Category Archives: Spain

Leeds 2013 report part 4 and final

I probably stayed at the dance of the International-Medieval-Congress-before-last longer than I should have done given that I was presenting the next day, but nonetheless I was on time, just, to my own session, and in practice it would have upset few enough people if I had been late, as there were only four people in the audience!

1525. Expressions of Ecclesiastic Authority: from priests to popes

The lessons here, I suppose, apart from the obvious “hope not to be scheduled the morning after the dance“, are to aim to be part of a session, not just to fling a paper title at the organisers as I had done (and as I am avoiding doing next year: had you seen the Call for Papers? I’d be happy to have some more submissions…). All the same, I’d spent quite a lot of the conference in a funk about leaving the profession, although I had during it in fact been offered my next job had I but known this, and this morning audience did not, shall we say, help me with feeling as if my work had value, as didn’t my knowing that because of Montserrat’s e-mail silence I didn’t have the facts I really needed to make it work. Nonetheless, I gave it my best, and I think that certainly the other two papers were very interesting in their own ways. The trouble was rather that there was no single way in which all three were on someone’s wavelength…

  • Jonathan Jarrett, “The Priests of Montpeità: Competing Ecclesiastical Interests at the 10th-Century Catalan Frontier”
  • Patricia Dalcanale Meneses, “‘Roman Gothic': Giuliano della Rovere in Avignon”
  • David Kennett, “Trouble Finding Bishops: the episcopal crises of Henry VII”
  • My morning offering was, as you can see, the second part of the Manresa project. Having in my previous paper on this (seen, of course, by none of the same people but hey) tried to set apart the monastic clergy of Sant Benet de Bages from their dense recording of parts of the territory of the city of Manresa in the tenth century, I now tried to see past them to the wider priesthood, concentrating in particular on one of the most densely-documented parts of the record there, a place that is now a basically empty hillside called Montpeità. Having first taken the twenty most frequently-appearing people and shown that they were surprisingly free of direct associations with the monastery, I demonstrated the intermittent monk problem then tried the same trick with the clergy, and yeah, the top three are monastics, one of them being the place’s advocate but never actually dealing with it direct (a sign how little weight this kind of work can bear) but numbers 4-10 of the top 10 are just the actual local priests as far as I can see, albeit that one of them was apparently quite senior at the era of the monastery’s foundation and wrote their foundation and endowment documents (the latter seen below, with his distinctive spelling of his name and signature in capitals). So it does kind of work, there is a possibility of getting at the local clerical distribution through this sample despite the weight of the monastery. But it wasn’t what you could call a finished set of findings.

    The act of endowment of Sant Benet de Bages

    The act of endowment of Sant Benet de Bages, not in great shape alas, but signed at bottom left by SUNIÆRUS. Slightly larger version linked through, but even at the biggest size I have this is still basically no longer legible

    As for the other two speakers, Dr Dalcanale showed us how the man who would become Pope Julius II had, by the time he did, architecturally implanted himself all over the centre of Avignon so that even before his election one could hardly avoid seeing his works, which were furthermore strongly French Gothic in style, rather than the Romanising architecture he might have adopted. Then Mr Kennett looked at the accusations often levelled at King Henry VII of England that he kept bishoprics open for longer than other kings (thus profiting from their revenues). According to Mr Kennett, while there is a statistical justice in this it can be mostly explained by the fact that as Henry took the throne almost all of his bishops were seventy years old or more, and that very rapidly they died: he had 14 new vacancies over the period 1502 to 1505, and it understandably took him time to find competent candidates for so many sees, especially given the kind of hierarchy of importance and income they seem to have had which meant that only some of them could honourably be used as entry-level positions. This was interesting, as was Dr Dalcanale’s paper, but you can see what I mean when I say that there was very little that joined all three of us together in era, geography or focus…

I did get what looked as if it might be a useful contact for the Montserrat problem out of this, though, so I left in a better humour than I’d entered. (Ironically, firstly the contact has been unable to help, and secondly they found me independently though here a few months later anyway! But I wasn’t to know that then.) It was good to have finally done my turn, anyway, and the rest of the day was much more fun for me.

1602. ‘Defended Communities': fortified settlements of the 8th-10th centuries – origins, forms and functions, II

  • Rossina Kostova, “The Western Black Sea Coast: how and how much was it defended?”
  • Immaculada Ollich i Castanyer, Montserrat Rocafiguera & Maria Ocaña-Subirana, “The Southern Carolingian Frontier along the River Ter: ‘Roda Civitas’ identified in the archaeological site of l’Esquerda (Catalonia)”
  • This thread was ill-favoured by its position on the last day, as all the sessions I could make were really interesting but people kept leaving during them. This session here had even lost one of the planned speakers, but to me this mattered not at all because what it meant was that the small-scale Catalan invasion got to take up far more of the session than it otherwise would have been allowed. (You may have recognised some of the names…) But before that happened, Dr Kostova gave us an interesting summary of the medieval fortress archæology along the Bulgarian coast of the Black Sea. She saw a division at the Danube, south of which the Byzantines kept forts active in some places, planted settlements when they could and generally kept the space full, and which the Bulgars subsequently blocked up with earth dykes to prevent easy movement of armies; the Byzantines recapture of this zone during the eleventh and twelfth centuries didn’t change that much but they did make a good attempt to hold the Danube. North of the Danube, however, whether Byzantine or Bulgar (or, briefly, Avar) there was much less investment except at a few notable coastal centres. What this seemed to show to the audience was that whoever held that territory, they could usually mobilise a good deal of labour: the Bulgarian dyke system extends for 120 km in some of its lengths! But though the how is impressive, the why of all of this would also be informative if we could get closer to figuring it out.

    Aerial view of l'Esquerda

    Aerial view of l’Esquerda

    Then, however, came a site dear to my work, good old l’Esquerda, being presented in the UK for the first time in a long time, and with much done since then.1 The site has a very long chronology, late Bronze Age to twelfth century, so Dr Rocafiguera took us through the background, which included one more big square Iberian tower than they thought they had when I was last there, possible Punic War defences that became the gateways of a Roman village. They now also have a hitherto unsuspected Visigothic phase, however, dating evidence including a radio-carbon date centering around 614, and it comprises a thoroughgoing refortification period with a huge new wall slighting the older defences. Within it, however, the excavated area seems to have been turned over to silos that eventually became rubbish pits and cut through each other, with burials going on in the area of the walls. A village was presumably there somewhere but as of the 2012 season they hadn’t yet found it. It was this somewhat dilapidated complex, anyway, rather than a half-functional Iberian fortress-town, that the Carolingians inherited and refurbished, then.2 There was obviously enough for the Carolingian forces to reuse.

    The newly-discovered wall of l'Esquerda exposed in the 2012 excavations

    The newly-discovered wall exposed in the 2012 excavations

    The star find in all this, however, was a silver denier of Louis the Pious that came from the Carolingian destruction layers, whose deposition we can thus reasonably date to 826 or very narrowly before, an unusually close chronology. Coins are just vanishingly rare finds in Catalonia anyway, so they were understandably excited, but the find also helps remove any doubt (if there were any) that this is the Roda mentioned as destroyed in the rebellion of Aizó in the Royal Frankish Annals.3 That’s great, because pinning textually-attested events to archæology so closely hardly ever happens, but now we have quite a lot more questions about what on earth the Visigothic-period site was for and who was using it…

All of that gave me quite an appetite for lunch, once I managed to stop talking Catalonia. But I was clear which strand I needed to be in for what remained of the conference now! First, however, came lunch with friends and also some unexpected neighbours…

Hawks and owls at the 2013 International Medieval Congress

Hawks and owls peacefully waiting for showtime

I didn’t get to see the actual show, however, because I had more fortresses to go and hear about!

‘Defended Communities': Fortified Settlements of the 8th-10th Centuries – Origins, Forms, and Functions, III

  • Juan Antonio Quirós Castillo, “Early Medieval ‘Incastellamento’ in the North of Iberia”
  • Alessandra Molinari, “Rural Landscapes of Sicily between Byzantines and Muslims (7th-11th c.)”
  • Neil Christie, “Creating Defended Communities in late Saxon Wessex”
  • Yes, that’s right, every single session I went to this day had something about Spain in it and I only had to supply one of them! (This was not least because I’d suggested a bunch of Spanish castellologists to Hajnalka Herold when she was setting the sessions up and they apparently proved agreeable, but hey, you do what you have to.) Nonetheless, and despite his prodigious output, much of it internationally aimed, this was the first time I’d actually seen and met Professor Quirós. He was here to tell us of a sea-change, however, in which Pierre Toubert’s model of castles as the social centres that drive everything because of élite demand have been shunted out in the archaeolography (if there can be such a word) of northern Iberia in favour of villages being the key, and castles being basically defence apparatus, more symbols of power than agents of it.4

    Castillo d'Arganzón

    The Castillo d’Arganzón, another of those Professor Quirós has been digging

    That fits what I see in Catalonia quite well, but it is also something much more likely to come up in archæology because the units the newest digs, his type site here being a place called Treviño, are showing up are effectively self-contained, so would not show up in transactions. I’m less sure about that argument or whether any such places exist outside mountain Navarre, but I suppose that the Catalan archæologists would probably brandish Roc d’Enclar at me and they’d probably have a point.5 From the survey Professor Quirós’s team have, in any case, early medieval castles in Navarra and the Basque Country seem to have been exterior to settlements, churches were more integral and a late antique precedent is also often common; it’s only in the twelfth century that the picture of a castle as the obvious tool of social domination begins to stick, which means that such incastallamento as was being carried out was being done from existing, centralised, sites. That paradigm was already struggling, but this doesn’t do it much good…6

    Meanwhile, in Sicily, wouldn’t you know, it’s the tenth century that turns out to be crucial; Dr Molinari painted us a picture of a society where late antique settlement organisation went on till quite late, and while it began to be dotted with Byzantine fortresses in the face of the Muslim invasion in the ninth century, it’s only in the tenth that peasant settlement moves up to the hills. What is missing from the picture so far is much sign of Islamic fortification; the Byzantine state here seems to have been attenuated enough that it just withered back in the face of opposition. And lastly, Neil Christie, co-organiser of the sessions, took us through the now-appreciated variety of the Anglo-Saxon burghal system of fortresses against the Vikings and added to it a perspective that many of the other papers had also adopted, that control of territory may not have been as important for their location as control of routeways (including waterways).7 This interests me because, as I hope to show soon, it just doesn’t work in Catalonia (except maybe the waterways, but the Ter is no quick way to get anywhere, especially upstream). The other factor that came up again here was the workforce needed to get these sites up, which was not just a matter of a quick bit of earth-moving but often demolition, clearance, and then quite heavy building for all that stone was not usually involved. Of course, Asser tells us about how this was resented, but it was good to have the Anglo-Saxon sites brought into the same dialogue as everyone else was having.8

So, that was it; after that it was an hour or so of hanging about, gathering bags, drinking tea and saying goodbye, and then I set off home, quite possibly as I then thought having just done my last Leeds as an academic. I’m pleased that this was not so, and I had extensive plans for how to handle it if it were so, but all the same the abyss yawned near, and spending most of a day remembering that other people are also interested in the things I’m interested in and get paid for investigating them was a boost in an otherwise slightly dark time. But it’s OK: I was about to head for the sunshine…

1. That first presentation being Immaculada Ollich i Castanyer & Montserrat Rocafiguera, “Ancient patterns in settlement and urbanism: the medieval site of L’Esquerda (Catalonia)” in Rural Settlement, Medieval Europe 1992: a conference on medieval archaeology in Europe, 21st-24th September 1992 at the University of York volume 4 (York 1992), pp. 131-137.

2. Cf., well, basically everything previously published on the site alas. Happily, in a way, there’s still basically no later ninth- or tenth-century evidence beyond the church, so J. Jarrett, Rulers and Ruled in Frontier Catalonia, 880-1010: pathways of power (Woodbridge 2010), pp. 87-99, is still basically OK on the place, and you can find there the other most useful earlier references.

3. Friedrich Kurze (ed.), Annales regni Francorum inde ab a. 741 usque ad a. 829, qui dicuntur Annales Laurissenses maiores et Einhardi, Monumenta Germaniae Historica (Scriptores Rerum Germanicum) VI (Hannover 1895; repr. 1950), transl. in B. Scholz & B. Rogers (transl.), Carolingian Chronicles: Royal Frankish Annals and Nithard’s Histories (Michigan 1972), pp. 35-125, with commentary pp. 2-21, s. a. 826. On the coinage of the area see most easily J. Jarrett, “Currency change in pre-millennial Catalonia: coinage, counts and economics” in Numismatic Chronicle Vol. 169 (London: Royal Numismatic Society 2010 for 2009), pp. 217-243.

4. Toubert, classically, in Pierre Toubert, Les Structures du Latium médiéval : Le Latium méridional et la Sabine du IXe siècle à la fin du XIIe siècle, Bibliothèque des Écoles françaises d’Athènes et de Rome CCXXI (Paris 1973), 2 vols, but now cf. his “L’Incastellamento aujourd’hui : Quelques réflexions en marge de deux colloques” in Miquel Barcelo & Toubert (edd.), L’incastellamento : Actes des recontres de Gerone (26-27 novembre 1992) et de Rome (5-7 mai 1994), Collection de l’École française de Rome 241 (Rome 1999), pp. xi-xviii, also printed as “L’incastellamento, mode d’emploi” in Hélène Débax (ed.), Les sociétés méridionales à l’âge féodal (Espagne, Italie et sud de la France Xe-XIIIe s.) : Hommage à Pierre Bonnassie, Méridiennes 8 (Toulouse 1999), pp. 119-124. For Professor Quirós the new gospel appears to be the work of Iñaki Martín Viso, most obviously I suppose his “Un mundo en transformación: los espacios rurales en la Hispania post-romana (siglos V-VII)” in Luis Caballero Zoreda, Pedro Mateos Cruz & Tomás Cordero Ruiz (edd.), Visigodos y omeyas: el territorio (Mérida 2012), pp. 31-63.

5. There’s probably a full report on Roc d’Enclar by now but I know it from J. M. Bosch Casadevall, “El Roc d’Enclar: el poblado fortificado d’época carolingia” in Jordi Camps (ed.), Cataluña en la época carolingia: arte y cultura antes del Románico (siglos I y X), pp. 107-110, transl. as “El Roc d’Enclar. The Fortified Site in the Carolingian Age”, ibid. pp. 473-476.

6. See Richard Hodges, “Size matters: new light on the Italian Dark Ages” in Philippe Sénac (ed.), De la Tarraconaise à la Marche Supérieure d’al-Andalus : les habitats ruraux (IVe-XIe siècle). Desde la Tarraconense a la Marca Superior de al-Andalus: los asentamientos rurales (siglos IV-XI), Méridiennes : Études Médiévales Ibériques 2 (Toulouse 2006), pp. 223-229.

7. Here the cite of choice, which I must follow up some day when world enough etc., was Jeremy Haslam, Urban-rural connections in Domesday Book and late Anglo-Saxon royal administration, British Archaeological Reports (British Series) 571 (Oxford 2012).

Expressions of Hispanist medevalist community, in Exeter

We seem now to be firmly into June 2013 in my never-decreasing backlog of reporting, and next up in it was a day out to Exeter, somewhere I hadn’t been for a long time but which called me now for the same reason as it often has before, a gathering of the intermittent organisation known as Historians of Medieval Iberia. The main reason this had occurred was the presence in the UK of a man much cited here, Professor Jeffrey Bowman, visiting Exeter, because of which Professor Simon Barton thereof had wanted to organise a day symposium, and so being called we variously went. Due to the uselessnesses of First Great Western trains, I was only just in time for the first paper, but in time I was, and the running order was as follows, in pairs of papers.

  • Jeffrey A. Bowman, “Lordship and Gender in Medieval Catalonia”
  • Jonathan Jarrett, “Per multa curricula ex parte destructa: membership of a Church community in Catalonia c. 1000″
  • Robert Portass, “Doing Business: was there a land market in tenth-century Galicia?”
  • Teresa Tinsley, “Hernando de Baeza and the End of Multicultural Iberia”
  • Graham Barrett, “Beyond the Mozarabic Migration: frontier society in early medieval Spain”
  • Simon Barton, “The Image of Aristocracy in Christian Iberia, c. 1000-c. 1300: towards a new history”

Professor Bowman’s paper is now out as an article, but some brief account may be of interest anyway.1 The way it worked was to do what I love doing, standing Catalonia up as a better-evidenced counter-example to a broader theory, in this case that of Georges Duby that female lordship as early as the tenth century was an incredibly rare occurrence seen as a pale imitation of masculinity. To do this involved setting up some kind of definition of lordship, which Professor Barton suggested should at least include fighting, doing justice, controlling castles, diplomacy and ‘special projects’. Women with military rôles are not unknown in the Catalan records (wait for a future post here, as I think the phenomenon goes down lower than Professor Bowman had time to look), countesses in the eleventh century at least certainly presided over courts alone, a good few held castles in fief (or by other arrangements2), we have various Arabic testimonies to the countesses of Barcelona being conduits for diplomatic communication and under ‘special projects’, if we mean things like land clearance, Abbess Emma is an obvious example.3

Seal of Countess Ermessenda of Barcelona, Girona and Osona in the Museu Diocesà de Girona

Seal of Countess Ermessenda of Barcelona, Girona and Osona, a woman who would not give up government till there was no choice, in the Museu Diocesà de Girona

So that case looks pretty much made: in this area, for that definition of lordship (and it does occur to me now that it is a very tenth-century-and-later one because of the inclusion of castles, though one could still say the same of Dhuoda I guess), it’s hard to see anything odd about female participation in lordship here and we should stop thinking it odd. And I suppose I’d agree with that, and not necessarily just here (another future post) but there does still seem to me to be a difference, in the Languedoc at least where the ninth century gives enough to compare with, between the rôles in and frequency with which women appear in charters, especially as far as their titles go, to suggest that even if this situation wasn’t odd, it might still be new. It did, however, last: Professor Bowman was keen to stress in questions that those who have looked for a shift towards a lineage system here have found it hard to locate over any timeframe much shorter than a century.4

Sant Pere de Casserres, from above

Sant Pere de Casserres, from above

As for me, little enough needs saying there: in the throes of another project entirely and with no time to come up with two papers so close to each other from it, I’d offered the latest version of the now-legendary Sant Pere de Casserres paper; I ran through where the place is, what the sources are, why there’s a problem with the narrative of its foundation and what the actual story might be that would fit it; Graham Barrett suggested some modifications to my Latin and then the questions were all for Professor Bowman, which is fine as he was building a much bigger thesis. One of my problems with the Casserres paper is working out what larger point it makes; the other, of course, is non-responsive archives, but that’s a bigger problem than just here…

The monastery of San Salvador de Celanova in its modern form

The monastery of San Salvador de Celanova in its modern form

The second session put two rather less-connected papers together. Rob was out to demonstrate peasant access to the land market in his corner of early medieval Spain, which has often been overlooked because the dominant Spanish historiography interested in peasants has been more interested in how they resisted power than how they cooperated with it.5 This Marxist perspective needs rethinking, argued Rob, not least because many of these peasants did not live in the Marxist ‘peasant mode’, but operated in both vertical and horizontal networks of power and assistance. Even when those networks led to the monastery of Celanova, whence most of Rob’s material, it was not always to peasant disadvantage to cut a deal with the monks, whose rents were limited, and the land that was then sold to them had often come from other peasants previously. The problem here is of course the definition of peasant, but I think I would agree that whatever we call the free smallholders here they could happily do business with each other, and do so with an eye to their own benefit.6

The Alhambra palace in Granada

The Alhambra palace in Granada, now very keen to be widely known as a World Heritage site

Miss Tinsley’s paper came from a completely different place, sixteenth-century Granada, where one Hernando de Baeza, a Christian interpreter for the last lords of the Muslim state there, was writing a history of recent events. This man is almost exactly the author a multicultural twenty-first century reading of events at the end of Muslim rule in Spain wants: his sources included Africans and women, he spoke all the necessary languages and about the only minority group he doesn’t mention is Jews, but the work was only published in the nineteenth century, from two incomplete manuscripts and is consequently confused and disordered in structure, which with its anecdotal style has left it out of most serious historiography. There is now, however, a recently-discovered complete manuscript to work from (which a Mexican archbishop had made in 1550 to help with converting native Americans!) and this offers more details with which the author’s life can be filled out. He seems to have been an ambassador to the papal court for Queen Isabella, briefly papal chamberlain and a protector of Jews, but whom King Ferdinand however booted out of his offices and whose parents had been burnt by the Inquisition! He seems to have written his history in Rome, a disenchanted man. He may therefore have been attempting something like a dream past of late medieval inclusion, before intolerance and persecution wrecked everything for him and his family. Again, just what we might wish but correspondingly slippery to deal with! This all sounded tremendous fun and I hope Miss Tinsley can make the man’s name better-known, although it transpired in questions that she is dealing with a recalcitrant editor of the manuscript who is being very careful what details he lets her have. That sounded dreadfully familiar, alas…

A Leonese royal charter of 860

A Leonese royal charter of 860

Then came Graham Barrett, who was speaking on those curious populations in the frontier Christian polities of tenth-century Spain whose personal names were Arabic, about whom I’ve spoken myself once or twice, including at an earlier Historians of Medieval Iberia gathering, pre-blog. As that suggests, I had given up trying to get my work on this published before Graham had arrived in England to start his Ph. D., but also in the room was Professor Richard Hitchcock, who was fairly sparing about the absence of his more successful work from the presentation…7 I found it hard to rate this paper neutrally, anyway, it was much too close to my own fruitless sidetracks of yore. Graham’s take on things is always original, however, and he knows the documents far better than me, so there were new thoughts available. In particular he raised the possibility that lots of the relevant documents might be forged, although why one would then put Arabic names into them (and the same names over quite an area, I’d note) is hard to explain.8 He also correctly pointed out that migration of southerners was not necessary to explain these names and that they themselves were not evidence of ethnicity or even cultural affiliation,9 but that they might usefully be mapped against other markers of that, if any could be agreed. There’s definitely a project here, but I suspect that in fact neither of us will be the ones who do it as we both have easier things to attempt…

Brass plate bearing the arms of the Lara family

Brass plate bearing the arms of the Lara family

Lastly our host, Simon Barton, asked whether the approximate synthesis to which historians of North-Western Europe seem now to have come about the medieval aristocracy applies in the Midi.10 Most study of the Spanish nobility has been of families, rather than of a class, but Simon argued that a class identity can be seen in formation after about 1050, with a hierarchy of aristocratic rank, heraldry and literature all developing to emphasise it. He suggested that these markers were developing not so much as spontaneous expression of ideals but as tests that helped mark people off from their imitators, which exposes the ideals in play to us in negative. This was a good wrap-up to a good day that refreshed a realisation for us that even if it’s thinly spread and uncertain of duration, nonetheless there is still a medieval Iberian scholarship in the UK and we’re all active parts of it; it’s never a bad time to be reassured that one has colleagues!

1. Jeffrey A. Bowman “Countesses in court: elite women, creativity,
and power in northern Iberia, 900–1200″ in Journal of Medieval Iberian Studies Vol. 6 (London 2014), pp. 54-70, DOI: 10.1080/17546559.2014.883084.

2. J. Jarrett, Rulers and Ruled in Frontier Catalonia 880-1010: pathways of power (Woodbridge 2010), pp. 83-85.

3. Idem, “Power over Past and Future: Abbess Emma and the nunnery of Sant Joan de les Abadesses” in Early Medieval Europe Vol. 12 (Oxford 2005), pp. 229-258, DOI: 10.1111/j.0963-9462.2004.00128.x.

4. Cited here was Theodore Evergates, “Nobles and Knights in Twelfth-Century France” in Thomas N. Bisson (ed.), Cultures of Power: lordship, status and porcess in twelfth-century Europe (Philadelphia 1995), pp. 11-35; Georges Duby, “Women and Power”, ibid. pp. 69-85, provided the basic counter-type here.

5. Classically, Reyna Pastor de Tognery, Movimientos, resistencias y luchas campesinas en Castilla y León: siglos X-XIV (Madrid 1980).

6. R. Portass, “Rethinking the «Small Worlds» of Tenth-Century Galicia” in Studia Historica: Historia medieval Vol. 31 (Salamanaca 2013), pp. 83-103, online here, contains some aspects of this paper.

7. R. Hitchcock, Mozarabs in Medieval and Early Modern Spain (Aldershot 2008), building on his “Arabic proper names in the Becerro de Celanova” in David Hook & Barrie Taylor (edd.), Cultures in Contact in Medieval Spain: Historical and Literary Essays Presented to L. P. Harvey, Kings College London Medieval Studies 3 (London 1990), pp. 111-126; references to my presentations can be found on my webpages here.

8. One example would be the apparent court notable Abolfetha ibn December (good name huh?), who certainly does appear in the forged Santos García Larragueta (ed.), Colección de Documentos de la Catedral de Oviedo (Oviedo 1962), doc. no. 22, but also in the less dubious José María Mínguez Fernández (ed.), Colección Diplomática del Monasterio de Sahagún (siglos IX y X) (León 1976), doc. no. 19 and Emilio Sáez (ed.), Colección Documental del Archivo de la Catedral de León (775-1230): I (775-952) (León 1987), doc. no. 68; at that rate, it begins to look as if the reason for putting his name in a forgery would be because it was known to belong to the period being aimed at, which is to say that at least up to three separate forgers thought he was a real historical person.

9. As also argued in Victoria Aguilar, “Onomástica de origen árabe en el reino de León (siglo X)” in al-Qantara: revista de estudios árabes 15 (1994), pp. 351-363 esp. at p. 363 and Fernando Rodríguez Mediano, “Acerca de la población arabizada del reino de León (siglos X y XI), ibid. pp. 465-72 with English abstract p. 472; they collect the Leonese evidence in Aguilar & Rodríguez, “Antroponimia de origen árabe en la documentación leonesa (siglos VIII-XIII)” in El Reino de León en la Alta Edad Media Vol. 6 (León 1994), pp. 497-633.

10. E. g. (cited) David Crouch, The Image of Aristocracy in Britain 1000-1300 (London 1992) or Constance Brittain Bouchard, “Those of my blood”: Constructing noble families in medieval Francia (Philadelphia 2001), to which cf. S. Barton, The aristocracy in twelfth century León and Castile (Cambridge 1997).

Building states on the Iberian frontier, V: what lords and peasants did in Catalonia

I hope that this again delayed conclusion to the series of posts in which I try and work out my position on the importance of different agencies in frontier settlement in the early Middle Ages needn’t be as long as the last one. I’m also planning to concentrate it much more deliberately on Catalonia than the previous four, and if it talks to the Escalona and Reyes case about Castile that started me off on this it will do so more by setting up an alternative and implicitly inviting consideration than by actual address.1 That all said, its first and most important question is one to which their answer is important, which is: whom do we consider a lord in these situations? My answer, however, as usual takes a lot of words, so here’s a picture and you may if you choose pursue the text below the cut.

Miniature of an oath of homage from the Liber feudorum maior of the counts of Barcelona

At least one of these people is a lord even though one’s a lady. “Maior8” by Anonymous – Licensed under Public domain via Wikimedia Commons.

Continue reading

Looking for Byzantium in Spain at Oxford

Another event from the diminishing pile of things I have yet to report from when I was in Oxford is a one-day conference organised by some of the small crowd of temporary Hispanists among whom I was sort of numbered while I was there, on 11th May 2013. The theme of this conference was Byzantium and the West: Byzantine Spain, and it brought people from a fair range of places to All Soul’s College. Philip Niewöhner introduced proceedings with the working question: how western was the east, how eastern was the west? and with that we were off into sessions. This is kind of a huge post, so I’ll stick it behind a cut, but there’s some good stuff here I promise. Continue reading

Name in the Book Somewhere II

[This is a repost of a piece of one of the sticky news posts above, now unstuck and free to assume in its rightful place in the chronological scheme. I repost this bit because I have just got to the point in the backlog where it would originally have occurred and it still seems worth celebrating! There are some light edits to supply larger context.]

In May 2013, there was also a rather large chicken finally come home to roost, to wit Miquel Crusafont i Sabater, Anna M. Balaguer & Philip Grierson, Medieval European Coinage, with a Catalogue of the Coins in the Fitzwilliam Museum, 6: the Iberian Peninsula (Cambridge 2013). There’s no secret here about the labour I’ve poured into this; it was in fact the thing I subsisted on after finishing the Lay Archives work previously referred to, and it was mostly wrapped up and ready to go in 2006 when I got the full-time job at the Fitzwilliam that would, in the end, keep me going for four and a half years. When explaining to people some of the reasons why the volume still then took seven years to appear, I have taken to starting with, “Well, the two surviving authors…” Death, life-threatening illness and then death, divorce, pregnancy, unannounced changes of contact details, unemployment and over-employment (especially this last) have all played their part in delaying the work of the various parties involved, even to the very last minute—a launch party had to be cancelled because of the aforementioned illness, but unbeknownst to authors or editors the book was already on sale anyway—and I think the most amazing thing is that all parties involved have always been reasonable and pleasant to deal with, whatever the new problem was that had arisen. Anyway, it exists, and this is a great comfort to me, as not only do I actually have my name over two small parts of it (well, one small one and the Bibliography, which I think I contributed about a tenth of) but at some point or other in my role as copy-editor and then series editor I’ve probably changed or moved almost every word in it. It’s not my work, but it has been one of my labours, for sure.

Those curious about such matters will probably also want to know how things stand with the rest of the series, and to that I can say from the inside, with suitable caution, that volume 12, which covers Northern Italy and is by Andrea Saccocci, Michael Matzke and William Day Jr, is scheduled to be next and is in its final stages now, and that volume 10, on Scandinavia, by Jørgen Steen Jensen, has been making reliable and steady progress for years and will also soon be finished, we hope, after which it becomes a contest between Britain and the Low Countries to be next. What’s the timescale, you no doubt ask, and fair enough, but you understand that in 2006, there was no way, it was quite frankly impossible to conceive that MEC 6 was seven years away from publication. What could possibly go that far wrong? If I had not lived and worked through those seven years, I would now say: there is no way the next volume can be more than a year away. But I did, so I won’t, because if I do it probably can… [And that paragraph, sadly, I didn't have to edit at all...]

Building states on the Iberian frontier, IV: what’s going on

[As with the previous one of these posts, this was first written in February 2013 as part of a single piece of thinking-in-text that has since resulted in an article that should be online for all to see within a few weeks.* That article will represent a more fully-thought-out (and also shorter and better-founded) version of some of the below, but the first thrash-out still seems worth posting.]

In what ought to be the last of these posts, originally inspired by that crucial sense on reading someone else’s work that this is not how you see it, but without the initial ability to articulate what your difference is, I need to try and come to some kind of conclusion about what I think is special about frontier settlement, perhaps in Catalonia and perhaps (I hope) more widely.1 It is a strong feeling of mine that this is not thought about enough, that we have a tendency to pile up case studies about frontier societies without working out what of these cases is common or distinct and in general to talk about these things without theorising from them in a way that might inform others, so, I must put my money where my mouth is mustn’t I? So, OK, let’s start with why anyone opens up a chunk of frontier waste-land at all.

Peasants undertaking land clearance in the Sachsenspiegel

Peasants undertaking land clearance in the Sachsenspiegel

The first and obvious thing that seems safe to infer from this happening is that the people in question want more land. There could of course be a lot of reasons for that; the obvious ones are to do with agricultural or other natural resources, but it also seems to me that if we are talking about a genuine frontier situation, these must essentially be gambles; if you have good information about what a piece of land will bear, be it “this seems the sort of place where olives might grow well” or “there’s gold in them thar hills!” then it’s not really a frontier, or not a classical one; if information is available to you it’s not the unknown.2 So, OK, it’s presumably a general desire for more resource, which would need to be provoked either by a problem with the existing situation at home, food shortage or labour surplus, or by a wish to better one’s situation relative to those at `home’ with whom you continue to interact, i. e. a project to obtain wealth and/or status. That might cause some people conceptual problems unless there be a lord pressuring those people to hand over surplus, of course; I probably don’t need to remind readers here about Chris Wickham’s famous opinion that without oppressive lordship peasants would, “work less and eat more”.3 Nonetheless, we have here seen some time ago that, at least on the frontier of tenth-century Catalonia, people of a fairly ordinary if affluent sort were prepared to spend a lot of money in order to get resources that would make them money, sometimes just a share of those resources rather than any kind of monopoly, in the form of mills, and I think that we don’t have to turn the whole central medieval peasantry into proto-capitalists in order for there to be enough would-be nouveaux riches to staff a slow move out into new territories just over the edge of current jurisdictions.4

That said, these are the reasons of the producers, and one main message of the Escalona and Reyes chapter from my reaction to which I span all of this is that the initiative for such expansion could instead be that of the élite, be those élites `local’ or more seriously-ranged contendors.5 One obvious reason for them might be security. One of the first requirements of some of the big frontier concessions by the Catalan counts is the building of fortifications, as we’ve seen here while I was wrestling with whether such concessions could meaningfully be called feudal or not. This might be seen as just a power-grab, ensuring that whoever lives in these zones be properly dominated by people under obligation to a wider authority, but one ought not to forget that it also and genuinely constituted a means of defence for populations `behind the lines’. This kind of concern was a live one in late-tenth-century Catalonia. We have also seen here how people from all over the principality could be rallied to fight in `public expeditions’ when danger threatened from the Muslim south.6 It is also possible to cite a castellan who had been given one of these concessions by the counts, Amat de Gurb who held a tower called Atonell in the area of the current Santa Perpetua de Gaià (and maybe even that tower, since it is held to be tenth-century and is also triangular), paying the ultimate price in defending it against the raid of al-Mansur in 978; sometimes, the obligations of such a position of dominance had to be fulfilled, whatever the cost.7 This, surely, must also have been the case in Castile, famously described as `a society organised for war’ and subject to attacks from the same Muslim power at this same time.8 The enemy need not, of course, be so foreign; the recipients of the Cardona franchise charter of 986 were encouraged to get themselves land from ‘Christians or pagans’, as long as they could defend it themselves, and going rather farther back, this is one of the things I think Cullen Chandler has right about Charlemagne’s and Lous the Pious’s concessions to immigrants from the south on this same frontier; it created a band of serious yeoman soldiery with ties direct to the king who could be used as some kind of counterweight to an otherwise-dominant autochtonous or gone-native counts at the top levels of delegated power.9

The castle complex of Santa Perpetua de Gaià

I’ll wager that it was a lonelier place to die in 978 than it is now… The castle complex of Santa Perpetua de Gaià, from the website of an architects’ firm who are apparently now restoring it. If that tower could speak, the first thing I’d ask it is just how many rebuilds it remembers…

Those concessions did also create dependents, of course, and that can’t be ignored even if the master rapidly became unable to reach or protect his followers.10 Each time Count Borrell II handed over a castle to one of his men, or to a monastery, the securing of surplus from agricultural workers in its vicinity must have been assumed to come with; several (perhaps all) of these castles had nearby units of land called beneficia which probably had this function, and it is not so close to the end of the tenth century when we start to find these being called fiefs, or at least feva, though cases where this word is equated with fiscum do mean that so early we should probably see this as the portion of notionally-public land attached to the castle from which its upkeep and support were to be provided.11 The progress of these allotments and the dues they could command towards becoming wider accumulations of seigneurial rights and abuses that we could lump under the general heading of ‘the ban’ if we loved Marc Bloch enough to brave Susan Reynolds’s unhappiness with our terms, is something that doesn’t need to be covered here; I will say only that Gaspar Feliu’s twenty-five-year-old plaint that Pierre Bonnassie’s work on this needed replacement after standing for more than a decade still wants an answer, which may even be because Bonnassie’s picture was basically right.12 Something probably must be, after all, pace Paul Edward Dutton’s gloomy prognosis that as medieval historians, “the best we can hope for is to be wrong in new ways.”13

In any case, that frontier settlement by élites must have involved the obligation of people there to support those élites with food or service is pretty basically evident, and while we can see it with the Hispani‘s passage to subjection in the ninth century or tenth- and eleventh-century complanters putting in their work for two on the agricultural margins, we must suppose it in all cases, in varying and changing degrees of formality and structure. We might see this as a simple equation of subjects with power, or we might see a more sophisticated and, I have to grudgingly admit, Foucauldian, attempt to turn activity in these regions into a general recognition of a right to act in the name of power here. This would be the “notion of popular collective subjection” that Escalona and Reyes invoke in their picture of these processes, but while it certainly must have been one of the results of such activity I’m not sure that their study gives us much insight into how it had been created, whereas I hope that the one I’m developing here may.14 With that said, I’m not sure that my élites were conscious of this result of their activities in these areas, because it seems to me that if your aim is to create a recognised space for ‘state’ power by intervening in otherwise ungoverned territories, you don’t hand it out to a dependent as soon as you’ve met with any success. So I might wonder whether this isn’t more cause than effect, at least this early and here. Anyway, this would be an issue for another study and perhaps even another student.

Castell de Llordà, Isona, Catalunya

The current state of the Castell de Llordà (image from Viquipèdia), a castle donated to the Church pretty much as soon as Count-Marquis Borrell II of Barcelona, Girona, Osona and Urgell had got it up and running

So, we have a range of conceptual possibilities for how frontier settlement might be going on, and who might be getting something from it and what, but the question then becomes the more complex, how can we recognise these possibilities in the surviving record on any more than a one-off basis provided by the occasional super-informative document? Can we build anything from this box of possibilities that will survive the shaking of ‘not invented here’? To my mind the best way to do this kind of work is not to try and provide a universal answer or even a universal list of answers, but instead to provide a deeper set of questions, the sort of structure of inquiry that might eventually become material for a flow-chart with possible solutions and formulations at the bottom. Such questions might be: what are the points around which each area is organised? Does it in fact have a castle, as did my case study at Gurb, or an old fort no longer used except by the Church as at l’Esquerda not so far away and about which you’ve read so much here, or indeed a church and nothing more as at one of my favourite, because documented only in archæology, cases, Santa Margarida de Martorell?15 Sometimes, and perhaps more often in other areas, and of them especially Castile where the ‘aldea’ operated in this kind of way if I understand it right, the organising point would actually be a settlement, the village proper and the rights it collectively claimed, and some places would have had none of these things and only the vaguest of unities.16 My favourite case here is the villa of Montells, near Vic and spread out enough to have an upper and a lower portion as well as places that could be described as between those halves, but no apparent church or fortification due to a plethora of others nearby or because the whole place really only counted fourteen people or whatever; I could do more with the documents from here than I have.17 Again, here there is some clarity for Catalonia about what the situation would become—the name of the principality does after all derive from the word for `castellan’—but less about how things were before, when the move into the frontier zones was nevertheless happening.18 Even later, of course, the places that were being brought into control did not arrive under control in this definitive form; that was the result, not the cause.19

That is one important thing that we could attempt to distinguish cases by, not least because unlike many of the things we might look for, this could be archæologically detectable in settlement patterns, assuming a useful ceramic sequence ever comes within reach.20 Questions that we can probably only hope to resolve by even finer interpretation of the documents would be about the processes that were going on that might be controlled and who controlled them. There are a lot of these, once one starts to break it down: any of land clearance, grouping and linking of settlement, defence, worship, the settlement of disputes and representation to other groups or higher authority could be in different hands, some or all of the same hands or under no control at all. There are probably more categories I haven’t yet thought of. But when we have so many variables in play, a clear narrative in which some group, be it bold pioneer peasants, comitally-organised aristocracies or ‘local élites’, was actually creating territory, may well be over-simplistic. Probably each group only controlled some of these aspects and a truly domineering élite would need to have appreciated and been able to interfere conclusively in each of them; this will not always have been the case, and perhaps not even often, all of which would have left some recourses open to the communities control of whom was at issue.21

Sant Andreu de Gurb viewed from the castle hilltop

Sant Andreu de Gurb viewed from the castle hilltop; which of these was dominating whom, eh?

Once again we seem to be up against the plausible word limit and to have reached a temporary conclusion. That might even have been the big point I have that others can take away to their own frontiers. These are, however, conclusions about lordship and settlement generally, and I’d actually promised them for locally. Reasoning down from a model rather than up from practice is unusual for me, but I do still have some stuff I want to say to reattach this question to what lordship could actually do in these frontier situations where institutions are in formation, specifically in Catalonia, and briefly glance at Castile again with those things in mind, but this looks like far enough for a post and I feel as if I have got over the hump with struggling to express my point of view on the still-excellent chapter that rattled my personal cage on this question. Hopefully it’s not been too dull for you! But if so or if not, one more yet a-coming.

* J. Jarrett, “Engaging Élites: counts, capital and frontier communities in the ninth and tenth centuries, in Catalonia and elsewhere” in Networks and Neighbours Vol. 2.2 (Leeds forthcoming).

1. Julio Escalona & Francisco Reyes, “Scale Change on the Border: the county of Castile in the tenth century” in Escalona & Andrew Reynolds (edd.), Scale and Scale Change in the Early Middle Ages, The Medieval Countryside 6 (Turnhout 2011), pp. 153-183, DOI:10.1484/M.TMC-EB.3.4772.

2. E. g. Nora Berend, “Medievalists and the notion of the frontier” in Medieval History Journal Vol. 2 (1999), pp. 55–72, DOI:10.1177/097194589900200104 or David Abulafia, “Introduction: seven kinds of ambiguity” in idem & Nora Berend (edd.), Medieval Frontiers: concepts and practices (Aldershot 2002), pp. 1-34.

3. Chris Wickham, “Problems of Comparing Rural Societies in Early Medieval Western Europe” in Transactions of the Royal Historical Society, 6th Series Vol. 2 (Cambridge 1992), pp. 221-246, rev. in idem, Land and Power: studies in Italian and European social history, 400-1200 (London 1994), pp. 201-226, at p. 224 of the reprint.

4. See Jonathan Jarrett, Rulers and Ruled in Frontier Catalona 880-1010: pathways of power, pp. 92-93, though don’t use what I say there to try and get across the Riu Ter….

5. Escalona & Reyes, “Scale Change on the Border”, pp. 164-173; cf. my review of that volume in Historia Agraria: revista de agricultura e historia rural Vol. 59 (Valencia 2013), pp. 193-197 at p. 194.

6. Ramon Ordeig i Mata (ed.), Catalunya Carolíngia IV: els comtats d’Osona i Manresa, Memòries de la Secció històrico-arqueològico LIII (Barcelona 1999), doc. no. 1771; Eduard Junyent i Subirà (ed.), Diplomatari de la Catedral de Vic (segles IX i X), ed. R. Ordeig i Mata (Vic 1980-1996), doc. no. 524.

7. Emilio Morera Llauradó, Tarragona Cristiana: historia del arzobispado de Tarragona y de territoria de su província (Cataluña Nueva) (Tarragona 1897-1899), 2 vols, repr. as Publicaciones del Instituto de Estudios Tarraconenses «Ramón Berenguer IV» 9, 13 & 31 (Tarragona 1954-1959), 3 vols, reprinted again (Tarragona 1981-2001), 5 vols, ap. IV.

8. Elena Lourie, “A Society Organized for War: Medieval Spain” in Past and Present 35 (1966), pp. 54-76, DOI:10.1093/past/35.1.54, repr. in eadem, Crusade and Colonisation: Muslims, Christians and Jews in medieval Aragon, Variorum Collected Studies 317 (Aldershot 1990), I, and in John France (ed.), Medieval warfare: 1000-1300 (Aldershot 2006), pp. 339-362; James F. Powers, A Society Organized for War: the Iberian municipal militias in the Central Middle Ages (Berkeley 1988), online here; for al-Mansur’s campaigns see Miquel d’Epalza, “Descabdellament polític i militar dels musulmans a terres catalanes (segles VIII-IX)” in F. Udina i Martorell (ed.), Symposium Internacional sobre els Orígens de Catalunya (segles VIII-XI) (Barcelona 1991-1992), also published as Memorias de la Real Academia de Buenas Letras de Barcelona Vols 23 & 24 (Barcelona 1991 & 1992), I pp. 49-80, online here.

9. Antoni Galera i Pedrosa (ed.), Diplomatari de la vila de Cardona, anys 966–1276: Arxiu Parroquial de Sant Miquel i Sant Vicenç de Cardona, Arxiu Abacial de Cardona, Arxiu Históric de Cardona, Arxius Patrimonials de les masies Garriga de Bergus, Pala de Coma i Pinell, Col·leció Diplomataris 15 (Barcelona 1998), doc. no. 7; Victor Farias, “Guerra, llibertat i igualitarisme a la frontera” in Borja de Riquer i Permanyer (ed.) Història política, societat i cultura dels Països Catalans 2: la formació de la societat feudal, segles VI-XII, ed. Josep María Salrach i Marés (Barcelona 1998, repr. 2001), pp. 112-113; Cullen Chandler, “Between Court and Counts: Carolingian Catalonia and the aprisio grant, 778-897″ in Early Medieval Europe Vol. 11 (Oxford 2002), pp. 19-44, DOI:10.1111/1468-0254.00099. Of course, I do disagree with him that Charles the Bald continued with this tactic (and I am not the first), or that this has anything significant to do with the justification of landholding by claim of its clearance known as aprisio, but you can read about that elsewhere (J. Jarrett, “Settling the kings’ lands: aprisio in Catalonia in perspective” in Early Medieval Europe Vol.18 (Oxford 2010), pp. 320-342, DOI:10.1111/j.1471-8847.2010.00301.x).

10. Jarrett, “Settling the kings’ lands”, pp. 328-330, cf. P. Imbart de la Tour, “Les colonies agricoles et l’occupation des terres désertes à l’époque
carolingienne” in A. Picard (ed.), Mélanges Paul Fabre : Études d’histoire du moyen âge (Paris, 1902), pp. 146–171 at pp. 162-169; cf. Chandler, “Between Court and Counts”.

11. Beneficia in e. g. Ordeig, Catalunya Carolíngia IV, doc. nos 63, 241, 245, 277, 343, 405, 417 & 767; see Manuel Riu, “Hipòtesi entorn dels orígens del feudalisme a Catalunya” in Quaderns d’Estudis Medievals Vol. 2 no. 4 (Barcelona 1981), pp. 195-208 at pp. 203-204, or indeed Marc Bloch, “Histoire d’un mot” in Annales d’Histoire Sociale Vol. 1 (Paris 1939), pp. 187-190.

12. S. Reynolds, Fiefs and Vassals: the medieval evidence reinterpreted (Oxford 1994); G. Feliu, “Societat i econòmia” in Udina, Symposium internacional, I pp. 81-115, online here, at p. 115, referring of course to Pierre Bonnassie, La Catalogne du milieu du Xe à la fin du XIe siècle : croissance et mutations d’une société, Publications de l’Université Toulouse-le Mirail, Sèrie A, 23 & 29 (Toulouse 1975-1976), 2 vols.

13. Paul Edward Dutton in discussion of idem “Voice over Writing in Eriugena”, paper presented in session ‘The Boundaries of Free Speech, II: silencing the voice, restraining the pen’, International Medieval Congress, University of Leeds, 15th July 2009.

14. Escalona & Reyes, “Scale Change on the Border”, p. 171.

15. Jarrett, Rulers and Ruled, pp. 100-128, 81-99 & 44 respectively, and refs there.

16. E. g. Ignacio Álvarez Borge, “El proceso de transformación de las comunidades de aldea: una aproximación al estudio de la formación del feudalismo en Castilla (siglos X y XI)” in Studia Historica: historia medieval Vol. 5 (Salamanca 1987), pp. 145–160, online here; cf. Julio Escalona, “De ‘señores y campesinos’ a ‘poderes feudales y comunidades’. Elementos para definir la articulación entre territorio y clases sociales en la alta Edad Media castellana” in Álvarez (ed.), Comunidades locales y poderes feudales en la Edad Media, Biblioteca de Investigación 27 ([Logroño] 2001), pp. 117–155 or Jordi Bolòs, “La formación del hábitat medieval en Cataluña: Aldeas, espacios aldeanos y vías de comunicación’ in Studia Historica: historia medieval Vol. 31 (2013), pp. 151–180, online here.

17. And so could you! They are Ordeig, Catalunya Carolíngia IV, doc. nos 350, 509, 559, 653, 661, 784, 968, 1075, 1130, 1136, 1144, 1258, 1264, 1303, 1315, 1324, 1341, 1347, 1367, 1460, 1462, 1588, 1715, 1724, 1730, 1788 & 1792.

18. Bonnassie, Catalogne.

19. J. Jarrett, “Centurions, Alcalas and Christiani perversi: organisation of society in the pre-Catalan ‘terra de ningú'” in †Alan Deyermond & Martin Ryan (edd.), Early Medieval Spain: a symposium, Papers of the Medieval Hispanic Research Seminar 63 (London: Queen Mary University of London 2010), pp. 97-127.

20. E. g. Philippe Araguas, “Muro, castro, roca… Peuplement rural et fortifications aux confins de la Catalogne et de l’Aragon pré-romans” in Philippe Sénac (ed.), De la Tarraconaise à la Marche Supérieure d’al-Andalus : les habitats ruraux (IVe-XIe siècle). Desde la Tarraconense a la Marca Superior de al-Andalus: los asentamientos rurales (siglos IV-XI), Méridiennes : Études Médiévales Ibériques 2 (Toulouse 2006), pp. 211-222, and Benoît Cursente, “Conclusion”, ibid. pp. 231-235 vs Eduard Riu-Barrera, “La cerámica del Mediterraneo noroccidental en los siglos VIII-IX: Cataluña, el país valenciano y las Baleares entre el imperio carolingio y al-Andalus” in Jordi Camps (ed.), Cataluña en la época carolingia: arte y cultura antes del Románico (siglos IX y X) (Barcelona 1999), pp. 259-263.

22. Susan Reynolds, Kingdoms and Communities in Western Europe, 900-1300 (Oxford 1984, 2nd edn. 1999), is the go-to for solidarities in medieval communities; cf. however for this area Thomas N. Bisson, Tormented Voices: Power, Crisis, and Humanity in Rural Catalonia, 1140-1200 (Cambridge 1998).

Building states on the Iberian frontier, III: who’s a lord and who’s not?

[The below post was originally written in February 2013, more or less in one go. I've been holding off on posting it partly because it was in the queue, but also because it and the next one in the series have subsequently come to form the basis of an article which will be published, online and open access, within a fortnight or so.* Now that it's been through review and editing, there seems to be no harm in letting the original out, with the proviso that this was very much a first stab at the ideas involved and that the actual article is much better-founded and more worked-out.]

Statue of Count Fernán González of Castile, in the Sala de los Reyes, Alcázar de Segovia

We can be fairly sure this man was a lord… Statue of Count Fernán Gionzález of Castile, in the Sala de los Reyes, Alcázar de Segovia

A long time has separated this post from its two predecessors, because of an especially frantic holiday followed by an unprecedentedly heavy term made still the more heavy by the pressure to apply for roughly one job every week. Recovering what was supposed to be involved in this series of posts really needed a few clear hours to sit, read and think while sucking down Earl Grey and these have been hard to find. Having just had a couple, and spent part of them once again skimming the chapter by Julio Escalona and Francisco Reyes that first set me off and then part scribbling squirrely illegible process diagrams till I felt fairly sure of being able to hold on to what they meant, I am ready to resume.1 The first post in the series, you may even recall, was about the historiographical traditions of Castile and Catalonia and how the latter was probably ineluctably more likely to feature peasant agency in its account of the expansion of Christian territorial organisation into the frontier zone between the principality and al-Andalus. The second explored the options available to peasants for taking part in such processes, largely from my own work, because what originally set me off on this was that Escalona and Reyes leave little room for peasant initiative in their picture. “Castilian expansion must be seen as a conscious move by a limited number of aristocrats,” they say.2 There is, of course, always the possibility that Catalonia is weird (or, as suggested here before now, that Castile is) and that by starting from there I am just more likely to find peasant agency for real as well as in the historiography. This is hard to refute, but we can at least compare like with like when it comes to the other end of the metaphorical gun barrel of political power, at which stand that limited number of aristocrats. Just who are these people and what did they do?

Process diagram

You see, I wasn’t kidding about the process diagrams…

This is one of the questions on which the Escalona and Reyes chapter is really really good. It gives numerous examples of aristocrats at work and assesses them against each other. The first approximation answer would be, I think, anyone socially lesser than the king and greater than a member of a local élite, and that latter point certainly needs some elaboration but hopefully it can stand for a moment. (I’m not entirely clear whether secular status is a requirement of their definition of aristocracy. They seem to think of these people being able to find dependent priests, but of course that could also be said of bishops and abbots… but let’s let that drop for now too.) Within that range, of course, there is room for immense variation. They point out the counts, of whom several seem to have vied in a ‘Race for the Duero’ in the late tenth century and then died, men with widespread territories that they were spreading wider and court connections that gave them a way into places (more on that, too, in a minute).3 Beneath this titled level they distinguish people by ‘scale’, mapping properties and comparing the geographical range of their scatter. In this respect they’re doing with Julio’s preferred toolkit the same kind of thing as Wendy Davies did for Brittany with range of travel and I did with comital Catalonia using a terminology of layers and reach which is in many ways just new local cladding for Wendy’s model; the point is that aristocratic status comes in many different strengths, and we all find geographical distance a useful way to ‘scale’ it.4 These aristocrats held land or rights in many places, even if they may have had a focus, and one of the interesting things that Escalona and Reyes suggest is that by expanding southwards they could transcend that focus by decreasing their reliance on it, while at the same time using its resources to ensure they could exercise power that could bring in new territories.

Visualisation of political range of various figures of tenth-century Osona

I struggle to represent these ideas about political range visually… This was from a job presentation in 2011, and obviously wasn’t enough by itself!

Now, in what they write that last part is not actually explicit. If one asks how these aristocrats used their muscle to get recognised as authority in these new territories, which were to a degree already locally-organised (what degree being obscure and presumably highly variable),5 the closest one gets to an explicit statement is (emphasis mine):

“The southern local communities were seemingly subjected by methods not too different from their northern counterparts [sic]: a general notion of collective political subjection enabled leading aristocrats to exercise a sort of subsidiary authority on community resources, as well as to obtain specific pieces of property….”6

I immediately baulk at this. The picture is supposed to be that the counts rock up with a warband in tow and say, “Hi, I’m the count!” and the community says, “What? We don’t have one of those,” and he says, “Yes you do, it’s me; king’s honour!” and they say, “What do you want?” and he says, “Well, you know, counts get pasture rights and hospitality, military service, all that jazz” and they say, “Like fun you do”, or a vernacular equivalent, he reminds them about the warband, some kind of compromise is reached where they admit he’s the count and has rights and he goes away? Some of these people operate out of hillforts. In any case, what does the aristocrat who is not a count, and thus cannot reasonably claim rights on behalf of the king or the old notions of public authority do? Claim to be representing the counts? How far down the scale can this plausibly devolve? I’m reluctant to adopt this as a general picture. And indeed, Escalona and Reyes have other possibilities in play, as further on they consider a bottom-up model:

“One obvious possibility was that local elites seized the occasion and reinforced their local dominance over their communities. However, the context was also open for local elites to try to supersede their community contexts and join the lesser ranks of the emergent Castile-wide aristocracy.”7

And here, again, arise these local elites. They do a lot of work for the scholars in this volume, and it’s never really worked out who they are, but their participation appears to be crucial, so more needs to be said. Elsewhere, at the earliest stage of this process, as said in a previous post, the word `chieftains’ seems to be appropriate for these people, which gives us something.8 At this end of the chapter, we learn that Escalona and Reyes see these people as free, as capable of military service, perhaps with horses, but also as people who can be under obligation to do that and to build and maintain castles. They may also be capable of and interested in raising churches, though other agencies are possible for that, including, “the collective initiative of local communities; individual decisions from some of their leading members”. Since they go on immediately to say, “However, the role of local elites has been relatively overlooked,” it would seem that those leading members are not members of these local elites.9 You see why I find these people hard to pin down. I suppose that we are talking headmen, clan chiefs, ancestral lords of hillforts, local judges, and so on, but exactly what ways these people need to be subject to public responsibilities that the counts and aristocrats can enforce and how far they are themselves in charge is something of a sliding scale here, even in any given case.

The memorial to the founders of Sant Andreu de Tona on the Turó del Castell de Tona

The memorial to the founders of Sant Andreu de Tona on the Turó del Castell de Tona

Now, I think I know exactly who is meant here, in at least one case, albeit a Catalan one. I have before now written both here and elsewhere about a man called Centuri, a personal name apparently derived from a Roman military rank (centurius) or perhaps a post-Roman community representative (centenarius, centenus), which is surely to say, a local headman.10 We see this man once, in 887, when he was among a number of people from a hilltop settlement (no fort, but a guard-tower, and possibly a late Roman burial ground too) called Tona, in Osona, who sent to the local bishop to get their new church consecrated. Tona is pretty close to Vic, whence this bishop, Jordi, came, but for all that there’s no further documented contact between the area and Vic for another forty years.11 Centuri seems to have been one of the major locals here: he was providing a good chunk of the endowment of the church, and his son Albaro was to be the priest of it. Nonetheless, he was not alone, several other citizens of the villa also made gifts and some twenty of them witnessed the document (assuming, what is not at all certain, that this was actually written up at Tona and that those present were thus the new congregation and not, as it might otherwise be, the day’s crowd of gawpers at Vic cathedral). Now, I am happy with looking at this man as the sort of local élite member that Escalona and Reyes need for their picture. I imagine that they could find many who occupied that role, even if not many exactly like him, as one of the points I was making when writing about Centuri was the imaginativeness and isolation with which some such local communities appear to have individualised their self-expression.

Barcelona, Biblioteca de Catalunya, Arxiu, pergamin núm. 9135 (2-VIII-2)

The original act of consecration of Sant Andreu de Tona, Barcelona, Biblioteca de Catalunya, Arxiu, pergamin núm. 9135 (2-VIII-2)

Nonetheless, two big questions arise out of it. The first of these, which Escalona and Reyes more or less answer, is what would such people get out of involvement with the aristocrats? They also say that the sources to assess what the balance between top-down and bottom-up initiative was in such cases basically doesn’t exist, and I wonder if that can really be true given how Wendy Davies manages to find such people interacting with San Pedro de Cardeña in this area; perhaps Escalona and Reyes’s scale just doesn’t come down small enough.12 I am, myself, inclined to see the two as inseparable; if the counts couldn’t find willing collaborators wanting such opportunities they’d have to enforce their position by recruiting someone else to apply local armed pressure whenever they wanted something, and given the fact that Escalona and Reyes quite convincingly see these power-grabs as being carried out competitively, that could quickly wind up serving someone else better. There is a subsidiary question, of course, which is in exactly what way are these local élites not aristocrats, if on that smaller scale, and maybe that would help collapse this problem of devolved ability to exact ‘collective political subjection’ somewhat, even if it means seeing something perhaps worryingly like the sort of clannic authority envisaged by Barbero and Vigil for them.13 But ignoring that one, the more important question I want to ask is, over whom do the local élites have power? Who is helping them build these churches, maintain their castles, and comes with them when they go fighting? Who pays attention to their judgements? And what are they doing in this grand frontier endeavour? Because this post is already 2000 words, perhaps this means I should stop the unrolling of the thoughts there for now. But we haven’t got to the bottom of this. What we are approaching here is a need to separate out the things of which authority over such a community might be composed, and ask who has them and on what basis. Then, and perhaps only then, can we start to ask how someone coming in from outside can change that, and whether such changes necessarily need such intervention to occur. So, there will be another one now. Stay curious!

* J. Jarrett, “Engaging Élites: counts, capital and frontier communities in the ninth and tenth centuries, in Catalonia and elsewhere”, Networks and Neighbours Vol. 2.2 (Leeds forthcoming).

1. Julio Escalona & Francisco Reyes, “Scale Change on the Border: the county of Castile in the tenth century” in Escalona & Andrew Reynolds (edd.), Scale and Scale Change in the Early Middle Ages, The Medieval Countryside 6 (Turnhout 2011), pp. 153-183, DOI:10.1484/M.TMC-EB.3.4772.

2. Ibid. p. 164.

3. Ibid. pp. 168-173 and see also p. 157 Map 15.

4. Ibid. 165-168 and Map 16, e. g. 167-168: “Overall Avitus seems to have held property over an area of about 90 x 75 km…. This may well represent a maximum scale for this area and period.” Cf. Escalona, “The Early Middle Ages: a scale-based approach”, ibid. pp. 9-29, and idem, “Mapping Scale Change: Hierarchization and Fission in Castilian Rural Communities during the Tenth and Eleventh Centuries” in Wendy Davies, Guy Halsall & Andrew Reynolds (edd.), People and Space in the Early Middle Ages 300-1300, Studies in the Early Middle Ages 15 (Turnhout 2006), pp. 143-166, DOI:10.1484/M.SEM-EB.3.3751; cf. also Davies, Small Worlds: the village community in early medieval Brittany (London 1988), pp. 105-133; J. Jarrett, Rulers and Ruled in Frontier Catalonia 880-1010: pathways of power (Woodbridge 2010), passim.

5. Escalona & Reyes, “Scale Change on the Border”, pp. 161-162; cf. Margarita Fernández Mier, “Changing Scales of Local Power in the Early Medieval Iberian North-West”, in Escalona & Reynolds, Scale and Scale Change, pp. 87-117, DOI:10.1484/M.TMC-EB.3.4769; Jarrett, “Centurions, Alcalas and Christiani perversi“.

6. Escalona and Reyes, “Scale Change on the Border”, p. 171.

7. Ibid. p. 175.

8. Ibid. p. 165.

9. Ibid. p. 178.

10. Jarrett, “Centurions, Alcalas and Christiani perversi“, pp. 105-108.

11. Ramon Ordeig i Mata (ed.), Catalunya Carolíngia IV: els comtats d’Osona i Manresa, Memòries de la Secció Històrico-arqueològica LIII (Barcelona 1999), 3 vols, doc. no. 9; cf. doc. no. 78.

12. Escalona and Reyes, “Scale Change on the Border”, p. 175; cf. Wendy Davies, Acts of Giving: individual, community, and Church in tenth-century Christian Spain (Oxford 2007), pp. 106-108, and Davies, “On Suretyship in Tenth-Century Northern Iberia” in Escalona & Reynolds, Scale and Scale Change, pp. 133-152, DOI:10.1484/M.TMC-EB.3.4771.

13. A. Barbero & M. Vigil, “Sobre los orígenes sociales de la Reconquista: cantábros y vascones desde fines del impero romano hasta la invasión musulmana” in Boletín de le Real Academia de Historia Vol. 156 (Madrid 1965), pp. 271-339.