Category Archives: Next paper is due…

New Thinking on the Medieval Frontier: Call for Papers, IMC 2015

Perhaps there is a certain ridiculousness in soliciting papers for the 2015 International Medieval Congress in Leeds on a blog that has only just managed to start reporting on the 2013 one. If it helps, I meant to try something like this last year but the supporting collaboration fell apart, so even this is backlogged… anyway. You will have seen from some of the recent posts here that I and others have been getting increasingly bothered by how we as medievalists don’t seem to have thought very hard about what frontiers are and do for quite a while: now I want to start showing that we can. Consequently, I’m organising sessions for next year about it and here’s the CFP:

New Thinking on the Medieval Frontier: Call for Papers

Medieval studies since the 1970s have seen many conferences and essay volumes on frontiers and borders, but medievalists’ answers to what these were or how they worked are still framed in anachronistic and outdated terms borrowed from obsolescing works on other periods. We deal in terms of zone versus line or open versus closed that fail to conjure or explain the complexity of a medieval borderland. In 2002 Ronnie Ellenblum wrote of the Crusader kingdom of Jerusalem:

“Every person knew what the border of his property was and what belonged to his neighbour. But such a property could have been divided between two or more rulers. The owner of the property knew to whom he was obliged to pay taxes and offer gifts on religious holidays, who would try him if he committed a heinous offence and who would try him if he committed a lesser offence. In the event of war, he usually knew where danger lay and on whose side he should be… But all these spheres did not necessarily overlap.”

What theory of the frontier does this not break? The inapplicability of modern categories here shows that medievalists are well-placed to raise and answer new questions about how to define a society and its limits. I invite you to lead this trend by offering a paper for sessions at the 2015 International Medieval Conference on any aspect or concept of the medieval frontier. Can we define frontiers? Can we characterise them or say how they could be identified? If not, what can we do about that? Participants will be encouraged to respond to others’ papers and engage in comparison, so submissions about shared rather than unique characteristics of societies will be most welcome. If interested, please contact Jonathan Jarrett at or with a prospective title and summary abstract.

Expressions of Hispanist medevalist community, in Exeter

We seem now to be firmly into June 2013 in my never-decreasing backlog of reporting, and next up in it was a day out to Exeter, somewhere I hadn’t been for a long time but which called me now for the same reason as it often has before, a gathering of the intermittent organisation known as Historians of Medieval Iberia. The main reason this had occurred was the presence in the UK of a man much cited here, Professor Jeffrey Bowman, visiting Exeter, because of which Professor Simon Barton thereof had wanted to organise a day symposium, and so being called we variously went. Due to the uselessnesses of First Great Western trains, I was only just in time for the first paper, but in time I was, and the running order was as follows, in pairs of papers.

  • Jeffrey A. Bowman, “Lordship and Gender in Medieval Catalonia”
  • Jonathan Jarrett, “Per multa curricula ex parte destructa: membership of a Church community in Catalonia c. 1000″
  • Robert Portass, “Doing Business: was there a land market in tenth-century Galicia?”
  • Teresa Tinsley, “Hernando de Baeza and the End of Multicultural Iberia”
  • Graham Barrett, “Beyond the Mozarabic Migration: frontier society in early medieval Spain”
  • Simon Barton, “The Image of Aristocracy in Christian Iberia, c. 1000-c. 1300: towards a new history”

Professor Bowman’s paper is now out as an article, but some brief account may be of interest anyway.1 The way it worked was to do what I love doing, standing Catalonia up as a better-evidenced counter-example to a broader theory, in this case that of Georges Duby that female lordship as early as the tenth century was an incredibly rare occurrence seen as a pale imitation of masculinity. To do this involved setting up some kind of definition of lordship, which Professor Barton suggested should at least include fighting, doing justice, controlling castles, diplomacy and ‘special projects’. Women with military rôles are not unknown in the Catalan records (wait for a future post here, as I think the phenomenon goes down lower than Professor Bowman had time to look), countesses in the eleventh century at least certainly presided over courts alone, a good few held castles in fief (or by other arrangements2), we have various Arabic testimonies to the countesses of Barcelona being conduits for diplomatic communication and under ‘special projects’, if we mean things like land clearance, Abbess Emma is an obvious example.3

Seal of Countess Ermessenda of Barcelona, Girona and Osona in the Museu Diocesà de Girona

Seal of Countess Ermessenda of Barcelona, Girona and Osona, a woman who would not give up government till there was no choice, in the Museu Diocesà de Girona

So that case looks pretty much made: in this area, for that definition of lordship (and it does occur to me now that it is a very tenth-century-and-later one because of the inclusion of castles, though one could still say the same of Dhuoda I guess), it’s hard to see anything odd about female participation in lordship here and we should stop thinking it odd. And I suppose I’d agree with that, and not necessarily just here (another future post) but there does still seem to me to be a difference, in the Languedoc at least where the ninth century gives enough to compare with, between the rôles in and frequency with which women appear in charters, especially as far as their titles go, to suggest that even if this situation wasn’t odd, it might still be new. It did, however, last: Professor Bowman was keen to stress in questions that those who have looked for a shift towards a lineage system here have found it hard to locate over any timeframe much shorter than a century.4

Sant Pere de Casserres, from above

Sant Pere de Casserres, from above

As for me, little enough needs saying there: in the throes of another project entirely and with no time to come up with two papers so close to each other from it, I’d offered the latest version of the now-legendary Sant Pere de Casserres paper; I ran through where the place is, what the sources are, why there’s a problem with the narrative of its foundation and what the actual story might be that would fit it; Graham Barrett suggested some modifications to my Latin and then the questions were all for Professor Bowman, which is fine as he was building a much bigger thesis. One of my problems with the Casserres paper is working out what larger point it makes; the other, of course, is non-responsive archives, but that’s a bigger problem than just here…

The monastery of San Salvador de Celanova in its modern form

The monastery of San Salvador de Celanova in its modern form

The second session put two rather less-connected papers together. Rob was out to demonstrate peasant access to the land market in his corner of early medieval Spain, which has often been overlooked because the dominant Spanish historiography interested in peasants has been more interested in how they resisted power than how they cooperated with it.5 This Marxist perspective needs rethinking, argued Rob, not least because many of these peasants did not live in the Marxist ‘peasant mode’, but operated in both vertical and horizontal networks of power and assistance. Even when those networks led to the monastery of Celanova, whence most of Rob’s material, it was not always to peasant disadvantage to cut a deal with the monks, whose rents were limited, and the land that was then sold to them had often come from other peasants previously. The problem here is of course the definition of peasant, but I think I would agree that whatever we call the free smallholders here they could happily do business with each other, and do so with an eye to their own benefit.6

The Alhambra palace in Granada

The Alhambra palace in Granada, now very keen to be widely known as a World Heritage site

Miss Tinsley’s paper came from a completely different place, sixteenth-century Granada, where one Hernando de Baeza, a Christian interpreter for the last lords of the Muslim state there, was writing a history of recent events. This man is almost exactly the author a multicultural twenty-first century reading of events at the end of Muslim rule in Spain wants: his sources included Africans and women, he spoke all the necessary languages and about the only minority group he doesn’t mention is Jews, but the work was only published in the nineteenth century, from two incomplete manuscripts and is consequently confused and disordered in structure, which with its anecdotal style has left it out of most serious historiography. There is now, however, a recently-discovered complete manuscript to work from (which a Mexican archbishop had made in 1550 to help with converting native Americans!) and this offers more details with which the author’s life can be filled out. He seems to have been an ambassador to the papal court for Queen Isabella, briefly papal chamberlain and a protector of Jews, but whom King Ferdinand however booted out of his offices and whose parents had been burnt by the Inquisition! He seems to have written his history in Rome, a disenchanted man. He may therefore have been attempting something like a dream past of late medieval inclusion, before intolerance and persecution wrecked everything for him and his family. Again, just what we might wish but correspondingly slippery to deal with! This all sounded tremendous fun and I hope Miss Tinsley can make the man’s name better-known, although it transpired in questions that she is dealing with a recalcitrant editor of the manuscript who is being very careful what details he lets her have. That sounded dreadfully familiar, alas…

A Leonese royal charter of 860

A Leonese royal charter of 860

Then came Graham Barrett, who was speaking on those curious populations in the frontier Christian polities of tenth-century Spain whose personal names were Arabic, about whom I’ve spoken myself once or twice, including at an earlier Historians of Medieval Iberia gathering, pre-blog. As that suggests, I had given up trying to get my work on this published before Graham had arrived in England to start his Ph. D., but also in the room was Professor Richard Hitchcock, who was fairly sparing about the absence of his more successful work from the presentation…7 I found it hard to rate this paper neutrally, anyway, it was much too close to my own fruitless sidetracks of yore. Graham’s take on things is always original, however, and he knows the documents far better than me, so there were new thoughts available. In particular he raised the possibility that lots of the relevant documents might be forged, although why one would then put Arabic names into them (and the same names over quite an area, I’d note) is hard to explain.8 He also correctly pointed out that migration of southerners was not necessary to explain these names and that they themselves were not evidence of ethnicity or even cultural affiliation,9 but that they might usefully be mapped against other markers of that, if any could be agreed. There’s definitely a project here, but I suspect that in fact neither of us will be the ones who do it as we both have easier things to attempt…

Brass plate bearing the arms of the Lara family

Brass plate bearing the arms of the Lara family

Lastly our host, Simon Barton, asked whether the approximate synthesis to which historians of North-Western Europe seem now to have come about the medieval aristocracy applies in the Midi.10 Most study of the Spanish nobility has been of families, rather than of a class, but Simon argued that a class identity can be seen in formation after about 1050, with a hierarchy of aristocratic rank, heraldry and literature all developing to emphasise it. He suggested that these markers were developing not so much as spontaneous expression of ideals but as tests that helped mark people off from their imitators, which exposes the ideals in play to us in negative. This was a good wrap-up to a good day that refreshed a realisation for us that even if it’s thinly spread and uncertain of duration, nonetheless there is still a medieval Iberian scholarship in the UK and we’re all active parts of it; it’s never a bad time to be reassured that one has colleagues!

1. Jeffrey A. Bowman “Countesses in court: elite women, creativity,
and power in northern Iberia, 900–1200″ in Journal of Medieval Iberian Studies Vol. 6 (London 2014), pp. 54-70, DOI: 10.1080/17546559.2014.883084.

2. J. Jarrett, Rulers and Ruled in Frontier Catalonia 880-1010: pathways of power (Woodbridge 2010), pp. 83-85.

3. Idem, “Power over Past and Future: Abbess Emma and the nunnery of Sant Joan de les Abadesses” in Early Medieval Europe Vol. 12 (Oxford 2005), pp. 229-258, DOI: 10.1111/j.0963-9462.2004.00128.x.

4. Cited here was Theodore Evergates, “Nobles and Knights in Twelfth-Century France” in Thomas N. Bisson (ed.), Cultures of Power: lordship, status and porcess in twelfth-century Europe (Philadelphia 1995), pp. 11-35; Georges Duby, “Women and Power”, ibid. pp. 69-85, provided the basic counter-type here.

5. Classically, Reyna Pastor de Tognery, Movimientos, resistencias y luchas campesinas en Castilla y León: siglos X-XIV (Madrid 1980).

6. R. Portass, “Rethinking the «Small Worlds» of Tenth-Century Galicia” in Studia Historica: Historia medieval Vol. 31 (Salamanaca 2013), pp. 83-103, online here, contains some aspects of this paper.

7. R. Hitchcock, Mozarabs in Medieval and Early Modern Spain (Aldershot 2008), building on his “Arabic proper names in the Becerro de Celanova” in David Hook & Barrie Taylor (edd.), Cultures in Contact in Medieval Spain: Historical and Literary Essays Presented to L. P. Harvey, Kings College London Medieval Studies 3 (London 1990), pp. 111-126; references to my presentations can be found on my webpages here.

8. One example would be the apparent court notable Abolfetha ibn December (good name huh?), who certainly does appear in the forged Santos García Larragueta (ed.), Colección de Documentos de la Catedral de Oviedo (Oviedo 1962), doc. no. 22, but also in the less dubious José María Mínguez Fernández (ed.), Colección Diplomática del Monasterio de Sahagún (siglos IX y X) (León 1976), doc. no. 19 and Emilio Sáez (ed.), Colección Documental del Archivo de la Catedral de León (775-1230): I (775-952) (León 1987), doc. no. 68; at that rate, it begins to look as if the reason for putting his name in a forgery would be because it was known to belong to the period being aimed at, which is to say that at least up to three separate forgers thought he was a real historical person.

9. As also argued in Victoria Aguilar, “Onomástica de origen árabe en el reino de León (siglo X)” in al-Qantara: revista de estudios árabes 15 (1994), pp. 351-363 esp. at p. 363 and Fernando Rodríguez Mediano, “Acerca de la población arabizada del reino de León (siglos X y XI), ibid. pp. 465-72 with English abstract p. 472; they collect the Leonese evidence in Aguilar & Rodríguez, “Antroponimia de origen árabe en la documentación leonesa (siglos VIII-XIII)” in El Reino de León en la Alta Edad Media Vol. 6 (León 1994), pp. 497-633.

10. E. g. (cited) David Crouch, The Image of Aristocracy in Britain 1000-1300 (London 1992) or Constance Brittain Bouchard, “Those of my blood”: Constructing noble families in medieval Francia (Philadelphia 2001), to which cf. S. Barton, The aristocracy in twelfth century León and Castile (Cambridge 1997).

I should arguably be using newer software

Let’s have another post about processes. We’ve seen here before that my ways of handling my data in software are probably more than slightly crazy: I have been trying to think about this and how to improve matters. For those of you without long memories, my primary source of historical information is charter material, which can be approached in two ways (at least): as a text, or as data in a formalised pattern. For the former, digital full-texts are the obvious searchable storage medium: the context of the form is vital for its understanding, so little less will do. Very little of my stuff is digitised: that which is is not so in any marked-up form, but in the form of PDFs of editions for the most part, courtesy of the Fundació Noguera, and there is a subsidiary debate about the best software to handle referencing such things that I’m not going to have here, though it was involved in two blog posts that resolved me to write about such things in, oh dear, November 2012.1 So it’s the latter dataset, the content of the form, that I have lately been trying to handle differently.

Screenshot from my Catalan comital charters database

Screenshot from my Catalan comital charters database

Basically, I use Microsoft Word and Access, at two levels. Those levels arise because I have come to think that it is necessary to try to separate storage and manipulation of this data from its interpretation.2 This is obviously tricky in as much as by even building a database and defining fields, you are applying structure to the data you’re going to put in it, and anyone who has done this will probably remember the moment when you hit something that wouldn’t fit your schema and had to redesign, which is to really say that your interpretation was wrong. You may also have had the experience of the bit of data that nearly fits and which you then fudge, which is basically to say that you know better than that data… Well, we can’t avoid this entirely but I try and minimise it by using as my data categories ones the ones that seem to be present in my documents, the transacting parties, the witnesses, the land that is transferred and that which is excluded, the payment, and so on, all of which are handled in distinct parts of the text. It’s not perfect, but it can done in such a way at least as to avoid judgements about whether the actor Crispió in that document is the same as one in this one. It may be perfectly obvious that it is! But for me, that bit goes in the Word files, not in the Access database. What I want my database to give me is the basis for the judgements I make outside it.

Screen capture from my notes file for Ramon Ordeig (ed.), Catalunya Carol&iacutengia IV: els comtats d'Osona i de Manresa, searched for `Crispi`

Screen capture of where I have made that decision, in my file for Ordeig’s Catalunya Carolíngia IV so often cited here

So, OK, I think that is defensible, but what’s not, as I’ve admitted before, is my use of Word as a kind of thought-container. It is at least electronically searchable, and when I started with these files I also thought they would be interlinkable in a way that, if I’d used hyperlinks and not DDE, they probably would have been. But as I’ve also said before, that is basically to admit that what I needed was a free-text wiki, not MS Word, and since the Access part of my data storage seems more or less to work and only really to have the problem of being Microsoft, it’s on the less structured side of things that I’ve been putting the research effort.

The first things that passed across my radar in this light were sort of general knowledge organisers. Rachel Leow, one of the people with whom I used to share Cliopatria, used to argue fervently for a tool called DevonThink, on which she managed to get a methods article published, and that started alerting me to the potential to store interrelated data of several kinds.3 I also came across a thing called AskSam myself, which seems to aim for the same kind of multi-format indexing, and since finding the various blogs of Doug Moncur have also heard a lot about Evernote, which seems like a lighter-weight version of the same idea. I didn’t ever really get round to trying these out, however, the first ones because I found them while still even making my awful old Word files with a Ph. D. to finish, but in all cases because they all seemed to aim to do in one thing what I wanted to do in two for the reasons explained above, replacing at least part of the rigorous database component as well as the baggy notes component.

So the Wiki thing continued to look good as an idea, and in Naples in 2011 I heard mention of a thing called Semantic MediaWiki which sounded like exactly what I wanted. I finally got round to trying that some time in 2013, and, oh, goodness. I knew I was in trouble when I found that the installation readme file (no manual) said straight out that these instructions assumed that I had a functioning PHP installation and webserver on my machine already. I was reading this on a Windows 2000 box already years out of support, and after half an hour spent trying to find versions of PHP that would both install on it and be compatible with the oldest available version of Semantic MediaWiki, I had a moment of clarity, in which I remembered how once upon a time, in the days of Windows 3.1 and even Windows 95, almost all software installations used to be this awful chain of dependencies but then we got better and how nowadays I was used to single-binary installation packages that leave you with a program that is ready to go, and how, actually, that wasn’t a bad thing to want.

So I gave up on Semantic MediaWiki as a bad job, at least for anyone without institutional computing resources, and started looking for much lighter-weight alternatives. I found two obvious contenders, WikidPad and Zim, and of these I probably liked Wikidpad slightly better initially, if I remember rightly largely for how it handled things-that-link-here, but Zim won out on the factor, important to me, that I could run it on both my ancient Windows 2000 desktop and my newer Windows 7 netbook, not in the same version naturally enough but in two versions which would read the same database without corrupting it or losing each others’ changes. (I now hardly use the Win2000 box, but I replaced it with a free second-hand XP one so the problem is only partly forestalled.)

Screen capture of Zim in operation on Catalan charter data from my sample

Screen capture of Zim in operation, opened on the entry for Borrell II (who else?)

In order to reach that judgement, I had entered up some basic test data, but I now decided to road-test it with a larger set, and since I wanted at that point to revisit what I think of as my Lay Archives paper, I started with one of the datasets there, that of St-Pierre de Beaulieu. That was 138 charters from a fairly confusing cartulary and I thought that if I could get something out of that that was as much use as one of my Word files would have been (and ideally more), that would show that this was worth investing time in. And because Zim readily allows you to export your stuff to HTML, and it makes really really light-weight files, you can see yourself what I came up with if you like, it’s here.4 It does do pretty much what I wanted, but it also keeps its links more or less updated automatically, generates pages on the fly where you link to them, it’s a better way of working for me and I have got to like it a lot. So, although for maximum independence I still need to convert the Access database into something freeware and non-proprietary, for now I seem to have found the software that works for what I want to do, no?

Well no, apparently not, because despite that the last two papers I’ve written have both involved rather a lot of panicky data entry into Excel, which seems like a retrograde step especially since the data now in those spreadsheets is not in a structure that can easily be dumped into either of my chosen tools (in fact, the only problem with Zim, which was also a problem with Word of course, is that automatic input isn’t really possible). How has this occurred? And what could I do about it? This is not a rhetorical question, I think I need some advice here. It’s probably easiest if I explain what these spreadsheets are doing.

Screen capture from the spreadsheet I put together to source my 2014 Leeds paper

Screen capture from the spreadsheet I put together to source my Leeds paper

The first one, in fact, is something of an extension of the Access database, and I put about sixty more doocuments into that database before getting this far. The first sheet has a count of documents by place concerned, and a bar-graph based in that data; the second has a breakdown of those documents by preservation context with supporting pie-chart; the third a breakdown of the occurrences of ecclesiastics in those documents by their title, and a pie-chart; the fourth a breakdown of those ecclesiastics’ roles in the documents, and pie-chart; the fifth a breakdown of the titles used by scribes in those documents, and pie-chart; the sixth a breakdown of appearances of ecclesiastics by the same places used in the first sheet, and bar-graph; and the last a breakdown of the frequency of appearance of individual priest as I identify them, and a plot, and by now you can pretty much guess what the paper was about.5 Now, actually, pretty much all of this information was coming out of the database: I had to get the place-names from an atlas, and determine the settlements I was including using that too, but otherwise I got this data by throwing queries at the database and entering the results into the spreadsheet.6 I just kind of feel that a proper database would be able to save me the data entry; it’s already there once! Can I not in fact design a query sophisticated enough to source a report in the form of a pie-chart showing percentage frequency of titles via a filter for null or secular values? Will Access even generate reports as pie-charts? I have never stopped to find out and I didn’t now either. But whatever I’m using probably should be able to pull charts out of my main dataset for me.

Screen capture of spreadsheet used for my 2014 Ecclesiastical History Society paper

Screen capture of a lot of data about curses from Vic

The failing that led to the second spreadsheet is quicker to identify but is maybe my biggest problem. Here we have fewer sheets: one calendaring all the documents from before 1000 from the Arxiu Episcopal de Vic, with date, identifier, type of document, first actor, first beneficiary, scribe, spiritual penalty, secular penalty and notes, and then the same information for the cartulary of St-Pierre de Beaulieu, then a sheet listing numbers of documents per year and the number of documents benefiting the Church that sources the two following charts, after which a breakdown of documents by type. This is all information that would be in my database, and again that I feel I ought to be able to extract, but the reason it’s in a spreadsheet this time is that I simply didn’t have time to input all the Vic documents I didn’t have in the database in full, so I did it this quick crappy way instead because what I really needed was the curses and their context and no more. My database design does in fact include curse information because I foresaw exactly this need! But it includes a lot else too, and I did not foresee needing that information with only three days to do the data entry… And this is also a problem with Zim, or at least, with what I want to do with Zim. One of the things I established with the test set was that a charter takes me between twenty minutes and an hour to enter up satisfactorily. When you have maybe four thousand you’d like to include, suddenly that is a second doctoral project, and a very dull one. I should have started with this format; but now that I haven’t, can I ever possibly hope to convert?

XKCD cartoon no. 927 on software standards

As so often, the problem has become one that XKCD has already encapsulated perfectly

All of this then begins to look as if the people using the big baggy eat-everything organisers may have the right idea after all; I attempted to standardise on two softwares and have enough legacy and interoperability issues that I’m actually now using four (and often converting between table formats via search-and-replace in TextPad, so five, because Excel and Access despite being parts of a suite that’s been in development for years and years still don’t read from each other in any simple way). Would it not have been better, would it maybe not still be better, to dump all of this into a single system that can read it all and then update it there? I feel as if this has to be a backwards step, and I am already some way behind, but as yet I do not see a way forward that doesn’t ultimately just involve years of rekeying… Any ideas?

1. The short version of this is that, here as elsewhere in this post, I have low-tech ways of handling this already that software solutions I’ve so far played with don’t offer me a way to replace without fundamentally redoing all the relevant data entry, not time I can justify spending. I need something that picks up things already formatted as citations and auto-loads them. I’m told EndNote will do this but I’m too cheap to try it…

2. Jonathan Jarrett, “Poor Tools to Think With: the human space in digital diplomatics” in Antonella Ambrosio & Georg Vogeler (edd.), Digital Diplomatics 2011, Beihefte der Archiv für Diplomatik (München forthcoming), pp. 291-302; I don’t know where this is, I sent proofs off months ago…

3. R. Leow, “DevonThink, Digital Research, and the Paperless Dream” in Perspectives on History Vol. 50 (Washington DC 2012), online here.

4. The numerous 404s are the web versions of files I created but never actually edited. Only the Beaulieu documents in the index are actually all done. Even then, I’m afraid, anything with special characters in the filename comes out weird in the export, though it works OK inside but has to be pasted in from Character Map; the only bug I’ve found as such is that the program can’t ‘hear’ input of ASCII codes for high-bit characters any direct way.

5. J. Jarrett, “Counting Clergy: The Distribution of Priestly Presence around a 10th-Century Catalan Town”, paper presented in session ‘The Clergy in Western Europe, 700-1200, III: Local Clergy and Parish Clergy‘, International Medieval Congress, University of Leeds, 9th July 2014.

6. Without that atlas, indeed, and without the basic texts being well edited and printed, I’d be sunk generally, so let’s here note also the regular Ramon Ordeig i Mata (ed.), Catalunya Carolíngia IV: els comtats d’Osona i Manresa, Memòries de la Secció Històrico-Arqueològica LIII (Barcelona 1999), 3 vols, and Jordi Bolòs & Victor Hurtado, Atles del Comtat de Manresa (798-993), Atles dels comtats del Catalunya carolíngia (Barcelona 2004).

7. J. Jarrett, “The Anger of St Peter: the uses of Spiritual Sanctions in early medieval charters of donation”, paper to be presented to the Summer 2014 meeting of the Ecclesiastical History Society, University of Sheffield, 24th July 2014.

Seminar CLXXII: roads to nowhere?

I’ll have to beg still more forgiveness for the sudden drop-off in posting here. I sent in the final version of an article the day before yesterday, finished a late review yesterday, hope to finalise another chapter today, and that still leaves me three pieces of work to get done before the end of the month, one of which I didn’t know about two days ago… It’s a bit like that at the moment. I can already see that there’s no prospect of my getting as far as last year’s Leeds before departing for this one, which is a bit embarrassing. Since the only thing that can make this worse is not posting, however, here is another backlogged seminar report, from 24th April 2013, when I was at the Medieval Social and Economic History Seminar in Oxford to hear Professor Andrew Fleming of the University of Wales Trinity St David give a paper entitled “Exploring the History and Significance of Early Medieval Roads”.

Hollow Lane, near Canterbury, linking the old Roman road, Stone Street to Wincheap

Hollow Lane, near Canterbury, linking the old Roman road, Stone Street to Wincheap, certainly an old road – but how old? Image from Wikimedia Commons

I might, I suppose, given that I was still in Oxford, have expected that this would turn out to be solely about England, but it was still interesting, because Professor Fleming has been working on landscapes and how you get through them, and specifically on this with regards to Dartmoor in Devon, where there has been comparatively little to change routes since prehistoric times, for a long time. Rather than reprise the paper, given my lack of time, I’ll just draw out the points that particularly interested me.

  1. There was great stress on the difficulty of putting an archæological date on a road. Since what a road most fundamentally is a space, the bottom limit of which people wear away by using it, really all one has to work with beyond place-names and surveys (so, for early medieval purposes, charter boundaries and Domesday Book) is stratigraphy where the road intersects with something else. On the one hand, because roads are linear and long that does mean you get quite a lot of such intersections, but on the other you can’t necessarily expect all the road to have been built, maintained or replaced at once so even on the rare occasions where you have a date to work with, it’s not usually clear how far down the road it will travel.
  2. It is apparently a big argument of Professor Fleming’s that medieval roads did not join places, but joined regions, being long-distance routes rather than the short-distance ones eventually joining up into a system that Hoskins, invoked in the first sentence of the paper, saw in the English landscape.1 Places are then jointed to these long routes by their own little roads, leading up out of the valley or wherever to meet the main track along the high ground. I don’t know how true that is everywhere but I could certainly think of places where it is, in fact it would be true of a good distance of the A404 which must be the single road of any size I have travelled the most. So that was interesting to think with as it implies that roads need not necessarily go where people wanted to go to them on, and that guessing those destinations may therefore be harder than it appears.
  3. That said, roads, especially military or transhumance routes, tend to generate supporting settlement, especially at junctions. What started as a few huts seasonally occupied gets a bit more established, sooner or later someone puts a church up and suddenly you have a community locus where before settlement was dispersed. It still is, at that point, probably, but even so the road, though a line not a point, can give places a centre. This all made me think about things in my area like the strata francisca and the Camí Ral, which certainly weren’t intended to link the places I’ve been to on them to anything else but may explain some of why those places are where they are. (Roda de Ter is older than the Roman bridge across the Ter there, but that bridge has certainly focused subsequent settlement, not least as someone built a church at one end of it2)

One of the questions we didn’t really touch on was who maintained these routes, and I’m surprised at myself there given how much I would usually be all over any questions of agency. There were lots of other questions, though – this seminar was always good for that as I would duly find out myself – and they raised the further points that private property could be on a large enough scale to account for some of that, in as much as a lot of the Dartmoor places that had been mentioned had some connection with Tavistock Abbey, who might well have wanted to join up their properties and move sheep between them. Other questions took this question of livestock down to the micro-level, asking about how roads that might have been intended mainly to move animals interacted with field boundaries that might be even older, but given the dating problems little that was substantive came out of that. There was a question about roads imposed by élites for rapid communication and how those might differ from drove roads but Professor Fleming contended for overlap here. It all made for some interesting thoughts the next time I was being driven anywhere, anyway, and perhaps it will for you too. Now, back to the grindstone!

1. Referring to W. G. Hoskins, The Making of the English Landscape (Cambridge 1955, 2nd edn. 1973).

2. See Immaculada Ollich i Castanyer, Maria Ocaña i Subirana, Maties Ramisa i Verdaguer & Montserrat de Rocafiguera i Espona, A banda i banda del Ter: Història de Roda (Vic 1995).

Name in Print XI

Cover of volume 59 of Historia Agraria (2013)

This is stuff you’ve already seen, cobbled down from one of the sticky posts above now that its due place in sequence has been reached. But perhaps you wanted to see it again! In April 2013 I achieved a personal first by getting published in Spain, and indeed, in Castilian, though that last came as something of a surprise to me when I got my copy as my text was English when I sent it in… The item in question was again only a review, this time of Scale and Scale Change in the Early Middle Ages, edited by Julio Escalona and Andrew Reynolds, The Medieval Countryside 6 (Turnhout 2012), which was a hard thing to review, because I know and respect many of the people in it, not least Julio and Andrew themselves and also Wendy Davies, and yet I didn’t want to just wave it by without reflection. Parts of it are in fact important and very interesting, but… If you want to see how I balanced these imperatives, it’s in Historia Agraria Vol. 59 (Valencia 2013), pp. 193-197. I have no digital copy, or I’d upload it somewhere, but maybe you can find it. And now, back to the new old content…

Carolingian things afoot in Cambridge

Reverse of a silver denier of Charlemagne struck at Dorestad now on display in the Fitzwilliam Museum, Cambridge

Reverse of a silver denier of Charlemagne struck at Dorestad now on display in the Fitzwilliam Museum, Cambridge

May I just break the backlog-filling for a second to bring your attention to two things happening in Cambridge relating to no-one less than Charles the Great, King of the Franks, King of the Lombards, Patrician of the Romans and finally Holy Roman Emperor, already? You know the one. The first of these, because it’s already happening, though I’ve yet to see it, is an exhibition at my old place of work, the Fitzwilliam Museum, called Building an Empire: Money, trade and power in the age of Charlemagne. As you can see from that web-page, “A selection of the finest medieval coins from the Fitzwilliam Museum’s own collection (Frankish, Anglo-Saxon, Viking, Byzantine and Islamic) will be on show to illustrate the complex political, economic and cultural ties of the period.” The Fitzwilliam has a really pretty good selection of such things, so it should be worth a look. Furthermore, if you were to go over the weekend of the 4th-6th July, you could combine it with this:

Cover of the programme of the conference "The Carolingian Frontier and its Neighbours", 4th-6th July 2014, Cambridge

Cover of the programme of the conference “The Carolingian Frontier and its Neighbours”, 4th-6th July 2014, Cambridge

“While recent scholarship has done much to illuminate early medieval frontiers, the relationship between the Carolingian frontier and its neighbouring societies has yet to be the focus of sustained, comparative discussion. This conference aims to initiate a dialogue between scholars of the Carolingian frontier and those of the societies it bordered, and in so doing to reach a better understanding of the nature and extent of contacts in frontier regions and the various manners in which these contacts – not to mention frontier regions themselves – were conceptualized. Moreover, it will explore the interplay between various types of contact – whether military, political, economic, social, or religious – and the various ways in which these contacts could underpin, or undermine, existing relationships, both between the local societies themselves and between political centres.”

So it says here. Now, this is obviously pretty close to my interests, and so it may not surprise you completely that I am in fact speaking at it, with the title, “‘Completely detached from the kingdom of the Franks’? Political identity in Catalonia in the very late Carolingian era”. But that’s very first thing on Saturday morning, I shan’t be offended if you miss it. Do, however, come for the other speakers, who include people not just from far abroad (Granada, Madrid, Lyon, Warsaw, Prague, Copenhagen, Frankfurt and Berkeley) but also Oxford, would you believe, as well as a clutch of local stars, including the organisers, Fraser McNair, Ingrid Rembold and Sam Ottewill-Soulsby (and maybe others?), who are bright sparks all and keen to get the word out to people. I was convinced to come by, well, mainly my own certainty that I needed to be in on something like this but also because also presenting is Eduardo Manzano Moreno, whose fault my work partly is, and I want to hear what he has to say. But it all looks very good, and so if you’re interested, as the programme says, “Places are limited! Please return a completed registration form with payment early to avoid disappointment.”

Oh, and by the way, fittingly enough, this is post no. 800 on the blog. I did not do this deliberately…

Feudal Transformations XVIII: who wants that third field?

My academic endeavours seem to come round in cycles. I spent a good chunk of later 2012 working my way through Jean-Pierre Devroey’s book L’Économie rurale et société en l’Europe franque I in pursuit of the latest learnings about crop yields in order to finish writing up my paper on crop yields.1 Now that I am finally doing that writing up, with the addition of Italian evidence about which you will in due course hear much more, I find that I have now reached in the queue the posts I stubbed to write up later while reading it, and so even though I left this stuff to sit idle fifteen months ago it’s now topical again just as I come back to it! Hallelujah! or something. Anyway, what I want to talk about here was just a throwaway to Devroey, so much so that it’s not even actually in my notes on the book, and not really new with him, and yet it has quite big implications I think, and this topic is the possible reasons why we seem to see a switch from two-field to three-field agriculture between the eighth and tenth centuries in Europe.

Cover of Jean-Pierre Devroey, Économie rurale et société dans l'Europe franque

Cover of Jean-Pierre Devroey’s book just mentioned

You may remember that I’ve written about this before, and back then it was because of a piece written by one Helmut Hildebrand who argued that the pressure to shift from a system in which one grew crops in half your land and let the other half lie fallow in any given year to one in which you divided your land in three, grew a winter crop like wheat in one, a spring crop like rye in another and left only the third to lie fallow, thus doing important things to your overall yield, was mainly down to demographic pressure.2 I then suggested, largely because of Chris Wickham but also, I now realise, to Peter Reynolds and Christine Shaw, that pressure from lords to render more was probably also a factor, and to my relative delight this turns out to be the position that Devroey also takes, turning the shift in systems back into something that might be a causal driver rather than an effect of a change we have to explain by other means, that is, the apparent rise in European population from c. 900 onwards.3

Teaching diagram of the Feudal Transformation, by me

Teaching diagram of the Feudal Transformation, by me

All the same, this cannot just be accepted, because every bit of any explanation that might bear on the changes and growth in European society that we see over the tenth and eleventh centuries which have come to be characterised as the ‘feudal transformation’ need attaching to the scheme of change at both ends. If, in fact, lords were causing this shift in production methods, why? Such things are usually put down to lords’ essential interest in getting as much revenue as possible from their estates, but this is actually a very twentieth-century concern, a capitalist think-back to people whose priorities were really otherwise constructed. Someone like Chris Wickham, for example, is very sceptical that most lords would have been this involved in the details of agriculture, rather than just demanding a non-specific more that the peasants had somehow to come up with.4 This allows us to leave at least some initiative with the peasants, but when it comes down to second crops, it’s hard immediately to see how that could work out: if what an average lord is mostly concerned with was maintaining himself and his family in the style to which they were accustomed, turning up with rye instead of the wheat that was demanded is unlikely to have cut the mustard, I’d say. Peter Reynolds would have said that the peasants were growing something else to eat themselves, relinquishing all hope of holding onto a wheat crop that was fundamentally grown for their lords, but cases like big monastic estates that wanted ‘poor’ bread as well as good stuff to meet the demand they faced from workers and the poor suggest that that is either insufficiently or excessively cynical: the lords probably wanted the rough stuff too.5

Peasants at work with a light plough, from a manuscript image in the Biblioteca de l'Escorial

Not necessarily Catalan peasants, but at least from a manuscript in the Escorial in Madrid, rather than the usual French or English ones

Well, Devroey is more or less ready for this, as he suggests specifically that the driver of change might be the need of an increasingly equestrian nobility to feed its newly-numerous horses, leading to them requiring oats in a new way from a peasantry who would not previously have grown them. This, I think, he largely gets from Pierre Bonnassie, who concluded similarly for Catalonia after noting a rise in oats being rendered at about the same time as a boom in the mention of horses in the eleventh-century charters, not unreasonably supposing that these were associated.6 This gets us a bit further on, because it expresses lordly demand in terms that aren’t purely economic. The problem with the profit motive, you see, is that it should be a universal, were everyone in history a rational economic actor anyway. Lords in the seventh century should really have been just as interested in making themselves more wealthy as lords in the eleventh, so if we only see the latter doing it there’s something here about the difference between the two societies that still needs explaining. For Bonnassie that difference was the new possibility of military endeavour against Muslim Spain, leading to a new demand for horses to participate in the endeavours of the aristocracy and consequently a new demand for their feed from the peasantry those aristocrats controlled. But how could this have worked out in an area such as those in which Devroey is interested where there was no gold-rich open frontier?

A battle scene from the Biblia de Ripoll

For want of a render of oats a horse was lost, for want a horse the rider was lost…

I suppose that the answer must be that in the earlier period, competition between aristocrats for importance and influence must have been waged in different areas. The obvious one of these, and one which I get very much from the work of Jinty Nelson and Stuart Airlie, is the Carolingian court.7 As long as that functioned and had a decent range of appeal, an ambitious member of the aristocracy could make himself (or herself) far more important more quickly by obtaining office or honores from the king than he could by becoming slightly richer than his local rivals, in a game which they could obviously play too. Access to that royal patronage was the thing worth competing for that could decide such contests for status. But once the king ceased to be able to control his far-flung properties or to afford to grant his nearby ones, anyone outside the core was forced back into the local game.8 Without the ability to leverage a court connection to get someone a leg-up into the privileged classes or get (or deliver) royal officers’ intervention in a local matter, such a person’s wealth and how readily they spent it could be the reason men commended themselves to them, rather than to the castellan down the road who’d just put new solars in at his main residence and was gunning to have his son made the next bishop, for example. Magistra and I have debated here before how this newly-constrained competition for status might have made the overall increase in agricultural productivity of the period hard either to perceive or to enjoy for its appropriators, but if Devroey should happen to be right and this sequence of development be how we might explain it, then that competition might be more cause than effect, and the continuing importance of a court and its patronage explain the much less obvious existence of such phenomena in Ottonian Germany, for example.9 Theo Riches has observed in comments here before now that the ‘feudal transformation’ is essentially a post-Carolingian phenomenon, which is uncomfortably true, but this refocussing of aristocrats on the land might be why.

1. J.-P. Devroey, Économie rurale et société dans l’Europe franque (VIe-IXe siècles), Tome 1. Fondements matériels, échanges et lien social (Paris 2003).

2. H. Hildebrandt, “Systems of Agriculture in Central Europe up to the Tenth and Eleventh Centuries” in Della Hooke (ed.), Anglo-Saxon Settlements (Oxford 1988), pp. 275-290.

3. C. Wickham, “Problems of Comparing Rural Societies in Early Medieval Western Europe” in Transactions of the Royal Historical Society 6th Series Vol. 2 (Cambridge 1992), pp. 221-246, rev. in idem, Land and Power: studies in Italian and European social history, 400-1200 (London 1994), pp. 201-226; idem “Sul mutamento sociale e economico di lungo periodo in Occidente (400-800)” in Storica Vol. 23 (Roma 2002), pp. 7-28, repr. as “Per uno studio del mutamento di lungo termine in Occidente durante i secoli V-VIII” in Quaderni del Dipartimento di Paleografia e Medievistica Vol. 1 (Bologna 2003), pp. 3-22, transl. Igor Santos Salazar & rev. Iñaki Martín Visó as “Sobre la mutación socioeconómica de larga duración en Occidente durante los siglos V-VIII: on the long-term socio-economic change in the West from fifth to eighth centuries” in Studia Historica: historia medieval Vol 22 (Salamanca 2004), pp. 17-32; P. Reynolds & C. E. Shaw, “The third harvest of the first millennium A. D. in the Plana de Vic” in Immaculada Ollich i Castanyer (ed.), Actes del Congrés Internacional Gerbert d’Orlhac i el seu Temps: Catalunya i Europa a la Fi del 1r Mil·lenni, Vic-Ripoll, 10-13 de Novembre de 1999 (Vic 1999), pp. 339-351. Devroey’s analysis is in Économie et société, I pp. 108-111.

4. Wickham, The Framing of the Early Middle Ages: Europe and the Mediterranean 400-800 (Oxford 2005), pp. 268-272.

5. Reynolds & Shaw, “Third Harvest”, but cf. the different grades of bread being demanded in the Statutes of Adalhard of Corbie, for example, ed. Léon Levillain as “Les statuts d’Adalhard pour l’abbaye de Corbie” in Le Moyen Âge Vol. 13 (Bruxelles 1900), pp. 233-386, repr. separatim (Paris 1900), relevant parts translated as “Of Bread and Provisions in the Statutes of Adalhard of Corbie” in Paul Edward Dutton (transl.), Carolingian Civilization: a reader, 2nd edn. as Readings in Medieval Civilizations and Cultures Series 1 (Peterborough 2005), no. 32, or the huge variety of grains in which the estates of Santa Giulia di Brescia rendered to the monastery in their polyptych of c. 906, Gianfranco Pasquali (ed.), “S. Giulia di Brescia” in Andrea Castagnetti, Michele Luzzati, Pasquali & Augusto Vasina (edd.), Inventari altomedievali di terre, coloni e redditi, Fonti per la Storia d’Italia 104 (Roma 1979), pp. 41-94, also printed in Ezio Barbieri, Irene Rapisarda & Gianmarco Cossandi (edd.), Le carte del monastero di S. Giulia di Brescia (Pavia 2008), I no. 46 whence online here.

6. Pierre Bonnassie, La Catalogne du milieu du Xe à la fin du XIe siècle : croissance et mutations d’une société, Publications de l’Université Toulouse-le-Mirail 23 & 29 (Toulouse 1975-1976), 2 vols, I pp. 470-471.

7. Combining Janet L. Nelson, “Kingship and Royal Government” and Stuart Airlie, “The Aristocracy”, both in Rosamond McKitterick (ed.), The New Cambridge Medieval History, II: c. 700-c. 900 (Cambridge 1995), pp. 338-430 and 431-450 respectively.

8. Here I am sort of nostalgically pleased to see that I am still following Matthew Innes, State and Society in the Early Middle Ages: the middle Rhine valley 400-1000, Cambridge Studies in Medieval Life and Thought 4th Series 47 (Cambridge 2000), pp. 223-234.

9. See Timothy Reuter, “Debate: the ‘Feudal Revolution’. III” in Past and Present no. 155 (Oxford 1997), pp. 177-195 at pp. 188-193.