Category Archives: Italy

Working for San Salvatore II: specialists and individuals

As I said in the first post about the polyptych of Santa Giulia di Brescia, one of the things about its information that can’t fail to strike one is the variation within the standard form of record the monastery was using. This is obvious in terms of size, for one thing. The largest estate here, Alfiano, had enough arable land to sow 900 modii of grain in, 100 amphorae‘s worth of vine, meadow for 50 cartloads of hay, wood where 700 pigs could forage, a stud for breeding horses with 35 on hand, 37 head of cattle, 100 pigs, 3 mills, 3 boats and 40 tenants, as well as a staff of 8 magistri “for making walls, house and barrels”, and that’s not counting either its chapel whose properties were listed separately or a dependant estate whose return seems to have turned up late and been tacked on at the end of the survey.1 A place near Brescia called Palleriana had arable for 8 modii, vine good for 8 amphorae, meadow good for 8 cartloads, 2 cows, 2 tenants and 1 vacant lot, and that’s about it, which is to say that it was between one and two orders of magnitude smaller than Alfiano in the terms about which the monastery cared.2

Castello di Cavriana

This is neither of those places, but the castle at the centre of the estate whose returns I used in the dummy form of last post. I never thought of looking for an image! But this is the Castello di Cavriana. By Massimo Telò (Own work) [CC-BY-SA-3.0], via Wikimedia Commons.

You might ask what was worth even having about the latter place, then, and that opens up another question of variation, because of the vacant lot. I’m translating sors absentia here, but when they turn these clearly weren’t vacant in the sense we would assume in English, because they rendered produce, and often quite heavily, so I guess that what was going on here was that the the monastery allowed people who lived elsewhere, maybe the estate’s other tenants but not necessarily, to work them in exchange for rendering a cut of the produce to the monastery. That seems to be how they ran their mills and their landing-places, too, and the mountain-top lands they don’t really enumerate: all of these rendered in food and/or money, what suggests that the people who worked them were taking at least as much home themselves, and since the guys turning up at the landing-stages with salt and grain were presumably not all monastic dependants, I don’t really see why the farmers all need to have been either.

Anyway, at Palleriano the vacant lot rendered 7 modia of grain, 6 denarii and, most importantly, 80 pounds of oil a year from its olive-groves. That was presumably what made a pied-à-terre at Palleriano worth maintaining; the ordinary renders from the place were presumably not worth nothing but the monastery’s real interest there was probably letting people make oil in the bits of the estate they didn’t actually have the manpower to work. At Alfiano, by contrast, though nowhere else in the polyptych was breeding horses (and indeed only one other place even had any), there were apparently no olive-trees. The monastery had both estates organised in roughly the same way, with a staffed reserve run by workers living on hand-outs and a system of allotments held by people of various statuses on markedly varying terms—a bipartite organisation, in other words—but the actual use they got from these estates was very different.

Obviously some of this variation must have been purely geographical. Alfiano, which maybe covered most of the area inside the road route marked above, could run boats because it was on the Fiume d’Oglio, but apparently it was not good land for olive trees. Lots of other estates in the survey also have these specificities: very few places grew chestnuts, for example, only a very few rendered rushlights and the most obviously constrained resource is iron, which a few estates had and rendered lots of and most did not, obviously rather less by choice than by necessity: if there’s no iron ore in your chosen lump of Italy, you can’t really get it out.3 Some of the variation probably was by choice, though. There are massive variations in the balance of crops in store, for example, with rye sometimes being the bulk of it, sometimes millet or sometimes corn (frumentario), and that was presumably as much down to somebody’s choices about what to grow and what to take from store as it was what would grow, though certainly some of these crops do better in some kinds of soil than others. Goats are much rarer than sheep, though, and that must be by choice because there’s basically nowhere you can’t put a goat (except in as much as you might want to keep whatever you were growing there).

A rural homstead in Alfiano Natta, near Brescia

A house that was at time of writing for rent in the Alfiano region. Apart from the second stories and (obviously) the swimming pool, this doesn’t look too far off what might have been on site at least 800 years before, maybe more…

This kind of thing gets us out of the constraints of a formula and into things that actual people did, sometimes that no-one else did, and even into how they might have felt about that. A big estate now called Forse Pian Communo in the Val Carmonica, for example, was the only place in the polyptych that rendered a lamb, and it rendered just one, yearly, among 75 pigs and 86 other sheep, quite a lot of wine and silver, 60 pounds of iron, 14 bunches of onions (the only mention of the noble alium), 60 rush-lights and 30 cartloads of timber. They also rendered one shepherd’s crook. Presumably this stuff did not all come in at the same time, but even if it didn’t, that lamb must have stood out, and I bet it was delivered with the crook, and there must have been an occasion when it was done that made quite the little local ceremony, almost certainly at Easter, and something that made this community special among the men of Santa Giulia.4

The other scale of variation, though, is between persons. If you look back at the form I reverse-engineered out of the polyptych, you’ll see that the monastery recognised five main different sorts of tenants they could have, in their words manentes or mansarii (I think these are equivalents), servi or serviles (not so sure about those), libellarii, homines commendati (who were sometimes specified as free or having voluntarily commended themselves), liberi and aldiones, as well as some unusual categories specific to mountainside properties. Of these the aldiones had the lightest load, since their duty was pretty much solely to carry messages, but among the others a hierarchy is harder to determine. Obviously there was a difference between slave and free that was worth specifying, even here, but you wouldn’t necessarily know it in terms of their renders: at a place called Cardena, for example, 7 slaves, who all lived on 1 allotment, owed every fourth modius of grain they grew and half the wine they made and an annual render of 2 sheep, 4 hens, 20 eggs and 12 denarii, and they did 4 days’ work each a week, which is pretty rough especially when you have all this other stuff to render and only two days a week on which you’re allowed to try and make it up (because remember what happens to those who work on the Lord’s Day…). The free men there, 6 on 2 allotments, weren’t so much better off: they rendered the same fractions of produce, 7 sheep, 14 hens and 70 eggs, and although between them they did only 204 days work a year, that is 34 each, so more or less one every week and a half, that’s still the kind of labour duty we’d expect free men to be, well, free of. Nice work if you can avoid it, you might think, but the 4 commended men also on the estate who between them rendered nothing and did 44 days’ work every two years, so, 11 each yearly, would probably have sneered even so. On the other hand, not very far away, at a place called Porzano, the estate included 3 slaves living on 3 lots who rendered 3 amphorae of wine, 2 pigs and 2 sheep a year, and had no labour duties, whereas there were also 14 free men who did one day’s work a week and 13 manentes, on a lot each, who together rendered 60 modia of grain, 5 amphorae of wine, 2 pigs, 4 sheep, 26 hens, 130 eggs and 20 denarii each, 9 of whom (and apparently only 9 of whom) also had to do one day’s work a year, given the which, one might choose to be the slave but for the loss of legal personhood, etc.5

A decaying villa in Porzano, near Brescia

This probably isn’t the oldest building standing in Porzano, given the brick, but it might be the oldest and tattiest still to be on sale for more than a hundred thousand Euros…

So it seems clear that the labour services and renders involved here, although based on some kind of standard (as the almost-universal rate of five eggs per chicken suggests), could be varied a great deal, and I suppose that this might have had something to do with the way these people became the monastery’s men, who had owned their renders before and what agreements were made when they changed hands. In some cases one wonders what the individual circumstances could be. At a place called Forse Sernìga, for example, among all the other stuff there was one tenant who rendered annually 3 modii of grain, half his wine, 1 sheep, 30 denarii, 1 modium of turnips, 1 sester of fava beans and 400 shingles. His are the only mentions of turnips and shingles and almost the only one of fava beans, and I can only imagine that when he came to the estate centre looking for patronage they asked him, “what can you do that’s fantastic?,” or some less Zappatical equivalent and he said, “I make shingles and I grow turnips, best in the valley or any valley hereabouts,” and they said, “Fine, OK, well go on with that that then,” and agreed his renders on that basis and he thus became the man whose shingles roofed the monastery’s properties in the locality.6

On the other hand, at the chapel of Forse Centòva, which the monastery held jointly with a vassal of Bishop Buatho called Aragis and which was one of the more splendidly equipped of which they knew, the workforce was 4 prebendarii and a single tenant, who as well as a third of his grain, half his wine, 4 hens, 20 eggs and 6 denarii also had to do three days’ work a week on the estate.7 He must, ineluctably, have known the other workers well, because he would have spent a good chunk of his time in the fields or vineyards with them, but there were three days a week when he could stay home and work on his own stuff. Did he resent his lack of security compared to his fellows in the field, or did they envy him his semi-independence and chance actually to turn a surplus? They must have had some means of getting on, and perhaps it was a cheerful one, but they would have been confronted by the difference in their positions every time they packed up to go home (especially as the estate had four casas and 1 caminata so it may be that he had the warm house…). There’s so many people in this text about whom we can only say one thing but that thing still shows them up as individuals. I feel as if I would understand this better if the polyptych used names. It doesn’t, so we don’t know what these people called each other, but their interactions are still hard for me not to try and imagine…


1. Gianfranco Pasquali (ed.), “S. Giulia di Brescia” in Andrea Castagnetti, Michele Luzzati, Pasquali & Giorgio Vasina (edd.), Inventari altomedievali di terre, coloni e redditi, Fonti per la Storia d’Italia 104 (Roma 1979), pp. 41-94 at pp. 81-83, with the chapel following on p. 83 and the last estate at p. 93, a chapel at Cellatina held in the benefice of Kebahart but belonging to Alfiano.

2. Ibid. p. 60.

3. Both rushlights and iron rendered from Forse Pian Communo in Valcarmonica, in fact, just as an example, ibid. p. 72.

4. See n. 3 above.

5. Pasquali, “S. Giulia di Brescia”, pp. 60-61 & pp. 62-63 respectively.

6. Ibid. pp. 67-68.

7. Ibid. p. 88.

Working for San Salvatore I: making a polyptych

I seem to have taken the chance of the latter part of the Birmingham job to indulge in reading large amounts of primary material. First there was the cartulary of St-Pierre de Beaulieu, about which you’ve by now heard quite enough, for the paper about documents that predate their archives that I may some day finish, and then as I first wrote this, in May 2014, there had just been the polyptych of Santa Giulia di Brescia, which I was reading for the submission version of the paper about Carolingian crop-yields which I gave at Kalamazoo in 2011.1 The point I wanted to make with the former of these kind of disintegrated as I got into the material; it’s not clear that all the material that the monks of Beaulieu were assembling was actually theirs and far less of it is non-ecclesiastical than I had thought. There’s an interesting story to be told there (I should say, another one, as Jane Martindale already told one) but it’s not the one I wanted.2

Thesouth portal of St-Pierre de Beaulieu

One last picture of Beaulieu before we leave it for a few months… By Sjwells53 (Own work) [CC-BY-SA-3.0 or GFDL], via Wikimedia Commons

The Santa Giulia di Brescia polyptych has been far kinder, in as much as it serves my purpose perfectly: those scholars who have posited low crop yields using its figures have done so by what I can only call unthinking assumption that the figures are what they needed, and this is easily disproven.3 In fact, not only can one not show that the monastery’s estates were yielding less than was sown, as has been argued (nonsensically), in one or two cases it is clear that the yields must have been much higher, so it all works very well for me. But there is so much else one could do with this document, and in the paper I can’t, I have no space and it would be irrelevant and to do anything separate with it I would have to work through a mass of Italian historiography, Italian being a language with which I struggle, and probably then find out all this stuff was well-established anyway. But this is where a blog helps: I have to tell someone, so I shall tell you.

A corner of the cloister and the solar of Santa Giulia di Brescia

Santa Giulia has not made it through the ages quite as unchanged as Beaulieu

Let’s start at the beginning by explaining the word polyptych, perhaps not in the average person’s everyday vocabulary. This is a word scholars of the early Middle Ages use for one of the various large-scale estate surveys carried out by fiscal or ecclesiastical agents: these seem to start in the Carolingian Empire, though the techniques presumably weren’t new then, and they carry on being made well into the Middle Ages: Domesday Book could be argued to be the ultimate one and there’s a twelfth-century one from Catalonia I need to read some day, and so on.4 At the later end this category blurs into inventory, survey, census and so on, and it’s something of a term of art. It’s also not the word the texts use, which is almost always breve, though brief these texts are not. Anyway, Santa Giulia’s is quite late, probably dating to 906, and it’s out of area, being from North Italy, which would once have counted as Carolingian heartland but by this time not so much.

Polyptych of the Paris monastery of Saint-Germain-des-Prés, Paris, Bibliothèque National de France, MS Latin 12832

This is not from the Brescia manuscript, which is not online as far as I can see, but from the 9th-century polyptych of the Paris monastery of Saint-Germain-des-Prés, Paris, Bibliothèque National de France, MS Latin 12832, online at Gallica; this is fo. 8v.

We don’t have all of this text. The original manuscript survives, and it must be a fascinating thing though it’s quite hard to check since the shelfmark given by the best scholarly edition, which dates to 1979, seems now to have been reorganised out of existence and the Archivio di Stato di Milano, although they have been digitising their stuff since 2000, don’t actually, you know, have any of it online yet. The edition is good, however, and furthermore that has been competently digitised, so you can play along here. But the original would be more fun: as it survives it is apparently twelve big pieces of parchment sewn together top-to-bottom into a roll. One of these pieces is a later short bit acting as a replacement for the end of its predecessor, whose final lines apparently became almost-illegible, but otherwise we have the work of three scribes, two of whom write large chunks and could have been working independently, but the third of whom drops in for a few lines here and there not just within entries but within words of the second scribe’s work, so that they must have firstly been working together and secondly working with source texts. That was always likely, but it at least eliminates the possibility that the information was being written up ‘live'; you can’t really change scribes in the middle of a word if someone is standing there dictating it to you, you’d think.

The cloister of Santa Giulia di Brescia

Back to Santa Giulia’s rather post-medieval cloister

The information that they were receiving and recording was done to a pretty tight template. Interestingly, it’s less tight in some areas than others. The text opens in the middle of an entry, and most of the first few have become illegible, but once they’re not they’re in the Brescia area: after a while the scope moves out to properties nearer Bergamo, Modena, Cremona and Piacenza, and Modena especially is not in style. This seems partly to be because the second scribe thought some details were just too tedious, but in other cases it seems to be because the information hadn’t come in as expected: there are gaps left on the manuscript as if more were expected. Sometimes these gaps are very large, twenty-odd centimetres of unused parchment, suggesting that perhaps entire settlements hadn’t yet reported in when they started writing up and in fact never did, while at the end, after they’d got down to the properties that aren’t even land but just some people in Ivrea who sent them honey once a year, or similar,5 what seem to be extra estates from Brescia and Bergamo were added which had apparently been missed out earlier and whose returns therefore presumably came in late.

So we certainly don’t have a full inventory of Santa Giulia di Brescia’s property here (not least because it would still have been San Salvatore di Brescia in 906 I think) and the most obvious thing that’s missing is the monastery itself, which was at least mentioned somewhere in the text, as the scribes refer back to it as ‘the aforesaid monastery’, but in what we have is not mentioned at all.6 This suggests that what is now the first parchment probably wasn’t originally, and of course that means we don’t know how much is lost, especially as the twelfth parchment also breaks off in medias res. That unknown quantity is also the basis for the date of 906, which is not given in the text that we now have but which is recorded on the dorse of the roll, and which may therefore have once been in the missing part of the text. People have debated the palæography a lot and argued that this is anything from the original to a late-eleventh-century copy. Some of the land involved was only granted to the monastery by King Carloman in 879 so it’s younger than that, but the consensus seems to be that it could be 906, so it may as well be.7

Precept of King Carloman for Saint-Sauveur d'Atuyer, 883

Again, not the right manuscript, but the look is right and so is the dedication, this Carloman confirming the rights of Saint-Sauveur d’Atuyer in 883, from the inestimable Diplomata Karolinorum

Now, there are a whole range of things that interest me about this text, some of which will be their own posts, but let’s stick here with how they made it. As I say, the information is recorded to a template. Each estate is broken down by assets with the assets listed in the same order. Some estates didn’t have, for example, a spelt crop, but when there was a spelt crop it’s always tucked between the rye crop and the barley crop—not the only example, this—so there must somewhere have been a guide that said what order things should be listed in. There’s two ways that could happen, obviously: either the information came in more or less unsorted and the scribes arranged it according to a list in the office or else the template was actually used in the collection of the information. I think it must have been the latter, because there is as I say variation in the order around Modena. The scribes could obviously have fixed that if they were already reorganising data to a model. That they did not suggests that the model was used at record point, not at redaction point.

In other words, the monastery would have sent people out with a form to be filled in. For some reason this makes me terribly gleeful. It’s not that I have any great love for bureaucrats. It may be that I do love making lists of stuff, and it therefore reaches me inside to have good evidence of tenth-century people also making lists of stuff that were meant always to be in the same order and so on. But mainly I love it because this means it is possible to reverse-engineer the form they used, or at least something that would produce the same results. So by way of both showing you the kind of data we have and quite how bad my obsessive compulsion can get, you will find my version of that form, with one estate’s data entered into it, below the cut. For those of you slightly less keen on fine-grained (aha ha grain, sorry) agricultural demography, a seminar report will be along shortly… Continue reading

Name in Print XIII & XIV and Lights VIII & IX: the problems are also possibilities

[This was originally posted on 26th January 2014 and stuck to the front page, but now I've reached the point in my backlog where it would originally have fallen, I'm releasing it to float free in the stream where future readers might expect it. Don't laugh, chronology is important to historians...]

Even though this too is after the fact, it definitely deserves to be announced before I crunch through the relevant backlog. You first heard about it in September 2011, writing it in time for the deadline provoked me even to blank verse in December 2011, I actually told you what it was later that month; in March 2012 it was signalled that the revisions had been sent off; by the time we were dealing with proofs I was well into blog slough; but since October 2013 the world has been richer by a rather snazzy blue volume with my name on it, along with my co-editor Allan Scott McKinley’s, and this volume is called Problems and Possibilities of Early Medieval Charters. It is the eventual publication of some of the highlights of the Problems and Possibilities of Early Medieval Diplomatic sessions that Allan, myself and Martin Ryan ran at the International Medieval Congress at Leeds between 2006 and 2011, and it is rather good if I do say so myself.

Cover of Jonathan Jarrett & Allan Scott McKinley (edd.), Problems and Possibilities of Early Medieval Charters, International Medieval Research 19 (Turnhout: Brepols 2013)

Cover of Jonathan Jarrett & Allan Scott McKinley (edd.), Problems and Possibilities of Early Medieval Charters, International Medieval Research 19 (Turnhout: Brepols 2013)

If you are wealthy, you can buy it as a good old-fashioned stack of bound pieces of paper between board covers here, or you can if you choose buy it in electronic segments here. Each chapter has its own bibliography so they stand alone quite nicely, though obviously, since we wrote them with sight of each other’s copy and often actually hearing each others’ thoughts at Leeds, and because as editors Allan and I knocked authors’ heads together virtually when they were addressing the same concerns, they stand better together. And who are these highly-esteemed authors, you may ask? And I answer with a list of contents as follows:

  • Jonathan Jarrett, “Introduction: problems and possibilities of early medieval charters”
    Written by me to an agenda thrashed out between myself, Allan, Martin in the early stages and Professor Pauline Stafford, one of the series editors, in the later ones, this tries to sum up where we currently are in early medieval charter studies and what this book is doing in them that’s new. I give you an extract below because I’m pleased with it both as prose and as publicity.
  • Martin Ryan, “‘Charters in Plenty, if Only They Were Good for Anything': the problem of bookland and folkland in pre-Viking England”
    Martin here tackles one of the most tangled problems in Anglo-Saxon history with clarity and balance; at the end he hasn’t solved it but it’s much much clearer what the problem actually is, and I was setting this to students as soon as it was physically possible for them to get it. Martin also deserves praise for turning in a damn-near-perfect text. Neither Allan nor I could think of anything to change in it.
  • Allan Scott McKinley, “Strategies of Alienating Land to the Church in Eighth-Century Alsace”
    The charters of early Wissembourg have been mined by many a historian looking for party alignments in the great struggle between noble families for domination of the palaces of the Frankish kings that would eventually end in the triumph of the family who would become the Carolingians. Allan, with characteristic panache, shows that this is probably wrong since the Wissembourg donors’ activities make more sense in local, family contexts. He also wins the contest for longest footnote in the book.
  • Erik Niblaeus, “Cistercian Charters and the Import of a Political Culture into Medieval Sweden”
    Erik joined in the sessions with the brief of showing something of how a society that was new to charter use picked up and incorporated them into its political operations, and he does so with great clarity whilst also finding time to give a few nationalist myths a reasonable roughing-up on the way. I learnt a lot from this one.
  • Charles West, “Meaning and Context: Moringus the lay scribe and charter formulation in late Carolingian Burgundy”
    Charles carries out a classic micro-study here, getting from ‘why does one village in tenth-century Burgundy have a layman writing its charters?’ to ‘why and how are documents changing across Europe in the run-up to the year 1000?’, and makes some very sharp suggestions about how the two join up. He also got his favourite charter onto the cover, so read this to find out why it’s important!
  • Jonathan Jarrett, “Comparing the Earliest Documentary Culture in Carolingian Catalonia”
    I think this is actually my most rigorous piece of work ever. It has tables and pie-charts (though on those see below the cut), it uses numbers, it has a big dataset and lots of electronic analysis. What it shows, I think, is that the Carolingians didn’t change the way that documents were written when they took over Catalonia, but that the local bishops probably did in order to come up with something definitively local that was then spread through cathedral-based training and local placement of local priests. That might seem a lot to believe but that’s why I had to do it properly! Editor’s privilege: this is by far the longest chapter in the volume, but I think it’s important. Of course, I would…
  • Arkady Hodge, “When is Charter Not a Charter? Documents in Non-Conventional Contexts in Early Medieval Europe”
    Arkady definitely wins the prize for widest scope here: this chapter runs from Ireland to the Crimea via Canterbury and Bavaria, and what it finds in all these places is charters recorded in Gospel Books or other such contexts. He wisely asks: if this supposedly unusual preservation is so widespread, perhaps it’s… usual?
  • Antonio Sennis, “Destroying Documents in the Early Middle Ages”
    This one we were lucky to be able to include, a paper from before our sessions ran for which Antonio had not found a home. In it he asks why people would even destroy documents, and concludes that there are lots of reasons and far from all of them fraudulent or tactical, but all of which merit thinking about.
  • Charles Insley, “Looking for Charters that Aren’t There: lost Anglo-Saxon charters and archival footprints”
    Coming out of his work for the publication of the Anglo-Saxon charters of Exeter, Charles is faced with a lot of what diplomatists call deperdita, lost documents that are however attested in other documents, and does some very clever work to make something of the patterns of what does and doesn’t exist in his material. This one also probably has the most jokes of any of the papers, though Arkady is also in contention.
  • Shigeto Kikuchi, “Representations of Monarchical ‘Highness’ in Carolingian Royal Charters”
    If you’ve seen the texts of many early medieval royal charters you’ll have observed that the kings are no less splendid in their titles than our remaining European monarchs are now: majesty, highness, sublimeness, and so on scatter their documents. Shigeto however spots habits in these uses that seem to actually tie up to deliberate strategies of presentation and differentiation between the various Carolingian rulers, which not only may help to spot when something is off about a text but also gives us a potential window on the actual kings’ decisions on how to present themselves.
  • Morn Capper, “Titles and Troubles: conceptions of Mercian royal authority in eighth- and ninth-century charters”
    Contrariwise, in a thoroughly contextualised assessment of the titles used for Mercian rulers in their diplomas during the period when Mercia was both a political force and issued charters, Morn shows that what we have here is not necessarily the kings’ choices of self-presentation, but, maybe more interestingly, the recipients’ or their scribes’, and it’s very revealing.
  • Elina Screen, “Lothar I in Italy, 834–40: charters and authority”
  • Alaric Trousdale, “The Charter Evidence for the Reign of King Edmund (939–46)
    Despite their different centuries and countries of interest, these two papers are doing very similar things, which is one very familiar to me from Catalonia: looking at an area and time where there is almost no wider political narrative material available to historians and reconstructing events and power politics from the charter evidence, and both come up with new ideas about what was going on at their chosen monarchs’ courts at their chosen times as a result.
  • Julie Hofmann, “Changes in Patronage at Fulda: a re-evaluation”
    Julie here presents probably the most tech.-heavy paper, but it gives her extra chops: she goes about what would be an analysis of who gives what where quite similar to Allan’s except that having a database of the voluminous material from Fulda lets her seek precise answers to important questions like that necessary classic, “what are the women doing?” This not only offers some answers to that question but also explores the difficulties in gendering this kind of evidence and what it gets one to do so.

I don’t think there’s a chapter here that isn’t important in its field, and there are several that I’m proud to think may be important over several. Most importantly, any one of them can probably tell you something extra about your own field. As I put it in the closing paragraph of the introduction:

“The eclectic selection of papers is therefore part of the point: all of these studies can inform, and have informed, several or all of the others. This justifies the hope that readers of this volume will come to it because of something they need to read for their own purposes, but discover before putting it back on the shelf that there are other things that interest them which will also help them think over their material and its uses. We also hope, therefore, that even if some of the possibilities we present cause problems, the problems will also be possibilities.”

Continue reading

Seminar CLXXXV: checking what the genes mean

The week after the seminar just reported, I was back down at the Institute of Historical Research’s Earlier Middle Ages Seminar to hear no less a notable than Professor Patrick Geary of UCLA address us with the title “Preliminary Reflections on Genomic Evidence and Medieval Migration History”. Perhaps because I was only just out of Oxford at this point, I had all kinds of misgivings about this talk: other notable historians who’ve lately got into scientific methods have perhaps let enthusiasm outrun rigour, and the only previous time I’d seen Professor Geary talk I’d taken away what seems to have been a quite misleading impression. In fact, this talk was earnest, humble even, critical and very interesting.

Map of distribution of Y-haplogroups in modern European DNA samples

Map of distribution of Y-haplogroups in modern European DNA samples, source unclear

Professor Geary was introducing to us a seriously international collaborative project that seems to have no name, quite hard to do these days, but which is described on his web-pages as “Tracing Longobard Migration through DNA Analysis”. You can probably see immediately why my alarm bells were ringing: a lot of fashionable work has been done with DNA lately that hasn’t thought terribly hard about what the actual meaning of its data might be. Professor Geary took us through the immediate problems: if you are using the DNA of modern populations, then you are looking at the sum of their total genetic background, including not just the episode of change in which you as historian might be interested but everything before and since, including the Black Death, the Wars of Religion, Industrial Revolution, various kinds of diaspora, and ultimately every human population change since the Second Ice Age, so it too often becomes a matter of proving what we already wanted to believe rather than showing anything new.1 On the other hand, historical DNA is far harder to come by, rarely adequately preserved, usually only recoverable in either its mitochondrial components (which descend in the female line) or its Y-chromosomal components (which do so in the male line) but not both (or so he said) and still has the same back-history problem even if subsequent accretion can be eliminated. And of course, both of these approaches tell you only what the (successful) components of someone’s biological descent were, not what they thought they were or how they behaved. DNA is not, now that we’re out of the nineteenth century, much of a determinant of identity. So what on earth can we hope to show with it?

Supposedly 'Lombard' funerary goods from a burial at Hamburg-Marmstorf

Supposedly ‘Lombard’ funerary goods from a burial at Hamburg-Marmstorf. Photo by James Seakley [GFDL or CC-BY-SA-3.0], via Wikimedia Commons

Well, the answer is of course in comparison. We can, with adequate funerary archæology, hope to see change in the DNA record, and can get some idea of the size, gender and composition of the groups in movement in the so-called Age of Migrations. Checking these findings against texts, material culture and stable isotope analysis can then also give us some means of establishing whether culture or population change in any one correlates with change in any of the others, which is really quite important to do since so much of what is wrong with current work on migrations in any one of these genres of evidence is the assumption that it must do so.2 Already, at what was then an early stage of this project, Professor Geary’s colleagues sifting through data from recent excavations were getting results showing mixed populations in movement, ‘Lombard’ cemeteries that did not include just Lombards and so on, though there was not enough asked here about how the checking category was constituted, I think. It was easy to miss such things when the following example was of a cemetery in Thuringia where they had women buried with material culture kits usually held to signify Thuringian origins and ones betokening Saxon identification and found from the isotopic analysis that it was the Saxon ones who were local! Given that most of us would perhaps cynically have expected no correlations at all, or in the case of some perhaps hoped for positive ones, negative ones was not what was expected by anyone! So some synthesis of this project’s results should prove eye-opening for us all, but will hopefully also allow some actually founded generalisations about what, in fact, an early medieval migration might have been like to be in the middle of.

Artistic depiction of the Vandal army arriving in Carthage

Depiction of the Vandal army arriving in Carthage, apparently what the Deutsche Post still think that looked like

There were, as you might imagine, lots of questions, and this not least because the actual presentation was relatively short. Some of the questions seemed to be aimed to reassure the questioner that this work would not be bringing back the spectres of nineteenth-century racialism that Professor Geary has previously done so much to dispel, but he assured us that the wrong questions of that era would continue to go unanswered.3 Others were keen to be assured that this work would not, ultimately, be able to disprove migrations, those others having their book sales to think of after all.4 The most interesting questions however came from Dr Mark Thomas, responsible for some of the DNA work that Professor Geary had attacked, and who was clearly coming from a very different place to the rest of us that made me briefly sad I was no longer so close to scientists as I had once been, so as to debate it with them: he was out to argue that historians’ tendency to make models more complex ineluctably made them subjective and therefore biased, and that the only hope for such work is to generate simple models that can thus hope to escape the biases inherent in, for example, choosing ‘ethnic’ markers.

Fig. 3 from Thomas et al., "Evidence for an apartheid-like social structure in early Anglo-Saxon England"

I would feel better about his criticisms of historians did Thomas’s own work not include things like this graph, fig. 3 from his and others’ “Evidence for an apartheid-like social structure” cited below

This boiled down into the clearest two-cultures confrontation I’ve ever observed, Professor Geary wishing to abjure Occam’s Razor to describe a process we can see must have been incredibly varied and Dr Thomas obdurate that if we historians tried to find that variation in the scientific data all we would wind up doing was repeating the process of choosing the patterns we like best, because the results would be too diffuse to clearly prove anything. Either of them could have convinced me separately: put together, it made me suddenly wonder whether we weren’t here exactly at the point where what we can genuinely know starts to dissolve, and amid the general hope that we would know a lot more for Professor Geary and his colleagues’ project I thus took away a nagging reminder that in real terms we actually ‘know’ almost nothing about the past, which implies not least that convincing people with racist agendas that they’re wrong is going to be tricky. Still: since even hard science is finding out these days that data does not convince, I’m not sure that leaves us so much further apart after all…4


1. One example of such work used by Professor Geary was Mark G. Thomas, Michael P. H. Stumpf & Heinrich Härke, “Evidence for an apartheid-like social structure in Anglo-Saxon England” in Proceedings of the Royal Society B Vol. 273 no. 1601 (London 2006), pp. 2651-2657, DOI: 10.1098/rspb.2006.3627, a paper also criticised by Magistra from a mathematician’s point of view here, and this one was indubitably the most sharp critique just because, unknown to Professor Geary of course, its lead author was in the audience. Also singled out, however, were Cristian Capelli, Nicola Redhead, Julia K. Abernethy, Fiona Gratrix, James F. Wilson, Torolf Moen, Tor Hervig, Martin Richards, Michael P. H. Stumpf, Peter A. Underhill, Paul Bradshaw, Alom Shaha, Mark G. Thomas, Neal Bradman & David B. Goldstein, “A Y Chromosome Census of the British Isles” in Current Biology Vol. 13 (Amsterdam 2003), pp. 979-984, DOI: 10.1016/S0960-9822(03)00373-7 and most of all Peter Ralph & Graham Coop, “The Geography of Recent Genetic Ancestry across Europe” in Public Library of Science: Biology Vol. 11 (San Francisco 2013), e1001555, DOI: 10.1371/journal.pbio.1001555, this last for spotting Hunnic migration using modern state boundaries, uncontrolled dataset and strictly out-of-date scholarship with which to interpret, according at least to Professor Geary: the historical cites actually seem fairly up-to-date to me, but this is not a paper one can skim for solidity of interpretation, so I haven’t…

2. Isotopic work on other hand takes a particular joy in exploding everyone else’s ideas, e. g. Janet Montgomery, Jane A. Evans, Dominic Powlesland & Charlotte A. Roberts, “Continuity or colonization in Anglo-Saxon England? Isotope evidence for mobility, subsistence practice, and status at West Heslerton” in American Journal of Physical Anthropology Vol. 126 (Hoboken 2005), pp. 123-138, DOI: 10.1002/ajpa.20111, and it’s hard not to like it for that but it is still using one form of evidence to show a bigger condition, even if that condition is undefined free flow of movement.

3. Patrick J. Geary, The Myth of Nations: The Medieval Origins of Europe (Princeton 2003).

4. If this all leaves you wanting more, you may be pleased to know that Professor Geary has written what seems to be a short version of this paper as “Using Genetic Data to Revolutionalize Understanding of Migration History” in The Institute Letter Spring 2013 (Princeton 2013), web version here.

Leeds 2013 report part 4 and final

I probably stayed at the dance of the International-Medieval-Congress-before-last longer than I should have done given that I was presenting the next day, but nonetheless I was on time, just, to my own session, and in practice it would have upset few enough people if I had been late, as there were only four people in the audience!

1525. Expressions of Ecclesiastic Authority: from priests to popes

The lessons here, I suppose, apart from the obvious “hope not to be scheduled the morning after the dance“, are to aim to be part of a session, not just to fling a paper title at the organisers as I had done (and as I am avoiding doing next year: had you seen the Call for Papers? I’d be happy to have some more submissions…). All the same, I’d spent quite a lot of the conference in a funk about leaving the profession, although I had during it in fact been offered my next job had I but known this, and this morning audience did not, shall we say, help me with feeling as if my work had value, as didn’t my knowing that because of Montserrat’s e-mail silence I didn’t have the facts I really needed to make it work. Nonetheless, I gave it my best, and I think that certainly the other two papers were very interesting in their own ways. The trouble was rather that there was no single way in which all three were on someone’s wavelength…

  • Jonathan Jarrett, “The Priests of Montpeità: Competing Ecclesiastical Interests at the 10th-Century Catalan Frontier”
  • Patricia Dalcanale Meneses, “‘Roman Gothic': Giuliano della Rovere in Avignon”
  • David Kennett, “Trouble Finding Bishops: the episcopal crises of Henry VII”
  • My morning offering was, as you can see, the second part of the Manresa project. Having in my previous paper on this (seen, of course, by none of the same people but hey) tried to set apart the monastic clergy of Sant Benet de Bages from their dense recording of parts of the territory of the city of Manresa in the tenth century, I now tried to see past them to the wider priesthood, concentrating in particular on one of the most densely-documented parts of the record there, a place that is now a basically empty hillside called Montpeità. Having first taken the twenty most frequently-appearing people and shown that they were surprisingly free of direct associations with the monastery, I demonstrated the intermittent monk problem then tried the same trick with the clergy, and yeah, the top three are monastics, one of them being the place’s advocate but never actually dealing with it direct (a sign how little weight this kind of work can bear) but numbers 4-10 of the top 10 are just the actual local priests as far as I can see, albeit that one of them was apparently quite senior at the era of the monastery’s foundation and wrote their foundation and endowment documents (the latter seen below, with his distinctive spelling of his name and signature in capitals). So it does kind of work, there is a possibility of getting at the local clerical distribution through this sample despite the weight of the monastery. But it wasn’t what you could call a finished set of findings.

    The act of endowment of Sant Benet de Bages

    The act of endowment of Sant Benet de Bages, not in great shape alas, but signed at bottom left by SUNIÆRUS. Slightly larger version linked through, but even at the biggest size I have this is still basically no longer legible

    As for the other two speakers, Dr Dalcanale showed us how the man who would become Pope Julius II had, by the time he did, architecturally implanted himself all over the centre of Avignon so that even before his election one could hardly avoid seeing his works, which were furthermore strongly French Gothic in style, rather than the Romanising architecture he might have adopted. Then Mr Kennett looked at the accusations often levelled at King Henry VII of England that he kept bishoprics open for longer than other kings (thus profiting from their revenues). According to Mr Kennett, while there is a statistical justice in this it can be mostly explained by the fact that as Henry took the throne almost all of his bishops were seventy years old or more, and that very rapidly they died: he had 14 new vacancies over the period 1502 to 1505, and it understandably took him time to find competent candidates for so many sees, especially given the kind of hierarchy of importance and income they seem to have had which meant that only some of them could honourably be used as entry-level positions. This was interesting, as was Dr Dalcanale’s paper, but you can see what I mean when I say that there was very little that joined all three of us together in era, geography or focus…

I did get what looked as if it might be a useful contact for the Montserrat problem out of this, though, so I left in a better humour than I’d entered. (Ironically, firstly the contact has been unable to help, and secondly they found me independently though here a few months later anyway! But I wasn’t to know that then.) It was good to have finally done my turn, anyway, and the rest of the day was much more fun for me.

1602. ‘Defended Communities': fortified settlements of the 8th-10th centuries – origins, forms and functions, II

  • Rossina Kostova, “The Western Black Sea Coast: how and how much was it defended?”
  • Immaculada Ollich i Castanyer, Montserrat Rocafiguera & Maria Ocaña-Subirana, “The Southern Carolingian Frontier along the River Ter: ‘Roda Civitas’ identified in the archaeological site of l’Esquerda (Catalonia)”
  • This thread was ill-favoured by its position on the last day, as all the sessions I could make were really interesting but people kept leaving during them. This session here had even lost one of the planned speakers, but to me this mattered not at all because what it meant was that the small-scale Catalan invasion got to take up far more of the session than it otherwise would have been allowed. (You may have recognised some of the names…) But before that happened, Dr Kostova gave us an interesting summary of the medieval fortress archæology along the Bulgarian coast of the Black Sea. She saw a division at the Danube, south of which the Byzantines kept forts active in some places, planted settlements when they could and generally kept the space full, and which the Bulgars subsequently blocked up with earth dykes to prevent easy movement of armies; the Byzantines recapture of this zone during the eleventh and twelfth centuries didn’t change that much but they did make a good attempt to hold the Danube. North of the Danube, however, whether Byzantine or Bulgar (or, briefly, Avar) there was much less investment except at a few notable coastal centres. What this seemed to show to the audience was that whoever held that territory, they could usually mobilise a good deal of labour: the Bulgarian dyke system extends for 120 km in some of its lengths! But though the how is impressive, the why of all of this would also be informative if we could get closer to figuring it out.

    Aerial view of l'Esquerda

    Aerial view of l’Esquerda

    Then, however, came a site dear to my work, good old l’Esquerda, being presented in the UK for the first time in a long time, and with much done since then.1 The site has a very long chronology, late Bronze Age to twelfth century, so Dr Rocafiguera took us through the background, which included one more big square Iberian tower than they thought they had when I was last there, possible Punic War defences that became the gateways of a Roman village. They now also have a hitherto unsuspected Visigothic phase, however, dating evidence including a radio-carbon date centering around 614, and it comprises a thoroughgoing refortification period with a huge new wall slighting the older defences. Within it, however, the excavated area seems to have been turned over to silos that eventually became rubbish pits and cut through each other, with burials going on in the area of the walls. A village was presumably there somewhere but as of the 2012 season they hadn’t yet found it. It was this somewhat dilapidated complex, anyway, rather than a half-functional Iberian fortress-town, that the Carolingians inherited and refurbished, then.2 There was obviously enough for the Carolingian forces to reuse.

    The newly-discovered wall of l'Esquerda exposed in the 2012 excavations

    The newly-discovered wall exposed in the 2012 excavations

    The star find in all this, however, was a silver denier of Louis the Pious that came from the Carolingian destruction layers, whose deposition we can thus reasonably date to 826 or very narrowly before, an unusually close chronology. Coins are just vanishingly rare finds in Catalonia anyway, so they were understandably excited, but the find also helps remove any doubt (if there were any) that this is the Roda mentioned as destroyed in the rebellion of Aizó in the Royal Frankish Annals.3 That’s great, because pinning textually-attested events to archæology so closely hardly ever happens, but now we have quite a lot more questions about what on earth the Visigothic-period site was for and who was using it…

All of that gave me quite an appetite for lunch, once I managed to stop talking Catalonia. But I was clear which strand I needed to be in for what remained of the conference now! First, however, came lunch with friends and also some unexpected neighbours…

Hawks and owls at the 2013 International Medieval Congress

Hawks and owls peacefully waiting for showtime

I didn’t get to see the actual show, however, because I had more fortresses to go and hear about!

‘Defended Communities': Fortified Settlements of the 8th-10th Centuries – Origins, Forms, and Functions, III

  • Juan Antonio Quirós Castillo, “Early Medieval ‘Incastellamento’ in the North of Iberia”
  • Alessandra Molinari, “Rural Landscapes of Sicily between Byzantines and Muslims (7th-11th c.)”
  • Neil Christie, “Creating Defended Communities in late Saxon Wessex”
  • Yes, that’s right, every single session I went to this day had something about Spain in it and I only had to supply one of them! (This was not least because I’d suggested a bunch of Spanish castellologists to Hajnalka Herold when she was setting the sessions up and they apparently proved agreeable, but hey, you do what you have to.) Nonetheless, and despite his prodigious output, much of it internationally aimed, this was the first time I’d actually seen and met Professor Quirós. He was here to tell us of a sea-change, however, in which Pierre Toubert’s model of castles as the social centres that drive everything because of élite demand have been shunted out in the archaeolography (if there can be such a word) of northern Iberia in favour of villages being the key, and castles being basically defence apparatus, more symbols of power than agents of it.4

    Castillo d'Arganzón

    The Castillo d’Arganzón, another of those Professor Quirós has been digging

    That fits what I see in Catalonia quite well, but it is also something much more likely to come up in archæology because the units the newest digs, his type site here being a place called Treviño, are showing up are effectively self-contained, so would not show up in transactions. I’m less sure about that argument or whether any such places exist outside mountain Navarre, but I suppose that the Catalan archæologists would probably brandish Roc d’Enclar at me and they’d probably have a point.5 From the survey Professor Quirós’s team have, in any case, early medieval castles in Navarra and the Basque Country seem to have been exterior to settlements, churches were more integral and a late antique precedent is also often common; it’s only in the twelfth century that the picture of a castle as the obvious tool of social domination begins to stick, which means that such incastallamento as was being carried out was being done from existing, centralised, sites. That paradigm was already struggling, but this doesn’t do it much good…6

    Meanwhile, in Sicily, wouldn’t you know, it’s the tenth century that turns out to be crucial; Dr Molinari painted us a picture of a society where late antique settlement organisation went on till quite late, and while it began to be dotted with Byzantine fortresses in the face of the Muslim invasion in the ninth century, it’s only in the tenth that peasant settlement moves up to the hills. What is missing from the picture so far is much sign of Islamic fortification; the Byzantine state here seems to have been attenuated enough that it just withered back in the face of opposition. And lastly, Neil Christie, co-organiser of the sessions, took us through the now-appreciated variety of the Anglo-Saxon burghal system of fortresses against the Vikings and added to it a perspective that many of the other papers had also adopted, that control of territory may not have been as important for their location as control of routeways (including waterways).7 This interests me because, as I hope to show soon, it just doesn’t work in Catalonia (except maybe the waterways, but the Ter is no quick way to get anywhere, especially upstream). The other factor that came up again here was the workforce needed to get these sites up, which was not just a matter of a quick bit of earth-moving but often demolition, clearance, and then quite heavy building for all that stone was not usually involved. Of course, Asser tells us about how this was resented, but it was good to have the Anglo-Saxon sites brought into the same dialogue as everyone else was having.8

So, that was it; after that it was an hour or so of hanging about, gathering bags, drinking tea and saying goodbye, and then I set off home, quite possibly as I then thought having just done my last Leeds as an academic. I’m pleased that this was not so, and I had extensive plans for how to handle it if it were so, but all the same the abyss yawned near, and spending most of a day remembering that other people are also interested in the things I’m interested in and get paid for investigating them was a boost in an otherwise slightly dark time. But it’s OK: I was about to head for the sunshine…


1. That first presentation being Immaculada Ollich i Castanyer & Montserrat Rocafiguera, “Ancient patterns in settlement and urbanism: the medieval site of L’Esquerda (Catalonia)” in Rural Settlement, Medieval Europe 1992: a conference on medieval archaeology in Europe, 21st-24th September 1992 at the University of York volume 4 (York 1992), pp. 131-137.

2. Cf., well, basically everything previously published on the site alas. Happily, in a way, there’s still basically no later ninth- or tenth-century evidence beyond the church, so J. Jarrett, Rulers and Ruled in Frontier Catalonia, 880-1010: pathways of power (Woodbridge 2010), pp. 87-99, is still basically OK on the place, and you can find there the other most useful earlier references.

3. Friedrich Kurze (ed.), Annales regni Francorum inde ab a. 741 usque ad a. 829, qui dicuntur Annales Laurissenses maiores et Einhardi, Monumenta Germaniae Historica (Scriptores Rerum Germanicum) VI (Hannover 1895; repr. 1950), transl. in B. Scholz & B. Rogers (transl.), Carolingian Chronicles: Royal Frankish Annals and Nithard’s Histories (Michigan 1972), pp. 35-125, with commentary pp. 2-21, s. a. 826. On the coinage of the area see most easily J. Jarrett, “Currency change in pre-millennial Catalonia: coinage, counts and economics” in Numismatic Chronicle Vol. 169 (London: Royal Numismatic Society 2010 for 2009), pp. 217-243.

4. Toubert, classically, in Pierre Toubert, Les Structures du Latium médiéval : Le Latium méridional et la Sabine du IXe siècle à la fin du XIIe siècle, Bibliothèque des Écoles françaises d’Athènes et de Rome CCXXI (Paris 1973), 2 vols, but now cf. his “L’Incastellamento aujourd’hui : Quelques réflexions en marge de deux colloques” in Miquel Barcelo & Toubert (edd.), L’incastellamento : Actes des recontres de Gerone (26-27 novembre 1992) et de Rome (5-7 mai 1994), Collection de l’École française de Rome 241 (Rome 1999), pp. xi-xviii, also printed as “L’incastellamento, mode d’emploi” in Hélène Débax (ed.), Les sociétés méridionales à l’âge féodal (Espagne, Italie et sud de la France Xe-XIIIe s.) : Hommage à Pierre Bonnassie, Méridiennes 8 (Toulouse 1999), pp. 119-124. For Professor Quirós the new gospel appears to be the work of Iñaki Martín Viso, most obviously I suppose his “Un mundo en transformación: los espacios rurales en la Hispania post-romana (siglos V-VII)” in Luis Caballero Zoreda, Pedro Mateos Cruz & Tomás Cordero Ruiz (edd.), Visigodos y omeyas: el territorio (Mérida 2012), pp. 31-63.

5. There’s probably a full report on Roc d’Enclar by now but I know it from J. M. Bosch Casadevall, “El Roc d’Enclar: el poblado fortificado d’época carolingia” in Jordi Camps (ed.), Cataluña en la época carolingia: arte y cultura antes del Románico (siglos I y X), pp. 107-110, transl. as “El Roc d’Enclar. The Fortified Site in the Carolingian Age”, ibid. pp. 473-476.

6. See Richard Hodges, “Size matters: new light on the Italian Dark Ages” in Philippe Sénac (ed.), De la Tarraconaise à la Marche Supérieure d’al-Andalus : les habitats ruraux (IVe-XIe siècle). Desde la Tarraconense a la Marca Superior de al-Andalus: los asentamientos rurales (siglos IV-XI), Méridiennes : Études Médiévales Ibériques 2 (Toulouse 2006), pp. 223-229.

7. Here the cite of choice, which I must follow up some day when world enough etc., was Jeremy Haslam, Urban-rural connections in Domesday Book and late Anglo-Saxon royal administration, British Archaeological Reports (British Series) 571 (Oxford 2012).

How to protect yourself from feudal violence, and other links

Today there is only time for a links post, I’m sorry about that. But happily I had most of one ready in the backlog drawer, and they’re all of reasonable moment.

A late-eleventh-century underground refuge site at Bléré Val-de-Cher, seen from above during excavation

The refuge site at Bléré Val-de-Cher, seen from above during excavation

Firstly, while I was still reading other blogs (a habit to which I hope to return), Archaeology in Europe fed me this link to Past Horizons, who had a report on an archæological site in Bléré-Val-de-Cher, an area much disputed between the counts of Blois and Anjou in the late eleventh century, which turns out to be the date of a cooking pot they’ve retrieved from an underground chamber beneath the floor of a house there. It looks pretty inarguably like a hidey-hole and there are some great pictures. But was it a peasants’ last resort (in which case that’s a lot of digging, guys, well done) or if not, whose?

Aerial view of Farfa Abbey

Aerial view of Farfa Abbey

Then one of my old Oxford students, fellow frontierist Rodrigo García-Velasco, pointed me at this new virtual tour of the Abbey of Farfa, with 360° views of many of its more impressive chambers (though those need Quicktime). Granted not very much of it is still Carolingian but there is Romanesque enough to keep me happy and I gather some later architectural movements may also have had a trick or two up their sleeves that are visible here.

Portrait denier of Charlemagne

Portrait denier of Charlemagne

And then lastly, a work of great moment, the Kings College London project The Making of Charlemagne’s Europe, which as you may know from such august blogs as Magistra et Mater has been striving to get all charter material from the territories ruled by Charlemagne generated during his reign into a database for prosopographical, micro-historical and generally historiographical reasons, has now tentatively gone live to the web. They explain what they’re doing, report on a conference the project ran earlier this year and also, of course, have a blog. And where else are you going to find Jinty Nelson blogging? So I recommend you take a look! I’ve linked it from the sidebar as well, so you can always do it later…

Seminar CLXXX: hiding English coins in tenth-century Rome

One good paper about travel to Rome deserves another, or something; five days after hearing Lizzie Boyle tell us about Irish clerics whose journies to Rome went awry, on 27th May 2013 I was listening to my old colleague Rory Naismith addressing the Medieval History Seminar in Oxford with the title, “Peter’s Pence and Beyond: the Forum Hoard and Anglo-Roman monetary relations in the Middle Ages”. The hoard in question here is 870 silver pennies and a gold solidus found in digging in the Forum of Rome in 1883. The digger was looking for the house of the Vestal Virgins so went pretty much straight through the later building between Santa Maria Antiqua and San Silvestro in Lacu where the coins turned up, so they have had only the most cursory publication up till now; Rory and colleagues are now changing that and he was in Oxford to tell us more about it.1

I guess about the middle of this picture...

The composition of the hoard first: the solidus is one of Emperor Theophilus (829-842), and among the silver there are five Continental pieces, one of Emperor Berengar I (915-924) from Pavia and the others from Pavia, Strasbourg, Regensburg and Limoges.2 The rest is Anglo-Saxon pennies of all the kings from Athelstan (924-939) to Edmund (939-946) barring six from the mint of Viking York. The whole thing seems to have been in a bag of some kind because also found were two silver hooked-tags that could have been fasteners and seem to bear the garbled name of Pope Marinus II (942-946), and when it came up it was all in a cooking pot.3 A 940s assemblage date thus seems pretty obvious, but Athelstan’s contribution makes up nearly half of the English stuff even though it would have been in circulation the longest, and should, we might think, have been withdrawn by this time.

A silver penny of Athelstan naming him as King of All Britain, from the London mint

A silver penny of Athelstan naming him as King of All Britain, from the London mint

London is the mint best represented, and that is where the die-links are most frequent, suggesting that coins from there had circulated less than the others, but a sixth of the coins are from Midlands mints and another sixth from even further afield. Rory thought that this probably represented the circulation available in London or close by around that time, and pointed out that Bishop Theodred of London, who died 942×951, had been to Rome and bequeathed stuff he’d bought in Pavia, among a sum of wealth from which 870 pennies would hardly have been significant.4 Whether that constitutes a smoking gun or not, if this was circulation (and we have very few southern English hoards of this period from which to judge, they’re actually more frequent in Italy!) if this was the coin doing the rounds in 940s London the Anglo-Saxon coinage system was some way off its later level of regulation. I also don’t see how we can rule out that the owner of these coins wasn’t adding stuff or even taking stuff out as he moved, so there are difficulties with interpretation still, but it’s still a good chunk of evidence for money use somewhere!

Inscribed hooked-tags from the Forum Hoard

The hooked-tags from the hoard, inscribed +DOMNO MA and RINO PAPA, a matching pair. Blunt, Okasha and Metcalf, Pl. VIII.

The question that follows, however, is that with any hoard: why did someone bring it where it was found, put it there and then not come back for it? The last one of these can almost never be answered, and here the second one was hard to answer too — opinions varied on whether this was a run-down or busy part of tenth-century Rome and the most that could be agreed was that it would have been hard to be unobserved, while the actual location doesn’t seem to have been part of the precinct of any active churches — but with the first there are two obvious suggestions. The first is that this was a pilgrim’s gift, and the custom-made fastening does make it look like a votive offering; if so, however, it obviously never got given! The second, which has the same problem, connects to the tax of Rory’s title, ‘Peter’s Pence‘, a levy on the English for the support of the papacy which is canonically blamed on either King Offa of Mercia or King Alfred the Great of Wessex, but which is otherwise hard to demonstrate in operation before the time of King Æthelred the Unready (978-1016). This seems too early, therefore, and in any case it’s nothing like as much as a Peter’s Pence payment would presumably have been: Rory said that it matches about one-third of what Berkshire paid in the time of Domesday Book, in which case where’s the rest?

A Pavia denaro of King Berengar I

A Pavia denaro of King Berengar I

It was the closing points that probably interested me the most, though, sometimes-numismatist as I suppose I am. These were about the use of money in tenth-century Italy. This seems to have been quite restricted. A full quarter of early medieval coins found in Italy have been English ones. The papal coinage is only ephemerally preserved. However, from the 970s onwards the royal coinage of Pavia seems to have had some kind of a renascence; it rises in find frequency to drown out both English and papal issues. This being Western Europe’s most urbanised area, it seems improbable that there wasn’t money of some kind in use in markets; the English stuff however seems to have been what one hoarded (presumably because it was well-known to be better). In that case, should someone have just stolen this bag meant for Pope Marinus from Bishop Theodred or whoever, and then found it full of English coin, stashing it somewhere out of the way where they could take coins from it few by few, and not getting very far with that before some mishap befell them, still seems a perfectly possible outcome. We will never know: but lost precious metal really seems to pique the popular interest, and in cases like this it’s not hard to see why!


1. I suppose it depends what you mean by cursory: there’s D. M. Metcalf, “The Rome (Forum) Hoard of 1883″ in British Numismatic Journal Vol. 62 (London 1992), pp. 62-96, online here.

2. These details, except the attribution to Berengar, are from ibid.; Rory mentioned the Theophilus solidus but called the others ‘Frankish'; the Berengar attribution came out in questions.

3. The tags have been published in James Graham-Campbell & Elisabeth Okasha, with Michael Metcalf, “A Pair of Inscribed Anglo-Saxon Hooked Tags from the Rome (Forum) Hoard of 1883″ in Anglo-Saxon England Vol. 20 (Cambridge 1993), pp. 221-229.

4. His will is edited in Dorothy Whitelock (ed.), Anglo-Saxon Wills (Cambridge 1930), no. 1, and translated in eadem (transl.), English Historical Documents vol. 1: c. 500-1042, 2nd edn. (London 1979), no. 106.