites which are not exactly household names in the West. (I sympathise with this: it frightens me how few people have any clear idea where Girona is and no-one but me and by now you has heard of Vic or Urgell but at least, bar the latter perhaps, people can usually spell the names from my area once they’ve heard them.) The sites are scattered across a zone shared between what is now Austria, Hungary, the Czech Republic and Slovakia and the state of publication and excavation is very various but, starting especially from Gars Thunau in Austria, Hajnalka is trying to fit these various, and variously-sized, power centres into wider frameworks, and as you can tell from the title of her talk is willing to look quite widely to find out what the builders thought they were doing and what kind of position they’d achieved that meant they could do it. The zone lay between empires, Frankish, Byzantine and at times Bulgarian, and any of these might be found pushing their influence into it at a given point in the period. The two former especially competed in the mission field, and had done for some time of course, which makes it particularly tantalising that many of these sites contained churches, in fact in the case of Mikulčice, in Moravia, nine churches, and in Zalavár in Hungary, a huge one which seems to have been of a size and complexity to rival pretty much anything in the West of the time, and a number of smaller ones on neighbouring patches of sandy ground. A Salzburg text called the Conversio Bagoariorum et Carantanorum claims that this was the work of the Archbishops of Salzburg, but it would be nice to know which phases and when, if that’s even true…1 (I note that further south, in Croatia, there is dispute over whether the Aachen-like complex at Zadar was put there in emulation of or in reaction against Carolingian ecclesiastical pressure.2)

Reconstructed ruins of the ninth- or tenth-century church at Zalavár,  Hungary

Reconstructed ruins of the ninth- or tenth-century church at Zalavár, Hungary, from Wikimedia Commons

It’s easy initially to see what unites these complexes: firstly, they’re all fortified settlements and secondly, where there is good dating evidence, they seem to have all got new ramparts at the close of the ninth century. That’s more or less where the similarities end, however: the technologies of building, the size and focality of the complexes and likely, therefore, their apparent purposes all differ site to site. Furthermore, with only archæology to go on (the few written sources here, Conversio included, don’t help very much at all putting together a big picture) it’s hard to guess at who was in charge of any of these places or how they were supported.3 There are aspects that look familiar from the West: all these sites showed evidence of craft manufacture (though glass and precious metal were confined to the biggest ones), of space for Christian worship and for burial (not obviously non-Christian, if there is in fact any such thing archæologically-speaking) and of social stratification. On the other hand, these sites were not emporia, their trade links as so far testified in the material culture were thin and almost incidental, although quite farflung, there’re almost no coins and so forth. (More digging could change this in almost all cases, however.) The links that we do see, however, run both east and west, and this is clearest in the dress hinted at by the burial evidence: broadly, Hajnalka sketched, we’re looking at a set of sites at which the men dressed Frankish and the women dressed Byzantine, high-status persons in both cases of course and not without exceptions. The rank and file (and indeed the slaves who must have been there) are less distinctive. So the big message that Hajnalka had was that, although it is very easy for Westerners to look at a scenario like this (or that at Zadar, as noted above) and see a reaction to the Carolingian and Ottonian Drang nach Osten, in which local élites funnel luxury goods from the pressuring western empire and use that wealth to build up structures against it, when you’re on, and indeed in, the ground at these places the Franks were very far from being the only players for these people’s attention and imitation.4 But there is much more to be done to work out what the people in question were actually up to, in political or other terms, and we can hopefully look to Hajnalka to do some of it!5

Silver dirham of Caliph al-Walid I from Tashkent, struck 713, found in Latvia

Silver dirham of Caliph al-Walid I from Tashkent, struck 713, found in Latvia

The Medieval Archaeology seminar has lately taken to laying on tea and cake afterwards, which is very welcome and made it much more possible to pay attention to Marek Jankowiak after the brief trot to All Soul’s College. My notes indicate that he had an excellent set of visuals to back up his argument, about which sadly I can remember nothing, but those of you who may be setting up to see what must be a related paper at this term’s Institute of Historical Research seminar are in for a treat, at least. Here I can only recreate from my notes alas, and they tell me that what was principally at issue here was the absolutely huge preservation of Islamic silver coinage in Northern Europe. Dr Jankowiak wanted to get us thinking about how they had wound up there and what was moving in exchange. This first entailed a more detailed analysis of the finds than I’ve seen before, noting that particular areas receiving dirhams seem to have blipped in and out of the record at different times (except in Gotland where deposition was pretty continuous), and that the area providing them seems to have shifted from Iran to the Samanid Emirate at Khorasan over the tenth century, with Iraq hardly showing up and Spain not there at all. These were supplemented by imitations of such coins from the Khazar and Bulgar areas, again shifting from one to the other over the tenth century. By a series of rather unlikely calculations, Dr Jankowiak hypothesized that, if 75%-80% of this exchange was being paid for with slaves (a figure whose basis he did not explain) then we might be thinking of an export of 30,000-60,000 human beings over the century, a few hundred every year, but that that would not include exports to the West which, however they were going, were obviously not being paid for in a medium so readily hoarded. Identifying the slaves archæologically, given that they were exported and acculturated, is basically impossible but just because of the numbers involved Dr Jankowiak wound up developing a picture in which entire peoples, small tribes or whatever, were basically hoovered up and fed into this market by their more powerful neighbours, and thus suggested that the reason for the sudden boom in fortification in Central Europe in this era is because those who could be wanted to be on the rich side of this process, not the poor side! He saw in this the origins of settlement nucleation in Poland, especially, and suggested that we should perhaps see the lesser hillforts not so much as fortifications but as slave corrals with garrisons via a chain of which the unfortunate human goods were convoyed eastwards, a system out of whose profits new states might bloodily grow.

Naszacowice hillfort, Southern Poland, from the air

Naszacowice hillfort, Southern Poland, from the air, rebuilt 989 after destruction by fire of unknown previous date

At that point, of course, these two papers came directly into conflict. For example, in Dr Jankowiak’s Southern Poland, apparently, many of the forts (and there are many there, but of course only a few have been dug well enough to provide dating evidence) show destruction layers. Is this because Poland was developing a central power that had to suppress these places? In that case, one might equally expect the Polish forts to be refuges, something that Dr Jankowiak ruled out due to the very small number of finds there that suggests to him only temporary occupation. But, many of these sites were dug (when they have been) a long time ago and it’s debatable what would have been found in such excavations and whether occupation, rather than just ‘artefacts’, would have been recognised. Anyway, the point of refuges surely is that they’re only temporarily occupied. And so on. These are issues I’ve brought out myself, but plenty of other people also had objections, about the neglected contribution of the fur trade (better seen in animal bone evidence further east than here, according to Dr Jankowiak), about the effects on prices of this influx of money that likely make a constant figure for the tenth-century slave economy problematic and (of course) about the hypothetical mathematics, it wasn’t even me for once. I did, however, ask about the hoards in Scandinavia, to wit: why on earth is there deposition on such a scale here without retrieval? Because if you have a hoard, one thing you can say for sure is that the owner didn’t come back for it. Was Scandinavia then even less stable than Central Europe’s slave-grounds? Dr Jankowiak thought that the hoards might be sort of treasure banks that were accessed on a small scale only, an increasingly fashionable idea, but if so, what the finds evidence seems to be showing us is an Eastern Scandinavian economy that brought in a great deal of coin but seems then to have considerable difficulty doing anything with it, which must make it worth rethinking whether this was in fact about getting rich. So there was a lot of debate. All the same, there is this much that cannot be gainsaid here: we know there was a slave trade, some of this money that we have found must have been paid for slaves, the changes in its deposition probably do reflect a variation in the availability of goods that Islamic merchants would pay for and so there’s a certain horrible plausibility about some of the mechanisms Dr Jankowiak laid out here, even if not whether the forts are part of those mechanisms or not. With that much accepted, if I can bring George Bernard Shaw back in again, we may just be haggling over how much was involved…


1. This intriguing but allusive text was edited by Herwig Wolfram as Conversio Bagoariorum et Carantanorum: das Weissbuch der Salzburger Kirche über die erfolgreiche Mission in Karantanien und Pannonien (Wien 1979) and he seems to have spent a long time since then trying to figure it out, resulting in idem, Salzburg, Bayern, Österreich: die Conversio Bagoariorum et Carantanorum und die Quellen ihrer Zeit, Mitteilungen des Instituts Österreichs für Geschichtsforschung Ergänzungsband 31 (Wien 1995). This is not my area and I’m not going to pretend to have read either of these (I’ve seen quotes from the former), but they exist should you want to.

2. Here I know what I know from Miljenko Jurkovic and Ante Milosevic, “Split. Croatas y Carolingias: arte y arquitectura en Croacia en la alta edad media” in Jordi Camps (ed.), Cataluña Carolingia: arte y cultura antes del Románico (siglos IX y X) (Barcelona 1999), pp. 165-170, transl. as “Split. Croats and Carolingians: art and architecture in the early Middle Ages”, ibid. pp. 501-504.

3. One possibility, which I understand from Hajnalka may indeed be feasible at some of these sites, could be the kind of analysis of animal bone that Leslie Alcock was able to get done at the very early medieval Welsh site of Dinas Powys, and which showed that the cattle they were getting there were all young animals, not the spread of ages or mostly mature beasts that you’d get from a natural herd, thus showing that the occupiers of the site were probably receiving tribute: see his Dinas Powys: An Iron Age, Dark Age and Early Medieval Settlement in Glamorgan (Cardiff 1963), reprised and updated in his Economy, Society and Warfare among the Britons and Saxons (Cardiff 1987), pp. 5-150 where the animal bones are discussed pp. 67-82.

4. For a round-up of the post-Carolingian view of this general area see Matthew Innes, “Franks and Slavs c. 700-1000: the problem of European expansion before the millennium” in Early Medieval Europe Vol. 6 (Oxford 1997), pp. 201-216.

5. And indeed since this paper took place she has done, in the form of “Fortified Settlements of the 9th and 10th Centuries AD in Central Europe: Structure, Function and Symbolism” in Medieval Archaeology Vol. 56 (Leeds 2012), pp. 60-84, DOI: 10.1179/0076609712Z.0000000003. I’m not quite clear if this is actually out yet: the journal’s website says the current issue is Vol. 57 (2013) but only gives indices for up to Vol. 55 (2011). In either case I must thank Hajnalka for sending me a preprint version ahead of publication.