Category Archives: numismatics

Coins of Borrell II?

Reverse of Barcelona diner of Count-Marquis Ramon Borrell of Barcelona, Girona and Osona (992-1018), now in the Museu Nacional d'Art de Catalunya, GNC 113672

Reverse of Barcelona diner of Count-Marquis Ramon Borrell of Barcelona, Girona and Osona (992-1018), now in the Museu Nacional d’Art de Catalunya, GNC 113672

In 2010 I published an article about the coinage of later tenth-century Catalonia that concluded, among other things, that we may not have any.1 You would think this is a thing it was possible to sure about, perhaps, but almost no medieval coins carry a date, so one dates the things by their issuing ruler. Where that’s not clear, neither is the date, and this is far from the only thing about early medieval Catalan coinage that’s not clear…

Transitional diner, probably of Barcelona, struck between 878 and 1018, now in the Fitzwilliam Museum, Cambridge, their CM.345-2001

OK, this is an unusually rough example, but illustrative, I think… Transitional diner, probably of Barcelona, struck between 878 and 1018, now in the Fitzwilliam Museum, Cambridge, their CM.345-2001, actual size 14 mm across

The things of which we can be more or less certain are these.

  1. When the Carolingian kings took over government in the area that is now Catalonia, they had coin struck at their normal standards at four mints, Barcelona, Girona, Castelló d’Empúries and a place identified as RODDA that could be either Roda de Ter or Roses, jury’s out; Roses has won general acceptance but seems a priori an odd choice given it’s no real distance from Castelló d’Empúries.2
  2. In 864 King Charles the Bald of the Western Franks, ruler of the Spanish March as it by then stood, held a council at Pîtres in France which laid down provisions for a coinage reform that seem not to have been followed in Catalonia; no coinage at the new standard is known from Catalan mints and pieces are known which seem to be degenerations of the earlier one.
  3. Count-Marquis Ramon Borrell of Barcelona, Girona and Osona (992-1018) struck a new issue of diners (the Catalan derivation of the Latin denarius that gives us French ‘denier’ and Castilian ‘dinero’, among others) in his own name, which we can therefore date to his reign.
  4. There are also several types of what are known as diners de transició, transitional diners, which must belong somewhere between points 2 and 4.

The transitional diners are characterised by legends that are basically illegible, often being no more than sequences of triangles or circles. They vary a lot in weight and size but are always less than regular Carolingian standards. They all have a small cross in a border on the centre of their obverse, with a junk legend around, but their reverse types vary. There are three known:

  1. a type that is just the obverse repeated with slightly different junk legends (cross type);
  2. a type bearing three circles arranged in a triangle within the central border;
  3. and the type above, with a strange device a bit like a schematised beehive. This is usually held to represent the tomb of Santa Eulàlia in Barcelona, which is handy because it gives us a sort of terminus post quem: Catalonia’s first real local saint’s cult began when her body was relocated by Bishop Frodoí of Barcelona, who ruled 862-890 and who moved her from the floor of Santa Maria del Mar to the cathedral that now bears her name, so if that’s what it is on the coin the coinage must postdate that.3 I am inclined to think it’s a bodge of the Carolingian Temple type myself, but I obviously just like to make things difficult…
Reverse of a Temple-type denier of Louis the Pious, Fitzwilliam Museum PG.112

Reverse of a Temple-type denier of Louis the Pious, Fitzwilliam Museum PG.112

The first substantial work on these coinages was done at the very beginning of the twentieth centuries and concluded little more than the above, but in 1999 Anna Balaguer published her thesis on Catalan medieval coinage, which argued among other things that these coinages were probably all from Barcelona, since the three circles device recurs on Ramon Borrell’s coinage (which is said to be from Barcelona) and the obverse types seem to be kindred.4 After that it became possible to rethink things a bit, not least because in 2005 a whole bunch extra of these transitional coins came onto the market, with a few more following in 2009 in such a way as to make it seem likely that someone had found a hoard and didn’t want to tell people.5 Xavier Sanahuja published an article in 2006 in which he attempted a new description of the transitional coinages using that data and argued that these were the remnants of a single hoard discovered in 1886 but not then fully catalogued. Someone had, he reckoned, been sitting on the rest and now it was coming to the surface, because they’d died or something.6 In 2008 Miquel Crusafont i Sabater took the state of knowledge thus far and produced a synthesis which argued the following things:

  1. the ‘Tomb’ type makes no sense till the tomb was found, but is obviously non-Carolingian, whereas Bishop Frodoí was a Frank and an appointee of Charles the Bald so would surely have struck coin in Charles’s name; the immediately succeeding bishop of Barcelona, Teuderic, therefore makes more sense (890-912?) for the Tomb type’s issuer.
  2. since the three-circles type is carried on in Ramon Borrell’s coinage, it is presumably the last of the three;
  3. the cross type therefore probably belongs between the two, since it can’t really be before or after;
  4. that means that we have three types for three comital reigns, Guifré II Borrell (898-911), Sunyer his brother (911-947) and Borrell II Sunyer’s son (945-993), so it’s easy enough to assign them one each, Tomb type to Guifré Borrell, cross type to Sunyer and circles type to Borrell.7

This has the advantage of simplicity, but involves more or less dismissing Sanahuja’s more cynical argument that since there was nothing in the 1886 hoard that need be dated after 925, all three of the Catalan types should probably therefore be considered to have been in circulation by then, in which case, because no similar hoard has come up from later, we just don’t have any Catalan coin between 925 and 992×1018. That’s roughly how things stood when I got my 2010 article out, pitching a case I’d been making for a while that the coinage reform, from the diners de transició to the Carolingian-standard diners such as issued by Ramon Borrell, must have taken place under Borrell II, and probably in 981 or 982. That implies there ought to be a reformed coinage of Borrell’s, and we certainly don’t have any of that. I thought that this probably gave the edge to Sanahuja, and thus argued that we probably have no coin of Borrell’s at all.8 This presented a certain slight difficulty in as much as Miquel doesn’t agree with me—in fact, I’m not sure that anyone does—and I was at that point copy-editing him on the subject, but we have agreed to disagree and there it stands.9 Or so it did.

Five circles-type diners de transició, life-size (14 mm) in the centre and enlarged outside, reverse left and obverse right

Five circles-type diners de transició, life-size (14 mm) in the centre and enlarged outside, reverse left and obverse right, from M. Crusafont i Sabater, “Troballes monetàries XXVIII” in Acta Numismàtica Vol. 43 (Barcelona 2013), pp. 249-260 at p. 253

The reason I am now telling you all this, however, is these things above, part of a collection of 12 diners de transició that Miquel has just published, which he had been allowed to photograph and study as they came through the market in Barcelona in the residue of the estate of a collector who had bought them in 2005 from a travelling bric-a-brac salesman.10 There are three Tomb-type diners and one of its halves, an òbol, two cross-type diners and one cross-type òbol (previously unknown) and these five circles-type diners. Miquel argues, cautiously, that this is not the same proportion of types as occurs in Xavier’s virtual hoard of 2006 and so is probably not yet more of the 1886 find making its way onto the market (though I have spoken to Xavier about this and he thinks it totally is, because like any of us he likes his own theory best and this hardly disproves it). But Miquel also has a go at the legends, and that’s very interesting. You’ll see from the above that the reverse legends are hardly more than triangles and wedges, but that the obverse ones seem also to include circles. Xavier also noticed this in 2006 and then argued that the obvious referent was King Eudes of the Western Franks (888-899), ODDO, become OOOO as lettered on the coins, which fits with his suggested early date for the coins. Miquel, however, with a scheme that demands these coins be nearly a century later than late, now ingeniously argues that the referent might be either of Emperor Otto I (936-973) or Otto II (973-997) of the Germans, the former of whom Borrell met in Rome in 970.

A manuscript drawing of Otto I, sadly only from about 1200, receiving the surrender of King Berengar II of Italy

A manuscript drawing of Otto I, sadly only from about 1200, receiving the surrender of King Berengar II of Italy. “Otto I Manuscriptum Mediolanense c 1200” by Artwork: Creators of the Chronicle of Bishop Otto of Freising; Photo: AndreasPraefckeOwn work. Licensed under Public domain via Wikimedia Commons.

This would be pretty heavy, as they say. Though various scholars have argued for an increasing awareness of the new Holy Roman Empire in tenth-century Catalonia, it’s only ever rested on that 970 meeting in Rome and another Catalan count running into Otto II at a council there in 979, which is not really any more than coincidence.11 Certainly neither Otto ever seems to have corresponded with the Catalan counts or in any way considered this area part of their kingdom. On the other hand, Borrell spent a lot of his rule looking for new, powerful but distant patrons to compensate for his decreasing wish for contact with the Frankish kings. I think, all the same, that this would be an unparalleled departure for his politics and since his charters on the subject invoke a king called Charles as the origin of his family’s power, it’s that name I’d expect to see on his coins until at least 985 (by which time, if I’m right, the coins would not have looked like these anyway).12 I think that means I don’t buy it, that these legends must refer to Eudes if they refer to anyone (which I’m not sure that they do), that if so Xavier’s early date is still more likely, that in that case he is probably also right that almost everything we have in this line is coming from that one hoard and that we therefore still don’t have coins of Borrell II. But if I’m wrong, I could be staring at a picture of them right now and have some rethinking to do!


1. J. Jarrett, “Currency change in pre-millennial Catalonia: coinage, counts and economics” in Numismatic Chronicle Vol. 169 (London: Royal Numismatic Society 2010 for 2009), pp. 217-243.

2. See now Miquel Crusafont, Anna M. Balaguer & Philip Grierson, Medieval European Coinage, with a catalogue of the coins in the Fitzwilliam Museum, 6: the Iberian Peninsula (Cambridge 2013), pp. 68-71.

3. The suggestion was first made by Miquel Crusafont in Numismática de la corona catalano-aragonesa medieval, 785-1516 (Barcelona 1982), p. 31; on the inventio see Joan Cabestany i Fort, “El culte de Santa Eulàlia a la Catedral de Barcelona (s. IX-X)” in Lambard: estudis d’art medieval Vol. 9 (Barcelona 1996), pp. 159-165.

4. Anna M. Balaguer, Història de la moneda dels comtats catalans (Barcelona 1999), pp. 64-67.

5. For the 2005 find see n. 6 below; the 2009 appearances were in Aureo y Calicó Auction 219 (2nd July 2009), Barcelona, lots 138 & 139 and Auction 220, 16th September 2009, Barcelona, lot 398.

6. X. Sanahuja, “La moneda de Barcelona al segle X segins les troballes Espanya-1 i Espanya-2 (925)” in Acta Numismàtica Vol. 36 (Barcelona 2006), pp. 79-113.

7. M. Crusafont i Sabater, “La moneda barcelonina del segle X. Altres novetats comtals”, ibid. vol. 38 (2008), pp. 91-121.

8. See n. 1 above.

9. Crusafont, Balaguer & Grierson, Medieval European Coinage 6, pp. 74-78.

10. M. Crusafont i Sabater, “Troballes monetàries XXVIII” in Acta Numismàtica Vol. 43 (Barcelona 2013), pp. 249-260.

11. The 970 meeting is discussed, along with its evidence, in J. Jarrett, “Archbishop Ató of Osona: false metropolitans on the Marca Hispanica” in Archiv für Diplomatik Vol. 56 (München 2010), pp. 1-41; the 979 one is attested in Santiago Sobrequés i Vidal, Sebastià Riera i Viader & Manual Rovira i Solà (edd.), Catalunya Carolíngia V: els comtats de Girona, Besalú, Empúries i Peralada, Memòries de la Secció Històrico-Arqueològica LXI (Barcelona 2003), doc. no. 455.

12. See J. Jarrett, “Caliph, King or Grandfather: strategies of legitimisation on the Spanish March in the reign of Lothar III” in The Mediaeval Journal Vol. 1.2 (Turnhout: Brepols 2012), pp. 1-21, DOI: 10.1484/J.TMJ.1.102535.

Faith and Fortune on Byzantine and Islamic Coinage: exhibition review

[This post originally went up on the 9th February, and I've now reached the point in my backlog where I first stubbed it as a draft so it can be set free to join the stream of posts. But! It has also lately been decided to extend the exhibition, which will now run until February 3rd 2015, it's that successful. So if you haven't already gone and seen, you still have time to do so. And who knows but what I may be behind the doors at the end of the gallery...]

Masthead of exhibition Faith and Fortune: visualising the divine on Byzantine and Islamic Coinage, at the Barber Institute of Fine Arts, 8 November 2013 to 3 February 2015

Masthead of exhibition Faith and Fortune: visualising the divine on Byzantine and Islamic Coinage, at the Barber Institute of Fine Arts, 8 November 2013 to 30 November 2014; image by BlindMice Design

One of the earliest signs that I’d arrived in Birmingham in some academic sense was an invitation to the private view of an exhibition currently running at the Barber Institute of Fine Arts, Faith and Fortune: visualising the divine on Byzantine and early Islamic coinage. This is less surprising than it sounds because it was being curated by two Ph. D. students of Professor Leslie Brubaker‘s, along with two other postgraduate students in the Centre for Byzantine, Ottoman and Modern Greek Studies, one of the former of whom, Rebecca Darley, is an old friend of mine from my days at the Fitzwilliam Museum. (The other three are Daniel Reynolds, Ali Miynat and Maria Vrij.) Thus it was that my name got on the list as an early medievalist who knows something about coins, and this has all been good for connecting (or reconnecting) me to people at Birmingham whose paths I otherwise wouldn’t immediately cross. Also, the exhibition is really good.

Copper-alloy fals struck at Manbij, 680x696 CE, showing a standing caliph and a cross on steps after Byzantine prototypes, issuer unknown

Copper-alloy fals struck at Manbij, 680×696 CE, showing a standing caliph and a cross on steps after Byzantine prototypes, issuer unknown; image copyright the Barber Institute of Fine Arts

People have been amazed by what four postgraduates have been able to do with this exhibition; certainly, it’s one of the best numismatic displays I’ve seen, and I’ve seen a few, you know. The scope runs from Emperor Constantine I, when the new Christian faith got its first representations on metal, through Byzantium’s seventh-century crises (a period noticeable, among other things, for the beards given emperors on the coinage, not the main point of the display here but one can’t help notice) and those of Sasanid Persia in the face of each other and Islam, through to the various attempts by Islamic rulers to make something of the fiscal systems they had inherited and the currencies on which those operated, running as late as the Artuqid dynasty in the twelfth century. The coins have been very carefully selected; every case has a point to make and makes it clearly.

Gold solidus of Emperor Heraclius and his son Heraclius Constantine struck at Constantinople between 629 and 632.

Gold solidus of Emperor Heraclius and his son Heraclius Constantine struck at Constantinople between 629 and 632. Scholars are in dispute over whether Heraclius’s beard here should be described as `egregious’ (Jarrett) or `badger-smuggling’ (Darley). Image copyright the Barber Institute of Fine Arts.

That does mean that the weight of text to object seems high, though the text is not dense to look at and of course the objects are small. The text is, admittedly, not simplistic: the audience is assumed to be able to handle complex ideas if they’re set out clearly, and the layout and design of one of the cases takes a little working out, but in both areas that is not least because we’re dealing with visual and abbreviated packages that represent complicated theology in highly compressed form and with systems of representation that affect and influence each other (one of the things that the exhibition makes very clear). Still, while the visitors to a public viewing may not be a fair sample—I did spend a while arguing with Rebecca over whether one caption should say “overstrike” or “double-strike”, after all—there seemed to be no problem getting the point on the day, and I gather that there have been many comments in the guestbook about how informative it is, so it may be that this is pitched about right, in fact.

Entry to exhibition Faith and Fortune: visualising the divine on Byzantine and Islamic coinage, at the Barber Institute of Fine Arts

Entry to the exhibition; photo by Daniel Reynolds, used with kind permission

Anyway, it is well worth a look if for some reason you’re in the area of my workplace: not only is it interesting and thought-provoking in itself, and stylishly designed, but it is a great opportunity to see the Barber displaying items drawn entirely from its own excellent coin collection, a collection which is in some respects the best in the UK but unjustly under-used and little-known. It’s a problem I recognise from the Fitzwilliam that a museum with strong holdings in fine art, especially paintings that are large, unique and often of immediately-recognisable content, winds up with doubts about the exhibition potential of objects that are small, mass-produced and whose details are obscure of reference and often have to be peered at, and which often seem to be roughly-made. I understand those doubts, but they are unfounded: medieval coins can be fascinating and their obscurities can be made clear. Rebecca, Dan, Ali and Maria have done a great job of showing how and you could go and see. (In fact, if you were to go on March 8th, between 2 and 4, you could hear, as there will then be an ‘In Focus’ session with the curators. Book ahead! But even if not that, please consider having a look.) It runs till the end of November 2014 beginning of February 2015.

Feudal Transformations XIX: change before the year 1000

Cover of Guy Bois's Transformation of the Year 1000

Just after arriving in Birmingham, I finished reading Guy Bois’s provocative book The Transformation of the Year 1000 and was actually quite impressed; it represents a far better saving throw for the transformation theory than I’d anticipated.1 Seeing a problem with packing almost all the change required by the theory of Duby and Fossier and the like into a few decades shortly after 1000, Bois comes up with a quite complex paradigm of change in which he manages to have both slow change and a ‘revolution’ at the end of it.

Teaching diagram of the Feudal Transformation, by me

Go on, one more time won’t hurt

This he does basically by saying that what we have in the tenth century is the final slow settling into ruins of the ancient state, with public government and justice, towns driven by a parasitic state apparatus administering those systems, and slave agriculture. This had been increasingly unsustainable as time went on and efforts like the Carolingian reforms to prop it up with new structures (and here’s the subtlety) actually accelerated its collapse by making more possible locally-concentrated power at the same time as a coincidentally burgeoning economy made that economically viable. Inside the old structure of society, therefore, new bases of importance and power were emerging centred on the market and on local territorial domination, all of which in fact made it harder to maintain the older bases of power as a monopoly. The revolution came when, with the end of the Carolingian state and withdrawal into the Île de France of its Capetian successor (because this is a paradigm about France, don’t think otherwise), the exterior structure of public power finally collapsed into dust, ceased to operate as a brake on the forces of social change, and what was left standing was this incubitic set of new power bases, now free to grow, around which the opportunistic (and here most of all the monks of St-Pierre de Cluny) coordinated their operations. And thus feudalism.2

Supposed denier of Charles Martel, Marseilles, probably 737X43

Supposed denier of Charles Martel, Marseilles, probably 737X43

Silver denier of King Charles the Bald (840-77) struck at Blois 864x77, Fitzwilliam Museum CM.QC.5360-R, of the Queens College Collection
Silver denier of King Charles the Bald (840-77) struck at Blois 864x77, Fitzwilliam Museum CM.QC.5360-R, of the Queens College Collection

Silver denier of King Charles the Bald (840-77) struck at Blois 864×77, Fitzwilliam Museum CM.QC.5360-R, of the Queens College Collection

Silver denier of Count Hervé III de Donzy (1160-94)

Billon denier of Count Hervé III de Donzy (1160-94)

Billon denier of Count Hervé III de Donzy (1160-94)

Who even knows what they thought that monogram meant three hundred years later? Evidence of high medieval numismatists, as with so many other things, is easiest to find in Spain…

The first bit about this that caught my critical imagination is the idea that those who were interested in patching up the ancient state actually undermined it; that is, the Carolingians in trying to make things better actually make things worse. Bois exemplifies this using the monetary system, which is probably why it caught my attention. In brief, the Roman system of gold and silver coins struggled on till the sixth century, whereafter the gold coinage was debased until it more or less ceased to exist, in the course of which it was struck by hundreds and hundreds of semi-private issuers all over Francia. After this the whole system atrophied and a desultory and poor silver coinage of a very various standard was all the money there was. The Carolingians, faced with a mono-metallic system, reformed it several times until there were a restricted number of royally-controlled mints striking a more-or-less good coinage but only in silver. This was lower-value, thus more accessible, so that greater monetisation resulted than had been so for a while, enabling market exchange and the collection of revenues in coin at new levels. And that meant that when the royal hands came off the tiller in the early tenth century that resource was available to the new local powers, who start minting their own silver coin in profusion (here again, nost least the monks of Cluny).3 I think there are problems with this as an actual account of the history of the coinage – that local minting in silver takes much longer to start happening than Bois’s chronology of change implies, suggesting that it is a result of market growth not a cause, for one thing; for another, Cluny got a royal license to strike coin, and it was otherwise outside any useful royal jurisdiction so one could read that as an increase in royal power and it’s certainly hard to see it as the opposite – but it’s an excellent illustration of Bois’s more general model of damaging attempts to preserve a dying social system.4

Exterior view of the transept of the abbey church of St-Pierre de Cluny, from Wikimedia Commons

Exterior view of the transept of the abbey church of St-Pierre de Cluny. “Cluny Transept exterior” by RTPeat / Richard Peathttp://flickr.com/photos/rtpeat/1086420685/. Licensed under CC BY-SA 2.0 via Wikimedia Commons.

The problem I have with arguments like this that run, ‘O well they tried, poor dears, but the whole thing was doomed, quite hopeless, they were spitting in the rain’ about the Carolingians, which in some ways go back to Louis Halphen and his contemporaries, is that they benefit from the fact that the Carolingian Empire’s fall is there to be explained. Most of us would not, however, put this down to critical internal systems failure, but to a prolonged civil war more or less due to the royal family’s inability to stick to an equable division of power followed by a long series of assaults by raiders for north and east further destabilising transregional solidarities.5 A counter-factual approach that could accurately remove the effects of the Viking attacks and, if not eliminate the Brüderkrieg at least make it more like the equivalent, and very long-lived, Merovingian system in which the important thing was not so much the periodic war as that that war was always between rival Merovingians, perhaps by predicating a reasonable supply of healthy male heirs, would quite possibly entirely vindicate the Carolingian reform efforts, which after all did at least at first make them much stronger kings.6 An analysis that relies on an absence of competent legitimate operators of a system isn’t really assessing the viability of the system itself. Likewise, Bois’s argument is proven by the eventual collapse of the ancient state, but there’s a species of teleology involved when he says that the Carolingians’ own measures worked against their interests, which forces him to define the things they did that endured as part of the new world, if only because they survived. Given the collapse was to happen, there’s no successful innovation that Bois’s theory would actually credit to the Carolingians except ones that they abandoned.

Sant Andreu de Tona and the Castell de Tona

Now, let’s take it to the March! Sant Andreu de Tona and the Castell de Tona, as made a tiny bit more famous by my book

This is all the more paradoxical because the same problem exists in reverse with Catalonia and the scholarship of the feudal transformation. As Bonnassie famously argued, Catalonia (where a strong and (I would argue) even strengthening public power was maintained up till very late, there was then a political vacuum caused by a double minority in the rule of Barcelona forcing other motors of power to pick up the slack and after a short civil war the public power recovered only by adopting these other motors and abandoning its old ones) is an almost perfect archetype of the feudal transformation, but because it so clearly revolves around the power vacuum of 1018-1035 and before that the public power seemed to be riding the serpent of progress really pretty well, people don’t like it as a general model.7 There’s also the problem that this was the only area of Latin Europe with much of a gold coinage, because of raiding and trade with al-Andalus.8 But Bois’s argument also revolves around a dramatic state collapse at the same time as an economic take-off. Is this somehow not the same?

Gold mancus of Count-Marquis Ramon Berenguer I of Barcelona (1035-76)

Sticking with the metaphor, this is a gold mancus of Count-Marquis Ramon Berenguer I of Barcelona (1035-76), by way of illustrating that at least some things were not quite the same in Catalonia

Bois was of course writing a micro-study of Burgundy, not Catalonia, and it’s the anti-transformation lobby who have preferred to ignore Catalonia’s apparently indissoluble example of the phenomenon.9 All the same there is a problem here because Bois’s model doesn’t work for Catalonia. Firstly, it’s very unclear how much Carolingian reform was in fact applied here: the local law was left running, the final currency reform of 864 was never enacted here, the intellectual culture arguably stayed fairly Visigothic and the counts operated as independents from a very early stage. Secondly, as said, public power here did not atrophy: the counts, despite various troubles, remained militarily effective and towards the end of the period, fuelled no doubt by the various reveues of the frontiers, were even overhauling and improving the apparatus of state power and their control of it. Only when that effort was slackened did stuff go wrong. It is hard not to see Borrell II’s and his son’s creation of numerous castle-holding dependants as the seeds of their own undoing, but it’s not undoing but lack of doing that let them grow.10

Castell de Llordà, Isona, Catalunya

The current state of the Castell de Llordà (image from Viquipèdia), where as you have read some of that castle-ceding was done

Perhaps this doesn’t matter, but if you have a feudal transformation in one area and an explanation for it, but another one in a different area whose relevance you have to dismiss because its explanation is clearly different, this is kind of like ignoring that your theory has been falsified. Of course there are factors in CataloniaBurgundy’s changes of that era that Catalonia did not share, so the problem exists both ways, but this suggests to me that the problematic has been placed at the wrong level. If you accept both then feudal transformation becomes only one way that states of a certain kind might respond to the end of effective state governance in an ‘ancient’ or ‘public’ mould. After three years of teaching this subject to graduates, I came to conclude that the correct question to ask about the phenomenon it assumes is not, “Why is all of Europe going through a social crisis c. 1000?”, which is fairly easy to disprove premise by premise and then ignore, but “Why do so many and various polities of the post-Carolingian world finish up so similar in social articulation and governance despite their different situations and paces of change?” This turns it less into a question of modes of production or public versus private than into one of cultural transfer and the appropriation of ideas between governments, which is maybe not as exciting, but might have a lot more application to other situations.


1. G. Bois, La mutation de l’an mil (Paris 1989), transl. Jean Birrell as The Transformation of the Year 1000: the village of Lournand from Antiquity to feudalism (Manchester 1992).

2. Ibid., pp. 161-167.

3. Ibid., pp. 165-166.

4. Philip Grierson, “Coinage in the feudal era” in Il feudalesimo nell’alto medioevo, Settimane di Studio del Centro Italiano di Studi sull’alto Medioevo 47 (Spoleto 2000), pp. 949-959.

5. See François-Louis Ganshof, “L’échec de Charlemagne” in Comptes rendus de l’Académie des Inscriptions et Belles-Lettres Vol. 91 (Paris 1947), pp. 248-254, transl. as “Charlemagne’s Failure” in idem, The Carolingians and the Frankish monarchy: studies in Carolingian history (London 1971), pp. 256-260, taken up by e. g. Heinrich Fichtenau, Das karolingische Imperium. Soziale und geistige Problematik eines Grossreiches (Zürich 1949), transl. Peter Munz as The Carolingian Empire (New York City 1954), Louis Halphen, Charlemagne et l’Empire Carolingien (Paris 1968), transl. as Charlemagne and the Carolingian Empire (Amsterdam 1977).

6. Ian N. Wood, “Kings, Kingdoms and Consent” in Peter H. Sawyer & Wood (edd.), Early Medieval Kingship (Leeds 1977), pp. 6-29.

7. Pierre Bonnassie, La Catalogne du milieu du Xe à la fin du XIe siècle : croissance et mutations d’une société, Publications de l’Université Toulouse-le Mirail, Sèrie A, 23 & 29 (Toulouse 1975-1976), 2 vols, as ever; cf. Adam J. Kosto, Making Agreements in Medieval Catalonia: power, order and the written word, 1000-1200, Cambridge Studies in Medieval Life and Thought 4th Series 51 (Cambridge 2001).

8. Anna M. Balaguer, “Parias and Myth of the Mancus” in Mario Gomes Marques & D. Michael Metcalf (edd.), Problems of Medieval Coinage in the Iberian Area, 3: a symposium held by the Sociedade Numismática Scalabitana and the Instituto de Sintra on 4-8 October, 1988 (Santarém 1988), pp. 499-543; J. Jarrett, “Currency change in pre-millennial Catalonia: coinage, counts and economics” in Numismatic Chronicle Vol. 169 (London 2009), pp. 217-243.

9. Dominique Barthélemy, “La mutation féodale a-t-elle eu lieu? (Note critique)” in Annales : Économies, sociétés, civilisations Vol. 47 (Paris 1992), pp. 767-777, where see p. 773 n. 17; the whole article later repr. as “Note critique” in idem, La mutation féodale a-t-elle eu lieu? Servage et chevalerie dans la France des Xe et XIe siècles (Paris 1997).

10. J. Jarrett, Rulers and Ruled in Frontier Catalonia 880-1010: pathways of power (Woodbridge 2010).

Seminar CLXXX: hiding English coins in tenth-century Rome

One good paper about travel to Rome deserves another, or something; five days after hearing Lizzie Boyle tell us about Irish clerics whose journies to Rome went awry, on 27th May 2013 I was listening to my old colleague Rory Naismith addressing the Medieval History Seminar in Oxford with the title, “Peter’s Pence and Beyond: the Forum Hoard and Anglo-Roman monetary relations in the Middle Ages”. The hoard in question here is 870 silver pennies and a gold solidus found in digging in the Forum of Rome in 1883. The digger was looking for the house of the Vestal Virgins so went pretty much straight through the later building between Santa Maria Antiqua and San Silvestro in Lacu where the coins turned up, so they have had only the most cursory publication up till now; Rory and colleagues are now changing that and he was in Oxford to tell us more about it.1

I guess about the middle of this picture...

The composition of the hoard first: the solidus is one of Emperor Theophilus (829-842), and among the silver there are five Continental pieces, one of Emperor Berengar I (915-924) from Pavia and the others from Pavia, Strasbourg, Regensburg and Limoges.2 The rest is Anglo-Saxon pennies of all the kings from Athelstan (924-939) to Edmund (939-946) barring six from the mint of Viking York. The whole thing seems to have been in a bag of some kind because also found were two silver hooked-tags that could have been fasteners and seem to bear the garbled name of Pope Marinus II (942-946), and when it came up it was all in a cooking pot.3 A 940s assemblage date thus seems pretty obvious, but Athelstan’s contribution makes up nearly half of the English stuff even though it would have been in circulation the longest, and should, we might think, have been withdrawn by this time.

A silver penny of Athelstan naming him as King of All Britain, from the London mint

A silver penny of Athelstan naming him as King of All Britain, from the London mint

London is the mint best represented, and that is where the die-links are most frequent, suggesting that coins from there had circulated less than the others, but a sixth of the coins are from Midlands mints and another sixth from even further afield. Rory thought that this probably represented the circulation available in London or close by around that time, and pointed out that Bishop Theodred of London, who died 942×951, had been to Rome and bequeathed stuff he’d bought in Pavia, among a sum of wealth from which 870 pennies would hardly have been significant.4 Whether that constitutes a smoking gun or not, if this was circulation (and we have very few southern English hoards of this period from which to judge, they’re actually more frequent in Italy!) if this was the coin doing the rounds in 940s London the Anglo-Saxon coinage system was some way off its later level of regulation. I also don’t see how we can rule out that the owner of these coins wasn’t adding stuff or even taking stuff out as he moved, so there are difficulties with interpretation still, but it’s still a good chunk of evidence for money use somewhere!

Inscribed hooked-tags from the Forum Hoard

The hooked-tags from the hoard, inscribed +DOMNO MA and RINO PAPA, a matching pair. Blunt, Okasha and Metcalf, Pl. VIII.

The question that follows, however, is that with any hoard: why did someone bring it where it was found, put it there and then not come back for it? The last one of these can almost never be answered, and here the second one was hard to answer too — opinions varied on whether this was a run-down or busy part of tenth-century Rome and the most that could be agreed was that it would have been hard to be unobserved, while the actual location doesn’t seem to have been part of the precinct of any active churches — but with the first there are two obvious suggestions. The first is that this was a pilgrim’s gift, and the custom-made fastening does make it look like a votive offering; if so, however, it obviously never got given! The second, which has the same problem, connects to the tax of Rory’s title, ‘Peter’s Pence‘, a levy on the English for the support of the papacy which is canonically blamed on either King Offa of Mercia or King Alfred the Great of Wessex, but which is otherwise hard to demonstrate in operation before the time of King Æthelred the Unready (978-1016). This seems too early, therefore, and in any case it’s nothing like as much as a Peter’s Pence payment would presumably have been: Rory said that it matches about one-third of what Berkshire paid in the time of Domesday Book, in which case where’s the rest?

A Pavia denaro of King Berengar I

A Pavia denaro of King Berengar I

It was the closing points that probably interested me the most, though, sometimes-numismatist as I suppose I am. These were about the use of money in tenth-century Italy. This seems to have been quite restricted. A full quarter of early medieval coins found in Italy have been English ones. The papal coinage is only ephemerally preserved. However, from the 970s onwards the royal coinage of Pavia seems to have had some kind of a renascence; it rises in find frequency to drown out both English and papal issues. This being Western Europe’s most urbanised area, it seems improbable that there wasn’t money of some kind in use in markets; the English stuff however seems to have been what one hoarded (presumably because it was well-known to be better). In that case, should someone have just stolen this bag meant for Pope Marinus from Bishop Theodred or whoever, and then found it full of English coin, stashing it somewhere out of the way where they could take coins from it few by few, and not getting very far with that before some mishap befell them, still seems a perfectly possible outcome. We will never know: but lost precious metal really seems to pique the popular interest, and in cases like this it’s not hard to see why!


1. I suppose it depends what you mean by cursory: there’s D. M. Metcalf, “The Rome (Forum) Hoard of 1883″ in British Numismatic Journal Vol. 62 (London 1992), pp. 62-96, online here.

2. These details, except the attribution to Berengar, are from ibid.; Rory mentioned the Theophilus solidus but called the others ‘Frankish'; the Berengar attribution came out in questions.

3. The tags have been published in James Graham-Campbell & Elisabeth Okasha, with Michael Metcalf, “A Pair of Inscribed Anglo-Saxon Hooked Tags from the Rome (Forum) Hoard of 1883″ in Anglo-Saxon England Vol. 20 (Cambridge 1993), pp. 221-229.

4. His will is edited in Dorothy Whitelock (ed.), Anglo-Saxon Wills (Cambridge 1930), no. 1, and translated in eadem (transl.), English Historical Documents vol. 1: c. 500-1042, 2nd edn. (London 1979), no. 106.

Back where the money is

Some of you may have been wondering, if you knew how temporary my lecturing rôle at Birmingham was, what has happened to me since it ran down by way of employment, and now that I have some pictures to go with the announcement it’s time to answer that silent question. Since August 2014, I have been and will for the next little while be the Interim Curator of Coins at the Barber Institute of Fine Arts.

The Barber Institute of Fine Arts, University of Birmingham

My new place of employ, really pretty much next to the old one


Two of the cases of the Faith and Fortune exhibition currently on inthe coingallery of the Barber Institute of Fine Arts

Two of the cases of the Faith and Fortune exhibition, and a really big map, all down to Rebecca Darley and Daniel Reynolds with help from Maria Vrij and Ali Miynat

The Barber is to the University of Birmingham roughly as the Fitzwilliam Museum is to that of Cambridge, which is to say, a university museum blessed with an excellent fine art collection that has also been lucky enough to acquire a world-class coin collection. The Barber’s strengths are especially in Byzantine coinage, where they have—we have—probably the best collection in Europe, but because of staff leave and other factors this has been essentially inaccessible for the last couple of years, except in connection with the Faith and Fortune exhibition I’ve mentioned and in charge of which I now more or less am, but for which I can of course take absolutely no credit.

Library shelving in the Coin Study Room of the Barber Institute of Fine Arts, Birmingham

Shelves of the Coin Study Room, library currently undergoing audit and reorganisation

Anyway, part of my job is exactly to end that inaccessibility, and there’s plenty of people already wanting to come and do either research or teaching with it, which is great. Where my actual expertise comes in, however, is that much of this collection is catalogued but not to database-compatible standards, those catalogues are not on the web and almost none of it is published, so there is a lot to do to get it where its contents are as well-known as they deserve to be and can be searched and studied from outside. But, these are things in which I have past form, so I and a slowly-growing roster of willing volunteers will get something done on that; watch this space. Right now, to do much work on the coins will mean watching this space:

Doors of the Coin Study Room in the Barber Institute of Fine Arts, seen from inside with one of the coin vaults open and a tray out

Coin trays open and doors to coin room firmly shut. Security, you understand. But the real question is probably, which contains more gold? And actually we have plans to get data on the coins at least…

… but this is going to change. There are also some exciting research questions I’m looking forward to getting at with this collection. About those you’ll doubtless hear more as they develop but while a number of them are substantially other people’s ideas (not least Rebecca’s and Daniel’s, collaborators whom one could not hope to better) with which I’m able to help, some are my own fascinations which I had never previously thought of exploring. Stay tuned and I will tell you more! And for now, this is where I am and what I’m doing.

Name in the Book Somewhere II

[This is a repost of a piece of one of the sticky news posts above, now unstuck and free to assume in its rightful place in the chronological scheme. I repost this bit because I have just got to the point in the backlog where it would originally have occurred and it still seems worth celebrating! There are some light edits to supply larger context.]

In May 2013, there was also a rather large chicken finally come home to roost, to wit Miquel Crusafont i Sabater, Anna M. Balaguer & Philip Grierson, Medieval European Coinage, with a Catalogue of the Coins in the Fitzwilliam Museum, 6: the Iberian Peninsula (Cambridge 2013). There’s no secret here about the labour I’ve poured into this; it was in fact the thing I subsisted on after finishing the Lay Archives work previously referred to, and it was mostly wrapped up and ready to go in 2006 when I got the full-time job at the Fitzwilliam that would, in the end, keep me going for four and a half years. When explaining to people some of the reasons why the volume still then took seven years to appear, I have taken to starting with, “Well, the two surviving authors…” Death, life-threatening illness and then death, divorce, pregnancy, unannounced changes of contact details, unemployment and over-employment (especially this last) have all played their part in delaying the work of the various parties involved, even to the very last minute—a launch party had to be cancelled because of the aforementioned illness, but unbeknownst to authors or editors the book was already on sale anyway—and I think the most amazing thing is that all parties involved have always been reasonable and pleasant to deal with, whatever the new problem was that had arisen. Anyway, it exists, and this is a great comfort to me, as not only do I actually have my name over two small parts of it (well, one small one and the Bibliography, which I think I contributed about a tenth of) but at some point or other in my role as copy-editor and then series editor I’ve probably changed or moved almost every word in it. It’s not my work, but it has been one of my labours, for sure.

Those curious about such matters will probably also want to know how things stand with the rest of the series, and to that I can say from the inside, with suitable caution, that volume 12, which covers Northern Italy and is by Andrea Saccocci, Michael Matzke and William Day Jr, is scheduled to be next and is in its final stages now, and that volume 10, on Scandinavia, by Jørgen Steen Jensen, has been making reliable and steady progress for years and will also soon be finished, we hope, after which it becomes a contest between Britain and the Low Countries to be next. What’s the timescale, you no doubt ask, and fair enough, but you understand that in 2006, there was no way, it was quite frankly impossible to conceive that MEC 6 was seven years away from publication. What could possibly go that far wrong? If I had not lived and worked through those seven years, I would now say: there is no way the next volume can be more than a year away. But I did, so I won’t, because if I do it probably can… [And that paragraph, sadly, I didn't have to edit at all...]

Seminar CLXXVI: buying control of Norway

I feel as if I ought to be catching up on backlog with this posting frequency, and yet I remain in May 2013 with the seminar reports, on the 6th of which month the Medieval History Seminar in Oxford was graced by one of my academic friends of longest standing, Dr Elina Screen. Although almost every time I see Elina I badger her for more of her work on Emperor Lothar I, as I know only too well can happen, sometimes numismatics gets in the way of Carolingian studies, and at the time of this seminar Elina had just seen emerge from the presses under her auspices the first of two volumes cataloguing the Anglo-Saxon coins that survive today in Norwegian collections.1 Her paper, “Norway in the Age of Cnut (d. 1035), through the Coinage Evidence”, thus functioned not least as a kind of advertisement for what one can do with such work, once that work shows one what the evidence actually is, and it led to some surprising conclusions.

Pointed Helmet type silver penny of King Cnut of England, struck at London by the moneyer Godric, 1023x1029

Obverse and reverse of Pointed Helmet type silver penny of King Cnut of England, struck at London by the moneyer Godric, 1023×1029

The thing about coinage, you see, and especially Anglo-Saxon coinage in Scandinavia, is that there’s a an awful lot of it. I was fond of telling students that there is more coinage of King Æthelred the Unready in Stockholm than is known in all of England, which I think is true though we can’t be sure as they’ve never managed to count the stuff in Stockholm. Norway isn’t quite so favoured, but nonetheless, Elina’s two volumes catalogue 3,200 actual coins, including some previously unknown types, as well as a myriad of fragments that were surely one of the most grumpily impossible source material any medievalist I know has ever tried to work with. Almost all of this is from hoards, because Norway doesn’t allow metal detecting so the mass of single finds that we have from England or Denmark isn’t available (and it must be said that much of Norway is not exactly detector country). So the question is less what does this all tell us, as the sample is just too large to evaluate in aggregate, but more what are the patterns and oddities? So here some suggestions from the paper.

  • Despite their number, the English coins are a poor second to Islamic dirhams even this far west, and German coins are very close behind the English ones; the English ones have the great advantage, however, that their manufacture can be dated to within about five to ten years because the English coinage was called in and renewed so frequently.
  • Some of the coins found are pierced, as if to be worn as jewellery, but it’s not that many, only 46 in total, and most of those early, so we seem to see Norway getting used to coinage here (it didn’t start striking its own till the reign of Harald Hardrada).
  • Perhaps unsurprisingly, the area of Norway closest to England, Rogaland, shows 64% of the English coin finds, but it also shows 59% of all early medieval coin finds, so it is obviously different.
  • Obverse and reverse of a silver penny of King Henry II of Germany struck at Deventer in the modern Netherlands, 1002x1014

    The quantity less known… Obverse and reverse of a silver penny of King Henry II of Germany struck at Deventer in the modern Netherlands, 1002×1014

  • Among the finds in general, the Pointed Helmet type of Cnut (as in the first image above) shows an unusual proportion of die-links. That is, the dies used to strike the coins (hand-cut, and therefore identifiable) recur more frequently in this coinage than in the others, 47% of the finds being ‘linked’ by at least one die to other finds, and specifically 61% of the coins of this type struck at London, which led Elina to suggest that at least one part of this sample was a big batch of coins fresh from the London mint, hardly circulated before they went into the ground.
  • Coins do seem often to have been used as foundational deposits when putting up churches, and there was some discussion in questions of the possibility that this was because, being marked with a cross, they were considered Christian objects, but Elina reckoned that little else in the way that they were treated suggests this and thought that this behaviour was probably more to do with the fact that they were an available form of wealth that could easily be sacrificed.2

While the hints and suggestions about conversion to Christianity that Elina pulled out of this evidence (since that was ongoing in Norway at this period and ought, one feels, to be visible somehow) were thus a bit ephemeral, the concentration of hoards in Rogaland led to an unexpected yet surprisingly sustainable conclusion. We know, you see, from a variety of written sources, that Cnut’s efforts to gain control in Norway involved money, which after taking over England was something he had an awful lot of.3 Elina’s handout has the following bits from the Occasional Verses of the skald Sighvat, for example, apparently relating to the threat Cnut presented to King Olaf Haraldsson (1015-28):4

“The king’s enemies are walking about with open purses
Men offer the heavy metal for the priceless head of the king.
Everyone knows that he who takes gold for the head of his good lord
Has his place in the midst of black Hell.
He deserves such punishment.”

Obverse and reverse of Short Cross penny of King Cnut, 1029x1036, probably struck by Eadred at London

I should probably point out that as far as we know Cnut didn’t strike in gold! This is the obverse and reverse of a silver Short Cross penny of King Cnut, 1029×1036, if I’m reading it right struck by Eadred at London

“The king of England calls out a levy, but we have got a little army and smaller ships.
I do not see our king afraid.
It will be an ugly business if the men of the land let the king be short of men.
Money makes men break their faith.”

An ugly business it was, in the end, as in 1028 Cnut took a fleet to Norway and drove Olaf out, and when Olaf returned in 1030 to retake the kingdom he was killed fighting his own people.5 But how was that achieved? Well, probably with bribery of recalcitrant aristocrats in Rogaland. Not everyone in Norway was keen on the rise of kingship there.6 This could be exploited by Cnut, and we seem to see him do so; he spent more time in Rogaland than anywhere else in the country, of those recipients of bribes the sources let us identify all but one were based here, and the period of such activity matches that of the issue of the Pointed Helmet type, 1023-1029, so it does seem quite likely that the reason we have so much of that issue apparently uncirculated here is because Cnut arrived with sacks of it, some fresh from London, and handed it out. I thought this was pretty clever history, and it is nice to be able to work from such large samples down to a specific action. Not quite a smoking gun, but rather more than 30 pieces of silver


1. Elina Screen, Norwegian Collections, part I: Anglo-Saxon coins to 1016, Sylloge of Coins of the British Isles 65 (Oxford 2013) and Norwegian Collections, part II: Anglo-Saxon and later British coins 1016-1279, Sylloge of Coins of the British Isles 66 (Oxford forthcoming). As for this paper, I believe it’s under revision for publication as Elina was giving a new version of it at Leeds just gone

2. For this kind of aspect Elina relied explicitly on the work of Svein Gullbek, to wit his Pengevesents fremvekst og fall i Norge i middelalderen (København 2009), which I not only haven’t read but, I confess, couldn’t read if I tried.

3. The classic piece on this is D. M. Metcalf, “Can We Believe the Very Large Figure of £72, 000 for the Geld Levied by Cnut in 1018″ in Kenneth Jonsson (ed.), Studies in Late Anglo-Saxon Coinage in memory of Bror Emil Hildebrand (Stockholm 1990), pp. 165-176, since which time it’s become clear that, yes, we can.

4. Taken from Dorothy Whitelock (transl.), English historical Documents I: c. 500-1042, 2nd edn. (London 1979), nos 18.16 & 18.19, my line-breaks (sorry, Sighvat).

5. Elina’s reference here was Timothy Bolton, The Empire of Cnut the Great: conquest and the consolidation of power in Northern Europe in the early eleventh century (Leiden 2009), which I haven’t seen.

6. I imagine the Bolton must cover this, but what I know of that does is Sverre Bagge, “Early State Formation in Scandinavia” in Walter Pohl & Veronika Wieser (edd.), Der Frühmittelalterliche Staat – europäische Perspektiven, Forschungen zur Geschichte des Mittelalters 16 (Wien 2009), pp. 145-154.