Category Archives: Catalonia

Building states on the Iberian frontier, V: what lords and peasants did in Catalonia

I hope that this again delayed conclusion to the series of posts in which I try and work out my position on the importance of different agencies in frontier settlement in the early Middle Ages needn’t be as long as the last one. I’m also planning to concentrate it much more deliberately on Catalonia than the previous four, and if it talks to the Escalona and Reyes case about Castile that started me off on this it will do so more by setting up an alternative and implicitly inviting consideration than by actual address.1 That all said, its first and most important question is one to which their answer is important, which is: whom do we consider a lord in these situations? My answer, however, as usual takes a lot of words, so here’s a picture and you may if you choose pursue the text below the cut.

Miniature of an oath of homage from the Liber feudorum maior of the counts of Barcelona

At least one of these people is a lord even though one’s a lady. “Maior8” by Anonymous – Licensed under Public domain via Wikimedia Commons.

Continue reading

Building states on the Iberian frontier, IV: what’s going on

[As with the previous one of these posts, this was first written in February 2013 as part of a single piece of thinking-in-text that has since resulted in an article that should be online for all to see within a few weeks.* That article will represent a more fully-thought-out (and also shorter and better-founded) version of some of the below, but the first thrash-out still seems worth posting.]

In what ought to be the last of these posts, originally inspired by that crucial sense on reading someone else’s work that this is not how you see it, but without the initial ability to articulate what your difference is, I need to try and come to some kind of conclusion about what I think is special about frontier settlement, perhaps in Catalonia and perhaps (I hope) more widely.1 It is a strong feeling of mine that this is not thought about enough, that we have a tendency to pile up case studies about frontier societies without working out what of these cases is common or distinct and in general to talk about these things without theorising from them in a way that might inform others, so, I must put my money where my mouth is mustn’t I? So, OK, let’s start with why anyone opens up a chunk of frontier waste-land at all.

Peasants undertaking land clearance in the Sachsenspiegel

Peasants undertaking land clearance in the Sachsenspiegel

The first and obvious thing that seems safe to infer from this happening is that the people in question want more land. There could of course be a lot of reasons for that; the obvious ones are to do with agricultural or other natural resources, but it also seems to me that if we are talking about a genuine frontier situation, these must essentially be gambles; if you have good information about what a piece of land will bear, be it “this seems the sort of place where olives might grow well” or “there’s gold in them thar hills!” then it’s not really a frontier, or not a classical one; if information is available to you it’s not the unknown.2 So, OK, it’s presumably a general desire for more resource, which would need to be provoked either by a problem with the existing situation at home, food shortage or labour surplus, or by a wish to better one’s situation relative to those at `home’ with whom you continue to interact, i. e. a project to obtain wealth and/or status. That might cause some people conceptual problems unless there be a lord pressuring those people to hand over surplus, of course; I probably don’t need to remind readers here about Chris Wickham’s famous opinion that without oppressive lordship peasants would, “work less and eat more”.3 Nonetheless, we have here seen some time ago that, at least on the frontier of tenth-century Catalonia, people of a fairly ordinary if affluent sort were prepared to spend a lot of money in order to get resources that would make them money, sometimes just a share of those resources rather than any kind of monopoly, in the form of mills, and I think that we don’t have to turn the whole central medieval peasantry into proto-capitalists in order for there to be enough would-be nouveaux riches to staff a slow move out into new territories just over the edge of current jurisdictions.4

That said, these are the reasons of the producers, and one main message of the Escalona and Reyes chapter from my reaction to which I span all of this is that the initiative for such expansion could instead be that of the élite, be those élites `local’ or more seriously-ranged contendors.5 One obvious reason for them might be security. One of the first requirements of some of the big frontier concessions by the Catalan counts is the building of fortifications, as we’ve seen here while I was wrestling with whether such concessions could meaningfully be called feudal or not. This might be seen as just a power-grab, ensuring that whoever lives in these zones be properly dominated by people under obligation to a wider authority, but one ought not to forget that it also and genuinely constituted a means of defence for populations `behind the lines’. This kind of concern was a live one in late-tenth-century Catalonia. We have also seen here how people from all over the principality could be rallied to fight in `public expeditions’ when danger threatened from the Muslim south.6 It is also possible to cite a castellan who had been given one of these concessions by the counts, Amat de Gurb who held a tower called Atonell in the area of the current Santa Perpetua de Gaià (and maybe even that tower, since it is held to be tenth-century and is also triangular), paying the ultimate price in defending it against the raid of al-Mansur in 978; sometimes, the obligations of such a position of dominance had to be fulfilled, whatever the cost.7 This, surely, must also have been the case in Castile, famously described as `a society organised for war’ and subject to attacks from the same Muslim power at this same time.8 The enemy need not, of course, be so foreign; the recipients of the Cardona franchise charter of 986 were encouraged to get themselves land from ‘Christians or pagans’, as long as they could defend it themselves, and going rather farther back, this is one of the things I think Cullen Chandler has right about Charlemagne’s and Lous the Pious’s concessions to immigrants from the south on this same frontier; it created a band of serious yeoman soldiery with ties direct to the king who could be used as some kind of counterweight to an otherwise-dominant autochtonous or gone-native counts at the top levels of delegated power.9

The castle complex of Santa Perpetua de Gaià

I’ll wager that it was a lonelier place to die in 978 than it is now… The castle complex of Santa Perpetua de Gaià, from the website of an architects’ firm who are apparently now restoring it. If that tower could speak, the first thing I’d ask it is just how many rebuilds it remembers…

Those concessions did also create dependents, of course, and that can’t be ignored even if the master rapidly became unable to reach or protect his followers.10 Each time Count Borrell II handed over a castle to one of his men, or to a monastery, the securing of surplus from agricultural workers in its vicinity must have been assumed to come with; several (perhaps all) of these castles had nearby units of land called beneficia which probably had this function, and it is not so close to the end of the tenth century when we start to find these being called fiefs, or at least feva, though cases where this word is equated with fiscum do mean that so early we should probably see this as the portion of notionally-public land attached to the castle from which its upkeep and support were to be provided.11 The progress of these allotments and the dues they could command towards becoming wider accumulations of seigneurial rights and abuses that we could lump under the general heading of ‘the ban’ if we loved Marc Bloch enough to brave Susan Reynolds’s unhappiness with our terms, is something that doesn’t need to be covered here; I will say only that Gaspar Feliu’s twenty-five-year-old plaint that Pierre Bonnassie’s work on this needed replacement after standing for more than a decade still wants an answer, which may even be because Bonnassie’s picture was basically right.12 Something probably must be, after all, pace Paul Edward Dutton’s gloomy prognosis that as medieval historians, “the best we can hope for is to be wrong in new ways.”13

In any case, that frontier settlement by élites must have involved the obligation of people there to support those élites with food or service is pretty basically evident, and while we can see it with the Hispani‘s passage to subjection in the ninth century or tenth- and eleventh-century complanters putting in their work for two on the agricultural margins, we must suppose it in all cases, in varying and changing degrees of formality and structure. We might see this as a simple equation of subjects with power, or we might see a more sophisticated and, I have to grudgingly admit, Foucauldian, attempt to turn activity in these regions into a general recognition of a right to act in the name of power here. This would be the “notion of popular collective subjection” that Escalona and Reyes invoke in their picture of these processes, but while it certainly must have been one of the results of such activity I’m not sure that their study gives us much insight into how it had been created, whereas I hope that the one I’m developing here may.14 With that said, I’m not sure that my élites were conscious of this result of their activities in these areas, because it seems to me that if your aim is to create a recognised space for ‘state’ power by intervening in otherwise ungoverned territories, you don’t hand it out to a dependent as soon as you’ve met with any success. So I might wonder whether this isn’t more cause than effect, at least this early and here. Anyway, this would be an issue for another study and perhaps even another student.

Castell de Llordà, Isona, Catalunya

The current state of the Castell de Llordà (image from Viquipèdia), a castle donated to the Church pretty much as soon as Count-Marquis Borrell II of Barcelona, Girona, Osona and Urgell had got it up and running

So, we have a range of conceptual possibilities for how frontier settlement might be going on, and who might be getting something from it and what, but the question then becomes the more complex, how can we recognise these possibilities in the surviving record on any more than a one-off basis provided by the occasional super-informative document? Can we build anything from this box of possibilities that will survive the shaking of ‘not invented here’? To my mind the best way to do this kind of work is not to try and provide a universal answer or even a universal list of answers, but instead to provide a deeper set of questions, the sort of structure of inquiry that might eventually become material for a flow-chart with possible solutions and formulations at the bottom. Such questions might be: what are the points around which each area is organised? Does it in fact have a castle, as did my case study at Gurb, or an old fort no longer used except by the Church as at l’Esquerda not so far away and about which you’ve read so much here, or indeed a church and nothing more as at one of my favourite, because documented only in archæology, cases, Santa Margarida de Martorell?15 Sometimes, and perhaps more often in other areas, and of them especially Castile where the ‘aldea’ operated in this kind of way if I understand it right, the organising point would actually be a settlement, the village proper and the rights it collectively claimed, and some places would have had none of these things and only the vaguest of unities.16 My favourite case here is the villa of Montells, near Vic and spread out enough to have an upper and a lower portion as well as places that could be described as between those halves, but no apparent church or fortification due to a plethora of others nearby or because the whole place really only counted fourteen people or whatever; I could do more with the documents from here than I have.17 Again, here there is some clarity for Catalonia about what the situation would become—the name of the principality does after all derive from the word for `castellan’—but less about how things were before, when the move into the frontier zones was nevertheless happening.18 Even later, of course, the places that were being brought into control did not arrive under control in this definitive form; that was the result, not the cause.19

That is one important thing that we could attempt to distinguish cases by, not least because unlike many of the things we might look for, this could be archæologically detectable in settlement patterns, assuming a useful ceramic sequence ever comes within reach.20 Questions that we can probably only hope to resolve by even finer interpretation of the documents would be about the processes that were going on that might be controlled and who controlled them. There are a lot of these, once one starts to break it down: any of land clearance, grouping and linking of settlement, defence, worship, the settlement of disputes and representation to other groups or higher authority could be in different hands, some or all of the same hands or under no control at all. There are probably more categories I haven’t yet thought of. But when we have so many variables in play, a clear narrative in which some group, be it bold pioneer peasants, comitally-organised aristocracies or ‘local élites’, was actually creating territory, may well be over-simplistic. Probably each group only controlled some of these aspects and a truly domineering élite would need to have appreciated and been able to interfere conclusively in each of them; this will not always have been the case, and perhaps not even often, all of which would have left some recourses open to the communities control of whom was at issue.21

Sant Andreu de Gurb viewed from the castle hilltop

Sant Andreu de Gurb viewed from the castle hilltop; which of these was dominating whom, eh?

Once again we seem to be up against the plausible word limit and to have reached a temporary conclusion. That might even have been the big point I have that others can take away to their own frontiers. These are, however, conclusions about lordship and settlement generally, and I’d actually promised them for locally. Reasoning down from a model rather than up from practice is unusual for me, but I do still have some stuff I want to say to reattach this question to what lordship could actually do in these frontier situations where institutions are in formation, specifically in Catalonia, and briefly glance at Castile again with those things in mind, but this looks like far enough for a post and I feel as if I have got over the hump with struggling to express my point of view on the still-excellent chapter that rattled my personal cage on this question. Hopefully it’s not been too dull for you! But if so or if not, one more yet a-coming.

* J. Jarrett, “Engaging Élites: counts, capital and frontier communities in the ninth and tenth centuries, in Catalonia and elsewhere” in Networks and Neighbours Vol. 2.2 (Leeds forthcoming).

1. Julio Escalona & Francisco Reyes, “Scale Change on the Border: the county of Castile in the tenth century” in Escalona & Andrew Reynolds (edd.), Scale and Scale Change in the Early Middle Ages, The Medieval Countryside 6 (Turnhout 2011), pp. 153-183, DOI:10.1484/M.TMC-EB.3.4772.

2. E. g. Nora Berend, “Medievalists and the notion of the frontier” in Medieval History Journal Vol. 2 (1999), pp. 55–72, DOI:10.1177/097194589900200104 or David Abulafia, “Introduction: seven kinds of ambiguity” in idem & Nora Berend (edd.), Medieval Frontiers: concepts and practices (Aldershot 2002), pp. 1-34.

3. Chris Wickham, “Problems of Comparing Rural Societies in Early Medieval Western Europe” in Transactions of the Royal Historical Society, 6th Series Vol. 2 (Cambridge 1992), pp. 221-246, rev. in idem, Land and Power: studies in Italian and European social history, 400-1200 (London 1994), pp. 201-226, at p. 224 of the reprint.

4. See Jonathan Jarrett, Rulers and Ruled in Frontier Catalona 880-1010: pathways of power, pp. 92-93, though don’t use what I say there to try and get across the Riu Ter….

5. Escalona & Reyes, “Scale Change on the Border”, pp. 164-173; cf. my review of that volume in Historia Agraria: revista de agricultura e historia rural Vol. 59 (Valencia 2013), pp. 193-197 at p. 194.

6. Ramon Ordeig i Mata (ed.), Catalunya Carolíngia IV: els comtats d’Osona i Manresa, Memòries de la Secció històrico-arqueològico LIII (Barcelona 1999), doc. no. 1771; Eduard Junyent i Subirà (ed.), Diplomatari de la Catedral de Vic (segles IX i X), ed. R. Ordeig i Mata (Vic 1980-1996), doc. no. 524.

7. Emilio Morera Llauradó, Tarragona Cristiana: historia del arzobispado de Tarragona y de territoria de su província (Cataluña Nueva) (Tarragona 1897-1899), 2 vols, repr. as Publicaciones del Instituto de Estudios Tarraconenses «Ramón Berenguer IV» 9, 13 & 31 (Tarragona 1954-1959), 3 vols, reprinted again (Tarragona 1981-2001), 5 vols, ap. IV.

8. Elena Lourie, “A Society Organized for War: Medieval Spain” in Past and Present 35 (1966), pp. 54-76, DOI:10.1093/past/35.1.54, repr. in eadem, Crusade and Colonisation: Muslims, Christians and Jews in medieval Aragon, Variorum Collected Studies 317 (Aldershot 1990), I, and in John France (ed.), Medieval warfare: 1000-1300 (Aldershot 2006), pp. 339-362; James F. Powers, A Society Organized for War: the Iberian municipal militias in the Central Middle Ages (Berkeley 1988), online here; for al-Mansur’s campaigns see Miquel d’Epalza, “Descabdellament polític i militar dels musulmans a terres catalanes (segles VIII-IX)” in F. Udina i Martorell (ed.), Symposium Internacional sobre els Orígens de Catalunya (segles VIII-XI) (Barcelona 1991-1992), also published as Memorias de la Real Academia de Buenas Letras de Barcelona Vols 23 & 24 (Barcelona 1991 & 1992), I pp. 49-80, online here.

9. Antoni Galera i Pedrosa (ed.), Diplomatari de la vila de Cardona, anys 966–1276: Arxiu Parroquial de Sant Miquel i Sant Vicenç de Cardona, Arxiu Abacial de Cardona, Arxiu Históric de Cardona, Arxius Patrimonials de les masies Garriga de Bergus, Pala de Coma i Pinell, Col·leció Diplomataris 15 (Barcelona 1998), doc. no. 7; Victor Farias, “Guerra, llibertat i igualitarisme a la frontera” in Borja de Riquer i Permanyer (ed.) Història política, societat i cultura dels Països Catalans 2: la formació de la societat feudal, segles VI-XII, ed. Josep María Salrach i Marés (Barcelona 1998, repr. 2001), pp. 112-113; Cullen Chandler, “Between Court and Counts: Carolingian Catalonia and the aprisio grant, 778-897″ in Early Medieval Europe Vol. 11 (Oxford 2002), pp. 19-44, DOI:10.1111/1468-0254.00099. Of course, I do disagree with him that Charles the Bald continued with this tactic (and I am not the first), or that this has anything significant to do with the justification of landholding by claim of its clearance known as aprisio, but you can read about that elsewhere (J. Jarrett, “Settling the kings’ lands: aprisio in Catalonia in perspective” in Early Medieval Europe Vol.18 (Oxford 2010), pp. 320-342, DOI:10.1111/j.1471-8847.2010.00301.x).

10. Jarrett, “Settling the kings’ lands”, pp. 328-330, cf. P. Imbart de la Tour, “Les colonies agricoles et l’occupation des terres désertes à l’époque
carolingienne” in A. Picard (ed.), Mélanges Paul Fabre : Études d’histoire du moyen âge (Paris, 1902), pp. 146–171 at pp. 162-169; cf. Chandler, “Between Court and Counts”.

11. Beneficia in e. g. Ordeig, Catalunya Carolíngia IV, doc. nos 63, 241, 245, 277, 343, 405, 417 & 767; see Manuel Riu, “Hipòtesi entorn dels orígens del feudalisme a Catalunya” in Quaderns d’Estudis Medievals Vol. 2 no. 4 (Barcelona 1981), pp. 195-208 at pp. 203-204, or indeed Marc Bloch, “Histoire d’un mot” in Annales d’Histoire Sociale Vol. 1 (Paris 1939), pp. 187-190.

12. S. Reynolds, Fiefs and Vassals: the medieval evidence reinterpreted (Oxford 1994); G. Feliu, “Societat i econòmia” in Udina, Symposium internacional, I pp. 81-115, online here, at p. 115, referring of course to Pierre Bonnassie, La Catalogne du milieu du Xe à la fin du XIe siècle : croissance et mutations d’une société, Publications de l’Université Toulouse-le Mirail, Sèrie A, 23 & 29 (Toulouse 1975-1976), 2 vols.

13. Paul Edward Dutton in discussion of idem “Voice over Writing in Eriugena”, paper presented in session ‘The Boundaries of Free Speech, II: silencing the voice, restraining the pen’, International Medieval Congress, University of Leeds, 15th July 2009.

14. Escalona & Reyes, “Scale Change on the Border”, p. 171.

15. Jarrett, Rulers and Ruled, pp. 100-128, 81-99 & 44 respectively, and refs there.

16. E. g. Ignacio Álvarez Borge, “El proceso de transformación de las comunidades de aldea: una aproximación al estudio de la formación del feudalismo en Castilla (siglos X y XI)” in Studia Historica: historia medieval Vol. 5 (Salamanca 1987), pp. 145–160, online here; cf. Julio Escalona, “De ‘señores y campesinos’ a ‘poderes feudales y comunidades’. Elementos para definir la articulación entre territorio y clases sociales en la alta Edad Media castellana” in Álvarez (ed.), Comunidades locales y poderes feudales en la Edad Media, Biblioteca de Investigación 27 ([Logroño] 2001), pp. 117–155 or Jordi Bolòs, “La formación del hábitat medieval en Cataluña: Aldeas, espacios aldeanos y vías de comunicación’ in Studia Historica: historia medieval Vol. 31 (2013), pp. 151–180, online here.

17. And so could you! They are Ordeig, Catalunya Carolíngia IV, doc. nos 350, 509, 559, 653, 661, 784, 968, 1075, 1130, 1136, 1144, 1258, 1264, 1303, 1315, 1324, 1341, 1347, 1367, 1460, 1462, 1588, 1715, 1724, 1730, 1788 & 1792.

18. Bonnassie, Catalogne.

19. J. Jarrett, “Centurions, Alcalas and Christiani perversi: organisation of society in the pre-Catalan ‘terra de ningú'” in †Alan Deyermond & Martin Ryan (edd.), Early Medieval Spain: a symposium, Papers of the Medieval Hispanic Research Seminar 63 (London: Queen Mary University of London 2010), pp. 97-127.

20. E. g. Philippe Araguas, “Muro, castro, roca… Peuplement rural et fortifications aux confins de la Catalogne et de l’Aragon pré-romans” in Philippe Sénac (ed.), De la Tarraconaise à la Marche Supérieure d’al-Andalus : les habitats ruraux (IVe-XIe siècle). Desde la Tarraconense a la Marca Superior de al-Andalus: los asentamientos rurales (siglos IV-XI), Méridiennes : Études Médiévales Ibériques 2 (Toulouse 2006), pp. 211-222, and Benoît Cursente, “Conclusion”, ibid. pp. 231-235 vs Eduard Riu-Barrera, “La cerámica del Mediterraneo noroccidental en los siglos VIII-IX: Cataluña, el país valenciano y las Baleares entre el imperio carolingio y al-Andalus” in Jordi Camps (ed.), Cataluña en la época carolingia: arte y cultura antes del Románico (siglos IX y X) (Barcelona 1999), pp. 259-263.

22. Susan Reynolds, Kingdoms and Communities in Western Europe, 900-1300 (Oxford 1984, 2nd edn. 1999), is the go-to for solidarities in medieval communities; cf. however for this area Thomas N. Bisson, Tormented Voices: Power, Crisis, and Humanity in Rural Catalonia, 1140-1200 (Cambridge 1998).

Building states on the Iberian frontier, III: who’s a lord and who’s not?

[The below post was originally written in February 2013, more or less in one go. I've been holding off on posting it partly because it was in the queue, but also because it and the next one in the series have subsequently come to form the basis of an article which will be published, online and open access, within a fortnight or so.* Now that it's been through review and editing, there seems to be no harm in letting the original out, with the proviso that this was very much a first stab at the ideas involved and that the actual article is much better-founded and more worked-out.]

Statue of Count Fernán González of Castile, in the Sala de los Reyes, Alcázar de Segovia

We can be fairly sure this man was a lord… Statue of Count Fernán Gionzález of Castile, in the Sala de los Reyes, Alcázar de Segovia

A long time has separated this post from its two predecessors, because of an especially frantic holiday followed by an unprecedentedly heavy term made still the more heavy by the pressure to apply for roughly one job every week. Recovering what was supposed to be involved in this series of posts really needed a few clear hours to sit, read and think while sucking down Earl Grey and these have been hard to find. Having just had a couple, and spent part of them once again skimming the chapter by Julio Escalona and Francisco Reyes that first set me off and then part scribbling squirrely illegible process diagrams till I felt fairly sure of being able to hold on to what they meant, I am ready to resume.1 The first post in the series, you may even recall, was about the historiographical traditions of Castile and Catalonia and how the latter was probably ineluctably more likely to feature peasant agency in its account of the expansion of Christian territorial organisation into the frontier zone between the principality and al-Andalus. The second explored the options available to peasants for taking part in such processes, largely from my own work, because what originally set me off on this was that Escalona and Reyes leave little room for peasant initiative in their picture. “Castilian expansion must be seen as a conscious move by a limited number of aristocrats,” they say.2 There is, of course, always the possibility that Catalonia is weird (or, as suggested here before now, that Castile is) and that by starting from there I am just more likely to find peasant agency for real as well as in the historiography. This is hard to refute, but we can at least compare like with like when it comes to the other end of the metaphorical gun barrel of political power, at which stand that limited number of aristocrats. Just who are these people and what did they do?

Process diagram

You see, I wasn’t kidding about the process diagrams…

This is one of the questions on which the Escalona and Reyes chapter is really really good. It gives numerous examples of aristocrats at work and assesses them against each other. The first approximation answer would be, I think, anyone socially lesser than the king and greater than a member of a local élite, and that latter point certainly needs some elaboration but hopefully it can stand for a moment. (I’m not entirely clear whether secular status is a requirement of their definition of aristocracy. They seem to think of these people being able to find dependent priests, but of course that could also be said of bishops and abbots… but let’s let that drop for now too.) Within that range, of course, there is room for immense variation. They point out the counts, of whom several seem to have vied in a ‘Race for the Duero’ in the late tenth century and then died, men with widespread territories that they were spreading wider and court connections that gave them a way into places (more on that, too, in a minute).3 Beneath this titled level they distinguish people by ‘scale’, mapping properties and comparing the geographical range of their scatter. In this respect they’re doing with Julio’s preferred toolkit the same kind of thing as Wendy Davies did for Brittany with range of travel and I did with comital Catalonia using a terminology of layers and reach which is in many ways just new local cladding for Wendy’s model; the point is that aristocratic status comes in many different strengths, and we all find geographical distance a useful way to ‘scale’ it.4 These aristocrats held land or rights in many places, even if they may have had a focus, and one of the interesting things that Escalona and Reyes suggest is that by expanding southwards they could transcend that focus by decreasing their reliance on it, while at the same time using its resources to ensure they could exercise power that could bring in new territories.

Visualisation of political range of various figures of tenth-century Osona

I struggle to represent these ideas about political range visually… This was from a job presentation in 2011, and obviously wasn’t enough by itself!

Now, in what they write that last part is not actually explicit. If one asks how these aristocrats used their muscle to get recognised as authority in these new territories, which were to a degree already locally-organised (what degree being obscure and presumably highly variable),5 the closest one gets to an explicit statement is (emphasis mine):

“The southern local communities were seemingly subjected by methods not too different from their northern counterparts [sic]: a general notion of collective political subjection enabled leading aristocrats to exercise a sort of subsidiary authority on community resources, as well as to obtain specific pieces of property….”6

I immediately baulk at this. The picture is supposed to be that the counts rock up with a warband in tow and say, “Hi, I’m the count!” and the community says, “What? We don’t have one of those,” and he says, “Yes you do, it’s me; king’s honour!” and they say, “What do you want?” and he says, “Well, you know, counts get pasture rights and hospitality, military service, all that jazz” and they say, “Like fun you do”, or a vernacular equivalent, he reminds them about the warband, some kind of compromise is reached where they admit he’s the count and has rights and he goes away? Some of these people operate out of hillforts. In any case, what does the aristocrat who is not a count, and thus cannot reasonably claim rights on behalf of the king or the old notions of public authority do? Claim to be representing the counts? How far down the scale can this plausibly devolve? I’m reluctant to adopt this as a general picture. And indeed, Escalona and Reyes have other possibilities in play, as further on they consider a bottom-up model:

“One obvious possibility was that local elites seized the occasion and reinforced their local dominance over their communities. However, the context was also open for local elites to try to supersede their community contexts and join the lesser ranks of the emergent Castile-wide aristocracy.”7

And here, again, arise these local elites. They do a lot of work for the scholars in this volume, and it’s never really worked out who they are, but their participation appears to be crucial, so more needs to be said. Elsewhere, at the earliest stage of this process, as said in a previous post, the word `chieftains’ seems to be appropriate for these people, which gives us something.8 At this end of the chapter, we learn that Escalona and Reyes see these people as free, as capable of military service, perhaps with horses, but also as people who can be under obligation to do that and to build and maintain castles. They may also be capable of and interested in raising churches, though other agencies are possible for that, including, “the collective initiative of local communities; individual decisions from some of their leading members”. Since they go on immediately to say, “However, the role of local elites has been relatively overlooked,” it would seem that those leading members are not members of these local elites.9 You see why I find these people hard to pin down. I suppose that we are talking headmen, clan chiefs, ancestral lords of hillforts, local judges, and so on, but exactly what ways these people need to be subject to public responsibilities that the counts and aristocrats can enforce and how far they are themselves in charge is something of a sliding scale here, even in any given case.

The memorial to the founders of Sant Andreu de Tona on the Turó del Castell de Tona

The memorial to the founders of Sant Andreu de Tona on the Turó del Castell de Tona

Now, I think I know exactly who is meant here, in at least one case, albeit a Catalan one. I have before now written both here and elsewhere about a man called Centuri, a personal name apparently derived from a Roman military rank (centurius) or perhaps a post-Roman community representative (centenarius, centenus), which is surely to say, a local headman.10 We see this man once, in 887, when he was among a number of people from a hilltop settlement (no fort, but a guard-tower, and possibly a late Roman burial ground too) called Tona, in Osona, who sent to the local bishop to get their new church consecrated. Tona is pretty close to Vic, whence this bishop, Jordi, came, but for all that there’s no further documented contact between the area and Vic for another forty years.11 Centuri seems to have been one of the major locals here: he was providing a good chunk of the endowment of the church, and his son Albaro was to be the priest of it. Nonetheless, he was not alone, several other citizens of the villa also made gifts and some twenty of them witnessed the document (assuming, what is not at all certain, that this was actually written up at Tona and that those present were thus the new congregation and not, as it might otherwise be, the day’s crowd of gawpers at Vic cathedral). Now, I am happy with looking at this man as the sort of local élite member that Escalona and Reyes need for their picture. I imagine that they could find many who occupied that role, even if not many exactly like him, as one of the points I was making when writing about Centuri was the imaginativeness and isolation with which some such local communities appear to have individualised their self-expression.

Barcelona, Biblioteca de Catalunya, Arxiu, pergamin núm. 9135 (2-VIII-2)

The original act of consecration of Sant Andreu de Tona, Barcelona, Biblioteca de Catalunya, Arxiu, pergamin núm. 9135 (2-VIII-2)

Nonetheless, two big questions arise out of it. The first of these, which Escalona and Reyes more or less answer, is what would such people get out of involvement with the aristocrats? They also say that the sources to assess what the balance between top-down and bottom-up initiative was in such cases basically doesn’t exist, and I wonder if that can really be true given how Wendy Davies manages to find such people interacting with San Pedro de Cardeña in this area; perhaps Escalona and Reyes’s scale just doesn’t come down small enough.12 I am, myself, inclined to see the two as inseparable; if the counts couldn’t find willing collaborators wanting such opportunities they’d have to enforce their position by recruiting someone else to apply local armed pressure whenever they wanted something, and given the fact that Escalona and Reyes quite convincingly see these power-grabs as being carried out competitively, that could quickly wind up serving someone else better. There is a subsidiary question, of course, which is in exactly what way are these local élites not aristocrats, if on that smaller scale, and maybe that would help collapse this problem of devolved ability to exact ‘collective political subjection’ somewhat, even if it means seeing something perhaps worryingly like the sort of clannic authority envisaged by Barbero and Vigil for them.13 But ignoring that one, the more important question I want to ask is, over whom do the local élites have power? Who is helping them build these churches, maintain their castles, and comes with them when they go fighting? Who pays attention to their judgements? And what are they doing in this grand frontier endeavour? Because this post is already 2000 words, perhaps this means I should stop the unrolling of the thoughts there for now. But we haven’t got to the bottom of this. What we are approaching here is a need to separate out the things of which authority over such a community might be composed, and ask who has them and on what basis. Then, and perhaps only then, can we start to ask how someone coming in from outside can change that, and whether such changes necessarily need such intervention to occur. So, there will be another one now. Stay curious!

* J. Jarrett, “Engaging Élites: counts, capital and frontier communities in the ninth and tenth centuries, in Catalonia and elsewhere”, Networks and Neighbours Vol. 2.2 (Leeds forthcoming).

1. Julio Escalona & Francisco Reyes, “Scale Change on the Border: the county of Castile in the tenth century” in Escalona & Andrew Reynolds (edd.), Scale and Scale Change in the Early Middle Ages, The Medieval Countryside 6 (Turnhout 2011), pp. 153-183, DOI:10.1484/M.TMC-EB.3.4772.

2. Ibid. p. 164.

3. Ibid. pp. 168-173 and see also p. 157 Map 15.

4. Ibid. 165-168 and Map 16, e. g. 167-168: “Overall Avitus seems to have held property over an area of about 90 x 75 km…. This may well represent a maximum scale for this area and period.” Cf. Escalona, “The Early Middle Ages: a scale-based approach”, ibid. pp. 9-29, and idem, “Mapping Scale Change: Hierarchization and Fission in Castilian Rural Communities during the Tenth and Eleventh Centuries” in Wendy Davies, Guy Halsall & Andrew Reynolds (edd.), People and Space in the Early Middle Ages 300-1300, Studies in the Early Middle Ages 15 (Turnhout 2006), pp. 143-166, DOI:10.1484/M.SEM-EB.3.3751; cf. also Davies, Small Worlds: the village community in early medieval Brittany (London 1988), pp. 105-133; J. Jarrett, Rulers and Ruled in Frontier Catalonia 880-1010: pathways of power (Woodbridge 2010), passim.

5. Escalona & Reyes, “Scale Change on the Border”, pp. 161-162; cf. Margarita Fernández Mier, “Changing Scales of Local Power in the Early Medieval Iberian North-West”, in Escalona & Reynolds, Scale and Scale Change, pp. 87-117, DOI:10.1484/M.TMC-EB.3.4769; Jarrett, “Centurions, Alcalas and Christiani perversi“.

6. Escalona and Reyes, “Scale Change on the Border”, p. 171.

7. Ibid. p. 175.

8. Ibid. p. 165.

9. Ibid. p. 178.

10. Jarrett, “Centurions, Alcalas and Christiani perversi“, pp. 105-108.

11. Ramon Ordeig i Mata (ed.), Catalunya Carolíngia IV: els comtats d’Osona i Manresa, Memòries de la Secció Històrico-arqueològica LIII (Barcelona 1999), 3 vols, doc. no. 9; cf. doc. no. 78.

12. Escalona and Reyes, “Scale Change on the Border”, p. 175; cf. Wendy Davies, Acts of Giving: individual, community, and Church in tenth-century Christian Spain (Oxford 2007), pp. 106-108, and Davies, “On Suretyship in Tenth-Century Northern Iberia” in Escalona & Reynolds, Scale and Scale Change, pp. 133-152, DOI:10.1484/M.TMC-EB.3.4771.

13. A. Barbero & M. Vigil, “Sobre los orígenes sociales de la Reconquista: cantábros y vascones desde fines del impero romano hasta la invasión musulmana” in Boletín de le Real Academia de Historia Vol. 156 (Madrid 1965), pp. 271-339.

Almodis, by Tracey Warr: a review

A long time ago I wrote a post that tried to tell the story of the specifically-Catalan feudal revolution, in purely political terms: a collapse of governmental initiative, a move towards independence by the frontier magnates dependent on the revenues and status they derived from the border raiding that was no longer being coordinated, and the eventual recovery of power by the young Count-Marquis Ramon Berenguer I, aided not all by his grandmother the Countess of Girona who was flatly sure he had it all wrong and wouldn’t give up her regency. He was aided not just by the idea of institutionalising a feudal structure in the nobility, but by a controversial wife, Almodis de la Marche, twice married already and this time abducted from her second husband. She doesn’t appear to have regretted this, as she appears with him in many documents and received as nearly as many oaths as he did. In general, she seems, somewhat ironically, to have been exactly the same right hand of comital government that her obstinate grandmother-in-law had once been for her new husband’s grandfather, Count-Marquis Ramon Borrell. The couple eventually forced grandma, in her seventies, to surrender and there must have been a final meeting between the beaten old countess and the controversial young one, which I’ve always imagined would film tremendously. Indeed, I said as much in that post. So I probably shouldn’t have been surprised that someone would base a novel on the events.

Count-Marquis Ramon Berenguer I and his third wife Almodis de la Marche buying the county of Cerdanya

Count-Marquis Ramon Berenguer I and his third wife Almodis de la Marche buying the county of Cerdanya, as shown in the Liber Feudorum Maior (image from Wikimedia Commons)

The author of this novel, Dr Tracey Warr, contacted me with a view to organising some kind of book launch talk. I didn’t know how that would work out and decided I’d rather not, but said that I would certainly review the book if she cared to send me one. She did, and I so far haven’t, but in very late 2012 I finally got that far along my to-read shelves and lighted on it. And at last, here is the review.

Cover of Tracey Warr's Almodis: the Peaceweaver

This is, first of all, not a book to be judged by its cover. The woman in a modern top and flamenco dress disappearing into neo-Classical architecture tells you nothing at all about either plot or historical accuracy: the former is imaginatively woven through the known threads of Almodis’s life, which are enough to start with, and the latter is really fairly impressive. Many of the same names feature in Dr Warr’s historical note as do in my footnotes here, and she attempted to work in their words where possible, which sometimes results in slightly unlikely exposition, but exposition that isn’t out of place in the lead character’s mouth, as she is,or becomes, a politician first and foremost. Despite this, as said, the events of her life cry out for, cannot indeed really be explained, without considerable drama and tension:

“Almodis de la Marche was a real person. That she was repudiated, kidnapped and murdered, that she was three times married, had twelve children, played an active role in the government of Toulouse and Barcelona, and was literate, are all documented facts. It was a story that needed writing!” (‘Historical Note’)

Well, it has been well written here. I was initially somewhat deterred by the way in which it’s done, which is first-person present tense internal monologue, usually but not always from Almodis’s perspective. The device of a loyal (but complaining) servant from the North of France gives an outside perspective somewhat like the one that Bernard of Conques gives us on the cult of Saint Faith that I once talked about here, as well as a character more amiable than the countess (who is more admirable than amiable), and when the countess and her servant argue a lot of social information is squeezed through their conversation. It sort of has to be, because Dr Warr is careful enough to avoid her characters going too far towards breaking out into lyrical descriptions of the countryside—these are here but kept more or less under control—so conversation between the characters is vital for conveying contextual information. A lot is done, perhaps inevitably, by making Almodis a devotee of Dhuoda’s, which lets the Carolingian background in through in occasional shafts of light, though as we’ve mentioned here there is at least a Barcelona connection there…

Given the restrictions of the style, though, this sort of revelation is handled very well. My only eventual problem with the narrative technique was the way that the present-tense narration tends to collapse chronology; it’s just as well that each chapter is headed with place and date, as I frequently had to check back on finding that we seemed to have jumped quite a few years. By the end of the novel, in fact, the jumps get very large indeed, so that Almodis’s life and death in Barcelona get very little space after the drama of getting her there, leaving her effect on the government and the civil war in Catalonia almost untreated, perhaps because we’ve already seen her at work in these ways in Toulouse. Just for that reason, though, I’d like to have seen what difference there was in Barcelona, and Catalonia getting more narrative time generally. So I was a bit deflated by the end, which doesn’t leave Almodis’s murder explained very well (though of course she stops narrating at that point and obviously hadn’t seen it coming, so it’s hard to do more in a story told this way). All the same, I read to the end very avidly despite my initial reservations. I can’t allow for the effect of me being familiar with the characters in a way, and being delighted with how they were imagined, but I finished the book in two late-night sittings because I didn’t want to stop reading, and was pleasantly surprised by the way that the story wasn’t told as I expected it. None of the scenes I’d imagined as part of it were present in this version except the confrontation with grandmother Ermessenda and even that didn’t play out as I’d always figured it would. Yet as far as reimagining historical figures’ lives and loves go, I’m now more convinced by Dr Warr’s version than I am by my old one, so hopefully it’s as interesting also to someone who doesn’t think they know what’s coming.

Depiction of Count-Marquis Ramon Berenguer I of Barcelona and Countess Almodis de la Marche from the Liber Feudorum Maior

Ramon Berenguer I and Almodis again, in happier times than her final ones. High five! Again, from the Liber Feudorum Maior via Wikimedia Commons

Dr Warr makes Almodis into an extraordinary but plausible character and most of the supporting characters are also very well-drawn, although even though our narratrix is a woman in a man’s world, the men are often somewhat less developed as characters. Churchmen, especially, get little depth, and one of the things I did find implausible was how little truck Almodis seemed to have with worship. More could have been done with that, if it was deliberate. Again, this is partly technique: Almodis works through women first and foremost, and her family next, and the Church last of all, and that makes sense in the story’s terms. If there’s a deeper historical agenda here it is to make the eleventh-century Midi clear as a world where women could and did hold the reins of power, even if only as far as the men in their family let them. One of the things that’s clear about her era, however, is that while widows were best placed to wield political power really, many men in power did rely on their wives to help them with it, and Almodis and her grandmother-in-law are as said the best examples I can think of of that working in practice.

That the lack of Church was the thing I found most implausible, however, means that not only did that agenda not dominate things enough to bother me, but that Dr Warr got away with an episode in which some of her characters wind up embroiled in a battle while disguised as monks, so for that alone I would recommend this book, but there is more to be said for it besides. It doesn’t pull its historical punches, it delivers a fair few unexpected twists, the writing can be affectedly beautiful but the emotional content is delivered raw and ungarnished and the period and country of the narrative are given enough space to remove any doubts one might have that their struggles have purpose. So, don’t be misled by the cover; this is a serious entertainment…

Seminar CLXX: Jarrett in Australia

At the end of March 2013 I did something I hadn’t done for many years, which was take a short holiday. You know, an actual vacation, in which I didn’t take any reading (except for the journey, obviously) or plan to go to any medieval sites. I ensured this latter by going to Australia, although there were also other reasons for this and in general one could mark this as part of the turn-around of my life that seems, in retrospect, to have started about this time. I had a lovely time, really liked the country and hope to go again, but this is not a matter for academic blogging, you will immediately see. But I told the estimable Kathleen Neal I was coming to her country, figuring I should try and visit if possible, and her response was: “Great! Do you want to give a seminar?” I should have known there’d be no escape…

Poster for my appearance at the Monash/Melbourne seminar

A sign of the kind of effort Kath makes for her friends! Poster for my appearance at her seminar

But seriously folks! Obviously I can refuse Kath nothing, long-time commentator here and networker everywhere as she has been for me as for many others, but also it was rather flattering to be asked. I wanted to try out the latest version of my paper about Sant Pere de Casserres, so I readied it under the title “On Stone and Skin: inscription of a community at a Catalan monastery around 1000″, as you see above, and was pleased with it. I assumed no-one would turn up, mind, given that it was out of term and Kath had arranged me as an attraction for two separate universities, as it says there “a special seminar jointly hosted by the Monash Centre for Medieval & Renaissance Studies and The University of Melbourne“. Actually I got about forty-five people coming to hear and see and I’ve rarely been made to feel more welcome. The fact that being on the Internet gives me some strange kind of celebrity value outside Europe will always surprise me—it doesn’t here, I tell you—but it was great fun, I owe all those who came great thanks for being such great hosts, in some cases (Steve) at the cost even of personal injury, and some day I will in fact get the paper finished and into print, I promise…

Mine hosts, at the Old Arts Building, Melbourne University

Mine hosts, at the Old Arts Building, Melbourne University

Carolingian things afoot in Cambridge

Reverse of a silver denier of Charlemagne struck at Dorestad now on display in the Fitzwilliam Museum, Cambridge

Reverse of a silver denier of Charlemagne struck at Dorestad now on display in the Fitzwilliam Museum, Cambridge

May I just break the backlog-filling for a second to bring your attention to two things happening in Cambridge relating to no-one less than Charles the Great, King of the Franks, King of the Lombards, Patrician of the Romans and finally Holy Roman Emperor, already? You know the one. The first of these, because it’s already happening, though I’ve yet to see it, is an exhibition at my old place of work, the Fitzwilliam Museum, called Building an Empire: Money, trade and power in the age of Charlemagne. As you can see from that web-page, “A selection of the finest medieval coins from the Fitzwilliam Museum’s own collection (Frankish, Anglo-Saxon, Viking, Byzantine and Islamic) will be on show to illustrate the complex political, economic and cultural ties of the period.” The Fitzwilliam has a really pretty good selection of such things, so it should be worth a look. Furthermore, if you were to go over the weekend of the 4th-6th July, you could combine it with this:

Cover of the programme of the conference "The Carolingian Frontier and its Neighbours", 4th-6th July 2014, Cambridge

Cover of the programme of the conference “The Carolingian Frontier and its Neighbours”, 4th-6th July 2014, Cambridge

“While recent scholarship has done much to illuminate early medieval frontiers, the relationship between the Carolingian frontier and its neighbouring societies has yet to be the focus of sustained, comparative discussion. This conference aims to initiate a dialogue between scholars of the Carolingian frontier and those of the societies it bordered, and in so doing to reach a better understanding of the nature and extent of contacts in frontier regions and the various manners in which these contacts – not to mention frontier regions themselves – were conceptualized. Moreover, it will explore the interplay between various types of contact – whether military, political, economic, social, or religious – and the various ways in which these contacts could underpin, or undermine, existing relationships, both between the local societies themselves and between political centres.”

So it says here. Now, this is obviously pretty close to my interests, and so it may not surprise you completely that I am in fact speaking at it, with the title, “‘Completely detached from the kingdom of the Franks’? Political identity in Catalonia in the very late Carolingian era”. But that’s very first thing on Saturday morning, I shan’t be offended if you miss it. Do, however, come for the other speakers, who include people not just from far abroad (Granada, Madrid, Lyon, Warsaw, Prague, Copenhagen, Frankfurt and Berkeley) but also Oxford, would you believe, as well as a clutch of local stars, including the organisers, Fraser McNair, Ingrid Rembold and Sam Ottewill-Soulsby (and maybe others?), who are bright sparks all and keen to get the word out to people. I was convinced to come by, well, mainly my own certainty that I needed to be in on something like this but also because also presenting is Eduardo Manzano Moreno, whose fault my work partly is, and I want to hear what he has to say. But it all looks very good, and so if you’re interested, as the programme says, “Places are limited! Please return a completed registration form with payment early to avoid disappointment.”

Oh, and by the way, fittingly enough, this is post no. 800 on the blog. I did not do this deliberately…

Seminar CLXIX: Spanish palaces in Winchester

The next seminar in my backlog of reports, horrifyingly lengthening not shortening despite the regular updates, was another visit of Anglo-Saxon England to the Earlier Middle Ages Seminar at the Institute of Historical Research, in the form of George Molyneaux from Oxford with a paper called “The Formation of the English Kingdom in the Tenth Century” on 13th March 2013. I went along, by way of showing the flag, but I’m not going to cover it here, for one thing because Magistra et Mater did already, and for another because it was quite acknowledgedly more or less the same paper I had earlier seen George give in Oxford and which I already blogged here. George did suggest I cover it anyway, with such phrases as “remarkably little development in the speaker’s thought” and so on but what can I say, I’m too far behind, and anyway if I miss that one out I now get to talk about me, always a hard temptation to resist.

The oldest part of the King Alfred Campus, University of Winchester

The oldest part of the King Alfred Campus, University of Winchester, looking rather newer on the inside as I discovered

I have been quite looking forward to writing about this one, because it marked the first time I’d got up in public to talk about my work for quite a while. Reaching it thus marks some kind of exit from the slough in which I’d temporarily found myself at Oxford and my starting to gather myself for whatever was coming next, and apparently I did this by accepting the kind invitation of Dr Kate Weikert to host me at the Winchester Seminar on Comparative Medieval Cultures the very next day, on 14th March 2013. The word ‘comparative’ carries more strength here than usually it might, because the set-up with that seminar series was (is, perhaps) that there would be two papers in each evening, chosen to complement each other and provoke, well, comparison. So I stepped up first with “Brokedown palaces or Torres dels Moros? Finding the fisc in late-Carolingian Catalonia” and then local hero Dr Phil Marter followed on with “Archaeological Investigations at the Medieval Palacio de Ambel, Aragón”, and this actually worked really well, it was one of the more fun seminars I’ve been part of.

An aerial view of Sant Esteve and Santa Maria de Palautordera, Girona

An aerial view of Sant Esteve and Santa Maria de Palautordera, Girona

I’ve been trying to work out what to do with my paper ever since, because it was something of an attack piece and I already have too much of a reputation as a negative scholar. All the same, you know, dear reader, that sometimes I feel scholarly outrage rather keenly and this paper was one of those. It was about places in Catalonia which bear a name in the form Palau- or Palou-, of which there are many and which are not fully understood. As long-memoried readers may remember, even some of the ones that are explained turn out not to be when one looks… The root is very clearly Latin palatium, which is what gives us English ‘palace’, but that can’t be what is meant here unless, as I said, conscious that there would be Anglo-Saxonists in the audience, you remember that sites like Cheddar have been called palaces, that is, big halls with some supporting sheds.1 A team led by Professor Ramón Martí at the Università Autonòma de Barcelona have made these names their own and come up with ninety-odd across the counties of old Catalonia, and some of those I’ve come across are only a matter of miles from each other; they’re just too thickly spread to be major élite settlements. Up until quite recently, there was only really one going explanation of these sites, that favoured by Pierre Bonnassie, that they were fiscal estate centres that probably went back to the Romans, but Bonnassie’s sense of the word ‘fisc’ was so broad, applying to properties the counts bought and then sold again the next day, for example, that this doesn’t actually explain as much as it might.2 And perhaps thus, it was in Bonnassie’s Festschrift that Professor Martí published the first version of his alternative theory, which he and a team of researchers have been filling out ever since, that they are in fact the relics of Muslim garrisons from the period of Islamic rule in Catalonia between 714 and 785.3

Distribution map of place-names in palatium and palatiolum in Catalonia, from Cristian Folch Iglesias and Jordi Gibert Rebull, ‘Arqueològia, documentació escrita i toponímia en l’estudi de l’Alta Edat Mitjana: els casos dels topònims pharus, monasteriolum i palatium’, Estrat Crític 5.2 (Barcelona 2011), 364-377 at p. 370

Distribution map of place-names in palatium and palatiolum in Catalonia, from Cristian Folch Iglesias and Jordi Gibert Rebull, ‘Arqueològia, documentació escrita i toponímia en l’estudi de l’Alta Edat Mitjana: els casos dels topònims pharus, monasteriolum i palatium’, Estrat Crític 5.2 (Barcelona 2011), 364-377 at p. 370

Although I did so in the seminar, I don’t want to reprise either Professor Martí’s arguments for this or mine against it here, partly because the open web is not where to start such arguments, but mainly because as I say, I don’t know what I’m doing with this paper yet. A basic problem that is worth expressing openly, however, is that as far as I can discover, the map above is as close to a list of their ninety-odd sites that Professor Martí’s team has published, which makes even agreeing with them quite difficult. One really wants to know what the evidence is. So, for the seminar, I made a list. I went through all my various charter notes and the volumes of the Catalunya Carolíngia and Atles Històric de Catalunya that I have and found forty-eight such sites, not too bad considering that I could barely touch the counties of Barcelona, Cerdanya or Urgell. The main thing I learnt from that was something that Professor Martí’s team would also acknowledge, I’m sure, that no one explanation will deal with all of these sites. The idea of them as fiscal complexes or ancient Roman centres runs into immediate trouble when one realises that the earliest recorded one in my list was a new-build, put up before 832 by Abbot Castellano of Arles in an area he’d just cleared from wasteland.4 And in fact, the only reason we can be sure that any of these sites were not new-builds, however unlikely it seems that they should be, is archæology, and here we mean actual digging since the eight sites that have been surveyed by Professor Martí’s team all produced ceramics that could be early enough for their argument, but equally could not.5

Archaeology underway at l'Aiguacuit de Terrassa

Actual digging underway at l’Aiguacuit de Terrassa, site of a Palacio fracta

Well, here again fuller publication of results would really help, but as far as I can discover, including from the Martí team’s own publications, only three of these sites have been dug: Palofret in Terrassa, Les Palats in Carcassonne and l’Hort de Pelat in Riudoms.6 The first of these was at least active in the right period, and the latter two of these produced unusual burials, one of which is in fact almost certainly Islamic, though I’m less sure about the crouched burials at Les Palats, which the original excavators thought Visigothic and which have now been lost. All three of the sites, however, and a number of others, were once Roman villas, and until we get something more like a list of sites with their evidence from Professor Martí’s team I do feel as if that might be a simpler explanation of these place-names, although I do note that many of these places do appear to have had fiscal connections and operated as estate centres.7 That is, however, firstly not incompatible with them having previously been villas, and secondly what we would expect from similar work in Castile and the Carolingian world where palatium is exactly what you call a rural complex at which renders are collected.8

Façade of the Palacio de los Hospitalarios, Ambel, Aragón, from Wikimedia Commons

Façade of the Palacio de los Hospitalarios, Ambel, Aragón, from Wikimedia Commons

As it turns out, this is also plausibly the case in Aragón, because the Palacio de Ambel, about which Dr Marter was talking, is or at least was indeed a rural estate centre where renders were collected. That rather minimises its very complex history, though, the earliest parts of which are pretty obscure. What you are looking at there is, functionally, the outside of a really posh nineteenth-century block of flats. The trappings of that have been stripped away, however, to reveal a Renaissance grange of the Hospital of Saint John, for whom its Preceptory died in the siege of Malta of 1515, which seems to be depicted in a few surviving wall-paintings inside the building. And it really is inside, too: the current roof, complete with arcade, is directly over three small towerlets invisible under the tiles, between which it’s actually possible to clamber on top of the vaulting that used to hold up the old roof, and now just holds up the ceiling on its underside. Before the Renaissance phase, this was a complex of buildings rather than the single quadrangle arrangement, and one of those buildings was a Gothic church, erected by the Knights Templar from whom the Hospital got the place when the Order was suppressed. Its rood screen is still there and behind it is Islamic decoration in geometric interlace, and internal decoration that includs fake bricks painted over the stone courses, but all of this is Templar-period, not Mudejar. The church, though, is probably the oldest bit of that complex, because it reuses a circular tower, which is reckoned a Torre dels Moros (as almost everything early in Spain seems to be) but which, being built of packed earth on a stone lower course, isn’t giving away much with its architecture. It is probably ninth-century, which is still Islamic in this area, but the dating evidence is basically guesswork, so other schemes could be considered.

Decorations now inside the church of Sant Miquel Arcángel, Ambel

Decorations now inside the church of Sant Miquel Arcángel, Ambel

Dr Marter and his team, or teams of which he has been part, anyway, have been working on this place for years, and what they are mainly doing is trying to stop it falling down and slowly restore it to its medieval configuration, which has involved such things as removing trees, finding a sixteenth-century letter hidden in the wall, and so on. But there was also time for some reflection on how the building had gone through its earliest sets of changes, and why the church wears such Islamic decoration. Was there an existing church in the area that this one replaced, and whose existing congregation, presumably Mudejar or Mozarab or whatever one wished to call them, culturally Arabicized, needed to be comforted that the new lords understood who they were and what was particular to them? Maybe, though if so sticking a Gothic rood screen in the way perhaps cancelled that message. Anyway, it seems clear that the place has lots to tell even after so many years’ work. And both of us got to think quite hard with each other’s examples about what one calls a Palacio on the Christian-Muslim frontier of Spain, and what work a palace really did anyway, and what it might once have been so as to wind up performing those functions. It was a good evening and I hope to see and indeed take part in more seminars so well configured in the future.

1. Obviously I have not yet got bored of citing John Blair, “Palaces or minsters? Northampton and Cheddar reconsidered” in Anglo-Saxon England Vol. 25 (Cambridge 1996), pp. 97-121, DOI: 10.1017/S0263675100001964.

2. Pierre Bonnassie, La Catalogne du milieu du Xe à la fin du XIe siècle : croissance et mutations d’une société, Publications de l’Université Toulouse-le-Mirail 23 & 29 (Toulouse 1975-1976), 2 vols, I pp. 144-153.

3. Ramón Martí, “Palaus o almúnies fiscals a Catalunya i al-Andalus” in Hélène Débax (ed.), Les sociétés méridionales à l’âge féodal (l’Espagne, Italie et sud de France Xe-XIIIe s.) : hommage à Pierre Bonnassie, Méridiennes 8 (Toulouse 1999), pp. 63-69.

4. Pierre Ponsich (ed.), Catalunya Carolíngia VI: els comtats de Rosselló, Conflent, Vallespir i Fenollet, ed. Ramon Ordeig i Mata, Memòries de la secció històrico-arqueològica LXX (Barcelona 2006), doc. no. 17.

5. When I gave this paper, the most recent publication of the team’s theories seemed to be Cristian Folch Iglesias and Jordi Gibert Rebull, “Arqueològia, documentació escrita i toponímia en l’estudi de l’Alta Edat Mitjana: els casos dels topònims pharus, monasteriolum i palatium” in Estrat Crític Vol. 5 (Barcelona 2011), pp. 364-377; there is also Gibert, “La integració a al-Andalus dels territoris a ponent del Llobregat” in Butlletí de la Societat Catalana d’Estudis Històrics 16 (Barcelona 2005), pp. 39-72 at pp. 50-55; Ramón Martí, “Palacios y guardias emirales en Cataluña” in A. Riubal (ed.), II Congreso de Castellología Ibérica, Alcalá de la Selva, 2001 (Madrid 2005), pp. 293-309; and Ramón Martí, “Del fundus a la parrochia. Transformaciones del pobliamento rural en Cataluña durante la transición medieval” in Philippe Sénac (ed.), De la Tarraconnaise à la Marche Supérieure d’al-Andalus : les habitats ruraux (IVe-XIe siècle). Desde la Tarraconense a la Marca Superior de al-Andalus: los asentamientos rurales (siglos IV-XI), Méridiennes : Études Médiévales Ibériques 2 (Toulouse 2006), pp. 145-166, among other publications that more or less replicate these, though there might be newer ones I’ve missed.

6. The data for the latter two sites have to be strained from the publications in the previous note: there is no stand-alone publication of them that I’ve discovered, and these articles give you little more than a few lines on each. For Palofret, there is Joan Soler i Jiménez and Vicenç Ruiz i Gómez, “Els palaus de Terrassa: estudi de la presencia musulmana al terme de Terrassa a través de la toponímia” in Terme Vol. 15 (Terrassa 1999), pp. 37-51, online here. This article was written in the liught of Martí’s first publication of his theory, so that the interpretation of the site as Islamic is partly following him.

7. I get the Roman data also from the articles cited above, which is a bit master’s tools, but presumably the data is all equally valid.

8. See for example José Angel García de Cortázar & Ester Peña Bocos, “El palatium, símbolo y centro de poder en los reinos de Navarra y Castilla en los siglos X a XII” in Mayurqa Vol. 22 (Mallorca 1989), pp. 281-296; Josiane Barbier, “Les lieux du pouvoir en Gaule franque : l’exemple des palais” in Carl Ehlers (ed.), Deutsche Königspfalzen: Beiträge zu ihrer historischen und archäologischen Erforschung. 8: Places of power, Orte der Herrschaft, Lieux du pouvoir (Göttingen 2007), pp. 227-246; Darryl Campbell, “The Capitulare de Villis, the Brevium exempla, and the Carolingian court at Aachen” in Early Medieval Europe Vol. 18 (Oxford 2010), pp. 243-264.

Feudal Transformations XVIII: who wants that third field?

My academic endeavours seem to come round in cycles. I spent a good chunk of later 2012 working my way through Jean-Pierre Devroey’s book L’Économie rurale et société en l’Europe franque I in pursuit of the latest learnings about crop yields in order to finish writing up my paper on crop yields.1 Now that I am finally doing that writing up, with the addition of Italian evidence about which you will in due course hear much more, I find that I have now reached in the queue the posts I stubbed to write up later while reading it, and so even though I left this stuff to sit idle fifteen months ago it’s now topical again just as I come back to it! Hallelujah! or something. Anyway, what I want to talk about here was just a throwaway to Devroey, so much so that it’s not even actually in my notes on the book, and not really new with him, and yet it has quite big implications I think, and this topic is the possible reasons why we seem to see a switch from two-field to three-field agriculture between the eighth and tenth centuries in Europe.

Cover of Jean-Pierre Devroey, Économie rurale et société dans l'Europe franque

Cover of Jean-Pierre Devroey’s book just mentioned

You may remember that I’ve written about this before, and back then it was because of a piece written by one Helmut Hildebrand who argued that the pressure to shift from a system in which one grew crops in half your land and let the other half lie fallow in any given year to one in which you divided your land in three, grew a winter crop like wheat in one, a spring crop like rye in another and left only the third to lie fallow, thus doing important things to your overall yield, was mainly down to demographic pressure.2 I then suggested, largely because of Chris Wickham but also, I now realise, to Peter Reynolds and Christine Shaw, that pressure from lords to render more was probably also a factor, and to my relative delight this turns out to be the position that Devroey also takes, turning the shift in systems back into something that might be a causal driver rather than an effect of a change we have to explain by other means, that is, the apparent rise in European population from c. 900 onwards.3

Teaching diagram of the Feudal Transformation, by me

Teaching diagram of the Feudal Transformation, by me

All the same, this cannot just be accepted, because every bit of any explanation that might bear on the changes and growth in European society that we see over the tenth and eleventh centuries which have come to be characterised as the ‘feudal transformation’ need attaching to the scheme of change at both ends. If, in fact, lords were causing this shift in production methods, why? Such things are usually put down to lords’ essential interest in getting as much revenue as possible from their estates, but this is actually a very twentieth-century concern, a capitalist think-back to people whose priorities were really otherwise constructed. Someone like Chris Wickham, for example, is very sceptical that most lords would have been this involved in the details of agriculture, rather than just demanding a non-specific more that the peasants had somehow to come up with.4 This allows us to leave at least some initiative with the peasants, but when it comes down to second crops, it’s hard immediately to see how that could work out: if what an average lord is mostly concerned with was maintaining himself and his family in the style to which they were accustomed, turning up with rye instead of the wheat that was demanded is unlikely to have cut the mustard, I’d say. Peter Reynolds would have said that the peasants were growing something else to eat themselves, relinquishing all hope of holding onto a wheat crop that was fundamentally grown for their lords, but cases like big monastic estates that wanted ‘poor’ bread as well as good stuff to meet the demand they faced from workers and the poor suggest that that is either insufficiently or excessively cynical: the lords probably wanted the rough stuff too.5

Peasants at work with a light plough, from a manuscript image in the Biblioteca de l'Escorial

Not necessarily Catalan peasants, but at least from a manuscript in the Escorial in Madrid, rather than the usual French or English ones

Well, Devroey is more or less ready for this, as he suggests specifically that the driver of change might be the need of an increasingly equestrian nobility to feed its newly-numerous horses, leading to them requiring oats in a new way from a peasantry who would not previously have grown them. This, I think, he largely gets from Pierre Bonnassie, who concluded similarly for Catalonia after noting a rise in oats being rendered at about the same time as a boom in the mention of horses in the eleventh-century charters, not unreasonably supposing that these were associated.6 This gets us a bit further on, because it expresses lordly demand in terms that aren’t purely economic. The problem with the profit motive, you see, is that it should be a universal, were everyone in history a rational economic actor anyway. Lords in the seventh century should really have been just as interested in making themselves more wealthy as lords in the eleventh, so if we only see the latter doing it there’s something here about the difference between the two societies that still needs explaining. For Bonnassie that difference was the new possibility of military endeavour against Muslim Spain, leading to a new demand for horses to participate in the endeavours of the aristocracy and consequently a new demand for their feed from the peasantry those aristocrats controlled. But how could this have worked out in an area such as those in which Devroey is interested where there was no gold-rich open frontier?

A battle scene from the Biblia de Ripoll

For want of a render of oats a horse was lost, for want a horse the rider was lost…

I suppose that the answer must be that in the earlier period, competition between aristocrats for importance and influence must have been waged in different areas. The obvious one of these, and one which I get very much from the work of Jinty Nelson and Stuart Airlie, is the Carolingian court.7 As long as that functioned and had a decent range of appeal, an ambitious member of the aristocracy could make himself (or herself) far more important more quickly by obtaining office or honores from the king than he could by becoming slightly richer than his local rivals, in a game which they could obviously play too. Access to that royal patronage was the thing worth competing for that could decide such contests for status. But once the king ceased to be able to control his far-flung properties or to afford to grant his nearby ones, anyone outside the core was forced back into the local game.8 Without the ability to leverage a court connection to get someone a leg-up into the privileged classes or get (or deliver) royal officers’ intervention in a local matter, such a person’s wealth and how readily they spent it could be the reason men commended themselves to them, rather than to the castellan down the road who’d just put new solars in at his main residence and was gunning to have his son made the next bishop, for example. Magistra and I have debated here before how this newly-constrained competition for status might have made the overall increase in agricultural productivity of the period hard either to perceive or to enjoy for its appropriators, but if Devroey should happen to be right and this sequence of development be how we might explain it, then that competition might be more cause than effect, and the continuing importance of a court and its patronage explain the much less obvious existence of such phenomena in Ottonian Germany, for example.9 Theo Riches has observed in comments here before now that the ‘feudal transformation’ is essentially a post-Carolingian phenomenon, which is uncomfortably true, but this refocussing of aristocrats on the land might be why.

1. J.-P. Devroey, Économie rurale et société dans l’Europe franque (VIe-IXe siècles), Tome 1. Fondements matériels, échanges et lien social (Paris 2003).

2. H. Hildebrandt, “Systems of Agriculture in Central Europe up to the Tenth and Eleventh Centuries” in Della Hooke (ed.), Anglo-Saxon Settlements (Oxford 1988), pp. 275-290.

3. C. Wickham, “Problems of Comparing Rural Societies in Early Medieval Western Europe” in Transactions of the Royal Historical Society 6th Series Vol. 2 (Cambridge 1992), pp. 221-246, rev. in idem, Land and Power: studies in Italian and European social history, 400-1200 (London 1994), pp. 201-226; idem “Sul mutamento sociale e economico di lungo periodo in Occidente (400-800)” in Storica Vol. 23 (Roma 2002), pp. 7-28, repr. as “Per uno studio del mutamento di lungo termine in Occidente durante i secoli V-VIII” in Quaderni del Dipartimento di Paleografia e Medievistica Vol. 1 (Bologna 2003), pp. 3-22, transl. Igor Santos Salazar & rev. Iñaki Martín Visó as “Sobre la mutación socioeconómica de larga duración en Occidente durante los siglos V-VIII: on the long-term socio-economic change in the West from fifth to eighth centuries” in Studia Historica: historia medieval Vol 22 (Salamanca 2004), pp. 17-32; P. Reynolds & C. E. Shaw, “The third harvest of the first millennium A. D. in the Plana de Vic” in Immaculada Ollich i Castanyer (ed.), Actes del Congrés Internacional Gerbert d’Orlhac i el seu Temps: Catalunya i Europa a la Fi del 1r Mil·lenni, Vic-Ripoll, 10-13 de Novembre de 1999 (Vic 1999), pp. 339-351. Devroey’s analysis is in Économie et société, I pp. 108-111.

4. Wickham, The Framing of the Early Middle Ages: Europe and the Mediterranean 400-800 (Oxford 2005), pp. 268-272.

5. Reynolds & Shaw, “Third Harvest”, but cf. the different grades of bread being demanded in the Statutes of Adalhard of Corbie, for example, ed. Léon Levillain as “Les statuts d’Adalhard pour l’abbaye de Corbie” in Le Moyen Âge Vol. 13 (Bruxelles 1900), pp. 233-386, repr. separatim (Paris 1900), relevant parts translated as “Of Bread and Provisions in the Statutes of Adalhard of Corbie” in Paul Edward Dutton (transl.), Carolingian Civilization: a reader, 2nd edn. as Readings in Medieval Civilizations and Cultures Series 1 (Peterborough 2005), no. 32, or the huge variety of grains in which the estates of Santa Giulia di Brescia rendered to the monastery in their polyptych of c. 906, Gianfranco Pasquali (ed.), “S. Giulia di Brescia” in Andrea Castagnetti, Michele Luzzati, Pasquali & Augusto Vasina (edd.), Inventari altomedievali di terre, coloni e redditi, Fonti per la Storia d’Italia 104 (Roma 1979), pp. 41-94, also printed in Ezio Barbieri, Irene Rapisarda & Gianmarco Cossandi (edd.), Le carte del monastero di S. Giulia di Brescia (Pavia 2008), I no. 46 whence online here.

6. Pierre Bonnassie, La Catalogne du milieu du Xe à la fin du XIe siècle : croissance et mutations d’une société, Publications de l’Université Toulouse-le-Mirail 23 & 29 (Toulouse 1975-1976), 2 vols, I pp. 470-471.

7. Combining Janet L. Nelson, “Kingship and Royal Government” and Stuart Airlie, “The Aristocracy”, both in Rosamond McKitterick (ed.), The New Cambridge Medieval History, II: c. 700-c. 900 (Cambridge 1995), pp. 338-430 and 431-450 respectively.

8. Here I am sort of nostalgically pleased to see that I am still following Matthew Innes, State and Society in the Early Middle Ages: the middle Rhine valley 400-1000, Cambridge Studies in Medieval Life and Thought 4th Series 47 (Cambridge 2000), pp. 223-234.

9. See Timothy Reuter, “Debate: the ‘Feudal Revolution’. III” in Past and Present no. 155 (Oxford 1997), pp. 177-195 at pp. 188-193.

Picturing Abbess Emma’s associations

Really long-time readers of this blog will maybe remember a debate that got going on this blog in June 2008, apropos of a paper in the Journal of Neurocomputing that was using medieval charter information to showcase visualisation of social networks data.1 I was initially sceptical but talking to two of the authors got me much more interested and I subsequently talked one of them into delivering a paper in the final Problems and Possibilities of Early Medieval Diplomatic session at Leeds, a paper that we did want to publish but which sadly in the end could not be included in the final publication.2 That’s still a shame as there was good stuff to think with there, but of course what any historian dealing with dense social data is going to want to know about such software and techniques is, ‘how will it help me with my stuff?’ And since answering that question usually involves a lot of data entry, it has tended to rest there.

"Representation of the medieval social network with force directed algorithm" from Boulet et al., "Batch kernel SOM and related Laplacian methods for social network analysis", fig. 1

There is also the question of how much a “Representation of the medieval social network with force directed algorithm” like this from Boulet et al., “Batch kernel SOM and related Laplacian methods for social network analysis”, fig. 1, can tell you by itself, which is why of course in that article they then spend a lot of time breaking it down

For my area of interest, this was changed in mid-2012 as the indefatigable Joan Vilaseca of the Cathalaunia website began to investigate applying such techniques to the database he maintains there, which includes quite a lot of the documents from which I ply my trade. Magistra et Mater, who was getting interested in the possibilities of these things around then too, wrote some initial thoughts about what Joan and others were doing at hers in December 2012, and I had already made a stub note to talk about it in October of that year but, well, it’s been queued ever since. There is still plenty to say, though!

The thing that particularly caught my interest was that Joan put up a post on his blog in which he produced a list of the best-connected people in his database, the ones who appear with the most other people, and once the kings who appear in dating clauses and their notaries were filtered out, pretty much top of the list was Abbess Emma of Sant Joan de Ripoll. Since there is perhaps no-one in the world who cares more about Abbess Emma than me,3 this seemed like a really good type-case with which to answer the quesion: does this kind of analysis actually tell us very much that we didn’t already know? And, weirdly, I think that my conclusion is that for me it’s perhaps most valuable for emphasising what we don’t.

Relationships of Abbess Emma in the Cathalaunia database coloured according to grade of connectivity

Relationships of Abbess Emma in the Cathalaunia database coloured according to grade of connectivity

To talk about this it’s necessary to get you the reader clear about exactly what Joan has actually done here, of course. As simply as I can put it, what we have above is a graph built in the following way. In Joan’s database Emma appears in 50 documents and in those 50 documents she occurs with an awful lot of people. Looking for only the most meaningful, Joan excluded from the count all persons with whom Emma turned up only once, which is a lot given that she orchestrated the Vall de Sant Joan hearing in which about 500 people swore testimony for her and then there’s still 48 more documents with her in. That still leaves 112 people with whom she is recorded associating more than once, in fact the total of associations still in the count is 1292. Many of these people also relate to each other and what you have above is a computer-aided display of all those links, with Emma at the centre and everyone else pulled out to where you can see the links. But you can already see from the way that some of the links are made with thicker bands of darker colour that some of these people dominate the sample much more than others. So, who are these people? Well, if you load up the SVG version of this graph on Joan’s blog you can just click straight through to his database records, which is marvellous, but in short the top five are two priests called Gentiles and Guisad, and then three laymen, namely Reinoard, Guimarà and Tudiscle.

Archivo de la Corona d'Aragón, Cancilleria, Pergamins Seniofredo 39

Archivo de la Corona d’Aragón, Cancilleria, Pergamins Seniofredo 39 (reduced-quality version), with Gentiles’s signature lower left centre

This all sounds more or less sensible to me: though I think only Gentiles and Reinoard, maybe Tudiscle, would have been in a top five I’d guessed, I can see why they’re all here. Gentiles was something like the chief scribe of Sant Joan: he appears in Emma’s first appearance as an adult, he went on appearing some six to ten years after her death, and in that time an awful lot of the documents of the abbey carried his scribal signature, even though as Federico Udina pointed out when he edited these documents, they’re not all in the same hand. This presumably means that he had subordinates signing stuff off for him and that his name was important enough that it still had to be there.4 Guisad was another frequent scribe for the abbey, apparently older, and he also appeared on the panel of a couple of the hearings in which Emma pursused people for her rights over their land.5 Reinoard was headman of one of the settlements in the Vall de Sant Joan and worked as court enforcer for Emma once as well as appearing in court when she called them, he was a collaborator of hers whom I’ve discussed elsewhere.6 Tudiscle and Guimarà present a more interesting case: these are two of the landowners whom Emma took to court, but in both cases those episodes were part of a longer relationship with the abbey which had here broken down. I’ve written about these two as well precisely because I think that in Tudiscle’s case the hearing was part of mending that relationship, as his importance seems not to have suffered subsequently, whereas Guimarà seems subsequently not to have worked with the abbess and in fact seems to have managed to shift quite a lot of property once donated to the nunnery onto Emma’s little brother, Count-Marquis Sunyer of Barcelona, Girona and Osona, as part of Sunyer’s campaign to clip his sister’s independently-ruled abbey’s wings.7 But before that he had worked for Emma, and these people certainly make good people to study if you want to understand how Emma worked, which is of course why I did.

Relationships of Abbess Emma in the Cathalaunia database, sorted by modularity

The same relationships now displayed according to their modularity, that is, by the size of the groups internal to the data

So, the first answer to the great question about whether this tells me anything looks like ‘no'; I had already found these people by older methods. But I’m arguably not the target here: the thing is that those methods were very like what Joan’s programming all but automates. I went through the documents, made note of the names who recurred most, assembled profiles of their appearances and decided who were the people I could tell the story with. Joan’s database and graphing together mean that I could, if I was starting again, do in about ten minutes the same exercise that took me weeks when I actually did it. I could do (and may do) the same thing now with Count-Marquis Guifré II Borrell, Sunyer’s predecessor and brother, for whom I haven’t done the same kind of background data-crunching, with far less trouble than I was anticipating. So in terms of research facilitation for others, this is a huge step forward even if it doesn’t help me. I can in fact only tell how much use it is precisely because I’d done it already by another means! (Whether Joan had to put fewer hours in to make it happen than I did for my research is another question of course…)

All the same, as I said above, what it now makes me think is how imperfect our data sometimes is for the kind of questions we might like to ask. If, on first principles, we asked ourselves who the principal contacts of an early medieval abbess was, we would probably presume that the main ones were her nuns. So indeed they may have been here, but as I’ve observed in a supposedly-forthcoming paper, while Emma was in charge of Sant Joan we know the names of only two other nuns, and those are only seen as they join the nunnery, we’ve no idea what Emma’s relations with them were like.8 If we then allowed ourselves to remember that this abbess was a count’s daughter, we might then think about her family as an important second string. But Emma hardly shows up with her family, and when she does it needs very careful reading: I think she only occurs alive and in person with brother Sunyer in the Vall de Sant Joan hearing where she was in theory taking him to court, for example.9 (She also turns up as a neighbour of land he was transferring twice, but of course she wasn’t actually there for that, though it gives us another reason to suppose they had other dealings.10) Also on the defending end on that occasion was their probably-elder brother Miró, Count of Cerdanya, who in his will named Emma one of his executors and had her called ‘my most dear sister'; I think she occurs with him once otherwise.11 She got Radulf to consecrate a church with her once, I think that’s it though.12 We can more or less see from this that this set of siblings were close collaborators even if not always very willing ones but the quantity of occurrences doesn’t really reflect what we can guess the importance of those relationships would have been.

The memorial stone for Abbess Emma in the abbey church of Sant Joan de les Abadesses

Abbess Emma’s memorial in the medieval church of Sant Joan de les Abadesses

The information we get from this, therefore, is not wrong but it is partial. Emma probably did see Gentiles and talk with him most days of her adult life. It’s not clear whether Guisad was also a priest of the abbey but if so, he also would have been a regular feature of her days. She placed a lot of reliance on Reinoard, and that relationship was probably important to both of them in raising Reinoard above his fellows and showing those fellows how Emma could reward her collaborators. Tudiscle and Guimarà, at least at first, were more of that sort of person and even if the relationships probably didn’t mean as much to Emma as that with brother Miró did, for example, they’re historically very interesting and anyone working on Emma would be well served by being pointed towards them. But there is also quiet and missing data that must have made up a great deal more of her life, and that we can’t really reconstruct. It’s not by any means the fault of this technology that it can’t bring that to our notice: it obviously can’t give us back information we didn’t put in. But that also means that the technology is no more than one of the tools we have to use to understand that information in its context, some of which context is simply what isn’t there.13

1. Romain Boulet, Bertrand Jouse, Fabrice Rossi & Nathalie Villa, “Batch kernel SOM and related Laplacian methods for social network analysis” in Journal of Neurocomputing Vol. 71 (Amsterdam 2008), pp. 1579-1573.

2. What final publication, you ask? Why, Jonathan Jarrett & Allan Scott McKinley (edd.), Problems and Possibilities of Early Medieval Charters, International Medieval Research 19 (Turnhout 2013). You could buy it here if you wanted!

3. See J. Jarrett, “Power over Past and Future: Abbess Emma and the nunnery of Sant Joan de les Abadesses” in Early Medieval Europe Vol. 12 (Oxford 2003), pp. 229-258; idem, Rulers and Ruled in Frontier Catalonia 880-1010: pathways of power (Woodbridge 2010), pp. 23-72.

4. Ibid. pp. 29-30; see Federico Udina Martorell, El Archivo Condal de Barcelona en los siglos IX-X: estudio crítico de sus fondos, Textos 18/Publicaciones de le Sección de Barcelona 15 (Madrid 1951), p. 205 for the argument.

5. Jarrett, Rulers and Ruled, p. 59 n. 162.

6. Ibid. pp. 39, 41-42.

7. Ibid. pp. 52-53 (Tudiscle), 53-57 (Guimarà) & 64-65 (Sunyer’s pressure on the nunnery).

8. J. Jarrett, “Nuns, Signatures and Literacy in late-Carolingian Catalonia”, to appear in a Festschrift for Rosamond McKitterick first planned in 2010.

9. The hearing is best printed in Ramon Ordeig i Mata (ed.), Catalunya Carolíngia IV: els comtats d’Osona i Manresa, Memòries de la Secció Històrico-arqueològica LIII (Barcelona 1999), 3 vols, doc. nos 119 & 120, though the palæographic notes of Udina, Archivo Condal, doc. no. 38, are still very useful.

10. Ordeig, Catalunya Carolíngia IV, doc. nos 103, 105 & 155. There are a few other cases where she and Sunyer both turn up as neighbours, but not of the same properties, so I don’t think that really counts here.

11. The will is only printed in Prosper de Bofarull y Mascaró, Los condes de Barcelona vindicados, y cronología y genealogía de los reyes de España considerados como soberanos independientes de su marca (Barcelona 1836, repr. 1990), 2 vols. I pp. 88-90. In Ordeig, Catalunya Carolíngia IV, doc. no. 57 Miró presided over a hearing where Emma was the plaintiff, but she was represented by a mandatory and not present herself.

12. Udina, Archivo Condal, doc. no. 73. The two also occur as common neighbours in Ordeig, Catalunya Carolíngia IV, doc. nos 155 & 419, but again that only tells us that they probably met at some other point.

13. Cf. Jarrett, “Poor Tools to Think With: the human space in digital diplomatics” in Georg Vogeler & Antonella Ambrosiani (edd.), Digital Diplomatics 2011, Beihefte der Archiv für Diplomatik (München forthcoming), pp. 291-302.

Domna grammatika: a surprise from Michel Zimmermann

Cover of Michel Zimmermann's Écrire et lire en Catalogne (IXe-XIIe siècle)

Cover of Michel Zimmermann’s Écrire et lire en Catalogne (IXe-XIIe siècle)

I am now, nearly, finished reading Michel Zimmermann’s huge book Écrire et lire en Catalogne that has given me so much difficulty along with its information, only the bibliography and appendices (themselves two hundred pages) to go.1 One of the problems with understanding what is going on with this work is its pedigree. It is a version, little revised, he says at the outset, of his thèse d’état, a huge-scale thing akin to a German Habilitationsschrift that doesn’t really exist in the UK or US systems and doesn’t, any longer, in France either. Firstly, this means that a lot of it dates from a long time ago and when one comes across references to ideas published ‘recemment’ in 1978, one begins to wonder how much it was updated to reflect Zimmermann the learned professor as per 2002 rather than Zimmermann the young scholar as per 1982.2 Furthermore, these beasts could easily be the fruits of a decade’s work and then here he is updating it in the 2000s, so there’s prospect for quite a lot of change of opinions and knowledge even between its chapters. This may explain a thing I found in the last chapter which I didn’t expect, either from the material or the writer, and which for balance I thought I had to mention here.

The last chapter, a mere slip of a thing at 140 pages, is about what people learned in Catalonia and how, ninth to thirteenth centuries. This work gave rise to several other articles for its author in the eighties and if you put them back in somehow this would be a respectable little book by itself, and a useful one. It ineluctably duplicates some of the rest of the book as well, though not as much as the previous chapter, almost all of which is already present in the first volume somewhere.3 Here the author worked harder to eliminate what was redundant, and the citation is also more thorough and it generally reads more easily. I don’t know whether this makes it earlier or later in the book’s process, but it’s pleasant. There is, anyway, a substantial section on cathedral schools and teachers and one of the first things this does is to analyse the titles that are used of teachers in the documents. Caput scolae is the one we see most of, as below, ‘headmaster’ almost, but behind that (and I would say, largely later) we also see scholastici (advanced students?) and grammatici, and the surprising thing is that among that latter group there are two women.4

Arxiu Capitular de Vic, calaix 6, no. 1297

A gift by the Archpriest Ermemir to Riculf, caput scolae of the cathedral of Vic, named on the first line (Arxiu Capitular de Vic, calaix 6, no. 1297, with my fingers at the corner

These records are not quite as unambiguous as one might wish.5 We only have the name of one of them, Guisla grammatica, and the other appears as only homo domna gramatika, which looks as if it must be a scribal error in some direction or other, possibly for Hemmo, Emma; the Greek spelling of ‘gramatika‘ gives me strange memories of a lady I met once in Cambridge but also makes me wonder if the scribe thought the word couldn’t be declined, like Hebrew terms, though in that case why did he only know it in the feminine? Moreover, the first is potentially to be identified with a Guisla who was the wife of one Guillem, and he may be one of the other grammatici around the cathedral of Vic at this time, as they certainly had one of that name. In other words, Zimmermann suggests, she might be a grammaticus‘s wife using the family title, rather than actually having any teaching role herself; the cathedral’s grammarians certainly seem to have passed the title down to their heirs, but those heirs presumably also inherited the teaching? We don’t know for sure. But it’s interesting, and it’s also something that based on other parts of the book I wouldn’t entirely have expected M. le Prof. Z. even to have mentioned. Vic was somewhere with a history of encouraging female learning and study in a small way, and it’s nice to think that might have briefly been institutionalised as lay instruction took off more widely in the mid-eleventh century.

1. M. Zimmermann, Écrire et lire en Catalogne (IXe-XIIIe siècles, Bibliothèque de la Casa de Velázquez 23 (Madrid 2003), 2 vols.

2. Ibid., II p. 889 notes work published in 1978 by Colette Jeudy as having been made public ‘recemment’. Now, I struggle myself with admitting that the 1980s no longer counts as ‘recent’ (it’s still a horrible memory for me) but I think my working practice now is, don’t call anything recent which didn’t come out during the youngest likely readership’s lifetimes…

3. We do, admittedly, get the third run-through in the book of the inventories of the libraries of Ripoll and Vic, which also appear in the appendices, but here it’s just for books containing scientific material that Gerbert of Aurillac might have been able to see. This includes MS Ripoll 106, which we discussed here a while back; it’s kind of nice to think that he probably also flipped through it. (Though, to him, it would have been ‘recent’…)

4. Zimmermann, Écrire et lire, II pp. 870-886 and here esp. pp. 878-881 for what follows.

5. Even in citation, alas: Zimmermann references these documents as Arxiu Capitular de Vic, nos 1052 and 1060, and gives a date for one of them that seems to preclude these numbers being dates, not shelfmarks. They’re not complete shelfmarks, however, says I as one who knows the ACV a little bit, and though the documents may be in Ramon Ordeig i Mata (ed.), Diplomatari de la Catedral de Vic (segle XI) (Vic 2006-), I haven’t gone and looked, I admit, as for some reason no library in this country has more of it than fascs 1 & 2, even though I know darn well the thing is finished because I got given its plates in an adventure I have yet to tell you about