Category Archives: Catalonia

Beware of Greeks bearing names

Ruins of the palæochristian basilica at Empúries, one place it seems reasonable to say people came to Catalonia from actual Greece, albeit rather before this building was put up, let alone knocked down... "Paleochristian Basilica - Empúries - 2005-03-27". Licensed under CC BY 2.0 via Wikimedia Commons.

Ruins of the palæochristian basilica at Empúries, one place it seems reasonable to say people came to Catalonia from actual Greece, albeit rather before this building was put up, let alone knocked down… “Paleochristian Basilica – Empúries – 2005-03-27“. Licensed under CC BY 2.0 via Wikimedia Commons.

Continuing through Benoît-Michel Tock‘s methodical study of subscriptions to French charters of the seventh to twelfth century, I found an unexpected moment of solidarity.1 It’s not that I don’t expect to share ideas and conclusions with M. le Prof Tock, as we are interested in very similar things, but this bit, well, you will see. He is discussing the appearance of surnames in the charters he is studying, and the first instance is one Urso Grecus, who turns up only in the foundation charter of Cluny, in 910.2 Tock argues that this ‘Greek’ appellation can’t be taken literally, as the name Ursus is no kind of Greek known, so that the surname probably tells us he could read Greek, rather than that he was somehow seen as Greek. But this is a question that can be explored with the Catalan evidence, where there are one or two more such characters, including a judge called Oruç whose name (in Latin, Aurucius) is oddly similar to Ursus but who lived too late to be the same man, including being captured in the sack of Barcelona in 985 and later ransomed.3 Now, Oruç has been taken either to actually have been Greek or perhaps a legally-trained person from Byzantine Italy brought in as part of Borrell II’s judicial reforms, to the best of my knowledge, but the same problem of the non-Greek name arises for him, and it’s not just him.4 At which point, enter one of this blog’s running fascinations:

« En sens inverse, ZIMMERMANN, La connaissance du grec, p. 496–497, confronté dans la Catalogne des environs de l’an mil à un Guitardus grecus, malgré la non hellenité de ce nom, accepte que ce soit un Grec. Il est vrai que la Catalogne était plus perméable que la Touraine aux influences méditerranéennes, et que l’épouse de ce Guitardus portait le nom, bien grec lui, de Polemia. Ne pourrait-on imaginer que ce Guitardus, Franc comme son nom l’indique, ait cherché fortune et trouvé femme en Grèce, d’où le surnom qui lui aurait été attribué ? »5

Which, translated roughly, comes out as:

“In the opposite sense, Zimmermann, ‘La connaissance du grec’, pp. 496-497, faced, in the Catalonia of around the year 1000, with a Guitardus grecus, despite the non-Hellenity of the name, accepts this person as a Greek. It is true that Catalonia was more permeable to Mediterranean influences than was the Touraine, and that this Guitard’s wife bore the name, this one perfectly Greek, of Polemia. Could one not imagine that this Guitardus, a Frank as his name shows, had sought fortune and found a wife in Greece, whence the surname that was attributed to him?”

To which I’d like to say, “yes, yes one can, or at least this one can.” This might even just work for Oruç, too, in as much as his wife Maria’s name is obviously not impossible for Greece.6 Obviously I twitch at saying someone was Frankish because they bore a Frankish name, and there are a number of instances in a Spanish context of people using one or other of a pair of names from alternative language’s name-stocks depending on what company they’re in, and this is probably a bit too simplistic for the melting-pot that Barcelona was becoming. I also wonder a little bit about how wryly to read the juxtaposition of seeking a fortune and finding a wife. Nonetheless, I think that since neither Zimmermann’s or Tock’s reading of these names can be proven (saving the surpassingly unlikely accident of these persons’ graves being identifiably found and their teeth showing their origins when analysed) I’d like to go with the one that involves the romance, just because that would make the period that bit more fun to, as he says, imagine.7

1. B.-M. Tock, Scribes, souscripteurs et témoins dans les actes privés en France (VIIe – début XIIe siècle), Atelier de Recherches sur les Textes Médiévaux 9 (Turnhout 2005).

2. Auguste Bernard & Alexandre Bruel (edd.), Recueil des Chartes de l’Abbaye de Cluny (Paris 1876-1903), 7 vols, doc. no. 112, discussed in Tock, Scribes, souscripteurs et témoins, pp. 89-90.

3. He appears in at least: Cebrià Baraut (ed.), “Els documents, dels anys 981-1010, de l’Arxiu Capitular de la Seu d’Urgell” in Urgellia: anuari d’estudis històrics dels antics comtats de Cerdanya, Urgell i Pallars, d’Andorra i la Vall d’Aran Vol. 3 (Montserrat 1980), pp. 7-166, doc. no. 278; Àngel Fabrega i Grau (ed.), Diplomatari de la Catedral de Barcelona: documents dels anys 844-1260. Volum I: documents dels anys 844-1000, Sèries IV: Fonts Documentals 1 (Barcelona 1995), doc. nos 162, 166, 170, 172 & 220; Gaspar Feliu & Josep María Salrach (edd.), Els Pergamins de l’Arxiu Comtal de Barcelona de Ramon Borrell a Ramon Berenguer I, Diplomataris 18-20 (Barcelona 1999), 3 vols, doc. nos 37, 46, 50, 60, 88, 91, 97 & 109; Ramon Ordeig i Mata (ed.), Catalunya Carolíngia IV: els comtats d’Osona i Manresa, Memòries de la Secció històrico-arqueològica LIII (Barcelona 1999), 3 vols, doc. no. 1526; & Federico Udina Martorell, El Archivo Condal de Barcelona en los siglos IX-X: estudio crítico de sus fondos, Textos XVIII (Barcelona 1951), doc. nos 207, 211, 218, 227, 228 & 237.

4. Pierre Bonnassie, La Catalogne du milieu du Xe à la fin du XIe siècle : croissance et mutations d’une société, Publications de l’Université Toulouse-le Mirail, Sèrie A, 23 & 29 (Toulouse 1975-1976), 2 vols, I pp. 345 figures Oruç as an actual Greek; Philip Banks, “«Greeks» in Early Medieval Barcelona?” in Faventia Vol. 2 (Barcelona 1980), pp. 73-88, online here, last modified 15th November 2006 as of 9th August 2009, suggests that he and the other six such Greci visible in early medieval Catalonia were local-born sons of an otherwise unattested Greek-speaking Sicilian immigration in the earlier tenth century. I have a nasty feeling that the suggestion of a link with Borrell’s judicial reforms, since I am the person who thinks they happened, originated with me, but obviously that wouldn’t explain the others.

5. Tock, Scribes, souscripteurs et témoins, p. 90 n. 26, referencing Michel Zimmermann, “La connaissance du grec en Catalogne du IXe au XIe siècle” in Michel Sot (ed.), Haut Moyen Âge : Culture, éducation et société. Études offertes à Pierre Riché (La Garenne-Colombes 1990), pp. 493-515.

6. Maria appears in Feliu & Salrach, Pergamins, doc. no. 109.

7. On the two-named populations, see Victor Aguilar & Francesco Rodríguez Mediano, “Antroponimia de origen árabe en la documentación leonesa (siglos VIII-XIII)” in El Reino de León en la Alta Edad Media Vol. 6 (León 1994), pp. 497-633.

Name in Print XIII & XIV and Lights VIII & IX: the problems are also possibilities

[This was originally posted on 26th January 2014 and stuck to the front page, but now I've reached the point in my backlog where it would originally have fallen, I'm releasing it to float free in the stream where future readers might expect it. Don't laugh, chronology is important to historians...]

Even though this too is after the fact, it definitely deserves to be announced before I crunch through the relevant backlog. You first heard about it in September 2011, writing it in time for the deadline provoked me even to blank verse in December 2011, I actually told you what it was later that month; in March 2012 it was signalled that the revisions had been sent off; by the time we were dealing with proofs I was well into blog slough; but since October 2013 the world has been richer by a rather snazzy blue volume with my name on it, along with my co-editor Allan Scott McKinley’s, and this volume is called Problems and Possibilities of Early Medieval Charters. It is the eventual publication of some of the highlights of the Problems and Possibilities of Early Medieval Diplomatic sessions that Allan, myself and Martin Ryan ran at the International Medieval Congress at Leeds between 2006 and 2011, and it is rather good if I do say so myself.

Cover of Jonathan Jarrett & Allan Scott McKinley (edd.), Problems and Possibilities of Early Medieval Charters, International Medieval Research 19 (Turnhout: Brepols 2013)

Cover of Jonathan Jarrett & Allan Scott McKinley (edd.), Problems and Possibilities of Early Medieval Charters, International Medieval Research 19 (Turnhout: Brepols 2013)

If you are wealthy, you can buy it as a good old-fashioned stack of bound pieces of paper between board covers here, or you can if you choose buy it in electronic segments here. Each chapter has its own bibliography so they stand alone quite nicely, though obviously, since we wrote them with sight of each other’s copy and often actually hearing each others’ thoughts at Leeds, and because as editors Allan and I knocked authors’ heads together virtually when they were addressing the same concerns, they stand better together. And who are these highly-esteemed authors, you may ask? And I answer with a list of contents as follows:

  • Jonathan Jarrett, “Introduction: problems and possibilities of early medieval charters”
    Written by me to an agenda thrashed out between myself, Allan, Martin in the early stages and Professor Pauline Stafford, one of the series editors, in the later ones, this tries to sum up where we currently are in early medieval charter studies and what this book is doing in them that’s new. I give you an extract below because I’m pleased with it both as prose and as publicity.
  • Martin Ryan, “‘Charters in Plenty, if Only They Were Good for Anything': the problem of bookland and folkland in pre-Viking England”
    Martin here tackles one of the most tangled problems in Anglo-Saxon history with clarity and balance; at the end he hasn’t solved it but it’s much much clearer what the problem actually is, and I was setting this to students as soon as it was physically possible for them to get it. Martin also deserves praise for turning in a damn-near-perfect text. Neither Allan nor I could think of anything to change in it.
  • Allan Scott McKinley, “Strategies of Alienating Land to the Church in Eighth-Century Alsace”
    The charters of early Wissembourg have been mined by many a historian looking for party alignments in the great struggle between noble families for domination of the palaces of the Frankish kings that would eventually end in the triumph of the family who would become the Carolingians. Allan, with characteristic panache, shows that this is probably wrong since the Wissembourg donors’ activities make more sense in local, family contexts. He also wins the contest for longest footnote in the book.
  • Erik Niblaeus, “Cistercian Charters and the Import of a Political Culture into Medieval Sweden”
    Erik joined in the sessions with the brief of showing something of how a society that was new to charter use picked up and incorporated them into its political operations, and he does so with great clarity whilst also finding time to give a few nationalist myths a reasonable roughing-up on the way. I learnt a lot from this one.
  • Charles West, “Meaning and Context: Moringus the lay scribe and charter formulation in late Carolingian Burgundy”
    Charles carries out a classic micro-study here, getting from ‘why does one village in tenth-century Burgundy have a layman writing its charters?’ to ‘why and how are documents changing across Europe in the run-up to the year 1000?’, and makes some very sharp suggestions about how the two join up. He also got his favourite charter onto the cover, so read this to find out why it’s important!
  • Jonathan Jarrett, “Comparing the Earliest Documentary Culture in Carolingian Catalonia”
    I think this is actually my most rigorous piece of work ever. It has tables and pie-charts (though on those see below the cut), it uses numbers, it has a big dataset and lots of electronic analysis. What it shows, I think, is that the Carolingians didn’t change the way that documents were written when they took over Catalonia, but that the local bishops probably did in order to come up with something definitively local that was then spread through cathedral-based training and local placement of local priests. That might seem a lot to believe but that’s why I had to do it properly! Editor’s privilege: this is by far the longest chapter in the volume, but I think it’s important. Of course, I would…
  • Arkady Hodge, “When is Charter Not a Charter? Documents in Non-Conventional Contexts in Early Medieval Europe”
    Arkady definitely wins the prize for widest scope here: this chapter runs from Ireland to the Crimea via Canterbury and Bavaria, and what it finds in all these places is charters recorded in Gospel Books or other such contexts. He wisely asks: if this supposedly unusual preservation is so widespread, perhaps it’s… usual?
  • Antonio Sennis, “Destroying Documents in the Early Middle Ages”
    This one we were lucky to be able to include, a paper from before our sessions ran for which Antonio had not found a home. In it he asks why people would even destroy documents, and concludes that there are lots of reasons and far from all of them fraudulent or tactical, but all of which merit thinking about.
  • Charles Insley, “Looking for Charters that Aren’t There: lost Anglo-Saxon charters and archival footprints”
    Coming out of his work for the publication of the Anglo-Saxon charters of Exeter, Charles is faced with a lot of what diplomatists call deperdita, lost documents that are however attested in other documents, and does some very clever work to make something of the patterns of what does and doesn’t exist in his material. This one also probably has the most jokes of any of the papers, though Arkady is also in contention.
  • Shigeto Kikuchi, “Representations of Monarchical ‘Highness’ in Carolingian Royal Charters”
    If you’ve seen the texts of many early medieval royal charters you’ll have observed that the kings are no less splendid in their titles than our remaining European monarchs are now: majesty, highness, sublimeness, and so on scatter their documents. Shigeto however spots habits in these uses that seem to actually tie up to deliberate strategies of presentation and differentiation between the various Carolingian rulers, which not only may help to spot when something is off about a text but also gives us a potential window on the actual kings’ decisions on how to present themselves.
  • Morn Capper, “Titles and Troubles: conceptions of Mercian royal authority in eighth- and ninth-century charters”
    Contrariwise, in a thoroughly contextualised assessment of the titles used for Mercian rulers in their diplomas during the period when Mercia was both a political force and issued charters, Morn shows that what we have here is not necessarily the kings’ choices of self-presentation, but, maybe more interestingly, the recipients’ or their scribes’, and it’s very revealing.
  • Elina Screen, “Lothar I in Italy, 834–40: charters and authority”
  • Alaric Trousdale, “The Charter Evidence for the Reign of King Edmund (939–46)
    Despite their different centuries and countries of interest, these two papers are doing very similar things, which is one very familiar to me from Catalonia: looking at an area and time where there is almost no wider political narrative material available to historians and reconstructing events and power politics from the charter evidence, and both come up with new ideas about what was going on at their chosen monarchs’ courts at their chosen times as a result.
  • Julie Hofmann, “Changes in Patronage at Fulda: a re-evaluation”
    Julie here presents probably the most tech.-heavy paper, but it gives her extra chops: she goes about what would be an analysis of who gives what where quite similar to Allan’s except that having a database of the voluminous material from Fulda lets her seek precise answers to important questions like that necessary classic, “what are the women doing?” This not only offers some answers to that question but also explores the difficulties in gendering this kind of evidence and what it gets one to do so.

I don’t think there’s a chapter here that isn’t important in its field, and there are several that I’m proud to think may be important over several. Most importantly, any one of them can probably tell you something extra about your own field. As I put it in the closing paragraph of the introduction:

“The eclectic selection of papers is therefore part of the point: all of these studies can inform, and have informed, several or all of the others. This justifies the hope that readers of this volume will come to it because of something they need to read for their own purposes, but discover before putting it back on the shelf that there are other things that interest them which will also help them think over their material and its uses. We also hope, therefore, that even if some of the possibilities we present cause problems, the problems will also be possibilities.”

Continue reading

Feudal Transformations XIX: change before the year 1000

Cover of Guy Bois's Transformation of the Year 1000

Just after arriving in Birmingham, I finished reading Guy Bois’s provocative book The Transformation of the Year 1000 and was actually quite impressed; it represents a far better saving throw for the transformation theory than I’d anticipated.1 Seeing a problem with packing almost all the change required by the theory of Duby and Fossier and the like into a few decades shortly after 1000, Bois comes up with a quite complex paradigm of change in which he manages to have both slow change and a ‘revolution’ at the end of it.

Teaching diagram of the Feudal Transformation, by me

Go on, one more time won’t hurt

This he does basically by saying that what we have in the tenth century is the final slow settling into ruins of the ancient state, with public government and justice, towns driven by a parasitic state apparatus administering those systems, and slave agriculture. This had been increasingly unsustainable as time went on and efforts like the Carolingian reforms to prop it up with new structures (and here’s the subtlety) actually accelerated its collapse by making more possible locally-concentrated power at the same time as a coincidentally burgeoning economy made that economically viable. Inside the old structure of society, therefore, new bases of importance and power were emerging centred on the market and on local territorial domination, all of which in fact made it harder to maintain the older bases of power as a monopoly. The revolution came when, with the end of the Carolingian state and withdrawal into the Île de France of its Capetian successor (because this is a paradigm about France, don’t think otherwise), the exterior structure of public power finally collapsed into dust, ceased to operate as a brake on the forces of social change, and what was left standing was this incubitic set of new power bases, now free to grow, around which the opportunistic (and here most of all the monks of St-Pierre de Cluny) coordinated their operations. And thus feudalism.2

Supposed denier of Charles Martel, Marseilles, probably 737X43

Supposed denier of Charles Martel, Marseilles, probably 737X43

Silver denier of King Charles the Bald (840-77) struck at Blois 864x77, Fitzwilliam Museum CM.QC.5360-R, of the Queens College Collection
Silver denier of King Charles the Bald (840-77) struck at Blois 864x77, Fitzwilliam Museum CM.QC.5360-R, of the Queens College Collection

Silver denier of King Charles the Bald (840-77) struck at Blois 864×77, Fitzwilliam Museum CM.QC.5360-R, of the Queens College Collection

Silver denier of Count Hervé III de Donzy (1160-94)

Billon denier of Count Hervé III de Donzy (1160-94)

Billon denier of Count Hervé III de Donzy (1160-94)

Who even knows what they thought that monogram meant three hundred years later? Evidence of high medieval numismatists, as with so many other things, is easiest to find in Spain…

The first bit about this that caught my critical imagination is the idea that those who were interested in patching up the ancient state actually undermined it; that is, the Carolingians in trying to make things better actually make things worse. Bois exemplifies this using the monetary system, which is probably why it caught my attention. In brief, the Roman system of gold and silver coins struggled on till the sixth century, whereafter the gold coinage was debased until it more or less ceased to exist, in the course of which it was struck by hundreds and hundreds of semi-private issuers all over Francia. After this the whole system atrophied and a desultory and poor silver coinage of a very various standard was all the money there was. The Carolingians, faced with a mono-metallic system, reformed it several times until there were a restricted number of royally-controlled mints striking a more-or-less good coinage but only in silver. This was lower-value, thus more accessible, so that greater monetisation resulted than had been so for a while, enabling market exchange and the collection of revenues in coin at new levels. And that meant that when the royal hands came off the tiller in the early tenth century that resource was available to the new local powers, who start minting their own silver coin in profusion (here again, nost least the monks of Cluny).3 I think there are problems with this as an actual account of the history of the coinage – that local minting in silver takes much longer to start happening than Bois’s chronology of change implies, suggesting that it is a result of market growth not a cause, for one thing; for another, Cluny got a royal license to strike coin, and it was otherwise outside any useful royal jurisdiction so one could read that as an increase in royal power and it’s certainly hard to see it as the opposite – but it’s an excellent illustration of Bois’s more general model of damaging attempts to preserve a dying social system.4

Exterior view of the transept of the abbey church of St-Pierre de Cluny, from Wikimedia Commons

Exterior view of the transept of the abbey church of St-Pierre de Cluny. “Cluny Transept exterior” by RTPeat / Richard Peat Licensed under CC BY-SA 2.0 via Wikimedia Commons.

The problem I have with arguments like this that run, ‘O well they tried, poor dears, but the whole thing was doomed, quite hopeless, they were spitting in the rain’ about the Carolingians, which in some ways go back to Louis Halphen and his contemporaries, is that they benefit from the fact that the Carolingian Empire’s fall is there to be explained. Most of us would not, however, put this down to critical internal systems failure, but to a prolonged civil war more or less due to the royal family’s inability to stick to an equable division of power followed by a long series of assaults by raiders for north and east further destabilising transregional solidarities.5 A counter-factual approach that could accurately remove the effects of the Viking attacks and, if not eliminate the Brüderkrieg at least make it more like the equivalent, and very long-lived, Merovingian system in which the important thing was not so much the periodic war as that that war was always between rival Merovingians, perhaps by predicating a reasonable supply of healthy male heirs, would quite possibly entirely vindicate the Carolingian reform efforts, which after all did at least at first make them much stronger kings.6 An analysis that relies on an absence of competent legitimate operators of a system isn’t really assessing the viability of the system itself. Likewise, Bois’s argument is proven by the eventual collapse of the ancient state, but there’s a species of teleology involved when he says that the Carolingians’ own measures worked against their interests, which forces him to define the things they did that endured as part of the new world, if only because they survived. Given the collapse was to happen, there’s no successful innovation that Bois’s theory would actually credit to the Carolingians except ones that they abandoned.

Sant Andreu de Tona and the Castell de Tona

Now, let’s take it to the March! Sant Andreu de Tona and the Castell de Tona, as made a tiny bit more famous by my book

This is all the more paradoxical because the same problem exists in reverse with Catalonia and the scholarship of the feudal transformation. As Bonnassie famously argued, Catalonia (where a strong and (I would argue) even strengthening public power was maintained up till very late, there was then a political vacuum caused by a double minority in the rule of Barcelona forcing other motors of power to pick up the slack and after a short civil war the public power recovered only by adopting these other motors and abandoning its old ones) is an almost perfect archetype of the feudal transformation, but because it so clearly revolves around the power vacuum of 1018-1035 and before that the public power seemed to be riding the serpent of progress really pretty well, people don’t like it as a general model.7 There’s also the problem that this was the only area of Latin Europe with much of a gold coinage, because of raiding and trade with al-Andalus.8 But Bois’s argument also revolves around a dramatic state collapse at the same time as an economic take-off. Is this somehow not the same?

Gold mancus of Count-Marquis Ramon Berenguer I of Barcelona (1035-76)

Sticking with the metaphor, this is a gold mancus of Count-Marquis Ramon Berenguer I of Barcelona (1035-76), by way of illustrating that at least some things were not quite the same in Catalonia

Bois was of course writing a micro-study of Burgundy, not Catalonia, and it’s the anti-transformation lobby who have preferred to ignore Catalonia’s apparently indissoluble example of the phenomenon.9 All the same there is a problem here because Bois’s model doesn’t work for Catalonia. Firstly, it’s very unclear how much Carolingian reform was in fact applied here: the local law was left running, the final currency reform of 864 was never enacted here, the intellectual culture arguably stayed fairly Visigothic and the counts operated as independents from a very early stage. Secondly, as said, public power here did not atrophy: the counts, despite various troubles, remained militarily effective and towards the end of the period, fuelled no doubt by the various reveues of the frontiers, were even overhauling and improving the apparatus of state power and their control of it. Only when that effort was slackened did stuff go wrong. It is hard not to see Borrell II’s and his son’s creation of numerous castle-holding dependants as the seeds of their own undoing, but it’s not undoing but lack of doing that let them grow.10

Castell de Llordà, Isona, Catalunya

The current state of the Castell de Llordà (image from Viquipèdia), where as you have read some of that castle-ceding was done

Perhaps this doesn’t matter, but if you have a feudal transformation in one area and an explanation for it, but another one in a different area whose relevance you have to dismiss because its explanation is clearly different, this is kind of like ignoring that your theory has been falsified. Of course there are factors in CataloniaBurgundy’s changes of that era that Catalonia did not share, so the problem exists both ways, but this suggests to me that the problematic has been placed at the wrong level. If you accept both then feudal transformation becomes only one way that states of a certain kind might respond to the end of effective state governance in an ‘ancient’ or ‘public’ mould. After three years of teaching this subject to graduates, I came to conclude that the correct question to ask about the phenomenon it assumes is not, “Why is all of Europe going through a social crisis c. 1000?”, which is fairly easy to disprove premise by premise and then ignore, but “Why do so many and various polities of the post-Carolingian world finish up so similar in social articulation and governance despite their different situations and paces of change?” This turns it less into a question of modes of production or public versus private than into one of cultural transfer and the appropriation of ideas between governments, which is maybe not as exciting, but might have a lot more application to other situations.

1. G. Bois, La mutation de l’an mil (Paris 1989), transl. Jean Birrell as The Transformation of the Year 1000: the village of Lournand from Antiquity to feudalism (Manchester 1992).

2. Ibid., pp. 161-167.

3. Ibid., pp. 165-166.

4. Philip Grierson, “Coinage in the feudal era” in Il feudalesimo nell’alto medioevo, Settimane di Studio del Centro Italiano di Studi sull’alto Medioevo 47 (Spoleto 2000), pp. 949-959.

5. See François-Louis Ganshof, “L’échec de Charlemagne” in Comptes rendus de l’Académie des Inscriptions et Belles-Lettres Vol. 91 (Paris 1947), pp. 248-254, transl. as “Charlemagne’s Failure” in idem, The Carolingians and the Frankish monarchy: studies in Carolingian history (London 1971), pp. 256-260, taken up by e. g. Heinrich Fichtenau, Das karolingische Imperium. Soziale und geistige Problematik eines Grossreiches (Zürich 1949), transl. Peter Munz as The Carolingian Empire (New York City 1954), Louis Halphen, Charlemagne et l’Empire Carolingien (Paris 1968), transl. as Charlemagne and the Carolingian Empire (Amsterdam 1977).

6. Ian N. Wood, “Kings, Kingdoms and Consent” in Peter H. Sawyer & Wood (edd.), Early Medieval Kingship (Leeds 1977), pp. 6-29.

7. Pierre Bonnassie, La Catalogne du milieu du Xe à la fin du XIe siècle : croissance et mutations d’une société, Publications de l’Université Toulouse-le Mirail, Sèrie A, 23 & 29 (Toulouse 1975-1976), 2 vols, as ever; cf. Adam J. Kosto, Making Agreements in Medieval Catalonia: power, order and the written word, 1000-1200, Cambridge Studies in Medieval Life and Thought 4th Series 51 (Cambridge 2001).

8. Anna M. Balaguer, “Parias and Myth of the Mancus” in Mario Gomes Marques & D. Michael Metcalf (edd.), Problems of Medieval Coinage in the Iberian Area, 3: a symposium held by the Sociedade Numismática Scalabitana and the Instituto de Sintra on 4-8 October, 1988 (Santarém 1988), pp. 499-543; J. Jarrett, “Currency change in pre-millennial Catalonia: coinage, counts and economics” in Numismatic Chronicle Vol. 169 (London 2009), pp. 217-243.

9. Dominique Barthélemy, “La mutation féodale a-t-elle eu lieu? (Note critique)” in Annales : Économies, sociétés, civilisations Vol. 47 (Paris 1992), pp. 767-777, where see p. 773 n. 17; the whole article later repr. as “Note critique” in idem, La mutation féodale a-t-elle eu lieu? Servage et chevalerie dans la France des Xe et XIe siècles (Paris 1997).

10. J. Jarrett, Rulers and Ruled in Frontier Catalonia 880-1010: pathways of power (Woodbridge 2010).

Widow warlords

A couple of days ago I found myself engaged once again in one of the arguments about medieval society it’s just impossible to resolve, that of how possible it was for women to wield political power as men did. It’s impossible to resolve because it obviously wasn’t usual for women to do so, so every case of a woman who did is exceptional and thus probably unsafe to generalise from. There’s a whole argument’s room in that ‘probably’ of course, but on this occasion the argument focussed on Jeffrey Bowman‘s article on countesses in Catalonia and the Midi in the tenth and eleventh centuries that I mentioned a few posts ago, and there you may remember me promising a post about how I thought his case could be deepened. So, this is it.

Countess Ermessenda of Barcelona, Girona and Osona as portrayed in Televisió de Catalunya's series Ermessenda

There are no contemporary or even medieval depictions of Countess Ermessenda of Barcelona, Girona and Osona, but that’s OK because TV has since provided

Professor Bowman, you may remember, developed a fivefold set of acts of power that he thought women would need to do to hold power like men, and then argued that they did, at least in this area and time.1 These were fighting, doing justice, controlling castles, diplomacy and ‘special projects’, and of these perhaps the toughest to show is fighting. His best example, and everybody’s for female power in this area, is Countess Ermessenda of Barcelona, Girona and Osona, who wound up running her son’s and initially her grandson’s governments and had to be forced to let go by said grandson making open war on her. One of the issues about her rule was that she didn’t send campaigns into Spain to keep the castellans rich, but she certainly directed armies when necessary, though whether she was actually ever in battle herself is harder to show. Her three-generation coregency and final reduction to ignominious and short-lived dowagerhood is about as extreme an example as it’s possible to get, however, even if she was followed by another countess of almost as much ability and independence of whom we have already heard (but who also got murdered).2 And besides, she was at the head of her state. There is only room for one such person at a time; like Margaret Thatcher, she did not necessarily leave the ladder down behind her. So what were the possibilities like a few rungs down?

Now, I could tell you about viscountesses (and in a future post I will) but viscounts were not really very different from counts by the late-tenth century; they too were rulers of their areas, even if some notional comital superiority was occasionally acknowledged.3 So how much further down the ladder can we get? Well, in my famous book I mention a lady called Adelaide (as so many were) who ran a castle. This is admittedly Bowman’s third act of power, not necessarily his first, but it’s worth looking at how she got it. The castle was the Castell d’Orsal, south of Vic, and it enters our record in the hands of the viscounts of Girona. They sold it, however, to a man called Radulf, and he then sold it to Adelaide.4

Remains of the alleged Castell de Malla

This is on Wikimedia Commons as the Castell de Malla, but to the best of my knowledge that should be the just-visible remains on top of the hill (what you can see is basically what there is).5 What this building is, therefore, I’m not at all sure… By Elmoianes (Own work) [CC-BY-SA-3.0-es], via Wikimedia Commons

Now straight away we hit the problem of exceptionality, although for once not about the woman but about the castle. Orsal’s initial owners must have been holding it privately rather than in their official capacity, since though they were viscounts they were not viscounts here, so it’s not entirely clear that the castle had military obligations to fulfil, although there was a ‘beneficium’ in its territory which suggests fiscal land-stocks dedicated to its upkeep.6 The comital family also held land nearby, both Count-Marquis Borrell II of Barcelona, Girona, Osona and Urgell and his sister Godregilda Countess of Pallars, and had clients here, of whom one, Riculf, may have been Adelaide’s husband.7 Also, it doesn’t seem that the castle was worth keeping – all these powerful men selling it very quickly – so it may not have been very well-equipped or repaired. It was apparently OK for Adelaide to be a castellan, in other words, but that may be because there was nothing that really came with the castle. And for castellans, she is the best case I can find.

But, surprisingly, we can get lower down and much more certain at the same time. Rather earlier in the century and higher up in the Pyrenees, we have the will of a woman called Oliba (usually a man’s name but here specified ‘femina’).8 She was old enough to have two sons, one of whom was a deacon and the other dead, and she was reassigning the inheritance to take account of that latter fact. And, in the course of rewarding the surviving son Ludiric because he had “remained in my obedience and desired so to do”, she gave him an alod big enough to have an island in it, in the territory of the castle of Bar, and it came with various revenues including those “de predam et de ostem”. I cannot think of any way to translate that but “from plunder and from campaigning”, and with that seems to follow ineluctably the implication that this land supported a warband, and neither the fact that she was an ageing widow nor that he was a churchman were apparently going to stop that.

Obviously it's only a guess, but here's a farm in Bar with an island in the Riu Segre on its likely property; it could be where theirs was...

So, OK, again, we have the obvious cavil: there’s nothing here that proves she herself was fighting, even less that proves that he was. In fact, he can’t have been expected to, if he owned the land, since if he was receiving revenues from some venture he was presumably not bringing them in himself or he could just have kept them— with Ma dead, who else could claim? Nonetheless, they were running soldiers. Whether they told those soldiers where to go or just sent them out for pigs (another of the revenue sources mentioned), no questions asked, they controlled men of war enough to take some of their booty off them. And this, apparently, like Adelaide’s control of a castle, was, if not usual, at least by no means so odd that it needed explaining in the charter.

When I bring these examples up, and others of women witnessing or signing documents, people who work on other early medieval areas where they get none of this stuff often ask me why tenth-century Catalonia should have been so well-disposed to women’s rights, justifiably enough. I have tended to suggest that if they had my evidence density maybe they’d see this too, because these are—here it comes again—probably not usual cases. But they were possible cases, and that in itself merits more explanation than I’m usually willing to give it. That doesn’t mean I have one, but I will suggest two interlinked factors that must have played a part. One, both Adelaide and Oliba were widows, which is to say, there had once been a man with whom they shared these rights, and second, as often said here, in Catalonia the law of resort was still the Visigothic Judges’ Book.9 These connect because the Visigothic Law was fairly generous to wives and widows: while their husband was alive, they held ten per cent of his property with him, and after he died, they got to keep that tenth for their support, until or unless they married again, in which case it devolved to the children of the first marriage since she would now have a new tenth.10 How often that was actually done is not clear, but it was often enough that “from my tenth” is a way that widows disposing of property by charter explained how they came to own it.11 Now, unless we are to suppose that people deliberately chose that tenth to exclude any land they held with a military duty or whatever being done from it, which would often have been quite hard to do I’d guess, widows of men who ran soldiers must sometimes have wound up with a warband’s base on their hands when he died, in perfect legal right. Actually, this land of Oliba’s came from her parents and Adelaide just bought her castle, but my point is that women running soldiers must have come up enough that if it was acceptable one way, it might be acceptable in others.

We expect, of course, based on later primogeniture and despite any number of romances in which women get knights in to defend their castles and don’t even always marry them, that this would have seemed so unnatural that it had to be altered. There are enough female litigants in the record here, though, including castellans’ widows who defeated the Church in court, that I suspect women being so shunted out of control would have generated a record.12 I also think we probably expect that particular sense of the unnatural too much. We might, realistically, be beyond the law in Oliba’s case, with frontier pig-raiding a bankable source of cash, but she still had a charter written and in any case, pioneer pragmatism surely ought to have seen an old woman elbowed out of place in favour of an able-bodied man sooner, don’t you think? If it was weird out here, it should have been fightin’ weird not legal weird. So perhaps it wasn’t weird at all, just unusual. We still have the philosophical wrangle about what to do with an unusual thing that perhaps still happened a lot, of course, but if we’re not happy making rules out of it at least we can also avoid making rules out of its more common opposite.

1. Jeffrey A. Bowman, “Countesses in court: elite women, creativity,
and power in northern Iberia, 900–1200″ in Journal of Medieval Iberian Studies Vol. 6 (London 2014), pp. 54-70, DOI 10.1080/17546559.2014.883084.

2. The standard book on Ermessenda is Antoni Pladevall, Ermessenda de Carcassona, comtessa de Barcelona, Girona i d’Osona: esbós biogràfic en el mil·lenari del seu naixement (Barcelona 1975), but you can find him reprising it more recently for an audience of Romanesque fans in “La Comtessa de Barcelona Ermessenda de Carcassona” in Amics de l’Art Romànic de Sabadell no. 109 (Sabadell 2011), pp. 519-538, online here as PDF.

3. On viscounts and their power see Jonathan Jarrett, Rulers and Ruled in Frontier Catalonia 880-1010: pathways of power (Woodbridge 2010), pp. 133-141; cf. cf. Ramon d’Abadal i de Vinyals, “La institució comtal carolíngi en la pre-Catalunya del segle IX” in Anuario de Estudios Medievales Vol. 1 (Barcelona 1964), pp. 29-75, repr. in idem, Dels Visigots als Catalans, ed. Jaume Sobrequés i Callicó, Estudis i Documents XIII & XIV (Barcelona 1969, repr. 1974, 1989), 2 vols, I pp. 181-226.

4. Jarrett, Rulers and Ruled, pp. 82-83; the documents in question are printed as Ramon Ordeig i Mata (ed.), Catalunya Carolíngia IV: els comtats d’Osona i Manresa, Memòries de la Secció històrico-arqueològica LIII (Barcelona 1999), 3 vols, doc. nos 1774 & 1805.

5. Jordi Vigué i Viñas, Albert Benet i Clarà and Antoni Pladevall i Font, “Castell de Malla” in Vigué (ed.), Catalunya romànica, II: Osona I (Barcelona 1984), pp. 292–294.

6. The beneficium is in Ordeig, Catalunya Carolíngia IV, doc. no. 350; see Jarrett, Rulers and Ruled, p. 84.

7. Ordeig, Catalunya Carolíngia IV, doc. nos 661, 1542 & 1730 show Borrell’s lands here; the first of these shows Goldregilda as neighbour. For Riculf, see Jarrett, Rulers and Ruled, pp. 84-86.

7. My reference here is Cebrià Baraut (ed.), “Els documents, dels segles IX i X, conservats a l’Arxiu Capitular de la Seu d’Urgell” in Urgellia Vol. 2 (Montserrat 1979), pp. 7–143, doc. no. 70. Now, it’s a while since I saw the text of this document. I’ve been citing this charter for this fact ever since my doctoral upgrade in 2001, but my viva revealed that I’d read one other thing in this document quite wrong, and now that I go back to my notes I find that they say nothing of this, which is a little disturbing. It’s on open shelves in Cambridge University Library, P582.b.1, probably North Front 5 still; if any of my readership happen to be passing, and wouldn’t mind photocopying or scanning a text, I would be quite grateful for it…

8. See Jeffrey Bowman, Shifting Landmarks: Property, Proof, and Dispute in Catalonia around the Year 1000 (Ithaca 2004), pp. 33-55.

9. Karl Zeumer (ed.), Leges Visigothorum, Monumenta Germaniae Historica (Leges Nationum Germanicum) I (Hannover 1902, repr. 2005), transl. S. P. Scott as The Visigothic Code (Boston 1922), online here, III.1.6 sets the tenth, though note that III.1.7 says that the bride’s father inherits it when she dies, presumably not a usual occurrence and not something I can document.

10. This, however, is common: some examples are Ordeig, Catalunya Carolíngia IV, doc. nos 95 (where the woman had kept the tenth from her previous husband despite remarrying), 560, 579, 596, 636, 726 (consenting to its alienation), 919, 1040, 1263 (a couple who weren’t even legally married, Unifred and Sesnanda), 1299, 1404, 1548, 1727 (Ermessenda!) & 1822 (citing the Law for it), and these are just the ones in that collection where I made a note of it.

11. Ajó, widow of the Vicar and judge Guifré de Néspola and perhaps daughter of the Vicar Sal·la, founder of Sant Benet de Bages. Again we see the problem: she was certainly unusually privileged, and the result is almost unique in terms of preservation, but how much more could we nonetheless expect this unusual thing to have happened… ?

Nearest neighbours in the pre-Catalan foothills

Cover of Guy Bois's Transformation of the Year 1000

Cover of Guy Bois’s Transformation of the Year 1000

Another thing that Guy Bois’s book The Transformation of the Year 1000 has made me think about is the coherence of the village community in my area. For him, the villages of the area of the Mâconnais in Burgundy about which he wrote were quite discrete entities, outside of which hardly anyone lived, except in a few relatively-substantial grange-like affairs run by a small staff of slaves or other dependants.1 He gets some quite heavy theory out of this (and apparently only from this), that this is the natural state of a relatively flat social hierarchy in a time of light lordship, they will band together for mutual support whereas dispersal presupposes some kind of structure to which to connect.2

The church and the centre of modern-day Lournand, Burgundy. By Ludovic Péron

The church and the centre of modern-day Lournand, Burgundy. By Ludovic Péron (Own work) [CC-BY-SA-3.0], via Wikimedia Commons

There is so much literature on the formation and structure of villages, most of which I haven’t read, that the only way I can really come at this idea, which you may guess sits wrongly with me, is to test it in the context of the society I know best, tenth-century Catalonia. Here, of course, there was a fairly strong political authority: it may not be exactly clear what the counts could actually do, but they turn up almost everywhere as landholders, transactors, or judgement-givers. Very occasionally, too, we see signs of their ability to coordinate military power, though when the main source is land charters that just doesn’t come up much. Nonetheless, most theories about the development of this area hang on the idea that this lordship was less burdensome than the more local castle-based one that would come to replace it by, say, 1050.3 I have also mentioned before that the tenth-century documents frequently mention what appears to be an allotment of public land near castles, probably dedicated to their upkeep, identifiable because of not having an owner, being referred to as just ‘the benefice’ or similar. In that case it’s hard to guess what exactly the local castle asked from its supposed subjects, and one has to wonder what exactly drew these communities together.

Probably Sant Llorenç prop Baga in Osona

Sometimes the castle is more local than at other times… I think this is Sant Llorenç prop Baga in Osona, but could easily be wrong and would welcome any better suggestions

This is an issue because it is definitely my sense that these communities didn’t have very distinct boundaries. There were certain areas on the edges of castle jurisdictions where the scribes seem to have been uncertain in which jurisdiction to put it.4 If it were under obligations of some kind to that castle, I don’t see how this could happen, at least not if that were geographically determined which Jerusalem, as ever, reminds us it need not be.5 Nonetheless, this was not an intensely-divided zone, it seems to me. People usually knew where their estates and properties ended, but even that could be open-ended (“on the margin”, “on wasteland”).6

Sant Vicenç de Malla

Sant Vicenç de Malla, in the tenth century in the term of Orsal or that of Taradell depending on which scribe was writing your charter (NB this building is later)

It’s also quite hard to point at centres of communities, in the tenth century at least. The church is an obvious one, but not everywhere had one; my favourite example from my territory is a village called Montells, which has at least two bits (Upper and Lower) and also some settlement in between. Their nearest church, as far as I can tell, was the cathedral at Vic or Sant Vicenç d’Orsal in the under-managed term of Malla, but they did not live in either of those places as far as the scribes who wrote their documents were concerned.7 Then, to the north in Vallfogona the unusually rich documentation shows us a community that got a church put in by the nunnery of Sant Joan de Ripoll over the ridge to the north, which was obviously therefore acting as a kind of focus in itself, and yes, that church is more or less in the middle of the valley, but the settlement wasn’t; the church went where it went because the main mover in the affair, a chap called Arigo, lived there. But there were about fifteen other hamlets in tenth-century Vallfogona and when the counts moved in on the area towards the end of the century one of the things that they did was to put another church up at the east end of the valley and scrounge half its parish away from the older one, showing us that those hamlets looked to a further centre, not one of their own. And the Vall de Sant Joan itself, as we know in almost-unique detail, had at least twenty-three settlements in by 913, of which some were groups of fifteen to twenty families but others basically a homestead.8 Their centre was obviously the nunnery, but that area was, as I’ve suggested, organised much more obviously in dependence. Does this mean that Bois is right and dispersal follows lordship, and that other areas should be more centred?

Portal of the church of Sant Pol, in Sant Joan de les Abadesses

Portal of the old parish church of Sant Pol, in Sant Joan de les Abadesses

I certainly don’t think that there was ordinarily no village community as such, not least because we have reason to expect there to have been some common land in most places, which means a group that could decide who was entitled to use it and who wasn’t.9 There was also a reasonably distinct body of people who turn up in court hearings for a given area as boni homines, ‘worthy men’, a term only used in this context but often correlating to a certain landed importance in the transaction record.10 Such a status presupposes, I think, other fora in which it could be reckoned by the person’s fellows before it could be definite enough for a scribe to record; I don’t see how it could really be the scribe’s decision. But it does make one wonder, when if ever was this community together to make such decisions? If the hamlet is the basic unit, church is not the answer: we don’t, in any case, know how often people went to church in this period, but it seems that it would always have involved the people of many (small) settlements. Unless we imagine that each church meeting dissolved into a bunch of small board meetings, some more local setting seems likely. (Churches are more common than castles, so it wouldn’t be the castle either.)

Castell de Sant Llorenç del Munt, Osona

Of course, sometimes church and castle later got hard to separate… The Castell de Sant Llorenç del Munt, Osona

Beyond imagining the local ‘big men’ having more or less formal meetings at each other homes, for which there is no evidence at all, I don’t have an answer to this, which is frustrating because, Guy Bois or no Guy Bois, this is the level at which change would have been recognised, discussed, met and contended with, and it is invisible even though it must have been there. The invisibility of the informal is probably the biggest single problem with which the early medieval social historian reckons, and though I may not like the way Guy Bois imagines it (for an area that he knows vastly better than do I, of course; I merely don’t like it for my area) it’s very hard to do better than imagination.11

1. G. Bois, La mutation de l’an mil (Paris 1989), transl. Jean Birrell as The Transformation of the Year 1000: the village of Lournand from Antiquity to feudalism (Manchester 1992), p. 117-120.

2. Ibid., pp. 119-120:
“Peasant dispersal was no doubt a possibility wherever a strong political authority, inherited from Rome, had been maintained. Where this was lacking, the hamlet became the structural framework which no peasant would think of leaving. The basic reality consisted of a network of hamlets, each binding the conjugal units into a cohesive group. The more society lost any central power, the stronger the knots in the mesh became….”

3. Most obviously Pierre Bonnassie, La Catalogne du milieu du Xe à la fin du XIe siècle : croissance et mutations d’une société, Publications de l’Université Toulouse-le Mirail, Sèrie A, 23 & 29 (Toulouse 1975-1976), 2 vols; Josep María Salrach i Marés, El procés de feudalització (segles III-XII), Història de Catalunya 2 (Barcelona 1987).

4. See J. Jarrett, Rulers and Ruled in Frontier Catalonia 880-1010: pathways of power (Woodbridge 2010), pp. 90-91, for the example of l’Esquerda.

5. Ronnie Ellenblum, “Were there borders and borderlines in the Middle Ages? The example of the Latin kingdom of Jerusalem” in David Abulafia & Nora Berend (edd.), Medieval Frontiers: concepts and practices (Aldershot 2002), pp. 105-118.

6. In Ramon Ordeig i Mata (ed.), Catalunya Carolíngia IV: els comtats d’Osona i Manresa, Memòries de la Secció Històrico-Arqueològica LIII (Barcelona 1999), 3 vols, doc. nos 158, 496, 941, 1111, 1128, 1184, 1218, 1236, 1243, 1367, 1595 & 1870 feature boundaries “in ipsa limite” or some other form of the word limes, whereas nos 760, 910, 960, 1128, 1381, 1402, 1428, 1435, 1504, 1547, 1664, 1683, 1710, 1821, 1852 & 1854 have “in ipsa margine” or similar. This seems to suggest either some shift in fashion from the former to the latter, or else that the limes was fixed somehow and that the edge of settlement had moved beyond it after the 970s. Interesting, isn’t it?

7. Jarrett, Rulers and Ruled, pp. 75-77.

8. Ibid., pp. 30-42.

9. Gaspar Feliu, “La pagesia i els béns comunals” in J. Farré and Flocel Sabaté (edd.), Els grans espais baronials a l’edat mitjana: desenvolupament socioeconòmic. Reunió científica: I Curs d’Estiu Comtat d’Urgell (Balaguer, 10, 11 i 12 de juliol de 1996) (Lleida 2002), pp. 23-40.

10. Jarrett, Rulers and Ruled, pp. 35-36 & n. 55 with ref.; more widely, see Karin Nehlsen-von Stryck, Die boni homines des frühen Mittelalters unter besonderer Berücksichtigung der fränkischen Quellen, Freiburger rechtsgeschichtliche Abhandlungen Neue Fassung 2 (Berlin 1981).

11. One person who may do better than me (or Bois) on this is Elisabet Bonilla Sitja, whose Masters thesis, “Aproximación al estudio de la vida y mentalidad altomedieval: la Plana de Vic, 872-936″, unpublished Master’s thesis (Universitat de Lleida 2011), for a copy of which to read I must thank her, touches on such issues and whose doctoral work now completing may carry it further. She looks at the documents in a different way from mine and this is one enquiry where that probably helps!

Leeds 2013 report part 4 and final

I probably stayed at the dance of the International-Medieval-Congress-before-last longer than I should have done given that I was presenting the next day, but nonetheless I was on time, just, to my own session, and in practice it would have upset few enough people if I had been late, as there were only four people in the audience!

1525. Expressions of Ecclesiastic Authority: from priests to popes

The lessons here, I suppose, apart from the obvious “hope not to be scheduled the morning after the dance“, are to aim to be part of a session, not just to fling a paper title at the organisers as I had done (and as I am avoiding doing next year: had you seen the Call for Papers? I’d be happy to have some more submissions…). All the same, I’d spent quite a lot of the conference in a funk about leaving the profession, although I had during it in fact been offered my next job had I but known this, and this morning audience did not, shall we say, help me with feeling as if my work had value, as didn’t my knowing that because of Montserrat’s e-mail silence I didn’t have the facts I really needed to make it work. Nonetheless, I gave it my best, and I think that certainly the other two papers were very interesting in their own ways. The trouble was rather that there was no single way in which all three were on someone’s wavelength…

  • Jonathan Jarrett, “The Priests of Montpeità: Competing Ecclesiastical Interests at the 10th-Century Catalan Frontier”
  • Patricia Dalcanale Meneses, “‘Roman Gothic': Giuliano della Rovere in Avignon”
  • David Kennett, “Trouble Finding Bishops: the episcopal crises of Henry VII”
  • My morning offering was, as you can see, the second part of the Manresa project. Having in my previous paper on this (seen, of course, by none of the same people but hey) tried to set apart the monastic clergy of Sant Benet de Bages from their dense recording of parts of the territory of the city of Manresa in the tenth century, I now tried to see past them to the wider priesthood, concentrating in particular on one of the most densely-documented parts of the record there, a place that is now a basically empty hillside called Montpeità. Having first taken the twenty most frequently-appearing people and shown that they were surprisingly free of direct associations with the monastery, I demonstrated the intermittent monk problem then tried the same trick with the clergy, and yeah, the top three are monastics, one of them being the place’s advocate but never actually dealing with it direct (a sign how little weight this kind of work can bear) but numbers 4-10 of the top 10 are just the actual local priests as far as I can see, albeit that one of them was apparently quite senior at the era of the monastery’s foundation and wrote their foundation and endowment documents (the latter seen below, with his distinctive spelling of his name and signature in capitals). So it does kind of work, there is a possibility of getting at the local clerical distribution through this sample despite the weight of the monastery. But it wasn’t what you could call a finished set of findings.

    The act of endowment of Sant Benet de Bages

    The act of endowment of Sant Benet de Bages, not in great shape alas, but signed at bottom left by SUNIÆRUS. Slightly larger version linked through, but even at the biggest size I have this is still basically no longer legible

    As for the other two speakers, Dr Dalcanale showed us how the man who would become Pope Julius II had, by the time he did, architecturally implanted himself all over the centre of Avignon so that even before his election one could hardly avoid seeing his works, which were furthermore strongly French Gothic in style, rather than the Romanising architecture he might have adopted. Then Mr Kennett looked at the accusations often levelled at King Henry VII of England that he kept bishoprics open for longer than other kings (thus profiting from their revenues). According to Mr Kennett, while there is a statistical justice in this it can be mostly explained by the fact that as Henry took the throne almost all of his bishops were seventy years old or more, and that very rapidly they died: he had 14 new vacancies over the period 1502 to 1505, and it understandably took him time to find competent candidates for so many sees, especially given the kind of hierarchy of importance and income they seem to have had which meant that only some of them could honourably be used as entry-level positions. This was interesting, as was Dr Dalcanale’s paper, but you can see what I mean when I say that there was very little that joined all three of us together in era, geography or focus…

I did get what looked as if it might be a useful contact for the Montserrat problem out of this, though, so I left in a better humour than I’d entered. (Ironically, firstly the contact has been unable to help, and secondly they found me independently though here a few months later anyway! But I wasn’t to know that then.) It was good to have finally done my turn, anyway, and the rest of the day was much more fun for me.

1602. ‘Defended Communities': fortified settlements of the 8th-10th centuries – origins, forms and functions, II

  • Rossina Kostova, “The Western Black Sea Coast: how and how much was it defended?”
  • Immaculada Ollich i Castanyer, Montserrat Rocafiguera & Maria Ocaña-Subirana, “The Southern Carolingian Frontier along the River Ter: ‘Roda Civitas’ identified in the archaeological site of l’Esquerda (Catalonia)”
  • This thread was ill-favoured by its position on the last day, as all the sessions I could make were really interesting but people kept leaving during them. This session here had even lost one of the planned speakers, but to me this mattered not at all because what it meant was that the small-scale Catalan invasion got to take up far more of the session than it otherwise would have been allowed. (You may have recognised some of the names…) But before that happened, Dr Kostova gave us an interesting summary of the medieval fortress archæology along the Bulgarian coast of the Black Sea. She saw a division at the Danube, south of which the Byzantines kept forts active in some places, planted settlements when they could and generally kept the space full, and which the Bulgars subsequently blocked up with earth dykes to prevent easy movement of armies; the Byzantines recapture of this zone during the eleventh and twelfth centuries didn’t change that much but they did make a good attempt to hold the Danube. North of the Danube, however, whether Byzantine or Bulgar (or, briefly, Avar) there was much less investment except at a few notable coastal centres. What this seemed to show to the audience was that whoever held that territory, they could usually mobilise a good deal of labour: the Bulgarian dyke system extends for 120 km in some of its lengths! But though the how is impressive, the why of all of this would also be informative if we could get closer to figuring it out.

    Aerial view of l'Esquerda

    Aerial view of l’Esquerda

    Then, however, came a site dear to my work, good old l’Esquerda, being presented in the UK for the first time in a long time, and with much done since then.1 The site has a very long chronology, late Bronze Age to twelfth century, so Dr Rocafiguera took us through the background, which included one more big square Iberian tower than they thought they had when I was last there, possible Punic War defences that became the gateways of a Roman village. They now also have a hitherto unsuspected Visigothic phase, however, dating evidence including a radio-carbon date centering around 614, and it comprises a thoroughgoing refortification period with a huge new wall slighting the older defences. Within it, however, the excavated area seems to have been turned over to silos that eventually became rubbish pits and cut through each other, with burials going on in the area of the walls. A village was presumably there somewhere but as of the 2012 season they hadn’t yet found it. It was this somewhat dilapidated complex, anyway, rather than a half-functional Iberian fortress-town, that the Carolingians inherited and refurbished, then.2 There was obviously enough for the Carolingian forces to reuse.

    The newly-discovered wall of l'Esquerda exposed in the 2012 excavations

    The newly-discovered wall exposed in the 2012 excavations

    The star find in all this, however, was a silver denier of Louis the Pious that came from the Carolingian destruction layers, whose deposition we can thus reasonably date to 826 or very narrowly before, an unusually close chronology. Coins are just vanishingly rare finds in Catalonia anyway, so they were understandably excited, but the find also helps remove any doubt (if there were any) that this is the Roda mentioned as destroyed in the rebellion of Aizó in the Royal Frankish Annals.3 That’s great, because pinning textually-attested events to archæology so closely hardly ever happens, but now we have quite a lot more questions about what on earth the Visigothic-period site was for and who was using it…

All of that gave me quite an appetite for lunch, once I managed to stop talking Catalonia. But I was clear which strand I needed to be in for what remained of the conference now! First, however, came lunch with friends and also some unexpected neighbours…

Hawks and owls at the 2013 International Medieval Congress

Hawks and owls peacefully waiting for showtime

I didn’t get to see the actual show, however, because I had more fortresses to go and hear about!

‘Defended Communities': Fortified Settlements of the 8th-10th Centuries – Origins, Forms, and Functions, III

  • Juan Antonio Quirós Castillo, “Early Medieval ‘Incastellamento’ in the North of Iberia”
  • Alessandra Molinari, “Rural Landscapes of Sicily between Byzantines and Muslims (7th-11th c.)”
  • Neil Christie, “Creating Defended Communities in late Saxon Wessex”
  • Yes, that’s right, every single session I went to this day had something about Spain in it and I only had to supply one of them! (This was not least because I’d suggested a bunch of Spanish castellologists to Hajnalka Herold when she was setting the sessions up and they apparently proved agreeable, but hey, you do what you have to.) Nonetheless, and despite his prodigious output, much of it internationally aimed, this was the first time I’d actually seen and met Professor Quirós. He was here to tell us of a sea-change, however, in which Pierre Toubert’s model of castles as the social centres that drive everything because of élite demand have been shunted out in the archaeolography (if there can be such a word) of northern Iberia in favour of villages being the key, and castles being basically defence apparatus, more symbols of power than agents of it.4

    Castillo d'Arganzón

    The Castillo d’Arganzón, another of those Professor Quirós has been digging

    That fits what I see in Catalonia quite well, but it is also something much more likely to come up in archæology because the units the newest digs, his type site here being a place called Treviño, are showing up are effectively self-contained, so would not show up in transactions. I’m less sure about that argument or whether any such places exist outside mountain Navarre, but I suppose that the Catalan archæologists would probably brandish Roc d’Enclar at me and they’d probably have a point.5 From the survey Professor Quirós’s team have, in any case, early medieval castles in Navarra and the Basque Country seem to have been exterior to settlements, churches were more integral and a late antique precedent is also often common; it’s only in the twelfth century that the picture of a castle as the obvious tool of social domination begins to stick, which means that such incastallamento as was being carried out was being done from existing, centralised, sites. That paradigm was already struggling, but this doesn’t do it much good…6

    Meanwhile, in Sicily, wouldn’t you know, it’s the tenth century that turns out to be crucial; Dr Molinari painted us a picture of a society where late antique settlement organisation went on till quite late, and while it began to be dotted with Byzantine fortresses in the face of the Muslim invasion in the ninth century, it’s only in the tenth that peasant settlement moves up to the hills. What is missing from the picture so far is much sign of Islamic fortification; the Byzantine state here seems to have been attenuated enough that it just withered back in the face of opposition. And lastly, Neil Christie, co-organiser of the sessions, took us through the now-appreciated variety of the Anglo-Saxon burghal system of fortresses against the Vikings and added to it a perspective that many of the other papers had also adopted, that control of territory may not have been as important for their location as control of routeways (including waterways).7 This interests me because, as I hope to show soon, it just doesn’t work in Catalonia (except maybe the waterways, but the Ter is no quick way to get anywhere, especially upstream). The other factor that came up again here was the workforce needed to get these sites up, which was not just a matter of a quick bit of earth-moving but often demolition, clearance, and then quite heavy building for all that stone was not usually involved. Of course, Asser tells us about how this was resented, but it was good to have the Anglo-Saxon sites brought into the same dialogue as everyone else was having.8

So, that was it; after that it was an hour or so of hanging about, gathering bags, drinking tea and saying goodbye, and then I set off home, quite possibly as I then thought having just done my last Leeds as an academic. I’m pleased that this was not so, and I had extensive plans for how to handle it if it were so, but all the same the abyss yawned near, and spending most of a day remembering that other people are also interested in the things I’m interested in and get paid for investigating them was a boost in an otherwise slightly dark time. But it’s OK: I was about to head for the sunshine…

1. That first presentation being Immaculada Ollich i Castanyer & Montserrat Rocafiguera, “Ancient patterns in settlement and urbanism: the medieval site of L’Esquerda (Catalonia)” in Rural Settlement, Medieval Europe 1992: a conference on medieval archaeology in Europe, 21st-24th September 1992 at the University of York volume 4 (York 1992), pp. 131-137.

2. Cf., well, basically everything previously published on the site alas. Happily, in a way, there’s still basically no later ninth- or tenth-century evidence beyond the church, so J. Jarrett, Rulers and Ruled in Frontier Catalonia, 880-1010: pathways of power (Woodbridge 2010), pp. 87-99, is still basically OK on the place, and you can find there the other most useful earlier references.

3. Friedrich Kurze (ed.), Annales regni Francorum inde ab a. 741 usque ad a. 829, qui dicuntur Annales Laurissenses maiores et Einhardi, Monumenta Germaniae Historica (Scriptores Rerum Germanicum) VI (Hannover 1895; repr. 1950), transl. in B. Scholz & B. Rogers (transl.), Carolingian Chronicles: Royal Frankish Annals and Nithard’s Histories (Michigan 1972), pp. 35-125, with commentary pp. 2-21, s. a. 826. On the coinage of the area see most easily J. Jarrett, “Currency change in pre-millennial Catalonia: coinage, counts and economics” in Numismatic Chronicle Vol. 169 (London: Royal Numismatic Society 2010 for 2009), pp. 217-243.

4. Toubert, classically, in Pierre Toubert, Les Structures du Latium médiéval : Le Latium méridional et la Sabine du IXe siècle à la fin du XIIe siècle, Bibliothèque des Écoles françaises d’Athènes et de Rome CCXXI (Paris 1973), 2 vols, but now cf. his “L’Incastellamento aujourd’hui : Quelques réflexions en marge de deux colloques” in Miquel Barcelo & Toubert (edd.), L’incastellamento : Actes des recontres de Gerone (26-27 novembre 1992) et de Rome (5-7 mai 1994), Collection de l’École française de Rome 241 (Rome 1999), pp. xi-xviii, also printed as “L’incastellamento, mode d’emploi” in Hélène Débax (ed.), Les sociétés méridionales à l’âge féodal (Espagne, Italie et sud de la France Xe-XIIIe s.) : Hommage à Pierre Bonnassie, Méridiennes 8 (Toulouse 1999), pp. 119-124. For Professor Quirós the new gospel appears to be the work of Iñaki Martín Viso, most obviously I suppose his “Un mundo en transformación: los espacios rurales en la Hispania post-romana (siglos V-VII)” in Luis Caballero Zoreda, Pedro Mateos Cruz & Tomás Cordero Ruiz (edd.), Visigodos y omeyas: el territorio (Mérida 2012), pp. 31-63.

5. There’s probably a full report on Roc d’Enclar by now but I know it from J. M. Bosch Casadevall, “El Roc d’Enclar: el poblado fortificado d’época carolingia” in Jordi Camps (ed.), Cataluña en la época carolingia: arte y cultura antes del Románico (siglos I y X), pp. 107-110, transl. as “El Roc d’Enclar. The Fortified Site in the Carolingian Age”, ibid. pp. 473-476.

6. See Richard Hodges, “Size matters: new light on the Italian Dark Ages” in Philippe Sénac (ed.), De la Tarraconaise à la Marche Supérieure d’al-Andalus : les habitats ruraux (IVe-XIe siècle). Desde la Tarraconense a la Marca Superior de al-Andalus: los asentamientos rurales (siglos IV-XI), Méridiennes : Études Médiévales Ibériques 2 (Toulouse 2006), pp. 223-229.

7. Here the cite of choice, which I must follow up some day when world enough etc., was Jeremy Haslam, Urban-rural connections in Domesday Book and late Anglo-Saxon royal administration, British Archaeological Reports (British Series) 571 (Oxford 2012).

Expressions of Hispanist medevalist community, in Exeter

We seem now to be firmly into June 2013 in my never-decreasing backlog of reporting, and next up in it was a day out to Exeter, somewhere I hadn’t been for a long time but which called me now for the same reason as it often has before, a gathering of the intermittent organisation known as Historians of Medieval Iberia. The main reason this had occurred was the presence in the UK of a man much cited here, Professor Jeffrey Bowman, visiting Exeter, because of which Professor Simon Barton thereof had wanted to organise a day symposium, and so being called we variously went. Due to the uselessnesses of First Great Western trains, I was only just in time for the first paper, but in time I was, and the running order was as follows, in pairs of papers.

  • Jeffrey A. Bowman, “Lordship and Gender in Medieval Catalonia”
  • Jonathan Jarrett, “Per multa curricula ex parte destructa: membership of a Church community in Catalonia c. 1000″
  • Robert Portass, “Doing Business: was there a land market in tenth-century Galicia?”
  • Teresa Tinsley, “Hernando de Baeza and the End of Multicultural Iberia”
  • Graham Barrett, “Beyond the Mozarabic Migration: frontier society in early medieval Spain”
  • Simon Barton, “The Image of Aristocracy in Christian Iberia, c. 1000-c. 1300: towards a new history”

Professor Bowman’s paper is now out as an article, but some brief account may be of interest anyway.1 The way it worked was to do what I love doing, standing Catalonia up as a better-evidenced counter-example to a broader theory, in this case that of Georges Duby that female lordship as early as the tenth century was an incredibly rare occurrence seen as a pale imitation of masculinity. To do this involved setting up some kind of definition of lordship, which Professor Barton suggested should at least include fighting, doing justice, controlling castles, diplomacy and ‘special projects’. Women with military rôles are not unknown in the Catalan records (wait for a future post here, as I think the phenomenon goes down lower than Professor Bowman had time to look), countesses in the eleventh century at least certainly presided over courts alone, a good few held castles in fief (or by other arrangements2), we have various Arabic testimonies to the countesses of Barcelona being conduits for diplomatic communication and under ‘special projects’, if we mean things like land clearance, Abbess Emma is an obvious example.3

Seal of Countess Ermessenda of Barcelona, Girona and Osona in the Museu Diocesà de Girona

Seal of Countess Ermessenda of Barcelona, Girona and Osona, a woman who would not give up government till there was no choice, in the Museu Diocesà de Girona

So that case looks pretty much made: in this area, for that definition of lordship (and it does occur to me now that it is a very tenth-century-and-later one because of the inclusion of castles, though one could still say the same of Dhuoda I guess), it’s hard to see anything odd about female participation in lordship here and we should stop thinking it odd. And I suppose I’d agree with that, and not necessarily just here (another future post) but there does still seem to me to be a difference, in the Languedoc at least where the ninth century gives enough to compare with, between the rôles in and frequency with which women appear in charters, especially as far as their titles go, to suggest that even if this situation wasn’t odd, it might still be new. It did, however, last: Professor Bowman was keen to stress in questions that those who have looked for a shift towards a lineage system here have found it hard to locate over any timeframe much shorter than a century.4

Sant Pere de Casserres, from above

Sant Pere de Casserres, from above

As for me, little enough needs saying there: in the throes of another project entirely and with no time to come up with two papers so close to each other from it, I’d offered the latest version of the now-legendary Sant Pere de Casserres paper; I ran through where the place is, what the sources are, why there’s a problem with the narrative of its foundation and what the actual story might be that would fit it; Graham Barrett suggested some modifications to my Latin and then the questions were all for Professor Bowman, which is fine as he was building a much bigger thesis. One of my problems with the Casserres paper is working out what larger point it makes; the other, of course, is non-responsive archives, but that’s a bigger problem than just here…

The monastery of San Salvador de Celanova in its modern form

The monastery of San Salvador de Celanova in its modern form

The second session put two rather less-connected papers together. Rob was out to demonstrate peasant access to the land market in his corner of early medieval Spain, which has often been overlooked because the dominant Spanish historiography interested in peasants has been more interested in how they resisted power than how they cooperated with it.5 This Marxist perspective needs rethinking, argued Rob, not least because many of these peasants did not live in the Marxist ‘peasant mode’, but operated in both vertical and horizontal networks of power and assistance. Even when those networks led to the monastery of Celanova, whence most of Rob’s material, it was not always to peasant disadvantage to cut a deal with the monks, whose rents were limited, and the land that was then sold to them had often come from other peasants previously. The problem here is of course the definition of peasant, but I think I would agree that whatever we call the free smallholders here they could happily do business with each other, and do so with an eye to their own benefit.6

The Alhambra palace in Granada

The Alhambra palace in Granada, now very keen to be widely known as a World Heritage site

Miss Tinsley’s paper came from a completely different place, sixteenth-century Granada, where one Hernando de Baeza, a Christian interpreter for the last lords of the Muslim state there, was writing a history of recent events. This man is almost exactly the author a multicultural twenty-first century reading of events at the end of Muslim rule in Spain wants: his sources included Africans and women, he spoke all the necessary languages and about the only minority group he doesn’t mention is Jews, but the work was only published in the nineteenth century, from two incomplete manuscripts and is consequently confused and disordered in structure, which with its anecdotal style has left it out of most serious historiography. There is now, however, a recently-discovered complete manuscript to work from (which a Mexican archbishop had made in 1550 to help with converting native Americans!) and this offers more details with which the author’s life can be filled out. He seems to have been an ambassador to the papal court for Queen Isabella, briefly papal chamberlain and a protector of Jews, but whom King Ferdinand however booted out of his offices and whose parents had been burnt by the Inquisition! He seems to have written his history in Rome, a disenchanted man. He may therefore have been attempting something like a dream past of late medieval inclusion, before intolerance and persecution wrecked everything for him and his family. Again, just what we might wish but correspondingly slippery to deal with! This all sounded tremendous fun and I hope Miss Tinsley can make the man’s name better-known, although it transpired in questions that she is dealing with a recalcitrant editor of the manuscript who is being very careful what details he lets her have. That sounded dreadfully familiar, alas…

A Leonese royal charter of 860

A Leonese royal charter of 860

Then came Graham Barrett, who was speaking on those curious populations in the frontier Christian polities of tenth-century Spain whose personal names were Arabic, about whom I’ve spoken myself once or twice, including at an earlier Historians of Medieval Iberia gathering, pre-blog. As that suggests, I had given up trying to get my work on this published before Graham had arrived in England to start his Ph. D., but also in the room was Professor Richard Hitchcock, who was fairly sparing about the absence of his more successful work from the presentation…7 I found it hard to rate this paper neutrally, anyway, it was much too close to my own fruitless sidetracks of yore. Graham’s take on things is always original, however, and he knows the documents far better than me, so there were new thoughts available. In particular he raised the possibility that lots of the relevant documents might be forged, although why one would then put Arabic names into them (and the same names over quite an area, I’d note) is hard to explain.8 He also correctly pointed out that migration of southerners was not necessary to explain these names and that they themselves were not evidence of ethnicity or even cultural affiliation,9 but that they might usefully be mapped against other markers of that, if any could be agreed. There’s definitely a project here, but I suspect that in fact neither of us will be the ones who do it as we both have easier things to attempt…

Brass plate bearing the arms of the Lara family

Brass plate bearing the arms of the Lara family

Lastly our host, Simon Barton, asked whether the approximate synthesis to which historians of North-Western Europe seem now to have come about the medieval aristocracy applies in the Midi.10 Most study of the Spanish nobility has been of families, rather than of a class, but Simon argued that a class identity can be seen in formation after about 1050, with a hierarchy of aristocratic rank, heraldry and literature all developing to emphasise it. He suggested that these markers were developing not so much as spontaneous expression of ideals but as tests that helped mark people off from their imitators, which exposes the ideals in play to us in negative. This was a good wrap-up to a good day that refreshed a realisation for us that even if it’s thinly spread and uncertain of duration, nonetheless there is still a medieval Iberian scholarship in the UK and we’re all active parts of it; it’s never a bad time to be reassured that one has colleagues!

1. Jeffrey A. Bowman “Countesses in court: elite women, creativity,
and power in northern Iberia, 900–1200″ in Journal of Medieval Iberian Studies Vol. 6 (London 2014), pp. 54-70, DOI: 10.1080/17546559.2014.883084.

2. J. Jarrett, Rulers and Ruled in Frontier Catalonia 880-1010: pathways of power (Woodbridge 2010), pp. 83-85.

3. Idem, “Power over Past and Future: Abbess Emma and the nunnery of Sant Joan de les Abadesses” in Early Medieval Europe Vol. 12 (Oxford 2005), pp. 229-258, DOI: 10.1111/j.0963-9462.2004.00128.x.

4. Cited here was Theodore Evergates, “Nobles and Knights in Twelfth-Century France” in Thomas N. Bisson (ed.), Cultures of Power: lordship, status and porcess in twelfth-century Europe (Philadelphia 1995), pp. 11-35; Georges Duby, “Women and Power”, ibid. pp. 69-85, provided the basic counter-type here.

5. Classically, Reyna Pastor de Tognery, Movimientos, resistencias y luchas campesinas en Castilla y León: siglos X-XIV (Madrid 1980).

6. R. Portass, “Rethinking the «Small Worlds» of Tenth-Century Galicia” in Studia Historica: Historia medieval Vol. 31 (Salamanaca 2013), pp. 83-103, online here, contains some aspects of this paper.

7. R. Hitchcock, Mozarabs in Medieval and Early Modern Spain (Aldershot 2008), building on his “Arabic proper names in the Becerro de Celanova” in David Hook & Barrie Taylor (edd.), Cultures in Contact in Medieval Spain: Historical and Literary Essays Presented to L. P. Harvey, Kings College London Medieval Studies 3 (London 1990), pp. 111-126; references to my presentations can be found on my webpages here.

8. One example would be the apparent court notable Abolfetha ibn December (good name huh?), who certainly does appear in the forged Santos García Larragueta (ed.), Colección de Documentos de la Catedral de Oviedo (Oviedo 1962), doc. no. 22, but also in the less dubious José María Mínguez Fernández (ed.), Colección Diplomática del Monasterio de Sahagún (siglos IX y X) (León 1976), doc. no. 19 and Emilio Sáez (ed.), Colección Documental del Archivo de la Catedral de León (775-1230): I (775-952) (León 1987), doc. no. 68; at that rate, it begins to look as if the reason for putting his name in a forgery would be because it was known to belong to the period being aimed at, which is to say that at least up to three separate forgers thought he was a real historical person.

9. As also argued in Victoria Aguilar, “Onomástica de origen árabe en el reino de León (siglo X)” in al-Qantara: revista de estudios árabes 15 (1994), pp. 351-363 esp. at p. 363 and Fernando Rodríguez Mediano, “Acerca de la población arabizada del reino de León (siglos X y XI), ibid. pp. 465-72 with English abstract p. 472; they collect the Leonese evidence in Aguilar & Rodríguez, “Antroponimia de origen árabe en la documentación leonesa (siglos VIII-XIII)” in El Reino de León en la Alta Edad Media Vol. 6 (León 1994), pp. 497-633.

10. E. g. (cited) David Crouch, The Image of Aristocracy in Britain 1000-1300 (London 1992) or Constance Brittain Bouchard, “Those of my blood”: Constructing noble families in medieval Francia (Philadelphia 2001), to which cf. S. Barton, The aristocracy in twelfth century León and Castile (Cambridge 1997).